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Insider Filings - BARRETT M JAMES
Last Updated 
2-Jul-15
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BARRETT M JAMES: Declared Holdings
Company/RelationshipReportedShares  Ownership
Audience, Inc.
Beneficial Owner (10% or more)
NasdaqGS:ADNC
(historical quotes, profile, other insiders)
4-Nov-13
5-Nov-13
508
   1,439,510
1,440,018
  Direct
  Indirect  
  Total
Ardelyx, Inc.
Beneficial Owner (10% or more)
NasdaqGM:ARDX
(historical quotes, profile, other insiders)
26-Dec-14
5-Jun-15
0
   7,488,893
7,488,893
  Direct
  Indirect  
  Total
Box, Inc. Class A Common Stock
Beneficial Owner (10% or more)
NYSE:BOX
(historical quotes, profile, other insiders)
28-Jan-150  Indirect
Clovis Oncology, Inc.
Director
NasdaqGS:CLVS
(historical quotes, profile, other insiders)
14-May-15
15-May-15
574
   1,140,464
1,141,038
  Direct
  Indirect  
  Total
CHAMPIONS ONCOLOGY
Beneficial Owner (10% or more)
Other OTC:CSBR
(historical quotes, other insiders)
11-Mar-1518,750,000  Indirect
Tableau Software, Inc. Class A
Beneficial Owner (10% or more)
NYSE:DATA
(historical quotes, profile, other insiders)
2-Dec-14
2-Dec-14
20,522
   83,126
103,648
  Direct
  Indirect  
  Total
Dermira, Inc.
Beneficial Owner (10% or more)
NasdaqGS:DERM
(historical quotes, profile, other insiders)
8-Oct-143,502,922  Indirect
Epizyme, Inc.
Beneficial Owner (10% or more)
NasdaqGS:EPZM
(historical quotes, profile, other insiders)
15-Aug-14
15-Aug-14
0
   5,149,740
5,149,740
  Direct
  Indirect  
  Total
GlycoMimetics, Inc.
Director
NasdaqGM:GLYC
(historical quotes, profile, other insiders)
15-Jan-148,575,135  Indirect
Groupon, Inc.
Beneficial Owner (10% or more)
NasdaqGS:GRPN
(historical quotes, profile, other insiders)
13-Sep-13
13-Sep-13
5,918
   54,232,134
54,238,052
  Direct
  Indirect  
  Total
INTERLEUKIN GENETICS
Beneficial Owner (10% or more)
Other OTC:ILIU
(historical quotes, other insiders)
23-Dec-1435,298,087  Indirect
Loxo Oncology, Inc.
Director
NasdaqGM:LOXO
(historical quotes, profile, other insiders)
6-Aug-141,789,420  Indirect
Roka Bioscience, Inc.
Director
NasdaqGM:ROKA
(historical quotes, profile, other insiders)
22-Jul-143,216,810  Indirect
Sunesis Pharmaceuticals, Inc.
Beneficial Owner (10% or more)
NasdaqCM:SNSS
(historical quotes, profile, other insiders)
29-Aug-144,659,333  Indirect
Supernus Pharmaceuticals, Inc.
Director
NasdaqGM:SUPN
(historical quotes, profile, other insiders)
15-Jun-15
17-Jun-15
32,524
   7,673,774
7,706,298
  Direct
  Indirect  
  Total
Targacept, Inc.
Beneficial Owner (10% or more)
NasdaqGS:TRGT
(historical quotes, profile, other insiders)
3-Dec-13
5-Dec-13
0
   4,563,512
4,563,512
  Direct
  Indirect  
  Total
TESARO, Inc.
Beneficial Owner (10% or more)
NasdaqGS:TSRO
(historical quotes, profile, other insiders)
1-Jun-15
2-Jun-15
252
   8,854,507
8,854,759
  Direct
  Indirect  
  Total
Vitae Pharmaceuticals, Inc.
Beneficial Owner (10% or more)
NasdaqGM:VTAE
(historical quotes, profile, other insiders)
1-Jul-15
1-Jul-15
464
   1,787,698
1,788,162
  Direct
  Indirect  
  Total
Boingo Wireless, Inc.
Beneficial Owner (10% or more)
NasdaqGS:WIFI
(historical quotes, profile, other insiders)
11-Dec-13
11-Dec-13
0
   4,467,960
4,467,960
  Direct
  Indirect  
  Total
Zosano Pharma Corporation
Director
NasdaqCM:ZSAN
(historical quotes, profile, other insiders)
26-Jan-15
30-Jan-15
5
   2,158,539
2,158,544
  Direct
  Indirect  
  Total

Insider & restricted shareholder transactions reported over the last two years
DateSharesStockTransaction
1-Jul-15 *9,384VTAE Acquisition (Non Open Market) at $0 per share.
1-Jul-15 *833,250VTAE Disposition (Non Open Market) at $0 per share.
1-Jul-15 464VTAE Acquisition (Non Open Market) at $0 per share.
17-Jun-15 *111,881SUPN Sale at $16.02 - $16.67 per share.
(Proceeds of about $1,829,000)
16-Jun-15 *55,105SUPN Sale at $16.85 per share.
(Proceeds of $928,519)
15-Jun-15 *1,120,510SUPN Acquisition (Non Open Market) at $0 per share.
15-Jun-15 *3,921,000SUPN Disposition (Non Open Market) at $0 per share.
15-Jun-15 32,524SUPN Acquisition (Non Open Market) at $0 per share.
5-Jun-15 *1,869,159ARDX Purchase at $10.70 per share.
(Cost of $20,000,001)
2-Jun-15 *2,129TSRO Sale at $57.55 - $58.13 per share.
(Proceeds of about $123,000)
1-Jun-15 *1,010,000TSRO Disposition (Non Open Market) at $0 per share.
1-Jun-15 252TSRO Acquisition (Non Open Market) at $0 per share.
1-Jun-15 *12,381TSRO Acquisition (Non Open Market) at $0 per share.
15-May-15 *2,424CLVS Sale at $91.86 - $92.57 per share.
(Proceeds of about $224,000)
14-May-15 *1,151,290CLVS Disposition (Non Open Market) at $0 per share.
14-May-15 287CLVS Acquisition (Non Open Market) at $0 per share.
14-May-15 *14,110CLVS Acquisition (Non Open Market) at $0 per share.
11-Mar-15 *18,750,000CSBR Statement of Ownership
30-Jan-15 *23,457ZSAN Purchase at $11 per share.
(Cost of $258,027)
30-Jan-15 *341,201ZSAN Acquisition (Non Open Market) at $9.35 per share.
(Value of $3,190,229)
28-Jan-15 *1,928,677BOX Acquisition (Non Open Market)
28-Jan-15 *2,091,457BOX Disposition (Non Open Market)
26-Jan-15 *1,793,881ZSAN Statement of Ownership
26-Jan-15 5ZSAN Statement of Ownership
22-Jan-15 *162,780BOX Statement of Ownership
26-Dec-14 296ARDX Sale at $21.54 per share.
(Proceeds of $6,375)
26-Dec-14 *2,268ARDX Sale at $21.28 - $21.54 per share.
(Proceeds of about $49,000)
23-Dec-14 *19,868,965ILIU Purchase at $0.10 per share.
(Cost of $1,986,896)
23-Dec-14 *10,000ARDX Disposition (Non Open Market) at $0 per share.
23-Dec-14 296ARDX Acquisition (Non Open Market) at $0 per share.
23-Dec-14 *2,268ARDX Acquisition (Non Open Market) at $0 per share.
2-Dec-14 *1,633,750DATA Disposition (Non Open Market) at $0 per share.
2-Dec-14 13,553DATA Acquisition (Non Open Market) at $0 per share.
2-Dec-14 *1,716,876DATA Acquisition (Non Open Market) at $0 per share.
8-Oct-14 *3,416,569DERM Acquisition (Non Open Market) at $0 per share.
8-Oct-14 *69,112DERM Purchase at $16 per share.
(Cost of $1,105,792)
2-Oct-14 *17,241DERM Statement of Ownership
29-Aug-14 *11,600SNSS Sale at $7.51 per share.
(Proceeds of $87,116)
28-Aug-14 *146,800SNSS Sale at $7.87 per share.
(Proceeds of $1,155,316)
27-Aug-14 *108,300SNSS Sale at $8.17 per share.
(Proceeds of $884,811)
25-Aug-14 *7,099DATA Sale at $60.40 per share.
(Proceeds of $428,779)
22-Aug-14 *52,312DATA Sale at $60.46 - $61.02 per share.
(Proceeds of about $3,177,000)
21-Aug-14 10,455DATA Sale at $59.73 - $60.56 per share.
(Proceeds of about $629,000)
21-Aug-14 *47,424DATA Sale at $59.19 - $60.65 per share.
(Proceeds of about $2,842,000)
20-Aug-14 *2,100,474DATA Disposition (Non Open Market) at $0 per share.
20-Aug-14 17,424DATA Acquisition (Non Open Market) at $0 per share.
20-Aug-14 *2,207,309DATA Acquisition (Non Open Market) at $0 per share.
15-Aug-14 *3,736EPZM Sale at $35.67 - $36.94 per share.
(Proceeds of about $136,000)
15-Aug-14 325EPZM Sale at $35.93 per share.
(Proceeds of $11,677)
14-Aug-14 325EPZM Acquisition (Non Open Market) at $0 per share.
14-Aug-14 *1,302,900EPZM Disposition (Non Open Market) at $0 per share.
14-Aug-14 *16,636EPZM Acquisition (Non Open Market) at $0 per share.
12-Aug-14 *35,540SNSS Sale at $6.76 per share.
(Proceeds of $240,250)
8-Aug-14 *675,000SNSS Sale at $6.62 per share.
(Proceeds of $4,468,500)
6-Aug-14 *230,769LOXO Purchase at $13 per share.
(Cost of $2,999,997)
6-Aug-14 *1,558,651LOXO Acquisition (Non Open Market)
22-Jul-14 *2,828,743ROKA Acquisition (Non Open Market)
22-Jul-14 *383,333ROKA Purchase at $12 per share.
(Cost of $4,599,996)
16-Jul-14 *4,734ROKA Statement of Ownership
7-Mar-14 *23,624DATA Sale at $90.62 - $93.07 per share.
(Proceeds of about $2,170,000)
6-Mar-14 *50,000DATA Sale at $94.32 - $96.13 per share.
(Proceeds of about $4,761,000)
5-Mar-14 17,425DATA Sale at $95.50 per share.
(Proceeds of $1,664,087)
5-Mar-14 *17,424DATA Sale at $95.50 per share.
(Proceeds of $1,663,992)
5-Mar-14 *35,000DATA Sale at $94.28 - $95.34 per share.
(Proceeds of about $3,318,000)
4-Mar-14 *10,804DATA Sale at $97.31 per share.
(Proceeds of $1,051,337)
4-Mar-14 *2,100,474DATA Disposition (Non Open Market) at $0 per share.
4-Mar-14 17,425DATA Acquisition (Non Open Market) at $0 per share.
4-Mar-14 *2,207,326DATA Acquisition (Non Open Market) at $0 per share.
3-Mar-14 *30,000DATA Sale at $95.14 - $96 per share.
(Proceeds of about $2,867,000)
27-Feb-14 34,848DATA Sale at $94.90 per share.
(Proceeds of $3,307,075)
27-Feb-14 *153,604DATA Sale at $94.47 - $97.11 per share.
(Proceeds of about $14,714,000)
26-Feb-14 *4,200,949DATA Disposition (Non Open Market) at $0 per share.
26-Feb-14 34,848DATA Acquisition (Non Open Market) at $0 per share.
26-Feb-14 *4,414,553DATA Acquisition (Non Open Market) at $0 per share.
15-Jan-14 *6,988,160GLYC Acquisition (Non Open Market)
15-Jan-14 *1,000,000GLYC Purchase at $8 per share.
(Cost of $8,000,000)
9-Jan-14 *586,975GLYC Statement of Ownership
11-Dec-13 *1,452WIFI Sale at $6.22 per share.
(Proceeds of $9,031)
11-Dec-13 562WIFI Sale at $6.22 per share.
(Proceeds of $3,495)
10-Dec-13 *11,452WIFI Acquisition (Non Open Market) at $0 per share.
10-Dec-13 562WIFI Acquisition (Non Open Market) at $0 per share.
10-Dec-13 *1,010,000WIFI Disposition (Non Open Market) at $0 per share.
5-Dec-13 *1,000TRGT Sale at $5.13 per share.
(Proceeds of $5,130)
3-Dec-13 15,000TRGT Sale at $5.38 per share.
(Proceeds of $80,700)
3-Dec-13 15,000TRGT Option Exercise at $2.71 - $4.16 per share.
21-Nov-13 *5,333TRGT Sale at $5.16 per share.
(Proceeds of $27,518)
15-Nov-13 *49,500EPZM Purchase at $19.31 - $20.31 per share.
(Cost of about $981,000)
14-Nov-13 *357,000EPZM Purchase at $19.04 - $20.91 per share.
(Cost of about $7,131,000)
5-Nov-13 *2,573ADNC Sale at $9.83 per share.
(Proceeds of $25,292)
4-Nov-13 *1,453,393ADNC Disposition (Non Open Market) at $0 per share.
4-Nov-13 *17,471ADNC Acquisition (Non Open Market) at $0 per share.
4-Nov-13 508ADNC Acquisition (Non Open Market) at $0 per share.
13-Sep-13 *20,200,000GRPN Disposition (Non Open Market) at $0 per share.
13-Sep-13 5,918GRPN Acquisition (Non Open Market) at $0 per share.
13-Sep-13 *247,178GRPN Acquisition (Non Open Market) at $0 per share.
22-Aug-13 543WIFI Sale at $7.23 per share.
(Proceeds of $3,925)
22-Aug-13 *1,414WIFI Sale at $7.16 per share.
(Proceeds of $10,124)
21-Aug-13 *974,650WIFI Disposition (Non Open Market) at $0 per share.
21-Aug-13 *11,064WIFI Acquisition (Non Open Market) at $0 per share.
21-Aug-13 543WIFI Acquisition (Non Open Market) at $0 per share.
15-Aug-13 3,846GRPN Sale at $9.77 per share.
(Proceeds of $37,575)
15-Aug-13 *27,595GRPN Sale at $9.77 per share.
(Proceeds of $269,603)
14-Aug-13 *157,595GRPN Acquisition (Non Open Market) at $0 per share.
14-Aug-13 3,846GRPN Acquisition (Non Open Market) at $0 per share.
14-Aug-13 *13,130,000GRPN Disposition (Non Open Market) at $0 per share.
    * Indicates that some (or all) shares are held indirectly (e.g. in a trust, by a spouse, etc.)



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