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Insider Filings - UBS AG
Last Updated 
20-Nov-09
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UBS AG: Declared Holdings
Company/RelationshipReportedShares  Ownership
ALLIANCEBERNSTEIN NM
Beneficial Owner (10% or more)
NYSE:AFB
(historical quotes, profile, other insiders)
31-Jan-091,004  Indirect
ALLIANCE CA MUNI FD
Beneficial Owner (10% or more)
NYSE:AKP
(historical quotes, profile, other insiders)
31-Jan-09344  Indirect
BLACKROCK INS MUN
Beneficial Owner (10% or more)
NYSE:BAF
(historical quotes, profile, other insiders)
31-Jan-09289  Indirect
BLACKROCK MUN INC
Beneficial Owner (10% or more)
NYSE:BBF
(historical quotes, profile, other insiders)
31-Jan-09314  Indirect
BLACKROCK CA INS MUN
Beneficial Owner (10% or more)
NYSE:BCK
(historical quotes, profile, other insiders)
31-Jan-09402  Indirect
BLACKROCK FLA 2020 T
Beneficial Owner (10% or more)
NYSE:BFO
(historical quotes, profile, other insiders)
31-Jan-09899  Indirect
BLACKROCK FLOATING
Beneficial Owner (10% or more)
NYSE:BGT
(historical quotes, profile, other insiders)
31-May-09981  Indirect
BLACKROCK MUNI 2020
Beneficial Owner (10% or more)
NYSE:BKK
(historical quotes, profile, other insiders)
31-Jan-093,402  Indirect
BLACKROCK INV MUNI
Beneficial Owner (10% or more)
NYSE:BKN
(historical quotes, profile, other insiders)
31-Jan-09573  Indirect
BLACKROCK NJ MUNI BD
Beneficial Owner (10% or more)
AMEX:BLJ
(historical quotes, profile, other insiders)
31-Jan-0993  Indirect
BLACKROCK NJ MUN INC
Beneficial Owner (10% or more)
NYSE:BNJ
(historical quotes, profile, other insiders)
31-Jan-09289  Indirect
BLACKROCK PA ST MUNI
Beneficial Owner (10% or more)
AMEX:BPS
(historical quotes, profile, other insiders)
31-Jan-09110  Indirect
BLACKROCK NY INS MUN
Beneficial Owner (10% or more)
NYSE:BSE
(historical quotes, profile, other insiders)
31-Jan-09316  Indirect
BLACKROCK INS MUNI
Beneficial Owner (10% or more)
NYSE:BYM
(historical quotes, profile, other insiders)
31-Jan-091,062  Indirect
EATON VANCE CA SBI
Beneficial Owner (10% or more)
AMEX:CEV
(historical quotes, profile, other insiders)
31-Jan-09574  Indirect
CALAMOS STRGC TTL RT
Beneficial Owner (10% or more)
NYSE:CSQ
(historical quotes, profile, other insiders)
31-Jan-09811  Indirect
DREYFUS MUNI INCOME
Beneficial Owner (10% or more)
AMEX:DMF
(historical quotes, profile, other insiders)
31-Jan-091,590  Indirect
DUNE ENERGY INC
Beneficial Owner (10% or more)
AMEX:DNE
(historical quotes, profile, other insiders)
18-Nov-09133,138,843  Direct
DNP SELECT INCOME FD
Beneficial Owner (10% or more)
NYSE:DNP
(historical quotes, profile, other insiders)
31-Jan-0915,070  Indirect
DREYFUS STRA MUNI BD
Beneficial Owner (10% or more)
NYSE:DSM
(historical quotes, profile, other insiders)
31-Jan-092,698  Indirect
EATON VANCE SR FLTG
Beneficial Owner (10% or more)
NYSE:EFR
(historical quotes, profile, other insiders)
31-Jan-092,305  Indirect
EATON VANCE FLOATING
Beneficial Owner (10% or more)
NYSE:EFT
(historical quotes, profile, other insiders)
31-Jan-092,422  Indirect
EATON VANCE C-E FD
Beneficial Owner (10% or more)
AMEX:EIA
(historical quotes, profile, other insiders)
31-Jan-09574  Indirect
EATON VANCE C-E FD
Beneficial Owner (10% or more)
AMEX:EIO
(historical quotes, profile, other insiders)
31-Jan-09405  Indirect
EATOV VANCE C-E FD
Beneficial Owner (10% or more)
AMEX:EIP
(historical quotes, profile, other insiders)
31-Jan-09346  Indirect
EATON VANCE C-E FD
Beneficial Owner (10% or more)
AMEX:EIV
(historical quotes, profile, other insiders)
31-Jan-09878  Indirect
EATON VANCE MI SBI
Beneficial Owner (10% or more)
AMEX:EMI
(historical quotes, profile, other insiders)
31-Jan-09249  Indirect
EATON VANCE C-E FD
Beneficial Owner (10% or more)
AMEX:EMJ
(historical quotes, profile, other insiders)
31-Jan-09443  Indirect
EATON VANCE CRD OPP
Beneficial Owner (10% or more)
NYSE:EOE
(historical quotes, profile, other insiders)
31-Jan-09698  Indirect
EATON VANCE INCM SBI
Beneficial Owner (10% or more)
NYSE:EVF
(historical quotes, profile, other insiders)
31-Jan-091,576  Indirect
EATON VANCE NJ SBI
Beneficial Owner (10% or more)
AMEX:EVJ
(historical quotes, profile, other insiders)
31-Jan-09549  Indirect
EATON VANCE MUNI INM
Beneficial Owner (10% or more)
NYSE:EVN
(historical quotes, profile, other insiders)
31-Jan-09440  Indirect
EATON VANCE OH SBI
Beneficial Owner (10% or more)
AMEX:EVO
(historical quotes, profile, other insiders)
31-Jan-09531  Indirect
EATON VANCE PA SBI
Beneficial Owner (10% or more)
AMEX:EVP
(historical quotes, profile, other insiders)
31-Jan-09234  Indirect
EATON VANCE LTD DURA
Beneficial Owner (10% or more)
AMEX:EVV
(historical quotes, profile, other insiders)
31-Jan-094,465  Indirect
EATON VANCE NATIONAL MUNICIPAL INCOME TRUST
Beneficial Owner (10% or more)
FEV
31-Jan-09419  Indirect
FEDERATED PMR MN INC
Beneficial Owner (10% or more)
NYSE:FMN
(historical quotes, profile, other insiders)
31-Jan-09178  Indirect
FRANKLIN TEMPLETON
Beneficial Owner (10% or more)
AMEX:FTF
(historical quotes, profile, other insiders)
31-Jan-09466  Indirect

Beneficial Owner (10% or more)
FTGX
14-Jan-09643,575  Direct
INDIA GLOBAL CAPITAL
Beneficial Owner (10% or more)
AMEX:IGC
(historical quotes, profile, other insiders)
14-Jul-0831,326  Indirect
MS NY QU MUN SEC
Beneficial Owner (10% or more)
NYSE:IQN
(historical quotes, profile, other insiders)
31-Oct-0941  Indirect
NUVEEN TA FL RATE FD
Beneficial Owner (10% or more)
NYSE:JFP
(historical quotes, profile, other insiders)
31-Jan-0951  Indirect
NUVEEN TAX-ADV TTL R
Beneficial Owner (10% or more)
NYSE:JTA
(historical quotes, profile, other insiders)
31-Jan-09411  Indirect
DREYFUS STRA MUNI
Beneficial Owner (10% or more)
NYSE:LEO
(historical quotes, profile, other insiders)
31-Jan-094,135  Indirect
EATON VANCE C-E FD
Beneficial Owner (10% or more)
AMEX:MAB
(historical quotes, profile, other insiders)
31-Jan-09385  Indirect
PIONEER MUNI HI INC
Beneficial Owner (10% or more)
NYSE:MAV
(historical quotes, profile, other insiders)
31-Jan-092,073  Indirect
BLACKROCK MUNIYIELD
Beneficial Owner (10% or more)
NYSE:MCA
(historical quotes, profile, other insiders)
31-Jan-09832  Indirect
BLACKROCK MUNIHOLDIN
Beneficial Owner (10% or more)
NYSE:MFL
(historical quotes, profile, other insiders)
31-Jan-092,045  Indirect
M F S MUNI INCOME TR
Beneficial Owner (10% or more)
NYSE:MFM
(historical quotes, profile, other insiders)
31-Jan-09463  Indirect
BLACKROCK MUNIYIELD
Beneficial Owner (10% or more)
NYSE:MFT
(historical quotes, profile, other insiders)
31-Jan-09424  Indirect
MASS HEALTH AND ED
Beneficial Owner (10% or more)
AMEX:MHE
(historical quotes, profile, other insiders)
31-Jan-0996  Indirect
PIONEER MUNI HI INC
Beneficial Owner (10% or more)
NYSE:MHI
(historical quotes, profile, other insiders)
31-Jan-091,428  Indirect
BLACKROCK MUNIHOLDIN
Beneficial Owner (10% or more)
NYSE:MHN
(historical quotes, profile, other insiders)
30-Jun-09830  Indirect
EATON VANCE C-E FD
Beneficial Owner (10% or more)
AMEX:MIW
(historical quotes, profile, other insiders)
31-Jan-09273  Indirect
BLACKROCK MUNIYIELD
Beneficial Owner (10% or more)
NYSE:MIY
(historical quotes, profile, other insiders)
31-Jan-09698  Indirect
EATON VANCE MA SBI
Beneficial Owner (10% or more)
AMEX:MMV
(historical quotes, profile, other insiders)
31-Jan-09395  Indirect
BLACKROCK MUNIVEST F
Beneficial Owner (10% or more)
AMEX:MVF
(historical quotes, profile, other insiders)
31-Jan-091,269  Indirect
MINNESOTA MUNI-INC
Beneficial Owner (10% or more)
AMEX:MXA
(historical quotes, profile, other insiders)
31-Jan-09244  Indirect
FIRST AM MN MUNI INC
Beneficial Owner (10% or more)
AMEX:MXN
(historical quotes, profile, other insiders)
31-Jan-09484  Indirect
BLACKROCK MUNIYIELD
Beneficial Owner (10% or more)
NYSE:MYC
(historical quotes, profile, other insiders)
31-Jan-09733  Indirect
BLACKROCK MUNIYIELD
Beneficial Owner (10% or more)
NYSE:MYF
(historical quotes, profile, other insiders)
31-Jan-09444  Indirect
BLACKROCK MUNIYIELD
Beneficial Owner (10% or more)
NYSE:MYM
(historical quotes, profile, other insiders)
31-Jan-09481  Indirect
BLACKROCK MUNIYIELD
Beneficial Owner (10% or more)
AMEX:MZA
(historical quotes, profile, other insiders)
31-Jan-09162  Indirect
NUVEEN OHIO DIV ADV
Beneficial Owner (10% or more)
AMEX:NBJ
(historical quotes, profile, other insiders)
31-Jan-09118  Indirect
NUVEEN INS CA MUN II
Beneficial Owner (10% or more)
NYSE:NCL
(historical quotes, profile, other insiders)
31-Jan-09366  Indirect
NICHOLASAPPLGT CV IN
Beneficial Owner (10% or more)
NYSE:NCV
(historical quotes, profile, other insiders)
31-Jan-096,972  Indirect
NICHOLAS -APP CONV &
Beneficial Owner (10% or more)
NYSE:NCZ
(historical quotes, profile, other insiders)
31-Jan-094,957  Indirect
NUVEEN INS FLA PREM
Beneficial Owner (10% or more)
NYSE:NFL
(historical quotes, other insiders)
31-Jan-09494  Indirect
NUVEEN CT DIV ADV 2
Beneficial Owner (10% or more)
AMEX:NGK
(historical quotes, profile, other insiders)
31-Jan-0973  Indirect
NUVEEN MA DIV ADV FD
Beneficial Owner (10% or more)
AMEX:NMB
(historical quotes, profile, other insiders)
31-Jan-09102  Indirect
NUVEEN MI PREM INC
Beneficial Owner (10% or more)
NYSE:NMP
(historical quotes, profile, other insiders)
31-Jan-09293  Indirect
NUVEEN MA PREM MU II
Beneficial Owner (10% or more)
NYSE:NMT
(historical quotes, profile, other insiders)
31-Jan-09209  Indirect
NUVEEN FLORIDA INVESTMENT QUALITY MUNICIPAL FUND
Beneficial Owner (10% or more)
NQF
31-Jan-09538  Indirect
NUVEEN SR INCM FD
Beneficial Owner (10% or more)
NYSE:NSL
(historical quotes, profile, other insiders)
31-Jan-09155  Indirect
NUVEEN FLA QLTY FD
Beneficial Owner (10% or more)
NYSE:NUF
(historical quotes, other insiders)
31-Jan-09560  Indirect
NUVEEN MI QLTY FD
Beneficial Owner (10% or more)
NYSE:NUM
(historical quotes, profile, other insiders)
31-Jan-09479  Indirect
NUVEEN OHIO QLTY FD
Beneficial Owner (10% or more)
NYSE:NUO
(historical quotes, profile, other insiders)
31-Jan-09360  Indirect
NUVEEN OHIO DIV AD 3
Beneficial Owner (10% or more)
AMEX:NVJ
(historical quotes, profile, other insiders)
31-Jan-09121  Indirect
NUVEEN ARIZONA FD 3
Beneficial Owner (10% or more)
AMEX:NXE
(historical quotes, profile, other insiders)
31-Jan-0990  Indirect
NUVEEN OH DIV MUNIFD
Beneficial Owner (10% or more)
AMEX:NXI
(historical quotes, profile, other insiders)
31-Jan-09223  Indirect
EATON VANCE C-E FD
Beneficial Owner (10% or more)
AMEX:NYH
(historical quotes, profile, other insiders)
31-Jan-09194  Indirect
NUVEEN DIV MUNI FD 3
Beneficial Owner (10% or more)
AMEX:NZF
(historical quotes, profile, other insiders)
30-Apr-09970  Indirect
PIMCO CAL MUN INC II
Beneficial Owner (10% or more)
NYSE:PCK
(historical quotes, profile, other insiders)
31-Jan-093,681  Indirect
PIMCO CAL MUN INC FD
Beneficial Owner (10% or more)
NYSE:PCQ
(historical quotes, profile, other insiders)
31-Jan-094,193  Indirect
PIMCO FLTG RT INC FD
Beneficial Owner (10% or more)
NYSE:PFL
(historical quotes, profile, other insiders)
31-May-09353  Indirect
PIMCO FL RT STGY FND
Beneficial Owner (10% or more)
NYSE:PFN
(historical quotes, profile, other insiders)
31-Jan-091,989  Indirect
PIONEER FLTG RT TRST
Beneficial Owner (10% or more)
NYSE:PHD
(historical quotes, profile, other insiders)
31-Jan-091,305  Indirect
PIMCO HIGH INCOME FD
Beneficial Owner (10% or more)
NYSE:PHK
(historical quotes, profile, other insiders)
31-Jan-092,404  Indirect
INSURD MUNI INCM FD
Beneficial Owner (10% or more)
NYSE:PIF
(historical quotes, profile, other insiders)
31-Jan-09489  Indirect
PIMCO MUNI INC FD
Beneficial Owner (10% or more)
NYSE:PMF
(historical quotes, profile, other insiders)
31-Jan-095,503  Indirect
PIMCO MUNI INC FD II
Beneficial Owner (10% or more)
NYSE:PML
(historical quotes, profile, other insiders)
31-Jan-099,135  Indirect
PIMCO MUN INC FD III
Beneficial Owner (10% or more)
NYSE:PMX
(historical quotes, profile, other insiders)
31-Jan-095,049  Indirect
PIMCO NY MUNI INC
Beneficial Owner (10% or more)
NYSE:PNF
(historical quotes, profile, other insiders)
31-Jan-091,261  Indirect
PIMCO NY MUNI INC II
Beneficial Owner (10% or more)
NYSE:PNI
(historical quotes, profile, other insiders)
31-Jan-091,954  Indirect
INVESTMNT GRADE MUNI
Beneficial Owner (10% or more)
NYSE:PPM
(historical quotes, profile, other insiders)
31-Jan-09364  Indirect
ING PRIME RT TR SBI
Beneficial Owner (10% or more)
NYSE:PPR
(historical quotes, profile, other insiders)
31-Jan-091,228  Indirect
BLACKROCK CREDIT ALL
Beneficial Owner (10% or more)
NYSE:PSW
(historical quotes, profile, other insiders)
31-Mar-09205  Indirect
BLACKROCK CREDIT ALC
Beneficial Owner (10% or more)
NYSE:PSY
(historical quotes, profile, other insiders)
31-Jan-091,038  Indirect
PIMCO CP OPPORTUNITY
Beneficial Owner (10% or more)
NYSE:PTY
(historical quotes, profile, other insiders)
31-Jan-094,489  Indirect
PIMCO NY MUN INC III
Beneficial Owner (10% or more)
NYSE:PYN
(historical quotes, profile, other insiders)
31-Jan-091,004  Indirect
PIMCO CA MUN INC III
Beneficial Owner (10% or more)
NYSE:PZC
(historical quotes, profile, other insiders)
31-Jan-093,327  Indirect
BLACK ROCK CA INVEST
Beneficial Owner (10% or more)
AMEX:RAA
(historical quotes, profile, other insiders)
31-Jan-09142  Indirect
BLACK ROCK NJ INVEST
Beneficial Owner (10% or more)
AMEX:RNJ
(historical quotes, profile, other insiders)
31-Jan-09143  Indirect
BLACK ROCK NY INVEST
Beneficial Owner (10% or more)
AMEX:RNY
(historical quotes, profile, other insiders)
31-Jan-09233  Indirect
COHEN & STEERS QUAL
Beneficial Owner (10% or more)
NYSE:RQI
(historical quotes, profile, other insiders)
28-Feb-09519  Indirect
COHEN & STRS INC FD
Beneficial Owner (10% or more)
NYSE:RWF
(historical quotes, profile, other insiders)
31-Jan-091,225  Indirect
DWS RREEF RE II
Beneficial Owner (10% or more)
AMEX:SRO
(historical quotes, profile, other insiders)
31-Jan-091,059  Indirect
DWS RREEF RE FD
Beneficial Owner (10% or more)
AMEX:SRQ
(historical quotes, profile, other insiders)
31-Jan-091,096  Indirect
VAN KAMPEN CA VALUE
Beneficial Owner (10% or more)
NYSE:VCV
(historical quotes, profile, other insiders)
31-Jan-09949  Indirect
VAN KAMPEN SEL SECTR
Beneficial Owner (10% or more)
AMEX:VKL
(historical quotes, profile, other insiders)
31-Jan-09465  Indirect
VAN KAMPEN MUNI OPP
Beneficial Owner (10% or more)
NYSE:VMO
(historical quotes, profile, other insiders)
31-Jan-091,409  Indirect
VAN KAMPEN MASS VLUE
Beneficial Owner (10% or more)
AMEX:VMV
(historical quotes, profile, other insiders)
31-Jan-09244  Indirect
VAN KAMPEN OH QUAL
Beneficial Owner (10% or more)
NYSE:VOQ
(historical quotes, profile, other insiders)
31-Jan-09271  Indirect
VAN KAMPEN PA VALUE
Beneficial Owner (10% or more)
NYSE:VPV
(historical quotes, profile, other insiders)
31-Jan-09809  Indirect
VAN KAMPN INV GRD NJ
Beneficial Owner (10% or more)
NYSE:VTJ
(historical quotes, profile, other insiders)
31-Jan-09116  Indirect
AMER MUNI-INCOME PTF
Beneficial Owner (10% or more)
NYSE:XAA
(historical quotes, profile, other insiders)
31-Jan-09270  Indirect

Insider & restricted shareholder transactions reported over the last two years
DateSharesStockTransaction
18-Nov-09 142,700DNE Sale at $0.10 per share.
(Proceeds of $14,270)
17-Nov-09 114,129DNE Sale at $0.10 per share.
(Proceeds of $11,412)
31-Oct-09 *41IQN Statement of Ownership
30-Jun-09 *830MHN Statement of Ownership
31-May-09 *981BGT Statement of Ownership
31-May-09 *353PFL Statement of Ownership
30-Apr-09 *970NZF Statement of Ownership
31-Mar-09 *205PSW Statement of Ownership
28-Feb-09 *519RQI Statement of Ownership
31-Jan-09 *419FEV Statement of Ownership
31-Jan-09 *1,038PSY Statement of Ownership
31-Jan-09 *481MYM Statement of Ownership
31-Jan-09 *698MIY Statement of Ownership
31-Jan-09 *424MFT Statement of Ownership
31-Jan-09 *444MYF Statement of Ownership
31-Jan-09 *2,045MFL Statement of Ownership
31-Jan-09 *832MCA Statement of Ownership
31-Jan-09 *733MYC Statement of Ownership
31-Jan-09 *162MZA Statement of Ownership
31-Jan-09 *1,269MVF Statement of Ownership
31-Jan-09 *698EOE Statement of Ownership
31-Jan-09 *1,059SRO Statement of Ownership
31-Jan-09 *1,096SRQ Statement of Ownership
31-Jan-09 *51JFP Statement of Ownership
31-Jan-09 *1,225RWF Statement of Ownership
31-Jan-09 *1,305PHD Statement of Ownership
31-Jan-09 *1,989PFN Statement of Ownership
31-Jan-09 *2,422EFT Statement of Ownership
31-Jan-09 *811CSQ Statement of Ownership
31-Jan-09 *411JTA Statement of Ownership
31-Jan-09 *2,305EFR Statement of Ownership
31-Jan-09 *2,073MAV Statement of Ownership
31-Jan-09 *899BFO Statement of Ownership
31-Jan-09 *3,402BKK Statement of Ownership
31-Jan-09 *466FTF Statement of Ownership
31-Jan-09 *4,957NCZ Statement of Ownership
31-Jan-09 *1,428MHI Statement of Ownership
31-Jan-09 *4,465EVV Statement of Ownership
31-Jan-09 *2,404PHK Statement of Ownership
31-Jan-09 *6,972NCV Statement of Ownership
31-Jan-09 *4,489PTY Statement of Ownership
31-Jan-09 *178FMN Statement of Ownership
31-Jan-09 *346EIP Statement of Ownership
31-Jan-09 *194NYH Statement of Ownership
31-Jan-09 *443EMJ Statement of Ownership
31-Jan-09 *273MIW Statement of Ownership
31-Jan-09 *405EIO Statement of Ownership
31-Jan-09 *385MAB Statement of Ownership
31-Jan-09 *574EIA Statement of Ownership
31-Jan-09 *878EIV Statement of Ownership
31-Jan-09 *484MXN Statement of Ownership
31-Jan-09 *5,049PMX Statement of Ownership
31-Jan-09 *289BAF Statement of Ownership
31-Jan-09 *316BSE Statement of Ownership
31-Jan-09 *402BCK Statement of Ownership
31-Jan-09 *1,062BYM Statement of Ownership
31-Jan-09 *90NXE Statement of Ownership
31-Jan-09 *1,004PYN Statement of Ownership
31-Jan-09 *3,327PZC Statement of Ownership
31-Jan-09 *1,954PNI Statement of Ownership
31-Jan-09 *9,135PML Statement of Ownership
31-Jan-09 *3,681PCK Statement of Ownership
31-Jan-09 *93BLJ Statement of Ownership
31-Jan-09 *15,070DNP Statement of Ownership
31-Jan-09 *1,228PPR Statement of Ownership
31-Jan-09 *121NVJ Statement of Ownership
31-Jan-09 *73NGK Statement of Ownership
31-Jan-09 *1,004AFB Statement of Ownership
31-Jan-09 *344AKP Statement of Ownership
31-Jan-09 *118NBJ Statement of Ownership
31-Jan-09 *289BNJ Statement of Ownership
31-Jan-09 *314BBF Statement of Ownership
31-Jan-09 *1,261PNF Statement of Ownership
31-Jan-09 *5,503PMF Statement of Ownership
31-Jan-09 *4,193PCQ Statement of Ownership
31-Jan-09 *223NXI Statement of Ownership
31-Jan-09 *102NMB Statement of Ownership
31-Jan-09 *809VPV Statement of Ownership
31-Jan-09 *244VMV Statement of Ownership
31-Jan-09 *465VKL Statement of Ownership
31-Jan-09 *949VCV Statement of Ownership
31-Jan-09 *1,409VMO Statement of Ownership
31-Jan-09 *116VTJ Statement of Ownership
31-Jan-09 *271VOQ Statement of Ownership
31-Jan-09 *494NFL Statement of Ownership
31-Jan-09 *293NMP Statement of Ownership
31-Jan-09 *360NUO Statement of Ownership
31-Jan-09 *479NUM Statement of Ownership
31-Jan-09 *560NUF Statement of Ownership
31-Jan-09 *538NQF Statement of Ownership
31-Jan-09 *155NSL Statement of Ownership
31-Jan-09 *366NCL Statement of Ownership
31-Jan-09 *209NMT Statement of Ownership
31-Jan-09 *244MXA Statement of Ownership
31-Jan-09 *96MHE Statement of Ownership
31-Jan-09 *463MFM Statement of Ownership
31-Jan-09 *364PPM Statement of Ownership
31-Jan-09 *167PPM Statement of Ownership
31-Jan-09 *489PIF Statement of Ownership
31-Jan-09 *684PIF Statement of Ownership
31-Jan-09 *549EVJ Statement of Ownership
31-Jan-09 *440EVN Statement of Ownership
31-Jan-09 *1,082EVN Statement of Ownership
31-Jan-09 *234EVP Statement of Ownership
31-Jan-09 *1,576EVF Statement of Ownership
31-Jan-09 *531EVO Statement of Ownership
31-Jan-09 *574CEV Statement of Ownership
31-Jan-09 *395MMV Statement of Ownership
31-Jan-09 *249EMI Statement of Ownership
31-Jan-09 *2,698DSM Statement of Ownership
31-Jan-09 *1,590DMF Statement of Ownership
31-Jan-09 *4,135LEO Statement of Ownership
31-Jan-09 *110BPS Statement of Ownership
31-Jan-09 *142RAA Statement of Ownership
31-Jan-09 *233RNY Statement of Ownership
31-Jan-09 *573BKN Statement of Ownership
31-Jan-09 *143RNJ Statement of Ownership
31-Jan-09 *270XAA Statement of Ownership
14-Jan-09 160,700FTGX Disposition (Non Open Market)
9-Jan-09 804,275FTGX Statement of Ownership
14-Jul-08 *300IGC Sale at $4.94 per share.
(Proceeds of $1,482)
14-Jul-08 *300IGC Purchase at $4.94 per share.
(Cost of $1,482)
11-Jul-08 *1,550IGC Sale at $4.83 - $4.84 per share.
(Proceeds of about $7,494)
11-Jul-08 *1,550IGC Purchase at $4.83 - $4.85 per share.
(Cost of about $7,502)
10-Jul-08 *1,250IGC Sale at $4.94 per share.
(Proceeds of $6,175)
10-Jul-08 *1,250IGC Purchase at $4.94 per share.
(Cost of $6,175)
9-Jul-08 *2,659IGC Sale at $4.86 - $4.9 per share.
(Proceeds of about $13,000)
9-Jul-08 *2,826IGC Purchase at $4.86 - $4.9 per share.
(Cost of about $14,000)
3-Jul-08 *1,700IGC Sale at $4.77 - $4.83 per share.
(Proceeds of about $8,160)
3-Jul-08 *1,700IGC Purchase at $4.82 per share.
(Cost of $8,194)
1-Jul-08 *1,493IGC Purchase at $4.82 per share.
(Cost of $7,196)
30-Jun-08 *1,000IGC Sale
30-Jun-08 *1,000IGC Purchase
27-Jun-08 *500IGC Sale at $5.07 per share.
(Proceeds of $2,535)
27-Jun-08 *500IGC Purchase at $5.07 per share.
(Cost of $2,535)
26-Jun-08 *1,000IGC Sale at $4.86 per share.
(Proceeds of $4,860)
26-Jun-08 *600IGC Purchase at $4.87 per share.
(Cost of $2,922)
25-Jun-08 *7,123IGC Sale at $5.01 - $5.09 per share.
(Proceeds of about $36,000)
25-Jun-08 *5,800IGC Purchase at $5.01 - $5.09 per share.
(Cost of about $29,000)
24-Jun-08 *500IGC Sale at $4.87 per share.
(Proceeds of $2,435)
24-Jun-08 *500IGC Purchase at $4.87 per share.
(Cost of $2,435)
23-Jun-08 *2,100IGC Sale at $4.76 - $4.99 per share.
(Proceeds of about $10,000)
23-Jun-08 *800IGC Purchase at $4.99 per share.
(Cost of $3,992)
23-Jun-08 *1,600IGC Purchase at $4.80 per share.
(Cost of $7,680)
20-Jun-08 *7,700IGC Sale at $4.95 - $5.03 per share.
(Proceeds of about $38,000)
20-Jun-08 *8,100IGC Purchase at $4.90 - $5.03 per share.
(Cost of about $40,000)
19-Jun-08 *3,600IGC Sale at $5.10 - $5.19 per share.
(Proceeds of about $19,000)
19-Jun-08 *4,400IGC Purchase at $5.15 - $5.19 per share.
(Cost of about $23,000)
17-Jun-08 *1,500IGC Sale at $5.27 per share.
(Proceeds of $7,904)
17-Jun-08 *1,300IGC Purchase at $5.25 - $5.3 per share.
(Cost of about $6,857)
16-Jun-08 *6,420IGC Sale at $5.23 - $5.3 per share.
(Proceeds of about $34,000)
16-Jun-08 *6,260IGC Purchase at $5.22 - $5.3 per share.
(Cost of about $33,000)
13-Jun-08 *7,000IGC Sale at $5.31 - $5.35 per share.
(Proceeds of about $37,000)
13-Jun-08 *5,200IGC Purchase at $5.33 per share.
(Cost of $27,716)
13-Jun-08 *2,800IGC Purchase at $5.35 per share.
(Cost of $14,979)
12-Jun-08 *17,635IGC Sale at $5.24 - $5.66 per share.
(Proceeds of about $96,000)
12-Jun-08 *16,760IGC Purchase at $5.30 - $5.8 per share.
(Cost of about $93,000)
11-Jun-08 *3,600IGC Sale at $5.15 - $5.3 per share.
(Proceeds of about $19,000)
11-Jun-08 *3,600IGC Purchase at $5.12 - $5.3 per share.
(Cost of about $19,000)
10-Jun-08 *25IGC Sale
10-Jun-08 *25IGC Purchase
9-Jun-08 *2,500IGC Sale at $5.53 - $5.54 per share.
(Proceeds of about $14,000)
9-Jun-08 *2,500IGC Purchase at $5.53 - $5.55 per share.
(Cost of about $14,000)
6-Jun-08 *200IGC Sale at $5.75 per share.
(Proceeds of $1,150)
6-Jun-08 *2,834IGC Sale at $5.45 - $5.64 per share.
(Proceeds of about $16,000)
6-Jun-08 *1,500IGC Purchase at $5.45 - $5.77 per share.
(Cost of about $8,415)
4-Jun-08 *1,750IGC Sale at $5.80 - $6.02 per share.
(Proceeds of about $10,000)
4-Jun-08 *2,550IGC Purchase at $5.82 - $6.02 per share.
(Cost of about $15,000)
3-Jun-08 *15,423IGC Sale at $5.50 - $5.84 per share.
(Proceeds of about $87,000)
3-Jun-08 *14,723IGC Purchase at $5.65 - $5.66 per share.
(Cost of about $83,000)
2-Jun-08 *22,739IGC Sale at $5.15 - $5.32 per share.
(Proceeds of about $119,000)
2-Jun-08 *500IGC Sale at $5.19 - $5.3 per share.
(Proceeds of about $2,622)
2-Jun-08 *24,315IGC Purchase at $5.19 - $5.29 per share.
(Cost of about $127,000)
30-May-08 *590IGC Sale at $4.91 - $4.93 per share.
(Proceeds of about $2,902)
30-May-08 *590IGC Purchase at $4.91 - $4.93 per share.
(Cost of about $2,902)
29-May-08 *1,040IGC Sale at $4.91 - $4.93 per share.
(Proceeds of about $5,116)
29-May-08 *1,040IGC Purchase at $4.91 - $4.93 per share.
(Cost of about $5,116)
28-May-08 *400IGC Sale at $4.80 - $4.87 per share.
(Proceeds of about $1,934)
28-May-08 *1,300IGC Purchase at $4.80 - $4.91 per share.
(Cost of about $6,311)
27-May-08 *5,760IGC Sale at $4.90 - $5.12 per share.
(Proceeds of about $29,000)
27-May-08 *3,760IGC Purchase at $4.94 per share.
(Cost of $18,574)
23-May-08 *3,150IGC Sale at $4.99 - $5.17 per share.
(Proceeds of about $16,000)
23-May-08 *3,000IGC Purchase at $5.11 - $5.19 per share.
(Cost of about $15,000)
23-May-08 2,246DNE Purchase at $1.07 per share.
(Cost of $2,403)
22-May-08 *35,698IGC Sale at $5.09 - $5.52 per share.
(Proceeds of about $189,000)
22-May-08 *38,429IGC Purchase at $4.99 - $5.43 per share.
(Cost of about $200,000)
21-May-08 *19,172IGC Sale at $3.93 - $5.15 per share.
21-May-08 *17,046IGC Purchase at $4.36 - $5.33 per share.
20-May-08 *1,263IGC Sale at $4.13 - $4.44 per share.
(Proceeds of about $5,411)
20-May-08 *1,225IGC Purchase at $4.13 per share.
(Cost of $5,059)
19-May-08 *1,062IGC Sale at $4.59 per share.
(Proceeds of $4,874)
19-May-08 *1,062IGC Purchase at $4.59 per share.
(Cost of $4,874)
16-May-08 *1,500IGC Sale at $4.79 per share.
(Proceeds of $7,185)
16-May-08 *1,500IGC Purchase at $4.79 per share.
(Cost of $7,185)
15-May-08 *2,300IGC Sale at $4.60 - $4.74 per share.
(Proceeds of about $11,000)
15-May-08 *2,000IGC Purchase at $4.60 per share.
(Cost of $9,200)
13-May-08 *1,952IGC Sale at $4.65 - $4.69 per share.
(Proceeds of about $9,115)
13-May-08 *1,752IGC Purchase at $4.57 - $4.7 per share.
(Cost of about $8,120)
12-May-08 *1,565IGC Sale at $4.55 - $4.61 per share.
(Proceeds of about $7,167)
12-May-08 *1,565IGC Purchase at $4.55 - $4.61 per share.
(Cost of about $7,167)
9-May-08 *5,900IGC Sale at $4.61 per share.
(Proceeds of $27,199)
9-May-08 *5,900IGC Purchase at $4.61 per share.
(Cost of $27,199)
8-May-08 *1,300IGC Sale at $4.62 - $4.63 per share.
(Proceeds of about $6,012)
8-May-08 *1,300IGC Purchase at $4.62 - $4.63 per share.
(Cost of about $6,012)
7-May-08 *5,292IGC Sale at $4.71 per share.
(Proceeds of $24,925)
7-May-08 *5,292IGC Purchase at $4.71 per share.
(Cost of $24,925)
5-May-08 *200IGC Sale at $4.72 per share.
(Proceeds of $944)
5-May-08 *200IGC Purchase at $4.72 per share.
(Cost of $944)
2-May-08 *4,190IGC Sale at $4.80 - $4.86 per share.
(Proceeds of about $20,000)
2-May-08 *4,190IGC Purchase at $4.81 per share.
(Cost of $20,153)
1-May-08 *2,000IGC Sale at $4.86 per share.
(Proceeds of $9,720)
1-May-08 *2,000IGC Purchase at $4.86 per share.
(Cost of $9,720)
30-Apr-08 *1,000IGC Sale at $4.90 per share.
(Proceeds of $4,900)
30-Apr-08 *1,000IGC Purchase at $4.90 per share.
(Cost of $4,900)
28-Apr-08 *6,008IGC Sale at $4.83 per share.
(Proceeds of $29,018)
28-Apr-08 *6,008IGC Purchase at $4.83 per share.
(Cost of $29,018)
25-Apr-08 *1,600IGC Sale at $4.75 - $4.76 per share.
(Proceeds of about $7,608)
25-Apr-08 *4,700IGC Purchase at $4.75 per share.
(Cost of $22,325)
24-Apr-08 *3,500IGC Sale at $4.82 per share.
(Proceeds of $16,870)
24-Apr-08 *3,800IGC Purchase at $4.77 - $4.82 per share.
(Cost of about $18,000)
23-Apr-08 *300IGC Sale at $4.85 per share.
(Proceeds of $1,455)
23-Apr-08 *300IGC Purchase at $4.85 per share.
(Cost of $1,455)
22-Apr-08 *6,000IGC Sale at $4.90 per share.
(Proceeds of $29,400)
22-Apr-08 *6,000IGC Purchase at $4.90 per share.
(Cost of $29,400)
16-Apr-08 *200IGC Sale at $4.85 per share.
(Proceeds of $969)
16-Apr-08 *200IGC Purchase at $4.86 per share.
(Cost of $972)
15-Apr-08 *1,000IGC Sale at $4.75 per share.
(Proceeds of $4,750)
15-Apr-08 *1,000IGC Purchase at $4.75 per share.
(Cost of $4,750)
14-Apr-08 *4,300IGC Sale at $4.80 - $4.82 per share.
(Proceeds of about $21,000)
14-Apr-08 *4,300IGC Purchase at $4.81 per share.
(Cost of $20,683)
10-Apr-08 *300IGC Sale at $4.79 per share.
(Proceeds of $1,437)
10-Apr-08 *300IGC Purchase at $4.79 per share.
(Cost of $1,437)
9-Apr-08 *3,900IGC Sale at $4.70 - $4.86 per share.
(Proceeds of about $19,000)
9-Apr-08 *3,800IGC Purchase at $4.70 - $4.81 per share.
(Cost of about $18,000)
7-Apr-08 *475IGC Sale at $4.50 per share.
(Proceeds of $2,137)
7-Apr-08 *475IGC Purchase at $4.50 per share.
(Cost of $2,137)
4-Apr-08 *800IGC Sale at $4.50 per share.
(Proceeds of $3,600)
4-Apr-08 *800IGC Purchase at $4.50 per share.
(Cost of $3,600)
3-Apr-08 *1,000IGC Sale at $4.44 per share.
(Proceeds of $4,440)
3-Apr-08 *1,000IGC Purchase at $4.44 - $4.45 per share.
(Cost of about $4,445)
2-Apr-08 *200IGC Sale at $4.35 per share.
(Proceeds of $869)
2-Apr-08 *200IGC Purchase at $4.35 per share.
(Cost of $869)
1-Apr-08 *500IGC Sale at $4.24 per share.
(Proceeds of $2,120)
1-Apr-08 *500IGC Purchase at $4.24 per share.
(Cost of $2,120)
31-Mar-08 *100IGC Sale at $4.32 per share.
(Proceeds of $432)
31-Mar-08 6,150DNE Sale at $1.77 - $1.91 per share.
(Proceeds of about $11,000)
31-Mar-08 6,150DNE Purchase at $1.76 - $1.91 per share.
(Cost of about $11,000)
28-Mar-08 1,200DNE Sale at $1.70 per share.
(Proceeds of $2,040)
28-Mar-08 1,200DNE Purchase at $1.70 per share.
(Cost of $2,040)
27-Mar-08 *3,500IGC Sale at $4.25 per share.
(Proceeds of $14,875)
27-Mar-08 *3,500IGC Purchase at $4.25 per share.
(Cost of $14,875)
27-Mar-08 10,500DNE Purchase at $1.76 - $1.95 per share.
(Cost of about $19,000)
26-Mar-08 *31IGC Sale at $4.48 per share.
(Proceeds of $138)
26-Mar-08 *31IGC Purchase at $4.48 per share.
(Cost of $138)
26-Mar-08 13,662DNE Sale at $1.72 - $1.95 per share.
(Proceeds of about $25,000)
26-Mar-08 8,462DNE Purchase at $1.71 per share.
(Cost of $14,470)
26-Mar-08 500DNE Purchase at $1.77 per share.
(Cost of $885)
25-Mar-08 *1,000IGC Sale at $4.25 per share.
(Proceeds of $4,250)
25-Mar-08 *1,159IGC Purchase at $4.18 - $4.25 per share.
(Cost of about $4,885)
25-Mar-08 5,600DNE Sale at $1.70 per share.
(Proceeds of $9,520)
25-Mar-08 7,600DNE Purchase at $1.69 - $1.7 per share.
(Cost of about $13,000)
24-Mar-08 *200IGC Sale at $4.50 per share.
(Proceeds of $900)
24-Mar-08 *200IGC Purchase at $4.50 per share.
(Cost of $900)
24-Mar-08 2,300DNE Sale at $1.72 - $1.75 per share.
(Proceeds of about $3,990)
24-Mar-08 2,300DNE Purchase at $1.73 - $1.75 per share.
(Cost of about $4,002)
20-Mar-08 *2,400IGC Sale at $4.04 - $4.19 per share.
(Proceeds of about $9,876)
20-Mar-08 *2,800IGC Purchase at $4.05 per share.
(Cost of $11,340)
20-Mar-08 300DNE Sale at $1.65 per share.
(Proceeds of $495)
20-Mar-08 300DNE Purchase at $1.65 per share.
(Cost of $495)
19-Mar-08 *27,906IGC Statement of Ownership
19-Mar-08 11,150DNE Sale at $1.68 - $1.69 per share.
(Proceeds of about $19,000)
19-Mar-08 6,550DNE Purchase at $1.68 - $1.7 per share.
(Cost of about $11,000)
18-Mar-08 16,982DNE Sale at $1.72 - $1.74 per share.
(Proceeds of about $29,000)
18-Mar-08 12,082DNE Purchase at $1.72 - $1.73 per share.
(Cost of about $21,000)
17-Mar-08 13,900DNE Sale at $1.69 - $1.75 per share.
(Proceeds of about $24,000)
17-Mar-08 1,100DNE Sale at $1.70 - $1.73 per share.
(Proceeds of about $1,886)
17-Mar-08 12,700DNE Purchase at $1.70 - $1.74 per share.
(Cost of about $22,000)
14-Mar-08 100DNE Sale at $1.65 per share.
(Proceeds of $165)
14-Mar-08 100DNE Purchase at $1.65 per share.
(Cost of $165)
13-Mar-08 4,393DNE Sale at $1.67 - $1.7 per share.
(Proceeds of about $7,402)
13-Mar-08 4,103DNE Purchase at $1.67 per share.
(Cost of $6,852)
12-Mar-08 10,000DNE Sale at $1.73 per share.
(Proceeds of $17,300)
12-Mar-08 10,000DNE Purchase at $1.73 per share.
(Cost of $17,300)
11-Mar-08 150DNE Sale at $1.72 per share.
(Proceeds of $258)
11-Mar-08 1,000DNE Purchase at $1.66 per share.
(Cost of $1,660)
10-Mar-08 750DNE Sale at $1.58 per share.
(Proceeds of $1,185)
10-Mar-08 750DNE Purchase at $1.58 per share.
(Cost of $1,185)
7-Mar-08 20,000DNE Sale at $1.55 per share.
(Proceeds of $31,000)
7-Mar-08 20,000DNE Purchase at $1.55 per share.
(Cost of $31,000)
3-Mar-08 2,000DNE Sale at $1.80 per share.
(Proceeds of $3,600)
3-Mar-08 3,700DNE Purchase at $1.80 per share.
(Cost of $6,660)
29-Feb-08 16,000DNE Sale at $1.80 per share.
(Proceeds of $28,800)
29-Feb-08 16,000DNE Purchase at $1.80 per share.
(Cost of $28,800)
28-Feb-08 2,500DNE Sale at $1.75 - $1.78 per share.
(Proceeds of about $4,412)
28-Feb-08 1,000DNE Purchase at $1.75 per share.
(Cost of $1,750)
26-Feb-08 400DNE Purchase at $1.75 per share.
(Cost of $700)
25-Feb-08 695DNE Sale at $1.75 per share.
(Proceeds of $1,216)
25-Feb-08 800DNE Purchase at $1.74 per share.
(Cost of $1,392)
25-Feb-08 1,200DNE Purchase at $1.75 per share.
(Cost of $2,100)
19-Feb-08 1,000DNE Sale at $1.84 per share.
(Proceeds of $1,840)
19-Feb-08 2,800DNE Purchase at $1.83 - $1.84 per share.
(Cost of about $5,138)
12-Feb-08 200DNE Sale at $1.88 per share.
(Proceeds of $376)
12-Feb-08 100DNE Purchase at $1.88 per share.
(Cost of $188)
11-Feb-08 5,500DNE Sale at $1.88 - $1.89 per share.
(Proceeds of about $10,000)
11-Feb-08 5,500DNE Purchase at $1.88 - $1.89 per share.
(Cost of about $10,000)
8-Feb-08 2,000DNE Purchase at $1.90 per share.
(Cost of $3,800)
7-Feb-08 2,600DNE Sale at $2 - $2.05 per share.
(Proceeds of about $5,265)
7-Feb-08 3,100DNE Purchase at $1.90 - $2.05 per share.
(Cost of about $6,122)
6-Feb-08 5,000DNE Sale at $2 per share.
(Proceeds of $10,000)
6-Feb-08 5,000DNE Purchase at $2 per share.
(Cost of $10,000)
5-Feb-08 2,500DNE Sale at $1.90 - $2 per share.
(Proceeds of about $4,875)
5-Feb-08 1,202DNE Purchase at $1.90 per share.
(Cost of $2,283)
31-Jan-08 1,000DNE Sale at $1.84 per share.
(Proceeds of $1,840)
31-Jan-08 1,000DNE Purchase at $1.84 per share.
(Cost of $1,840)
25-Jan-08 1,200DNE Sale at $1.82 per share.
(Proceeds of $2,184)
22-Jan-08 2,000DNE Sale at $1.74 per share.
(Proceeds of $3,480)
22-Jan-08 2,000DNE Purchase at $1.74 per share.
(Cost of $3,480)
15-Jan-08 200DNE Sale at $1.97 per share.
(Proceeds of $394)
15-Jan-08 200DNE Purchase at $1.97 per share.
(Cost of $394)
11-Jan-08 4,500DNE Sale at $1.80 - $1.81 per share.
(Proceeds of about $8,122)
11-Jan-08 4,500DNE Purchase at $1.80 - $1.81 per share.
(Cost of about $8,122)
10-Jan-08 3,300DNE Sale at $1.82 per share.
(Proceeds of $6,006)
10-Jan-08 3,300DNE Purchase at $1.82 per share.
(Cost of $6,006)
9-Jan-08 4,000DNE Sale at $1.80 - $1.81 per share.
(Proceeds of about $7,220)
9-Jan-08 3,000DNE Purchase at $1.80 per share.
(Cost of $5,400)
8-Jan-08 6,100DNE Sale at $1.88 - $1.96 per share.
(Proceeds of about $12,000)
8-Jan-08 5,000DNE Purchase at $1.88 per share.
(Cost of $9,400)
7-Jan-08 270DNE Sale at $1.98 per share.
(Proceeds of $534)
7-Jan-08 1,170DNE Purchase at $1.99 per share.
(Cost of $2,328)
4-Jan-08 400DNE Sale at $2.02 per share.
(Proceeds of $808)
4-Jan-08 400DNE Purchase at $2.02 per share.
(Cost of $808)
3-Jan-08 2,000DNE Sale at $2 - $2.03 per share.
(Proceeds of about $4,029)
3-Jan-08 2,000DNE Purchase at $2.02 per share.
(Cost of $4,040)
31-Dec-07 4,373DNE Purchase at $2 per share.
(Cost of $8,746)
19-Dec-07 900DNE Sale at $1.79 per share.
(Proceeds of $1,611)
18-Dec-07 2,643DNE Sale at $1.79 per share.
(Proceeds of $4,730)
13-Dec-07 2,100DNE Sale at $1.93 per share.
(Proceeds of $4,053)
12-Dec-07 679DNE Purchase at $1.92 per share.
(Cost of $1,303)
10-Dec-07 2,600DNE Purchase at $1.94 per share.
(Cost of $5,044)
7-Dec-07 2,300DNE Sale at $1.93 per share.
(Proceeds of $4,439)
4-Dec-07 3,000DNE Purchase at $1.88 per share.
(Cost of $5,640)
30-Nov-07 1,243DNE Sale at $1.96 per share.
(Proceeds of $2,436)
29-Nov-07 3,600DNE Sale at $2.04 per share.
(Proceeds of $7,344)
27-Nov-07 60DNE Sale at $2.02 per share.
(Proceeds of $121)
26-Nov-07 2,300DNE Sale at $1.94 per share.
(Proceeds of $4,462)
21-Nov-07 1,000DNE Sale at $1.95 per share.
(Proceeds of $1,950)
21-Nov-07 1,600DNE Purchase at $1.97 per share.
(Cost of $3,152)
    * Indicates that some (or all) shares are held indirectly (e.g. in a trust, by a spouse, etc.)



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