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Insider Filings - GOLDSTEIN PHILLIP
Last Updated 
30-Apr-13
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GOLDSTEIN PHILLIP: Declared Holdings
Company/RelationshipReportedShares  Ownership
Imperial Holdings, Inc. Common
Director
NYSE:IFT
(historical quotes, profile, other insiders) 		1-Apr-13
2-Aug-12		1,840
   1,360,177
1,362,017		  Direct
  Indirect  
  Total
MVC Capital, Inc. Common Stock
Director
NYSE:MVC
(historical quotes, profile, SEC, other insiders) 		27-Sep-12
18-Apr-13		37,250
   579,109
616,359		  Direct
  Indirect  
  Total
Mexico Equity and Income Fund,
Director
NYSE:MXE
(historical quotes, other insiders) 		29-Apr-130  Indirect
Special Opportunities Fund, Inc
Officer
NYSE:SPE
(historical quotes, profile, other insiders) 		31-Aug-1232,958  Direct

Insider & restricted shareholder transactions reported over the last two years
DateSharesStockTransaction
29-Apr-13 *11,289MXE Sale at $17.16 per share.
(Proceeds of $193,719)
25-Apr-13 *1,069MXE Sale at $17.16 per share.
(Proceeds of $18,344)
19-Apr-13 *23,692MXE Sale at $17 per share.
(Proceeds of $402,764)
18-Apr-13 *4,961MVC Purchase at $12.60 per share.
(Cost of $62,508)
17-Apr-13 *13,803MVC Purchase at $12.52 per share.
(Cost of $172,813)
15-Apr-13 *26,100MXE Sale at $17.22 per share.
(Proceeds of $449,441)
15-Apr-13 *25,442MVC Purchase at $12.59 per share.
(Cost of $320,314)
12-Apr-13 *9,600MXE Sale at $17.42 per share.
(Proceeds of $167,232)
1-Apr-13 1,840IFT Acquisition (Non Open Market) at $4.17 per share.
(Value of $7,672)
7-Feb-13 *4,667MXE Sale at $15.74 per share.
(Proceeds of $73,458)
6-Feb-13 *14,306MXE Sale at $15.79 per share.
(Proceeds of $225,891)
5-Feb-13 *400MXE Sale at $15.87 per share.
(Proceeds of $6,348)
1-Feb-13 *11,275MXE Sale at $15.83 per share.
(Proceeds of $178,483)
8-Jan-13 *8,021MXE Sale at $15 per share.
(Proceeds of $120,315)
27-Sep-12 *567,422MVC Statement of Ownership
27-Sep-12 37,250MVC Statement of Ownership
31-Aug-12 2,896SPE Purchase at $15.22 per share.
(Cost of $44,077)
2-Aug-12 *1,360,177IFT Statement of Ownership
6-Jul-12 10,561SPE Purchase at $14.89 - $14.94 per share.
(Cost of about $158,000)
25-Jun-12 5,000SPE Purchase at $15.01 per share.
(Cost of $75,050)
15-Mar-12 *13,888MXE Acquisition (Non Open Market)
25-Aug-11 3,151SPE Purchase at $14.42 per share.
(Cost of $45,437)
8-Aug-11 5,000SPE Purchase at $14.26 per share.
(Cost of $71,300)
    * Indicates that some (or all) shares are held indirectly (e.g. in a trust, by a spouse, etc.)

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