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Insider Filings - CHOW JOSEPH W
Last Updated 
4-Dec-09
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CHOW JOSEPH W: Declared Holdings
Company/RelationshipReportedShares  Ownership
Hercules Technology Growth Capi
Director
NasdaqGS:HTGC
(historical quotes, profile, other insiders)
18-Feb-09
15-Sep-08
64,916
   49,631
114,547
  Direct
  Indirect  
  Total
STATE STREET CP
Officer
NYSE:STT
(historical quotes, profile, SEC, other insiders)
28-Feb-0834,571  Direct

Insider & restricted shareholder transactions reported over the last two years
DateSharesStockTransaction
18-Feb-09 10,000HTGC Purchase at $4.49 per share.
(Cost of $44,900)
15-Sep-08 *2,000HTGC Purchase at $9.80 per share.
(Cost of $19,600)
9-Sep-08 *2,000HTGC Purchase at $9.86 per share.
(Cost of $19,720)
19-Aug-08 *1,000HTGC Purchase at $10.22 per share.
(Cost of $10,220)
28-Feb-08 24,449STT Acquisition (Non Open Market) at $0 per share.
28-Feb-08 5,318STT Disposition (Non Open Market) at $81.71 per share.
(Value of $434,533)
15-Feb-08 1,725STT Disposition (Non Open Market) at $83.92 per share.
(Value of $144,762)
31-Jan-08 25,000STT Option Exercise at $34.64 per share.
(Cost of $866,000)
31-Jan-08 25,000STT Sale at $81.50 - $82.79 per share.
(Proceeds of about $2,054,000)
30-Jan-08 25,000STT Option Exercise at $34.64 per share.
(Cost of $866,000)
30-Jan-08 3,416STT Sale at $82.08 - $82.15 per share.
(Proceeds of about $281,000)
30-Jan-08 21,584STT Sale at $80.41 - $82.08 per share.
(Proceeds of about $1,754,000)
    * Indicates that some (or all) shares are held indirectly (e.g. in a trust, by a spouse, etc.)



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