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Insider Filings - KRAMLICH C RICHARD
Last Updated 
10-May-13
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KRAMLICH C RICHARD: Declared Holdings
Company/RelationshipReportedShares  Ownership
Clovis Oncology, Inc.
Beneficial Owner (10% or more)
NasdaqGS:CLVS
(historical quotes, profile, other insiders)
21-Nov-113,419,671  Indirect
Echo Global Logistics, Inc.
Beneficial Owner (10% or more)
NasdaqGS:ECHO
(historical quotes, profile, other insiders)
28-Feb-124,000  Indirect
Fusion-io, Inc. Common Stock
Beneficial Owner (10% or more)
NYSE:FIO
(historical quotes, profile, other insiders)
5-Sep-120  Indirect
Amicus Therapeutics, Inc.
Beneficial Owner (10% or more)
NasdaqGM:FOLD
(historical quotes, profile, other insiders)
7-Mar-124,584,311  Indirect
Groupon, Inc.
Beneficial Owner (10% or more)
NasdaqGS:GRPN
(historical quotes, profile, other insiders)
3-Nov-1187,184,956  Indirect
Hyperion Therapeutics, Inc.
Beneficial Owner (10% or more)
NasdaqGM:HPTX
(historical quotes, profile, other insiders)
31-Jul-122,884,221  Indirect
InnerWorkings, Inc.
Beneficial Owner (10% or more)
NasdaqGS:INWK
(historical quotes, profile, other insiders)
28-Mar-1215,000  Indirect
Millennial Media Inc.
Beneficial Owner (10% or more)
NYSE:MM
(historical quotes, profile, other insiders)
29-Oct-128,196,614  Indirect
SVB Financial Group
Director
NasdaqGS:SIVB
(historical quotes, profile, SEC, other insiders)
25-Apr-1315,680  Direct
SIERRA MONITOR CORP
Director
Other OTC:SRMC
(historical quotes, profile, other insiders)
13-Nov-12
13-Jun-12
2,501,688
   211,500
2,713,188
  Direct
  Indirect  
  Total
Targacept, Inc.
Beneficial Owner (10% or more)
NasdaqGS:TRGT
(historical quotes, profile, other insiders)
19-Nov-125,333  Indirect
TESARO, Inc.
Beneficial Owner (10% or more)
NasdaqGS:TSRO
(historical quotes, profile, other insiders)
3-Jul-1211,499,255  Indirect
Zhone Technologies, Inc.
Director
NasdaqCM:ZHNE
(historical quotes, profile, other insiders)
2-May-1383,080  Direct

Insider & restricted shareholder transactions reported over the last two years
DateSharesStockTransaction
2-May-13 21,052ZHNE Acquisition (Non Open Market) at $0 per share.
25-Apr-13 1,675SIVB Option Exercise at $0 per share.
19-Nov-12 *3,333TRGT Option Exercise at $0.08 per share.
(Cost of $266)
13-Nov-12 25,000SRMC Purchase at $1.70 per share.
(Cost of $42,500)
29-Oct-12 *1,597,787MM Sale at $13.44 per share.
(Proceeds of $21,474,257)
7-Sep-12 1,500SRMC Purchase at $1.65 per share.
(Cost of $2,475)
6-Sep-12 850SRMC Purchase at $1.65 per share.
(Cost of $1,402)
5-Sep-12 *74,986FIO Sale at $27.67 - $27.79 per share.
(Proceeds of about $2,079,000)
4-Sep-12 500SRMC Purchase at $1.65 per share.
(Cost of $825)
4-Sep-12 *4,545,000FIO Disposition (Non Open Market) at $0 per share.
4-Sep-12 *57,724FIO Acquisition (Non Open Market) at $0 per share.
31-Aug-12 500SRMC Purchase at $1.65 per share.
(Cost of $825)
29-Aug-12 650SRMC Purchase at $1.65 per share.
(Cost of $1,072)
28-Aug-12 2,000SRMC Purchase at $1.60 - $1.65 per share.
(Cost of about $3,250)
27-Aug-12 1,000SRMC Purchase at $1.65 per share.
(Cost of $1,650)
24-Aug-12 1,500SRMC Purchase at $1.60 per share.
(Cost of $2,400)
23-Aug-12 1,500SRMC Purchase at $1.55 per share.
(Cost of $2,325)
31-Jul-12 *2,306,115HPTX Acquisition (Non Open Market)
31-Jul-12 *51,119HPTX Disposition (Non Open Market)
31-Jul-12 *125,291HPTX Option Exercise
31-Jul-12 *500,000HPTX Purchase at $10 per share.
(Cost of $5,000,000)
25-Jul-12 *3,934HPTX Statement of Ownership
3-Jul-12 *10,388,144TSRO Acquisition (Non Open Market)
3-Jul-12 *1,111,111TSRO Purchase at $13.50 per share.
(Cost of $14,999,998)
13-Jun-12 *9,000SRMC Purchase at $1.55 - $1.6 per share.
(Cost of about $14,000)
24-May-12 *1,500SRMC Purchase at $1.60 per share.
(Cost of $2,400)
23-May-12 *1,500SRMC Purchase at $1.60 per share.
(Cost of $2,400)
23-May-12 *1,500SRMC Purchase at $1.60 per share.
(Cost of $2,400)
22-May-12 22,472ZHNE Acquisition (Non Open Market) at $0 per share.
22-May-12 *9,000SRMC Purchase at $1.60 - $1.65 per share.
(Cost of about $15,000)
17-May-12 *2,580SRMC Purchase at $1.60 per share.
(Cost of $4,128)
15-May-12 *920SRMC Purchase at $1.60 per share.
(Cost of $1,472)
11-May-12 *2,500SRMC Purchase at $1.60 per share.
(Cost of $4,000)
11-May-12 *2,500SRMC Purchase at $1.60 per share.
(Cost of $4,000)
30-Apr-12 *16,101FIO Sale at $26.53 per share.
(Proceeds of $427,159)
27-Apr-12 *19,793FIO Acquisition (Non Open Market) at $0 per share.
27-Apr-12 *69,998FIO Disposition (Non Open Market) at $0 per share.
26-Apr-12 1,705SIVB Option Exercise at $0 per share.
3-Apr-12 *9,794,401MM Acquisition (Non Open Market)
28-Mar-12 *5,000INWK Acquisition (Non Open Market) at $0 per share.
28-Mar-12 *500,000INWK Disposition (Non Open Market) at $0 per share.
26-Mar-12 *10,000INWK Acquisition (Non Open Market) at $0 per share.
26-Mar-12 *1,000,000INWK Disposition (Non Open Market) at $0 per share.
14-Mar-12 *1,000,000FIO Disposition (Non Open Market) at $0 per share.
14-Mar-12 *10,000FIO Acquisition (Non Open Market) at $0 per share.
9-Mar-12 *9,998FIO Acquisition (Non Open Market) at $0 per share.
9-Mar-12 *1,000,000FIO Disposition (Non Open Market) at $0 per share.
7-Mar-12 *1,140,000FOLD Purchase at $5.70 per share.
(Cost of $6,498,000)
5-Mar-12 *10,000FIO Acquisition (Non Open Market) at $0 per share.
5-Mar-12 *1,000,000FIO Disposition (Non Open Market) at $0 per share.
29-Feb-12 *455,360INWK Sale at $11.42 per share.
(Proceeds of $5,200,211)
28-Feb-12 *404,000ECHO Disposition (Non Open Market) at $0 per share.
28-Feb-12 *5,112ECHO Acquisition (Non Open Market) at $0 per share.
27-Feb-12 *1,000,000FIO Disposition (Non Open Market) at $0 per share.
27-Feb-12 *10,000FIO Acquisition (Non Open Market) at $0 per share.
24-Feb-12 *10,000FIO Acquisition (Non Open Market) at $0 per share.
24-Feb-12 *334,457INWK Sale at $11.40 per share.
(Proceeds of $3,812,809)
24-Feb-12 *1,000,000FIO Disposition (Non Open Market) at $0 per share.
23-Feb-12 *1,000,000FIO Disposition (Non Open Market) at $0 per share.
23-Feb-12 *10,000FIO Acquisition (Non Open Market) at $0 per share.
23-Feb-12 *54,849INWK Sale at $11.75 per share.
(Proceeds of $644,475)
22-Feb-12 *255,424INWK Sale at $11.60 - $11.68 per share.
(Proceeds of about $2,973,000)
21-Feb-12 *10,000FIO Acquisition (Non Open Market) at $0 per share.
21-Feb-12 *1,000,000FIO Disposition (Non Open Market) at $0 per share.
14-Feb-12 *4,462FIO Sale at $22.84 per share.
(Proceeds of $101,912)
10-Feb-12 *12,767FIO Acquisition (Non Open Market) at $0 per share.
10-Feb-12 *1,010,000FIO Disposition (Non Open Market) at $0 per share.
7-Feb-12 *1,010,000FIO Disposition (Non Open Market) at $0 per share.
7-Feb-12 *12,761FIO Acquisition (Non Open Market) at $0 per share.
6-Feb-12 *23,083FIO Sale at $23.05 per share.
(Proceeds of $532,063)
3-Feb-12 *4,354FIO Sale at $22.63 per share.
(Proceeds of $98,531)
2-Feb-12 *15,429FIO Acquisition (Non Open Market) at $0 per share.
2-Feb-12 *1,020,000FIO Disposition (Non Open Market) at $0 per share.
27-Dec-11 *10,000FIO Acquisition (Non Open Market) at $0 per share.
27-Dec-11 *1,000,000FIO Disposition (Non Open Market) at $0 per share.
6-Dec-11 *10,000SRMC Purchase at $1.20 per share.
(Cost of $12,000)
2-Dec-11 *5,500SRMC Purchase at $1.31 per share.
(Cost of $7,205)
1-Dec-11 *7,000SRMC Purchase at $1.31 per share.
(Cost of $9,170)
30-Nov-11 *6,500SRMC Purchase at $1.28 per share.
(Cost of $8,320)
28-Nov-11 *1,296,109FIO Sale at $31.68 per share.
(Proceeds of $41,060,733)
22-Nov-11 *31,376SRMC Purchase at $1.26 - $1.3 per share.
(Cost of about $40,000)
21-Nov-11 *2,103,372CLVS Acquisition (Non Open Market)
21-Nov-11 *1,316,299CLVS Purchase at $13 per share.
(Cost of $17,111,887)
3-Nov-11 *87,184,956GRPN Statement of Ownership
9-Sep-11 *1,124SRMC Purchase at $1.50 per share.
(Cost of $1,686)
8-Sep-11 *3,000SRMC Purchase at $1.45 - $1.5 per share.
(Cost of about $4,425)
14-Jun-11 *25,480,186FIO Acquisition (Non Open Market)
8-Jun-11 *349,686FIO Statement of Ownership
    * Indicates that some (or all) shares are held indirectly (e.g. in a trust, by a spouse, etc.)



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