Search the web
Welcome, Guest
[Sign Out, My Account]
EDGAR_Online

Insider Filings - CARLSON CAPITAL L P
Last Updated 
26-Aug-16
Enter symbol:
symbol lookup

 

EDGAR Online: Get a Free Trial to EDGAR Online Premium | Full text Search

CARLSON CAPITAL L P: Declared Holdings
Company/RelationshipReportedShares  Ownership
Archrock, Inc. Common Stock
Beneficial Owner (10% or more)
NYSE:AROC
(historical quotes, profile, other insiders)
26-Feb-169,258,249  Indirect
SWK HLDGS CORP
Director
Other OTC:SWKH
(historical quotes, profile, other insiders)
25-Aug-169,050,519  Indirect
Ultratech, Inc.
Beneficial Owner (10% or more)
NasdaqGS:UTEK
(historical quotes, profile, SEC, other insiders)
26-Jul-162,643,986  Indirect

Insider & restricted shareholder transactions reported over the last two years
DateSharesStockTransaction
25-Aug-16 *1,500SWKH Purchase at $9.75 per share.
(Cost of $14,625)
24-Aug-16 *2,000SWKH Purchase at $9.75 per share.
(Cost of $19,500)
26-Jul-16 *730,688UTEK Sale at $24.43 per share.
(Proceeds of $17,850,707)
25-Jul-16 *79,312UTEK Sale at $25.33 per share.
(Proceeds of $2,008,972)
26-Feb-16 *450,000AROC Purchase at $3.94 - $3.99 per share.
(Cost of about $1,784,000)
25-Feb-16 *213,433AROC Purchase at $3.58 - $3.64 per share.
(Cost of about $770,000)
28-Jan-16 *285,104AROC Purchase at $5.66 - $5.76 per share.
(Cost of about $1,628,000)
27-Jan-16 *156,964AROC Purchase at $5.30 - $5.3 per share.
(Cost of about $832,000)
26-Jan-16 *393,132AROC Purchase at $4.87 - $5 per share.
(Cost of about $1,940,000)
25-Jan-16 *82,859AROC Purchase at $5.15 - $5.15 per share.
(Cost of about $427,000)
22-Jan-16 *489,644AROC Purchase at $5.48 - $5.66 per share.
(Cost of about $2,727,000)
21-Jan-16 *78,397AROC Purchase at $5.41 - $5.41 per share.
(Cost of about $424,000)
20-Jan-16 *7,108,716AROC Statement of Ownership
16-Dec-15 *29,000SWKH Purchase at $11.03 per share.
(Cost of $319,870)
15-Dec-15 *6,000SWKH Purchase at $11 - $11 per share.
(Cost of about $66,000)
2-Nov-15 *46,800UTEK Purchase at $15.69 per share.
(Cost of $734,292)
30-Oct-15 *41,135UTEK Purchase at $15.62 - $15.62 per share.
(Cost of about $643,000)
29-Oct-15 *27,450UTEK Purchase at $15.60 - $15.6 per share.
(Cost of about $428,000)
28-Oct-15 *59,087UTEK Purchase at $15.39 - $15.74 per share.
(Cost of about $920,000)
27-Oct-15 *2,699UTEK Purchase at $14.94 - $14.96 per share.
(Cost of about $40,000)
26-Oct-15 *30,329UTEK Purchase at $14.98 - $15 per share.
(Cost of about $455,000)
13-Oct-15 *5,235UTEK Sale at $15.62 - $15.62 per share.
(Proceeds of about $82,000)
2-Oct-15 *38,196UTEK Sale at $15.40 - $15.4 per share.
(Proceeds of about $588,000)
1-Oct-15 *11,804UTEK Sale at $15.60 - $15.72 per share.
(Proceeds of about $185,000)
24-Sep-15 *80,761UTEK Sale at $15.66 - $15.68 per share.
(Proceeds of about $1,266,000)
3-Aug-15 *89,712UTEK Purchase at $15.76 - $15.87 per share.
(Cost of about $1,419,000)
31-Jul-15 *77,728UTEK Purchase at $15.97 - $16 per share.
(Cost of about $1,242,000)
27-Apr-15 *204,356UTEK Purchase at $19.52 - $19.52 per share.
(Cost of about $3,989,000)
17-Apr-15 *98,123UTEK Purchase at $17.64 - $17.73 per share.
(Cost of about $1,735,000)
15-Apr-15 *7,700UTEK Purchase at $17.67 - $17.75 per share.
(Cost of about $136,000)
9-Apr-15 *6,708UTEK Purchase at $17.59 - $17.59 per share.
(Cost of about $118,000)
8-Apr-15 *70,801UTEK Purchase at $17.45 - $17.72 per share.
(Cost of about $1,245,000)
7-Apr-15 *49,868UTEK Purchase at $17.19 - $17.3 per share.
(Cost of about $860,000)
27-Feb-15 *2,777,486UTEK Statement of Ownership
    * Indicates that some (or all) shares are held indirectly (e.g. in a trust, by a spouse, etc.)



EDGAR Online: Get a Free Trial to EDGAR Online Premium | Full text Search


Copyright © 2016 Yahoo! Inc. All rights reserved. Privacy Policy - Terms of Service
Data and information are provided by EDGAR Online, Inc. for informational purposes only and not intended for trading purposes. Yahoo!, EDGAR Online, Inc. shall have no liability for the accuracy of the information furnished or for delays, omissions or opinions expressed therein. You may not use the information for any illegal purpose or furnish the information to any person, firm, or branch office for commercial re-use or re-sale.

Questions or Comments?