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HTH > SEC Filings for HTH > Form 8-K on 13-Sep-2016All Recent SEC Filings

Show all filings for HILLTOP HOLDINGS INC.

Form 8-K for HILLTOP HOLDINGS INC.


13-Sep-2016

Change in Directors or Principal Officers, Financial Statements and Exhibit


Item 5.02 Departure of Directors or Certain Officers; Election of
Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

Effective September 12, 2016, Jeremy B. Ford and Alan B. White were appointed Co-Chief Executive Officers of Hilltop Holdings Inc. (the "Company"). Mr. Jeremy Ford will remain President of the Company, and Mr. White will remain Vice-Chairman of the Board of Directors of the Company and Chairman of PlainsCapital Bank.

In addition, Mr. James R. Huffines, previously Chief Operating Officer of PlainsCapital Corporation, was appointed Chief Operating Officer for Subsidiaries of the Company and Mr. John A. Martin, previously Chief Financial Officer of PlainsCapital Corporation, was appointed Chief Accounting Officer of the Company, in each case effective September 12, 2016.

In connection with the changes to the duties of Messrs. White, Huffines and Martin, the Compensation Committee of the Board of Directors of the Company approved amendments to the Retention Agreement with Mr. White and Employment Agreements with Messrs. Huffines and Martin. These amendments, which were entered into on September 12, 2016, provide for the corresponding changes to their respective duties. Additionally, with respect to the amendment to Mr. White's Retention Agreement, it provides that the obligations under the Retention Agreement are assumed by the Company and the annual bonus will be determined on the consolidated results of the Company, as opposed the consolidated results of PlainsCapital Corporation. Copies of these amendments are filed as exhibits to this Current Report on Form 8-K and incorporated herein by reference.



Item 9.01 Financial Statements and Exhibits.

(a)           Financial statements of businesses acquired.

Not applicable.

(b)           Pro forma financial information.

Not applicable.

(c)            Shell company transactions.

Not applicable.

(d)           Exhibits.

The following exhibits are filed or furnished, depending on the relative item requiring such exhibit, in accordance with the provisions of Item 601 of Regulation S-K and Instruction B.2 to this form.

Exhibit
Number                             Description of Exhibit

  10.2      First Amendment to Retention Agreement and Assignment and Assumption
            Agreement by and among Hilltop Holdings Inc., PlainsCapital
            Corporation and Alan B. White, dated as of September 12, 2016

  10.3      First Amendment to Employment Agreement by and between Hilltop
            Holdings Inc. and James R. Huffines, dated as of September 12, 2016.

  10.4      First Amendment to Employment Agreement by and between Hilltop
            Holdings Inc. and John A. Martin, dated as of September 12, 2016.


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