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HTH > SEC Filings for HTH > Form 8-K/A on 7-Sep-2016All Recent SEC Filings

Show all filings for HILLTOP HOLDINGS INC.



Change in Directors or Principal Officers, Financial Statements and Exhib

Item 5.02 Departure of Directors or Certain Officers;
Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

As previously disclosed, Hilltop Holdings Inc. (the "Company") and William B. Furr entered into an Employment Agreement in connection with his appointment as Chief Financial Officer of the Company. Certain awards made to Mr. Furr under the Employment Agreement that previously were not determinable at the time of the initial disclosure are as follows: (i) a cash sign-on bonus of $143,000, and
(ii) a grant of 33,147 restricted stock units (the "Equity Grant"). The Equity Grant is subject to the terms and conditions of the Hilltop Holdings Inc. 2012 Equity Incentive Plan and an award agreement between the Company and Mr. Furr, which provides that the restricted stock units underlying the Equity Grant will vest in four installments, subject to early termination or forfeiture in accordance with the award agreement. The terms of the award agreement are substantially the same as the terms of the Form of Restricted Stock Unit Award Agreement filed as Exhibit 10.1 to the Company's Quarterly Report on Form 10-Q for the quarter ended March 31, 2016.

A copy of the Employment Agreement is attached as Exhibit 10.1 to this Current Report on Form 8-K/A (Amendment No. 1) and incorporated by reference herein.

Item 9.01 Financial Statements and Exhibits.

(a)           Financial statements of businesses acquired.

Not applicable.

(b)           Pro forma financial information.

Not applicable.

(c)            Shell company transactions.

Not applicable.

(d)           Exhibits.

The following exhibits are filed or furnished, depending on the relative item requiring such exhibit, in accordance with the provisions of Item 601 of Regulation S-K and Instruction B.2 to this form.

Number                             Description of Exhibit

  10.1      Employment Agreement by and between Hilltop Holdings Inc. and William
            B. Furr, dated as of September 1, 2016.

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