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Insider Filings - MARXE AUSTIN W & GREENHOUSE DAVID M
Last Updated 
18-Jun-13
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MARXE AUSTIN W & GREENHOUSE DAVID M: Declared Holdings
Company/RelationshipReportedShares  Ownership
Adept Technology, Inc.
Beneficial Owner (10% or more)
NasdaqGM:ADEP
(historical quotes, profile, other insiders) 		24-Jan-132,183,057  Indirect
ALCO Stores, Inc.
Beneficial Owner (10% or more)
NasdaqGM:ALCS
(historical quotes, profile, other insiders) 		30-Apr-130  Indirect
Clean Diesel Technologies, Inc.
Beneficial Owner (10% or more)
NasdaqCM:CDTI
(historical quotes, profile, other insiders) 		29-Jun-12689,814  Indirect
Crumbs Bake Shop, Inc.
Beneficial Owner (10% or more)
NasdaqCM:CRMB
(historical quotes, profile, other insiders) 		16-Apr-132,019,385  Indirect
CPI Aerostructures, Inc. Common
Beneficial Owner (10% or more)
AMEX:CVU
(historical quotes, profile, SEC, other insiders) 		21-Mar-13931,040  Indirect
Daegis Inc
Beneficial Owner (10% or more)
NasdaqCM:DAEG
(historical quotes, profile, other insiders) 		11-Sep-121,935,626  Indirect
Ecotality, Inc.
Beneficial Owner (10% or more)
NasdaqCM:ECTY
(historical quotes, profile, other insiders) 		18-Jun-133,406,363  Indirect
Inovio Pharmaceuticals, Inc. Co
Beneficial Owner (10% or more)
AMEX:INO
(historical quotes, profile, other insiders) 		3-Dec-123,919,706  Indirect
Image Sensing Systems, Inc.
Beneficial Owner (10% or more)
NasdaqCM:ISNS
(historical quotes, profile, SEC, other insiders) 		15-May-121,109,646  Indirect
Iteris, Inc. Common Stock
Beneficial Owner (10% or more)
AMEX:ITI
(historical quotes, profile, other insiders) 		26-Feb-133,340,929  Indirect
LRAD Corporation
Beneficial Owner (10% or more)
NasdaqCM:LRAD
(historical quotes, profile, other insiders) 		7-Jun-134,667,710  Indirect
Lightbridge Corporation
Beneficial Owner (10% or more)
NasdaqCM:LTBR
(historical quotes, profile, other insiders) 		1-Mar-131,384,032  Indirect
Magnetek, Inc.
Beneficial Owner (10% or more)
NasdaqGM:MAG
(historical quotes, profile, SEC, other insiders) 		17-May-13367,619  Indirect
MicroFinancial Incorporated
Beneficial Owner (10% or more)
NasdaqGM:MFI
(historical quotes, profile, SEC, other insiders) 		2-Apr-131,498,227  Indirect
Overland Storage, Inc.
Beneficial Owner (10% or more)
NasdaqCM:OVRL
(historical quotes, profile, SEC, other insiders) 		13-Mar-123,143,459  Indirect
Parametric Sound Corp.
Beneficial Owner (10% or more)
NasdaqCM:PAMT
(historical quotes, profile, other insiders) 		25-Feb-13366,635  Indirect
PRECISION OPTICS
Beneficial Owner (10% or more)
Other OTC:PEYE
(historical quotes, profile, other insiders) 		12-Feb-131,269,213  Indirect
Plug Power, Inc.
Beneficial Owner (10% or more)
NasdaqCM:PLUG
(historical quotes, profile, SEC, other insiders) 		14-Feb-131,511,620  Indirect
ParkerVision, Inc.
Beneficial Owner (10% or more)
NasdaqCM:PRKR
(historical quotes, profile, SEC, other insiders) 		6-Jun-126,421,317  Indirect
Palatin Technologies, Inc. Comm
Beneficial Owner (10% or more)
AMEX:PTN
(historical quotes, profile, SEC, other insiders) 		5-Oct-111,800,000  Indirect
REMEDENT INC
Beneficial Owner (10% or more)
OTC BB:REMI
(historical quotes, profile, other insiders) 		3-Dec-123,951,933  Indirect
Response Genetics, Inc.
Beneficial Owner (10% or more)
NasdaqCM:RGDX
(historical quotes, profile, other insiders) 		27-Nov-123,313,513  Indirect
TRANS WORLD CORP
Beneficial Owner (10% or more)
Other OTC:TWOC
(historical quotes, profile, other insiders) 		8-Nov-120  Indirect
Ultra Clean Holdings, Inc.
Beneficial Owner (10% or more)
NasdaqGS:UCTT
(historical quotes, profile, other insiders) 		23-Apr-122,640,275  Indirect
Verenium Corporation
Beneficial Owner (10% or more)
NasdaqGM:VRNM
(historical quotes, profile, other insiders) 		30-Jul-121,478,676  Indirect

Insider & restricted shareholder transactions reported over the last two years
DateSharesStockTransaction
18-Jun-13 *34,000ECTY Sale at $1.95 per share.
(Proceeds of $66,300)
17-Jun-13 *27,401ECTY Sale at $1.93 per share.
(Proceeds of $52,883)
14-Jun-13 *50,000ECTY Sale at $1.97 per share.
(Proceeds of $98,500)
13-Jun-13 *3,517,764ECTY Statement of Ownership
7-Jun-13 *682,439LRAD Purchase at $0.95 per share.
(Cost of $648,317)
17-May-13 *3,200MAG Purchase at $13.75 per share.
(Cost of $44,000)
16-May-13 *4,345MAG Purchase at $13.55 per share.
(Cost of $58,874)
7-May-13 *5,504MAG Purchase at $15.43 per share.
(Cost of $84,926)
30-Apr-13 *566,220ALCS Sale at $7 per share.
(Proceeds of $3,963,540)
30-Apr-13 *1,000MAG Purchase at $15.61 per share.
(Cost of $15,610)
25-Apr-13 *100ALCS Sale at $7.56 per share.
(Proceeds of $756)
22-Apr-13 *5,500ALCS Sale at $7.41 per share.
(Proceeds of $40,755)
19-Apr-13 *12,692ALCS Sale at $7.23 per share.
(Proceeds of $91,763)
16-Apr-13 *7,200CRMB Sale at $1.76 per share.
(Proceeds of $12,672)
15-Apr-13 *40,000CRMB Sale at $1.87 per share.
(Proceeds of $74,800)
15-Apr-13 *10MAG Purchase at $15.11 per share.
(Cost of $151)
12-Apr-13 *250,000CRMB Sale at $2.02 per share.
(Proceeds of $505,000)
11-Apr-13 *7,341MAG Purchase at $15.74 per share.
(Cost of $115,547)
8-Apr-13 *117MAG Purchase at $15.15 per share.
(Cost of $1,772)
5-Apr-13 *300MAG Purchase at $15.09 per share.
(Cost of $4,527)
2-Apr-13 *45MFI Sale at $8.58 per share.
(Proceeds of $386)
28-Mar-13 *200MFI Sale at $8.75 per share.
(Proceeds of $1,750)
27-Mar-13 *8,038MFI Sale at $8.71 per share.
(Proceeds of $70,010)
25-Mar-13 *6,871MFI Sale at $8.69 per share.
(Proceeds of $59,708)
22-Mar-13 *11,275MFI Sale at $8.63 per share.
(Proceeds of $97,303)
21-Mar-13 *17,716MFI Sale at $8.55 - $8.57 per share.
(Proceeds of about $152,000)
21-Mar-13 *931,040CVU Statement of Ownership
1-Mar-13 *12,657LTBR Sale at $1.93 - $2.02 per share.
(Proceeds of about $25,000)
26-Feb-13 *22,142ITI Sale at $1.76 per share.
(Proceeds of $38,969)
25-Feb-13 *77,000PAMT Sale at $10.80 per share.
(Proceeds of $831,600)
25-Feb-13 *2,700ITI Sale at $1.75 per share.
(Proceeds of $4,725)
22-Feb-13 *2,282ITI Sale at $1.75 per share.
(Proceeds of $3,993)
19-Feb-13 *300,000ITI Sale at $1.70 per share.
(Proceeds of $510,000)
15-Feb-13 *21,207ITI Sale at $1.69 per share.
(Proceeds of $35,839)
14-Feb-13 *7,000,000PLUG Sale at $0.12 - $0.13 per share.
(Proceeds of about $875,000)
12-Feb-13 *350,000PEYE Acquisition (Non Open Market) at $0.50 per share.
(Value of $175,000)
11-Feb-13 *30,296PAMT Sale at $10.70 per share.
(Proceeds of $324,167)
8-Feb-13 *75,000PAMT Sale at $10.03 per share.
(Proceeds of $752,250)
8-Feb-13 *50,000ITI Sale at $1.69 per share.
(Proceeds of $84,500)
7-Feb-13 *51,300PAMT Sale at $9.50 - $9.53 per share.
(Proceeds of about $488,000)
7-Feb-13 *6,800ITI Sale at $1.67 per share.
(Proceeds of $11,356)
1-Feb-13 *100,000ITI Sale at $1.65 per share.
(Proceeds of $165,000)
31-Jan-13 *5,800ITI Sale at $1.60 per share.
(Proceeds of $9,280)
30-Jan-13 *20,300ITI Sale at $1.64 per share.
(Proceeds of $33,292)
29-Jan-13 *20,600ITI Sale at $1.65 per share.
(Proceeds of $33,990)
28-Jan-13 *18,826ITI Sale at $1.72 per share.
(Proceeds of $32,380)
25-Jan-13 *100ITI Sale at $1.72 per share.
(Proceeds of $172)
24-Jan-13 *800ADEP Sale at $4.20 per share.
(Proceeds of $3,360)
24-Jan-13 *20,534ITI Sale at $1.83 per share.
(Proceeds of $37,577)
23-Jan-13 *8,993ITI Sale at $1.84 per share.
(Proceeds of $16,547)
23-Jan-13 *10,100ADEP Sale at $4.14 per share.
(Proceeds of $41,814)
22-Jan-13 *846ALCS Sale at $8.69 per share.
(Proceeds of $7,351)
22-Jan-13 *67,165ITI Sale at $1.82 per share.
(Proceeds of $122,240)
17-Jan-13 *3,000ALCS Sale at $8.68 per share.
(Proceeds of $26,040)
16-Jan-13 *900ALCS Sale at $8.75 per share.
(Proceeds of $7,875)
16-Jan-13 *100ADEP Sale at $4.10 per share.
(Proceeds of $409)
15-Jan-13 *10,550ADEP Sale at $4.01 per share.
(Proceeds of $42,305)
15-Jan-13 *4,653ALCS Sale at $8.71 per share.
(Proceeds of $40,527)
14-Jan-13 *57,068ADEP Sale at $4.02 per share.
(Proceeds of $229,413)
14-Jan-13 *400ALCS Sale at $9.10 per share.
(Proceeds of $3,640)
18-Dec-12 *11,900PEYE Sale at $0.91 per share.
(Proceeds of $10,829)
3-Dec-12 *25,000INO Sale at $0.55 per share.
(Proceeds of $13,750)
3-Dec-12 *200,000REMI Sale at $0.12 per share.
(Proceeds of $24,000)
30-Nov-12 *92,800INO Sale at $0.55 per share.
(Proceeds of $51,040)
30-Nov-12 *45,000REMI Sale at $0.12 per share.
(Proceeds of $5,400)
29-Nov-12 *10,254MAG Sale at $9.83 per share.
(Proceeds of $100,796)
29-Nov-12 *2,650ALCS Sale at $9.99 per share.
(Proceeds of $26,473)
29-Nov-12 *84,000REMI Sale at $0.12 per share.
(Proceeds of $10,080)
29-Nov-12 *418,700INO Sale at $0.54 - $0.55 per share.
(Proceeds of about $228,000)
28-Nov-12 *2,000MAG Sale at $9.92 per share.
(Proceeds of $19,840)
28-Nov-12 *65,000REMI Sale at $0.13 - $0.15 per share.
(Proceeds of about $9,100)
28-Nov-12 *96,000INO Sale at $0.57 per share.
(Proceeds of $54,719)
27-Nov-12 *650,000INO Sale at $0.49 per share.
(Proceeds of $318,500)
27-Nov-12 *519MAG Sale at $10.09 per share.
(Proceeds of $5,236)
27-Nov-12 *463,278RGDX Purchase at $1 - $1.19 per share.
(Cost of about $507,000)
26-Nov-12 *200MAG Sale at $10.23 per share.
(Proceeds of $2,046)
26-Nov-12 *300,000INO Sale at $0.47 per share.
(Proceeds of $141,000)
23-Nov-12 *123,900INO Sale at $0.47 per share.
(Proceeds of $58,233)
21-Nov-12 *2,051MAG Sale at $10.24 - $10.27 per share.
(Proceeds of about $21,000)
21-Nov-12 *230,000INO Sale at $0.47 per share.
(Proceeds of $108,100)
20-Nov-12 *126,800INO Sale at $0.47 per share.
(Proceeds of $59,596)
19-Nov-12 *220,099INO Sale at $0.48 per share.
(Proceeds of $105,647)
16-Nov-12 *500,000INO Sale at $0.48 per share.
(Proceeds of $240,000)
15-Nov-12 *500,000INO Sale at $0.46 per share.
(Proceeds of $230,000)
14-Nov-12 *400,000INO Sale at $0.52 per share.
(Proceeds of $208,000)
13-Nov-12 *222,550INO Sale at $0.54 per share.
(Proceeds of $120,177)
12-Nov-12 *148,192INO Sale at $0.57 per share.
(Proceeds of $84,469)
9-Nov-12 *400,000INO Sale at $0.57 per share.
(Proceeds of $227,999)
8-Nov-12 *500,000INO Sale at $0.61 per share.
(Proceeds of $305,000)
8-Nov-12 *1,544,208TWOC Sale at $2.25 per share.
(Proceeds of $3,474,468)
1-Nov-12 *31,979INO Sale at $0.72 per share.
(Proceeds of $23,024)
26-Oct-12 *9,788INO Sale at $0.72 per share.
(Proceeds of $7,047)
25-Oct-12 *10,250INO Sale at $0.72 per share.
(Proceeds of $7,380)
24-Oct-12 *2,900INO Sale at $0.73 per share.
(Proceeds of $2,117)
23-Oct-12 *202,000INO Sale at $1.42 per share.
(Proceeds of $286,840)
22-Oct-12 *100,000INO Sale at $0.72 per share.
(Proceeds of $72,000)
15-Oct-12 *20,286INO Sale at $0.72 per share.
(Proceeds of $14,605)
12-Oct-12 *13,400INO Sale at $0.72 per share.
(Proceeds of $9,648)
11-Oct-12 *244,900INO Sale at $0.70 - $0.72 per share.
(Proceeds of about $174,000)
11-Oct-12 *2,316,585CRMB Statement of Ownership
10-Oct-12 *319,000INO Sale at $0.72 per share.
(Proceeds of $229,680)
8-Oct-12 *17,255ITI Sale at $1.60 per share.
(Proceeds of $27,608)
5-Oct-12 *23,720ITI Sale at $1.61 per share.
(Proceeds of $38,189)
4-Oct-12 *32,400ITI Sale at $1.62 per share.
(Proceeds of $52,488)
28-Sep-12 *611,112PEYE Purchase at $0.90 per share.
(Cost of $550,000)
28-Sep-12 *1,000PAMT Purchase at $6.74 per share.
(Cost of $6,740)
25-Sep-12 *1,300MFI Sale at $9.48 per share.
(Proceeds of $12,324)
12-Sep-12 *1,000PAMT Sale at $11.10 per share.
(Proceeds of $11,100)
11-Sep-12 *100DAEG Sale at $1.10 per share.
(Proceeds of $110)
6-Sep-12 *4,677DAEG Sale at $1.14 per share.
(Proceeds of $5,331)
5-Sep-12 *36,387DAEG Sale at $1.12 per share.
(Proceeds of $40,753)
15-Aug-12 *7,452PAMT Sale at $11.55 per share.
(Proceeds of $86,070)
14-Aug-12 *6,800CRMB Sale at $3 per share.
(Proceeds of $20,400)
9-Aug-12 *6,000MFI Sale at $9.41 per share.
(Proceeds of $56,460)
9-Aug-12 *3,999PAMT Sale at $11.02 - $11.1 per share.
(Proceeds of about $44,000)
9-Aug-12 *16,680CRMB Sale at $3 per share.
(Proceeds of $50,040)
8-Aug-12 *17,442PAMT Sale at $11.03 per share.
(Proceeds of $192,385)
7-Aug-12 *8,558PAMT Sale at $11.06 per share.
(Proceeds of $94,651)
6-Aug-12 *2,826PAMT Sale at $11.07 per share.
(Proceeds of $31,283)
3-Aug-12 *8,700PAMT Sale at $11.15 per share.
(Proceeds of $97,005)
2-Aug-12 *23,104PAMT Sale at $10.22 per share.
(Proceeds of $236,122)
1-Aug-12 *4,550PAMT Sale at $10 per share.
(Proceeds of $45,500)
31-Jul-12 *13,544MFI Sale at $9.82 per share.
(Proceeds of $133,002)
30-Jul-12 *5,600VRNM Sale at $4.40 per share.
(Proceeds of $24,640)
30-Jul-12 *37,500MFI Sale at $9.72 per share.
(Proceeds of $364,500)
27-Jul-12 *36,302VRNM Sale at $4.25 - $4.3 per share.
(Proceeds of about $155,000)
26-Jul-12 *56,317VRNM Sale at $4.30 per share.
(Proceeds of $242,163)
25-Jul-12 *47,380VRNM Sale at $4.35 per share.
(Proceeds of $206,102)
18-Jul-12 *175,000REMI Sale at $0.25 per share.
(Proceeds of $43,750)
5-Jul-12 *12,200MFI Sale at $8.28 per share.
(Proceeds of $101,015)
3-Jul-12 *100MFI Sale at $8.30 per share.
(Proceeds of $830)
2-Jul-12 *7,912MFI Sale at $8.19 per share.
(Proceeds of $64,799)
29-Jun-12 *260,000CDTI Sale at $2.04 per share.
(Proceeds of $530,400)
28-Jun-12 *300PAMT Sale at $9.40 per share.
(Proceeds of $2,820)
28-Jun-12 *66,000CDTI Sale at $2.16 per share.
(Proceeds of $142,560)
28-Jun-12 *21,098MFI Sale at $7.99 per share.
(Proceeds of $168,573)
27-Jun-12 *16,359MFI Sale at $8.08 per share.
(Proceeds of $132,180)
27-Jun-12 *34,699CDTI Sale at $2.27 per share.
(Proceeds of $78,766)
26-Jun-12 *2,120MFI Sale at $8 per share.
(Proceeds of $16,960)
25-Jun-12 *5,000PAMT Sale at $9.30 per share.
(Proceeds of $46,500)
22-Jun-12 *300MFI Sale at $8.02 per share.
(Proceeds of $2,406)
21-Jun-12 *1,350PAMT Sale at $9.30 per share.
(Proceeds of $12,555)
20-Jun-12 *11,770PAMT Sale at $9.14 per share.
(Proceeds of $107,577)
19-Jun-12 *1,000PAMT Sale at $9 per share.
(Proceeds of $9,000)
19-Jun-12 *525MFI Sale at $8.10 per share.
(Proceeds of $4,252)
18-Jun-12 *2,031MFI Sale at $8.11 per share.
(Proceeds of $16,471)
12-Jun-12 *7DAEG Sale at $1.19 per share.
(Proceeds of $8)
8-Jun-12 *24,900MFI Sale at $7.76 per share.
(Proceeds of $193,224)
8-Jun-12 *831,040CVU Statement of Ownership
7-Jun-12 *10,550DAEG Sale at $1.18 per share.
(Proceeds of $12,449)
7-Jun-12 *2,039MFI Sale at $7.78 per share.
(Proceeds of $15,863)
6-Jun-12 *3,000DAEG Sale at $1.16 per share.
(Proceeds of $3,479)
6-Jun-12 *680,000PRKR Sale at $2.18 per share.
(Proceeds of $1,482,400)
6-Jun-12 *5,300MFI Sale at $7.70 per share.
(Proceeds of $40,810)
5-Jun-12 *4,300MFI Sale at $7.70 per share.
(Proceeds of $33,110)
5-Jun-12 *100,000PRKR Sale at $2.11 per share.
(Proceeds of $211,000)
31-May-12 *53,900CDTI Sale at $2.75 - $3.02 per share.
(Proceeds of about $156,000)
24-May-12 *6,800RGDX Sale at $1.92 per share.
(Proceeds of $13,056)
24-May-12 *35,800TWOC Sale at $2.97 per share.
(Proceeds of $106,326)
16-May-12 *5,000RGDX Sale at $1.65 per share.
(Proceeds of $8,250)
15-May-12 *267ISNS Purchase at $5.99 per share.
(Cost of $1,599)
14-May-12 *9,000RGDX Sale at $1.72 per share.
(Proceeds of $15,480)
11-May-12 *300RGDX Sale at $1.75 per share.
(Proceeds of $525)
10-May-12 *20,781CDTI Sale at $3 per share.
(Proceeds of $62,343)
10-May-12 *159,200RGDX Sale at $1.50 - $1.75 per share.
(Proceeds of about $259,000)
9-May-12 *1,000ISNS Purchase at $6 per share.
(Cost of $6,000)
3-May-12 *100MFI Sale at $7.37 per share.
(Proceeds of $737)
26-Apr-12 *44,400MFI Sale at $6.35 per share.
(Proceeds of $281,940)
25-Apr-12 *13,464MFI Sale at $6.45 per share.
(Proceeds of $86,842)
24-Apr-12 *25,950MFI Sale at $6.52 per share.
(Proceeds of $169,194)
23-Apr-12 *25,000MFI Sale at $6.58 per share.
(Proceeds of $164,500)
23-Apr-12 *232,817UCTT Sale at $7.27 per share.
(Proceeds of $1,692,579)
19-Apr-12 *300,000RGDX Sale at $1.90 per share.
(Proceeds of $570,000)
13-Apr-12 *7,201,317PRKR Statement of Ownership
30-Mar-12 *5,800ADEP Sale at $5.01 per share.
(Proceeds of $29,058)
29-Mar-12 *5,400ADEP Sale at $4.82 per share.
(Proceeds of $26,028)
28-Mar-12 *3,101ADEP Sale at $5 per share.
(Proceeds of $15,505)
27-Mar-12 *500,000TWOC Sale at $2.82 per share.
(Proceeds of $1,410,000)
26-Mar-12 *389,528VRNM Purchase at $3.76 - $3.97 per share.
(Cost of about $1,506,000)
23-Mar-12 *8,511,620PLUG Statement of Ownership
13-Mar-12 *2,583OVRL Sale at $2.41 per share.
(Proceeds of $6,225)
12-Mar-12 *140,500CDTI Sale at $4.32 - $4.85 per share.
(Proceeds of about $644,000)
9-Mar-12 *5,605OVRL Sale at $2.39 per share.
(Proceeds of $13,395)
8-Mar-12 *38,752OVRL Sale at $2.44 per share.
(Proceeds of $94,554)
8-Mar-12 *22,950ITI Sale at $1.44 per share.
(Proceeds of $33,048)
7-Mar-12 *360,826MAG Statement of Ownership
28-Feb-12 *11,000REMI Sale at $0.40 per share.
(Proceeds of $4,400)
27-Feb-12 *10,000REMI Sale at $0.40 per share.
(Proceeds of $4,000)
16-Feb-12 *4,000REMI Sale at $0.37 per share.
(Proceeds of $1,480)
15-Feb-12 *5,000REMI Sale at $0.33 per share.
(Proceeds of $1,650)
13-Feb-12 *30,000REMI Sale at $0.28 per share.
(Proceeds of $8,400)
6-Feb-12 *800TWOC Sale at $2.60 per share.
(Proceeds of $2,080)
2-Feb-12 *2,811RGDX Purchase at $1.26 per share.
(Cost of $3,541)
2-Feb-12 *39,900UCTT Sale at $7.66 per share.
(Proceeds of $305,634)
1-Feb-12 *59,000UCTT Sale at $7.50 per share.
(Proceeds of $442,500)
30-Jan-12 *1,100UCTT Sale at $7.50 per share.
(Proceeds of $8,250)
27-Jan-12 *55,308UCTT Sale at $7.28 per share.
(Proceeds of $402,642)
26-Jan-12 *20,600UCTT Sale at $7.68 per share.
(Proceeds of $158,208)
30-Dec-11 *800RGDX Purchase at $1.27 per share.
(Cost of $1,016)
30-Dec-11 *2PEYE Sale at $1.50 per share.
(Proceeds of $3)
30-Dec-11 *24,859ISNS Purchase at $6.40 per share.
(Cost of $159,097)
28-Dec-11 *23,696PEYE Sale at $1.26 per share.
(Proceeds of $29,856)
27-Dec-11 *2,500RGDX Purchase at $1.30 per share.
(Cost of $3,250)
15-Dec-11 *200TWOC Sale at $2.60 per share.
(Proceeds of $520)
13-Dec-11 *535,000INO Sale at $0.38 per share.
(Proceeds of $203,300)
12-Dec-11 *360,000INO Sale at $0.39 per share.
(Proceeds of $140,400)
9-Dec-11 *400,000INO Sale at $0.40 per share.
(Proceeds of $160,000)
7-Dec-11 *803,000INO Sale at $0.40 per share.
(Proceeds of $321,200)
6-Dec-11 *250,000INO Sale at $0.41 - $0.42 per share.
(Proceeds of about $104,000)
5-Dec-11 *45,200INO Sale at $0.44 per share.
(Proceeds of $19,888)
2-Dec-11 *420,000INO Sale at $0.42 - $0.43 per share.
(Proceeds of about $179,000)
1-Dec-11 *1,240,000INO Sale at $0.43 per share.
(Proceeds of $533,200)
10-Nov-11 *75,946CDTI Sale at $4.02 - $4.05 per share.
(Proceeds of about $306,000)
28-Oct-11 *3,000CDTI Sale at $3.65 per share.
(Proceeds of $10,950)
27-Oct-11 *40,400CDTI Sale at $3.92 per share.
(Proceeds of $158,368)
26-Oct-11 *6,145CDTI Sale at $3.91 per share.
(Proceeds of $24,026)
24-Oct-11 *100,000CDTI Sale at $3.77 per share.
(Proceeds of $377,000)
21-Oct-11 *107,630CDTI Sale at $3.51 - $3.59 per share.
(Proceeds of about $382,000)
18-Oct-11 *1,500INO Sale at $0.60 per share.
(Proceeds of $900)
17-Oct-11 *11,000CDTI Sale at $3.69 per share.
(Proceeds of $40,590)
17-Oct-11 *2,800INO Sale at $0.62 per share.
(Proceeds of $1,736)
14-Oct-11 *32,600CDTI Sale at $3.82 per share.
(Proceeds of $124,532)
13-Oct-11 *71,900CDTI Sale at $4.31 per share.
(Proceeds of $309,889)
12-Oct-11 *19,950INO Sale at $0.60 per share.
(Proceeds of $11,970)
11-Oct-11 *8,900INO Sale at $0.60 per share.
(Proceeds of $5,340)
11-Oct-11 *99,000CDTI Sale at $3.86 per share.
(Proceeds of $382,140)
7-Oct-11 *23,500INO Sale at $0.62 per share.
(Proceeds of $14,570)
6-Oct-11 *200,000INO Sale at $0.60 per share.
(Proceeds of $120,000)
5-Oct-11 *2,700,000PTN Sale at $0.43 per share.
(Proceeds of $1,161,000)
30-Sep-11 *200,000INO Sale at $0.57 per share.
(Proceeds of $113,999)
29-Sep-11 *400,000INO Sale at $0.57 per share.
(Proceeds of $227,999)
28-Sep-11 *213,300INO Sale at $0.58 - $0.59 per share.
(Proceeds of about $125,000)
27-Sep-11 *180,000INO Sale at $0.62 per share.
(Proceeds of $111,600)
26-Sep-11 *76,000INO Sale at $0.62 per share.
(Proceeds of $47,120)
23-Sep-11 *202,000INO Sale at $0.63 per share.
(Proceeds of $127,260)
22-Sep-11 *166,000INO Sale at $0.66 per share.
(Proceeds of $109,560)
25-Aug-11 *400REMI Sale at $0.25 per share.
(Proceeds of $100)
5-Aug-11 *35,000LTBR Purchase at $2.60 per share.
(Cost of $91,000)
4-Aug-11 *11,469LTBR Purchase at $2.60 per share.
(Cost of $29,819)
3-Aug-11 *16,900LTBR Purchase at $2.64 per share.
(Cost of $44,616)
2-Aug-11 *15,034LTBR Purchase at $2.60 per share.
(Cost of $39,088)
27-Jul-11 *24,800LTBR Sale at $2.72 per share.
(Proceeds of $67,456)
26-Jul-11 *11,122LTBR Purchase at $2.65 per share.
(Cost of $29,473)
22-Jul-11 *5,100LTBR Purchase at $2.67 per share.
(Cost of $13,617)
19-Jul-11 *128,565CDTI Sale at $7.74 - $8 per share.
(Proceeds of about $1,012,000)
19-Jul-11 *8,249LTBR Purchase at $2.58 per share.
(Cost of $21,282)
18-Jul-11 *39,850LTBR Purchase at $2.59 per share.
(Cost of $103,211)
13-Jul-11 *4,800CDTI Sale at $7.27 per share.
(Proceeds of $34,896)
12-Jul-11 *253,320CDTI Sale at $6.92 - $7.1 per share.
(Proceeds of about $1,776,000)
12-Jul-11 *1,000OVRL Sale at $3.15 per share.
(Proceeds of $3,150)
30-Jun-11 *1,500,000INO Sale at $0.61 per share.
(Proceeds of $915,000)
29-Jun-11 *500,000INO Sale at $0.59 per share.
(Proceeds of $295,000)
29-Jun-11 *2,200,000CDTI Statement of Ownership
28-Jun-11 *7,576LTBR Sale at $3.79 per share.
(Proceeds of $28,713)
28-Jun-11 *2,000,000INO Sale at $0.58 per share.
(Proceeds of $1,160,000)
28-Jun-11 *4,000OVRL Sale at $2.79 per share.
(Proceeds of $11,160)
24-Jun-11 *1,300OVRL Sale at $2.78 per share.
(Proceeds of $3,613)
23-Jun-11 *567LTBR Purchase at $3.55 per share.
(Cost of $2,012)
22-Jun-11 *3,000LTBR Purchase at $3.64 per share.
(Cost of $10,920)
20-Jun-11 *3,300LTBR Purchase at $3.70 per share.
(Cost of $12,210)
    * Indicates that some (or all) shares are held indirectly (e.g. in a trust, by a spouse, etc.)

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