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IMUC > SEC Filings for IMUC > Form 8-K on 21-Jun-2016All Recent SEC Filings

Show all filings for IMMUNOCELLULAR THERAPEUTICS, LTD.

Form 8-K for IMMUNOCELLULAR THERAPEUTICS, LTD.


21-Jun-2016

Submission of Matters to a Vote of Security Holders


Item 5.07. Submission of Matters to a Vote of Security Holders.

The 2016 Annual Meeting of Stockholders (the "Annual Meeting") of ImmunoCellular Therapeutics, Ltd. (the "Company") was held on June 17, 2016. The following is a brief description of each matter voted upon at the Annual Meeting, as well as the number of votes cast for or against each matter and the number of abstentions and broker non-votes with respect to each matter. A more complete description of each matter is set forth in the Company's definitive proxy statement for the Annual Meeting, which was filed with the Securities and Exchange Commission on April 29, 2016.

Proposal 1 - The Company's stockholders voted in favor of the election of each of the six nominated individuals to serve as directors until the 2017 Annual Meeting of Stockholders or until his respective successor is duly elected and qualified. The tabulation of votes on this matter was as follows:

     Nominee                 Votes For        Votes Withheld       Broker Non-Votes
     Gary S. Titus            16,007,485            1,323,551             48,883,817
     Andrew Gengos            15,990,125            1,340,911             48,883,817
     Rahul Singhvi, Sc.D.     15,917,892            1,413,144             48,883,817
     John S. Yu, M.D.         15,883,844            1,447,192             48,883,817
     Gregg A. Lapointe        16,003,925            1,327,111             48,883,817
     Mark A. Schlossberg      15,990,155            1,340,881             48,883,817

Proposal 2 - The Company's stockholders approved the Company's 2016 Equity Incentive Plan. The tabulation of votes on this matter was as follows:

Votes For Votes Against Abstain Broker Non-Votes 13,790,630 2,596,908 943,498 48,883,817

Proposal 3 - The Company's stockholders ratified of the appointment of Marcum LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2016. The tabulation of votes on this matter was as follows:

Votes For Votes Against Abstain Broker Non-Votes 62,662,361 1,343,689 2,208,803 0

Proposal 4 - The Company's stockholders approved, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the Proxy Statement. The tabulation of votes on this matter was as follows:

Votes For Votes Against Abstain Broker Non-Votes 14,188,328 2,264,100 878,608 48,883,817


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