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UBIQ > SEC Filings for UBIQ > Form 8-K on 25-Feb-2014All Recent SEC Filings




Unregistered Sale of Equity Securities, Other Events

Item 3.02. Unregistered Sales of Equity Securities.

On February 21, 2014, Ubiquity Broadcasting Corporation (the "Company") entered into an agreement with, an Indiana corporation, by which the Company will receive investor relations services. The Company has agreed to issue up to 120,000 shares of common stock in full payment of the services, pro-rated over the term of service. The service provider has represented that it is an accredited investor, and the stock will be issued as restricted shares. The Company has granted limited piggy-back rights with respect to the restricted shares. The issuance of the shares was a private placement, made in reliance on
Section 4(2).

Item 8.01 Other Events.

On February 25, 2014, the Company issued a press release announcing that the Company filed an application with The Nasdaq Capital Market, LLC to uplist to the Nasdaq Capital Market. Currently, the Company's stock is traded on the OTCQB under the symbol "UBIQ." No assurance can be made that this application will be approved by Nasdaq or that the Company will actually be able to uplist to the Nasdaq Capital Market. A copy of this press release is attached as Exhibit 99.1.

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