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Insider Filings - MARXE AUSTIN W & GREENHOUSE DAVID M
Last Updated 
29-Aug-16
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MARXE AUSTIN W & GREENHOUSE DAVID M: Declared Holdings
Company/RelationshipReportedShares  Ownership
Broadwind Energy, Inc.
Beneficial Owner (10% or more)
NasdaqCM:BWEN
(historical quotes, profile, other insiders)
9-Jan-153,861,764  Indirect
CARBON NATURAL GAS
Beneficial Owner (10% or more)
Other OTC:CRBO
(historical quotes, profile, other insiders)
29-Jan-1510,888,889  Indirect
CPI AEROSTRUCTURES INC
Beneficial Owner (10% or more)
NYSE MKT:CVU
(historical quotes, profile, SEC, other insiders)
29-Jan-15931,040  Indirect
Ideal Power Inc.
Beneficial Owner (10% or more)
NasdaqCM:IPWR
(historical quotes, profile, other insiders)
30-Jan-151,146,935  Indirect
Lightbridge Corporation
Beneficial Owner (10% or more)
NasdaqCM:LTBR
(historical quotes, profile, other insiders)
10-Feb-153,508,789  Indirect
PFSweb, Inc.
Beneficial Owner (10% or more)
NasdaqCM:PFSW
(historical quotes, profile, SEC, other insiders)
25-Aug-151,991,258  Indirect
WaferGen Bio-systems, Inc.
Beneficial Owner (10% or more)
NasdaqCM:WGBS
(historical quotes, profile, other insiders)
4-Feb-151,400,000  Indirect

Insider & restricted shareholder transactions reported over the last two years
DateSharesStockTransaction
25-Aug-15 *1,000PFSW Sale at $13 - $13 per share.
(Proceeds of about $13,000)
10-Feb-15 *3,508,789LTBR Statement of Ownership
4-Feb-15 *1,400,000WGBS Statement of Ownership
30-Jan-15 *1,146,935IPWR Statement of Ownership
29-Jan-15 *10,888,889CRBO Statement of Ownership
29-Jan-15 *931,040CVU Statement of Ownership
9-Jan-15 *8,620BWEN Sale at $5.03 - $5.03 per share.
(Proceeds of about $43,000)
8-Jan-15 *176,999BWEN Sale at $5 - $5 per share.
(Proceeds of about $885,000)
7-Jan-15 *500PFSW Sale at $12.07 - $12.07 per share.
(Proceeds of about $6,035)
6-Jan-15 *3,696PFSW Sale at $12.17 - $12.17 per share.
(Proceeds of about $45,000)
5-Jan-15 *4,723PFSW Sale at $12.48 - $12.48 per share.
(Proceeds of about $59,000)
12-Nov-14 *3,508,789LTBR Statement of Ownership
11-Nov-14 *17,000PFSW Sale at $11.22 - $11.22 per share.
(Proceeds of about $191,000)
10-Nov-14 *17,700PFSW Sale at $11.39 - $11.39 per share.
(Proceeds of about $202,000)
6-Nov-14 *6,500PFSW Sale at $12.04 - $12.04 per share.
(Proceeds of about $78,000)
5-Nov-14 *8,800PFSW Sale at $12.03 - $12.03 per share.
(Proceeds of about $106,000)
    * Indicates that some (or all) shares are held indirectly (e.g. in a trust, by a spouse, etc.)



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