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Insider Filings - GOLDSTEIN PHILLIP
Last Updated 
25-Jan-16
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GOLDSTEIN PHILLIP: Declared Holdings
Company/RelationshipReportedShares  Ownership
Emergent Capital, Inc. Common S
Director
NYSE:EMG
(historical quotes, profile, other insiders)
8-Dec-15
8-Dec-15
193,468
   4,285,185
4,478,653
  Direct
  Indirect  
  Total
MVC Capital, Inc. Common Stock
Director
NYSE:MVC
(historical quotes, SEC, other insiders)
8-Dec-15
28-Apr-14
37,250
   953,961
991,211
  Direct
  Indirect  
  Total
Mexico Equity and Income Fund,
Director
NYSE:MXE
(historical quotes, other insiders)
29-Sep-155,000  Direct
Special Opportunities Fund, Inc
Officer
NYSE:SPE
(historical quotes, other insiders)
6-Jan-16
25-Feb-14
80,884
   213
81,097
  Direct
  Indirect  
  Total

Insider & restricted shareholder transactions reported over the last two years
DateSharesStockTransaction
6-Jan-16 2,500SPE Purchase at $12.95 per share.
(Cost of $32,375)
8-Dec-15 38,273SPE Disposition (Non Open Market) at $0 per share.
8-Dec-15 *60,856EMG Acquisition (Non Open Market) at $0 per share.
8-Dec-15 60,856EMG Disposition (Non Open Market) at $0 per share.
8-Dec-15 8,500MVC Disposition (Non Open Market) at $0 per share.
7-Dec-15 *30,000EMG Purchase at $3.85 per share.
(Cost of $115,500)
7-Dec-15 20,000EMG Purchase at $3.85 per share.
(Cost of $77,000)
4-Dec-15 *44,385EMG Disposition (Non Open Market) at $0 per share.
4-Dec-15 726EMG Purchase at $3.96 per share.
(Cost of $2,874)
2-Dec-15 8,000SPE Purchase at $14.41 - $14.5 per share.
(Cost of about $116,000)
12-Nov-15 *5,000EMG Purchase at $4.42 per share.
(Cost of $22,100)
11-Nov-15 5,000EMG Purchase at $4.42 per share.
(Cost of $22,100)
3-Nov-15 1,867SPE Purchase at $14.55 per share.
(Cost of $27,164)
2-Nov-15 3,133SPE Purchase at $14.55 per share.
(Cost of $45,585)
29-Sep-15 2,338MXE Purchase at $10.95 per share.
(Cost of $25,601)
28-Sep-15 2,662MXE Purchase at $10.95 per share.
(Cost of $29,148)
30-Jan-15 5,500SPE Purchase at $14.92 per share.
(Cost of $82,060)
29-Jan-15 3,000SPE Purchase at $14.98 per share.
(Cost of $44,940)
5-Jan-15 245SPE Purchase at $13.03 per share.
(Cost of $3,192)
24-Dec-14 2,699SPE Purchase at $15.19 per share.
(Cost of $40,997)
23-Dec-14 10,301SPE Purchase at $15.18 - $15.21 per share.
(Cost of about $157,000)
22-Dec-14 3,000SPE Purchase at $15.23 per share.
(Cost of $45,690)
28-Apr-14 *16,980MVC Purchase at $12.98 per share.
(Cost of $220,400)
24-Apr-14 *16,840MVC Purchase at $13.17 per share.
(Cost of $221,782)
15-Apr-14 *16,980MVC Purchase at $13.13 per share.
(Cost of $222,947)
14-Apr-14 *7,788MVC Purchase at $13.14 per share.
(Cost of $102,334)
11-Apr-14 *8,601MVC Purchase at $13.14 per share.
(Cost of $113,017)
14-Mar-14 *500MVC Purchase at $13.50 per share.
(Cost of $6,750)
25-Feb-14 18,750SPE Acquisition (Non Open Market) at $0 per share.
25-Feb-14 *81SPE Acquisition (Non Open Market) at $0 per share.
    * Indicates that some (or all) shares are held indirectly (e.g. in a trust, by a spouse, etc.)



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