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Insider Filings - KLEIN MARK D
Last Updated 
2-Sep-16
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KLEIN MARK D: Declared Holdings
Company/RelationshipReportedShares  Ownership
Atlantic Alliance Partnership C
Director
NasdaqCM:AAPC
(historical quotes, profile, other insiders)
7-Apr-16275,649  Indirect
GSV Capital Corp
Director
NasdaqCM:GSVC
(historical quotes, other insiders)
1-Aug-1647,340  Direct
NATIONAL HOLDINGS
Other
NasdaqCM:NHLD
(historical quotes, profile, other insiders)
30-Nov-15
30-Nov-15
31,226
   482,277
513,503
  Direct
  Indirect  
  Total

Insider & restricted shareholder transactions reported over the last two years
DateSharesStockTransaction
1-Aug-16 914GSVC Automatic Purchase at $5.47 per share.
(Cost of $4,999)
1-Jul-16 979GSVC Automatic Purchase at $5.10 per share.
(Cost of $4,992)
17-May-16 1,000GSVC Purchase at $5.10 per share.
(Cost of $5,100)
16-May-16 1,000GSVC Purchase at $5.15 per share.
(Cost of $5,150)
2-May-16 875GSVC Automatic Purchase at $5.71 per share.
(Cost of $4,996)
7-Apr-16 *24,045AAPC Disposition (Non Open Market) at $0 per share.
1-Apr-16 872GSVC Automatic Purchase at $5.73 per share.
(Cost of $4,996)
22-Mar-16 3,138GSVC Purchase at $6.04 - $6.04 per share.
(Cost of about $19,000)
21-Mar-16 1,862GSVC Purchase at $6.10 - $6.1 per share.
(Cost of about $11,000)
18-Mar-16 5,000GSVC Purchase at $6.19 - $6.19 per share.
(Cost of about $31,000)
30-Nov-15 *482,277NHLD Statement of Ownership
30-Nov-15 31,226NHLD Statement of Ownership
17-Nov-15 1,000GSVC Purchase at $9.57 - $9.57 per share.
(Cost of about $9,570)
21-Aug-15 1,000GSVC Purchase at $8.82 - $8.82 per share.
(Cost of about $8,820)
20-Aug-15 *2,500AAPC Acquisition (Non Open Market) at $0 per share.
11-Aug-15 2,500GSVC Purchase at $9.28 - $9.28 per share.
(Cost of about $23,000)
4-May-15 *75,000AAPC Acquisition (Non Open Market) at $10 - $10 per share.
(Value of about $750,000)
28-Apr-15 *222,194AAPC Statement of Ownership
    * Indicates that some (or all) shares are held indirectly (e.g. in a trust, by a spouse, etc.)



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