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Insider Filings - KRAMLICH C RICHARD
Last Updated 
3-Apr-14
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KRAMLICH C RICHARD: Declared Holdings
Company/RelationshipReportedShares  Ownership
Fusion-io, Inc. Common Stock
Beneficial Owner (10% or more)
NYSE:FIO
(historical quotes, profile, other insiders)
5-Sep-120  Indirect
Hyperion Therapeutics, Inc.
Beneficial Owner (10% or more)
NasdaqGS:HPTX
(historical quotes, profile, other insiders)
31-Jul-122,884,221  Indirect
Millennial Media, Inc. Common S
Beneficial Owner (10% or more)
NYSE:MM
(historical quotes, profile, other insiders)
29-Oct-128,196,614  Indirect
SVB Financial Group
Director
NasdaqGS:SIVB
(historical quotes, profile, SEC, other insiders)
25-Apr-1315,680  Direct
SIERRA MONITOR CORP
Director
Other OTC:SRMC
(historical quotes, profile, other insiders)
13-Nov-12
13-Jun-12
2,501,688
   211,500
2,713,188
  Direct
  Indirect  
  Total
Targacept, Inc.
Beneficial Owner (10% or more)
NasdaqGS:TRGT
(historical quotes, profile, other insiders)
19-Nov-125,333  Indirect
TESARO, Inc.
Beneficial Owner (10% or more)
NasdaqGS:TSRO
(historical quotes, profile, other insiders)
3-Jul-1211,499,255  Indirect
Zhone Technologies, Inc.
Director
NasdaqCM:ZHNE
(historical quotes, profile, other insiders)
12-Dec-13379  Direct

Insider & restricted shareholder transactions reported over the last two years
DateSharesStockTransaction
12-Dec-13 4,927ZHNE Sale at $4.47 per share.
(Proceeds of $22,023)
11-Dec-13 38,597ZHNE Sale at $4.55 per share.
(Proceeds of $175,616)
6-Dec-13 45,747ZHNE Sale at $5.28 per share.
(Proceeds of $241,544)
6-Dec-13 45,747ZHNE Option Exercise at $0.89 - $2.49 per share.
5-Dec-13 22,630ZHNE Option Exercise at $1.89 - $2.49 per share.
5-Dec-13 22,630ZHNE Sale at $5.01 per share.
(Proceeds of $113,376)
2-Dec-13 5,826ZHNE Option Exercise at $1.89 per share.
(Cost of $11,011)
2-Dec-13 5,826ZHNE Sale at $5.48 per share.
(Proceeds of $31,926)
27-Nov-13 2,800ZHNE Sale at $5.46 per share.
(Proceeds of $15,288)
27-Nov-13 2,800ZHNE Option Exercise at $1.89 per share.
(Cost of $5,292)
26-Nov-13 103,261ZHNE Sale at $5.41 - $5.46 per share.
(Proceeds of about $561,000)
26-Nov-13 64,084ZHNE Option Exercise at $0.50 - $1.89 per share.
25-Nov-13 9,854ZHNE Sale at $5.46 per share.
(Proceeds of $53,802)
25-Nov-13 9,854ZHNE Option Exercise at $0.50 per share.
(Cost of $4,927)
2-May-13 21,052ZHNE Acquisition (Non Open Market) at $0 per share.
25-Apr-13 1,675SIVB Option Exercise at $0 per share.
19-Nov-12 *3,333TRGT Option Exercise at $0.08 per share.
(Cost of $266)
13-Nov-12 25,000SRMC Purchase at $1.70 per share.
(Cost of $42,500)
29-Oct-12 *1,597,787MM Sale at $13.44 per share.
(Proceeds of $21,474,257)
7-Sep-12 1,500SRMC Purchase at $1.65 per share.
(Cost of $2,475)
6-Sep-12 850SRMC Purchase at $1.65 per share.
(Cost of $1,402)
5-Sep-12 *74,986FIO Sale at $27.67 - $27.79 per share.
(Proceeds of about $2,079,000)
4-Sep-12 500SRMC Purchase at $1.65 per share.
(Cost of $825)
4-Sep-12 *57,724FIO Acquisition (Non Open Market) at $0 per share.
4-Sep-12 *4,545,000FIO Disposition (Non Open Market) at $0 per share.
31-Aug-12 500SRMC Purchase at $1.65 per share.
(Cost of $825)
29-Aug-12 650SRMC Purchase at $1.65 per share.
(Cost of $1,072)
28-Aug-12 2,000SRMC Purchase at $1.60 - $1.65 per share.
(Cost of about $3,250)
27-Aug-12 1,000SRMC Purchase at $1.65 per share.
(Cost of $1,650)
24-Aug-12 1,500SRMC Purchase at $1.60 per share.
(Cost of $2,400)
23-Aug-12 1,500SRMC Purchase at $1.55 per share.
(Cost of $2,325)
31-Jul-12 *51,119HPTX Disposition (Non Open Market)
31-Jul-12 *2,306,115HPTX Acquisition (Non Open Market)
31-Jul-12 *500,000HPTX Purchase at $10 per share.
(Cost of $5,000,000)
31-Jul-12 *125,291HPTX Option Exercise
25-Jul-12 *3,934HPTX Statement of Ownership
3-Jul-12 *10,388,144TSRO Acquisition (Non Open Market)
3-Jul-12 *1,111,111TSRO Purchase at $13.50 per share.
(Cost of $14,999,998)
13-Jun-12 *9,000SRMC Purchase at $1.55 - $1.6 per share.
(Cost of about $14,000)
24-May-12 *1,500SRMC Purchase at $1.60 per share.
(Cost of $2,400)
23-May-12 *1,500SRMC Purchase at $1.60 per share.
(Cost of $2,400)
23-May-12 *1,500SRMC Purchase at $1.60 per share.
(Cost of $2,400)
22-May-12 22,472ZHNE Acquisition (Non Open Market) at $0 per share.
22-May-12 *9,000SRMC Purchase at $1.60 - $1.65 per share.
(Cost of about $15,000)
17-May-12 *2,580SRMC Purchase at $1.60 per share.
(Cost of $4,128)
15-May-12 *920SRMC Purchase at $1.60 per share.
(Cost of $1,472)
11-May-12 *2,500SRMC Purchase at $1.60 per share.
(Cost of $4,000)
11-May-12 *2,500SRMC Purchase at $1.60 per share.
(Cost of $4,000)
30-Apr-12 *16,101FIO Sale at $26.53 per share.
(Proceeds of $427,159)
27-Apr-12 *69,998FIO Disposition (Non Open Market) at $0 per share.
27-Apr-12 *19,793FIO Acquisition (Non Open Market) at $0 per share.
26-Apr-12 1,705SIVB Option Exercise at $0 per share.
    * Indicates that some (or all) shares are held indirectly (e.g. in a trust, by a spouse, etc.)



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