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Insider Filings - GOLDSTEIN PHILLIP
Last Updated 
17-Apr-14
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GOLDSTEIN PHILLIP: Declared Holdings
Company/RelationshipReportedShares  Ownership
ASA Gold and Precious Metals L
Director
NYSE:ASA
(historical quotes, profile, other insiders)
20-Jun-132,400  Direct
Imperial Holdings, Inc. Common
Director
NYSE:IFT
(historical quotes, profile, other insiders)
31-Mar-14
31-Mar-14
40,149
   1,063,316
1,103,465
  Direct
  Indirect  
  Total
MVC Capital, Inc. Common Stock
Director
NYSE:MVC
(historical quotes, SEC, other insiders)
27-Sep-12
15-Apr-14
37,250
   936,981
974,231
  Direct
  Indirect  
  Total
Mexico Equity and Income Fund,
Director
NYSE:MXE
(historical quotes, other insiders)
29-Apr-130  Indirect
Special Opportunities Fund, Inc
Officer
NYSE:SPE
(historical quotes, other insiders)
25-Feb-14
25-Feb-14
50,894
   213
51,107
  Direct
  Indirect  
  Total

Insider & restricted shareholder transactions reported over the last two years
DateSharesStockTransaction
15-Apr-14 *16,980MVC Purchase at $13.13 per share.
(Cost of $222,947)
14-Apr-14 *7,788MVC Purchase at $13.14 per share.
(Cost of $102,334)
11-Apr-14 *8,601MVC Purchase at $13.14 per share.
(Cost of $113,017)
31-Mar-14 18,000IFT Purchase at $5.75 per share.
(Cost of $103,500)
31-Mar-14 *10,000IFT Purchase at $5.75 per share.
(Cost of $57,500)
28-Mar-14 17,428IFT Purchase at $5.82 per share.
(Cost of $101,430)
28-Mar-14 *10,000IFT Purchase at $5.73 - $5.89 per share.
(Cost of about $58,000)
25-Feb-14 *81SPE Acquisition (Non Open Market) at $0 per share.
25-Feb-14 18,750SPE Acquisition (Non Open Market) at $0 per share.
24-Jan-14 5,882SPE Acquisition (Non Open Market) at $16.90 per share.
(Value of $99,405)
24-Jan-14 *15SPE Acquisition (Non Open Market) at $16.90 per share.
(Value of $253)
31-Dec-13 *106,596IFT Disposition (Non Open Market) at $0 per share.
13-Sep-13 *157,879MVC Purchase at $12.70 per share.
(Cost of $2,005,063)
12-Sep-13 *16,882MVC Purchase at $12.69 per share.
(Cost of $214,232)
11-Sep-13 *300MVC Purchase at $12.70 per share.
(Cost of $3,810)
30-Aug-13 *25,000IFT Disposition (Non Open Market) at $0 per share.
21-Aug-13 *6,639MVC Purchase at $12.30 per share.
(Cost of $81,659)
20-Jun-13 1,500ASA Purchase at $12.90 per share.
(Cost of $19,350)
19-Jun-13 *37,671MVC Purchase at $12.72 per share.
(Cost of $479,175)
14-Jun-13 *37,671MVC Purchase at $12.65 per share.
(Cost of $476,538)
12-Jun-13 *3,420MVC Purchase at $12.65 per share.
(Cost of $43,263)
6-Jun-13 2,881IFT Acquisition (Non Open Market)
5-Jun-13 *26,370MVC Purchase at $12.69 per share.
(Cost of $334,635)
31-May-13 *37,671MVC Purchase at $12.76 per share.
(Cost of $480,681)
29-Apr-13 *11,289MXE Sale at $17.16 per share.
(Proceeds of $193,719)
25-Apr-13 *1,069MXE Sale at $17.16 per share.
(Proceeds of $18,344)
19-Apr-13 *23,692MXE Sale at $17 per share.
(Proceeds of $402,764)
18-Apr-13 *4,961MVC Purchase at $12.60 per share.
(Cost of $62,508)
17-Apr-13 *13,803MVC Purchase at $12.52 per share.
(Cost of $172,813)
15-Apr-13 *25,442MVC Purchase at $12.59 per share.
(Cost of $320,314)
15-Apr-13 *26,100MXE Sale at $17.22 per share.
(Proceeds of $449,441)
12-Apr-13 *9,600MXE Sale at $17.42 per share.
(Proceeds of $167,232)
1-Apr-13 1,840IFT Acquisition (Non Open Market) at $4.17 per share.
(Value of $7,672)
7-Feb-13 *4,667MXE Sale at $15.74 per share.
(Proceeds of $73,458)
6-Feb-13 *14,306MXE Sale at $15.79 per share.
(Proceeds of $225,891)
5-Feb-13 *400MXE Sale at $15.87 per share.
(Proceeds of $6,348)
1-Feb-13 *11,275MXE Sale at $15.83 per share.
(Proceeds of $178,483)
8-Jan-13 *8,021MXE Sale at $15 per share.
(Proceeds of $120,315)
27-Sep-12 *567,422MVC Statement of Ownership
27-Sep-12 37,250MVC Statement of Ownership
31-Aug-12 2,896SPE Purchase at $15.22 per share.
(Cost of $44,077)
2-Aug-12 *1,360,177IFT Statement of Ownership
6-Jul-12 10,561SPE Purchase at $14.89 - $14.94 per share.
(Cost of about $158,000)
25-Jun-12 5,000SPE Purchase at $15.01 per share.
(Cost of $75,050)
    * Indicates that some (or all) shares are held indirectly (e.g. in a trust, by a spouse, etc.)



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