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Insider Filings - MOTT DAVID M
Last Updated 
28-Mar-17
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MOTT DAVID M: Declared Holdings
Company/RelationshipReportedShares  Ownership
Adaptimmune Therapeutics plc
Director
NasdaqGS:ADAP
(historical quotes, profile, other insiders)
27-Mar-1772,139,000  Indirect
Achaogen, Inc.
Beneficial Owner (10% or more)
NasdaqGM:AKAO
(historical quotes, profile, other insiders)
19-Dec-165,215,128  Indirect
Ardelyx, Inc.
Director
NasdaqGM:ARDX
(historical quotes, profile, other insiders)
2-Jun-16
18-Jul-16
14,343
   5,331,039
5,345,382
  Direct
  Indirect  
  Total
AVEO Pharmaceuticals, Inc.
Beneficial Owner (10% or more)
NasdaqGS:AVEO
(historical quotes, profile, other insiders)
13-May-1610,362,694  Indirect
Cascadian Therapeutics, Inc.
Beneficial Owner (10% or more)
NasdaqGS:CASC
(historical quotes, profile, other insiders)
27-Jan-179,064,574  Indirect
Epizyme, Inc.
Director
NasdaqGS:EPZM
(historical quotes, profile, other insiders)
1-Jul-16
12-Jan-16
6,000
   6,261,502
6,267,502
  Direct
  Indirect  
  Total
INTERLEUKIN GENETICS
Beneficial Owner (10% or more)
Other OTC:ILIU
(historical quotes, profile, other insiders)
29-Jul-1655,418,811  Indirect
Mirna Therapeutics, Inc.
Beneficial Owner (10% or more)
NasdaqGM:MIRN
(historical quotes, profile, other insiders)
6-Oct-152,971,517  Indirect
MuleSoft, Inc. Class A
Beneficial Owner (10% or more)
NYSE:MULE
(historical quotes, profile, other insiders)
22-Mar-170  Indirect
Ra Pharmaceuticals, Inc.
Beneficial Owner (10% or more)
NasdaqGM:RARX
(historical quotes, profile, other insiders)
31-Oct-163,490,073  Indirect
TRACON Pharmaceuticals, Inc.
Beneficial Owner (10% or more)
NasdaqGM:TCON
(historical quotes, profile, other insiders)
29-Nov-162,758,039  Indirect
TESARO, Inc.
Director
NasdaqGS:TSRO
(historical quotes, profile, other insiders)
1-Jun-16
18-Mar-16
12,149
   10,276,446
10,288,595
  Direct
  Indirect  
  Total

Insider & restricted shareholder transactions reported over the last two years
DateSharesStockTransaction
27-Mar-17 *12,870,000ADAP Purchase at $0.70 per share.
(Cost of $9,009,000)
22-Mar-17 *16,115,887MULE Disposition (Non Open Market)
22-Mar-17 *15,795,107MULE Acquisition (Non Open Market)
16-Mar-17 *320,780MULE Statement of Ownership
27-Jan-17 *9,064,574CASC Statement of Ownership
19-Dec-16 *500,000AKAO Purchase at $13.50 per share.
(Cost of $6,750,000)
29-Nov-16 *869,565TCON Purchase at $5.75 per share.
(Cost of $4,999,998)
31-Oct-16 *80,658RARX Option Exercise at $0.07 per share.
(Cost of $5,646)
31-Oct-16 *338,462RARX Purchase at $13 per share.
(Cost of $4,400,006)
31-Oct-16 *3,071,388RARX Acquisition (Non Open Market)
31-Oct-16 *435RARX Sale at $13 per share.
(Proceeds of $5,655)
29-Jul-16 *20,120,724ILIU Purchase at $0.10 - $0.1 per share.
(Cost of about $2,012,000)
18-Jul-16 *1,527,301ARDX Purchase at $8.73 - $8.73 per share.
(Cost of about $13,333,000)
1-Jul-16 6,000EPZM Acquisition (Non Open Market) at $10.33 - $10.33 per share.
(Value of about $62,000)
3-Jun-16 *4,715,128AKAO Statement of Ownership
2-Jun-16 8,522ARDX Acquisition (Non Open Market) at $0 per share.
1-Jun-16 2,115TSRO Acquisition (Non Open Market) at $0 per share.
13-May-16 *10,362,694AVEO Statement of Ownership
18-Mar-16 *1,420,858TSRO Purchase at $35.19 - $35.19 per share.
(Cost of about $50,000,000)
13-Jan-16 *1,000,000ARDX Purchase at $10 - $10 per share.
(Cost of about $10,000,000)
12-Jan-16 *1,111,111EPZM Purchase at $9 - $9 per share.
(Cost of about $10,000,000)
1-Jan-16 *59,269,000ADAP Statement of Ownership
6-Oct-15 *289,166MIRN Acquisition (Non Open Market) at $0 per share.
6-Oct-15 *857,142MIRN Purchase at $7 - $7 per share.
(Cost of about $6,000,000)
5-Oct-15 *1,825,209MIRN Acquisition (Non Open Market)
11-Jun-15 5,821ARDX Acquisition (Non Open Market) at $0 per share.
5-Jun-15 *2,803,738ARDX Purchase at $10.70 - $10.7 per share.
(Cost of about $30,000,000)
1-Jun-15 *10,504TSRO Acquisition (Non Open Market) at $0 per share.
1-Jun-15 1,357TSRO Acquisition (Non Open Market) at $0 per share.
1-Jun-15 *1,010,000TSRO Disposition (Non Open Market) at $0 per share.
    * Indicates that some (or all) shares are held indirectly (e.g. in a trust, by a spouse, etc.)



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