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Insider Filings - OWENS JAMES W
Last Updated 
25-Nov-09
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OWENS JAMES W: Declared Holdings
Company/RelationshipReportedShares  Ownership
ALCOA INC
Director
NYSE:AA
(historical quotes, profile, SEC, other insiders) 		13-Nov-090  Direct
CATERPILLAR INC
Officer
NYSE:CAT
(historical quotes, profile, SEC, other insiders) 		30-Sep-09
21-Aug-09		171,743
   176,377
348,120		  Direct
  Indirect  
  Total

Insider & restricted shareholder transactions reported over the last two years
DateSharesStockTransaction
13-Nov-09 50AA Option Exercise
13-Nov-09 50AA Disposition (Non Open Market) at $13.18 per share.
(Value of $659)
30-Sep-09 10,017CAT Disposition (Non Open Market) at $0 per share.
21-Aug-09 *37,247CAT Acquisition (Non Open Market) at $0 per share.
21-Aug-09 37,247CAT Disposition (Non Open Market) at $0 per share.
7-Aug-09 108,000CAT Option Exercise at $19.20 per share.
(Cost of $2,073,600)
7-Aug-09 67,640CAT Disposition (Non Open Market) at $47.82 per share.
(Value of $3,234,544)
1-Apr-09 4,037CAT Disposition (Non Open Market) at $0 per share.
1-Apr-09 *4,037CAT Acquisition (Non Open Market) at $0 per share.
2-Mar-09 2,631CAT Disposition (Non Open Market) at $23.09 per share.
(Value of $60,749)
24-Dec-08 *17,949CAT Acquisition (Non Open Market) at $0 per share.
24-Dec-08 17,949CAT Disposition (Non Open Market) at $0 per share.
23-Dec-08 *1,200CAT Disposition (Non Open Market) at $0 per share.
19-Dec-08 *2,700CAT Acquisition (Non Open Market) at $0 per share.
19-Dec-08 *2,700CAT Disposition (Non Open Market) at $0 per share.
10-Dec-08 100,000CAT Option Exercise at $31.17 per share.
(Cost of $3,117,000)
10-Dec-08 82,051CAT Disposition (Non Open Market) at $43.93 per share.
(Value of $3,604,500)
6-May-08 *4,038CAT Acquisition (Non Open Market) at $0 per share.
6-May-08 4,038CAT Disposition (Non Open Market) at $0 per share.
3-Mar-08 2,631CAT Disposition (Non Open Market) at $72.92 per share.
(Value of $191,852)
19-Dec-07 *2,400CAT Acquisition (Non Open Market) at $0 per share.
19-Dec-07 2,600CAT Disposition (Non Open Market) at $0 per share.
12-Dec-07 812CAT Disposition (Non Open Market) at $0 per share.
    * Indicates that some (or all) shares are held indirectly (e.g. in a trust, by a spouse, etc.)

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