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Insider Filings - GOLDSTEIN PHILLIP
Last Updated 
27-Jun-16
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GOLDSTEIN PHILLIP: Declared Holdings
Company/RelationshipReportedShares  Ownership
Emergent Capital, Inc. Common S
Director
NYSE:EMG
(historical quotes, profile, other insiders)
2-Jun-16
8-Dec-15
204,976
   4,285,185
4,490,161
  Direct
  Indirect  
  Total
MVC Capital, Inc. Common Stock
Director
NYSE:MVC
(historical quotes, SEC, other insiders)
8-Dec-1537,250  Direct
Mexico Equity and Income Fund,
Director
NYSE:MXE
(historical quotes, other insiders)
4-May-168,000  Direct
Special Opportunities Fund, Inc
Officer
NYSE:SPE
(historical quotes, other insiders)
3-Jun-16
1-Apr-16
82,500
   4,213
86,713
  Direct
  Indirect  
  Total

Insider & restricted shareholder transactions reported over the last two years
DateSharesStockTransaction
3-Jun-16 1SPE Purchase at $13.50 per share.
(Cost of $13)
2-Jun-16 752SPE Purchase at $13.50 per share.
(Cost of $10,152)
2-Jun-16 11,508EMG Acquisition (Non Open Market)
1-Jun-16 908SPE Purchase at $13.50 per share.
(Cost of $12,258)
4-May-16 3,000MXE Purchase at $11.24 per share.
(Cost of $33,720)
1-Apr-16 *4,000SPE Purchase at $13.06 - $13.06 per share.
(Cost of about $52,000)
3-Mar-16 100SPE Purchase at $12.52 per share.
(Cost of $1,252)
2-Mar-16 100SPE Purchase at $12.47 - $12.47 per share.
(Cost of about $1,247)
6-Jan-16 2,500SPE Purchase at $12.95 - $12.95 per share.
(Cost of about $32,000)
8-Dec-15 *60,856EMG Acquisition (Non Open Market) at $0 per share.
8-Dec-15 38,273SPE Disposition (Non Open Market) at $0 per share.
8-Dec-15 60,856EMG Disposition (Non Open Market) at $0 per share.
8-Dec-15 8,500MVC Disposition (Non Open Market) at $0 per share.
7-Dec-15 20,000EMG Purchase at $3.85 - $3.85 per share.
(Cost of about $77,000)
7-Dec-15 *30,000EMG Purchase at $3.85 - $3.85 per share.
(Cost of about $116,000)
4-Dec-15 726EMG Purchase at $3.96 - $3.96 per share.
(Cost of about $2,874)
4-Dec-15 *44,385EMG Disposition (Non Open Market) at $0 per share.
2-Dec-15 8,000SPE Purchase at $14.41 - $14.5 per share.
(Cost of about $116,000)
12-Nov-15 *5,000EMG Purchase at $4.42 - $4.42 per share.
(Cost of about $22,000)
11-Nov-15 5,000EMG Purchase at $4.42 - $4.42 per share.
(Cost of about $22,000)
3-Nov-15 1,867SPE Purchase at $14.55 - $14.55 per share.
(Cost of about $27,000)
2-Nov-15 3,133SPE Purchase at $14.55 - $14.55 per share.
(Cost of about $46,000)
29-Sep-15 2,338MXE Purchase at $10.95 per share.
(Cost of $25,601)
28-Sep-15 2,662MXE Purchase at $10.95 - $10.95 per share.
(Cost of about $29,000)
30-Jan-15 5,500SPE Purchase at $14.92 - $14.92 per share.
(Cost of about $82,000)
29-Jan-15 3,000SPE Purchase at $14.98 - $14.98 per share.
(Cost of about $45,000)
5-Jan-15 245SPE Purchase at $13.03 - $13.03 per share.
(Cost of about $3,192)
24-Dec-14 2,699SPE Purchase at $15.19 - $15.19 per share.
(Cost of about $41,000)
23-Dec-14 10,301SPE Purchase at $15.18 - $15.21 per share.
(Cost of about $157,000)
22-Dec-14 3,000SPE Purchase at $15.23 - $15.23 per share.
(Cost of about $46,000)
    * Indicates that some (or all) shares are held indirectly (e.g. in a trust, by a spouse, etc.)



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