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Insider Filings - RAPP EDWARD J
Last Updated 
2-Apr-14
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RAPP EDWARD J: Declared Holdings
Company/RelationshipReportedShares  Ownership
Caterpillar, Inc. Common Stock
Officer
NYSE:CAT
(historical quotes, profile, SEC, other insiders)
1-Apr-14
12-Dec-12
65,151
   294
65,445
  Direct
  Indirect  
  Total

Insider & restricted shareholder transactions reported over the last two years
DateSharesStockTransaction
1-Apr-14 392CAT Option Exercise at $0 per share.
1-Apr-14 185CAT Disposition (Non Open Market) at $99.51 per share.
(Value of $18,409)
31-Jan-14 30,000CAT Sale at $94.24 per share.
(Proceeds of $2,827,200)
31-Jan-14 60,000CAT Option Exercise at $38.63 per share.
(Cost of $2,317,800)
31-Jan-14 19,791CAT Disposition (Non Open Market) at $93.35 per share.
(Value of $1,847,489)
1-Apr-13 263CAT Disposition (Non Open Market) at $86.18 per share.
(Value of $22,665)
1-Apr-13 392CAT Option Exercise
4-Mar-13 1,530CAT Disposition (Non Open Market) at $91.05 per share.
(Value of $139,306)
1-Mar-13 3,257CAT Option Exercise
12-Dec-12 419CAT Disposition (Non Open Market) at $0 per share.
12-Dec-12 *294CAT Acquisition (Non Open Market) at $0 per share.
30-Nov-12 1,000CAT Disposition (Non Open Market) at $0 per share.
26-Nov-12 8,137CAT Disposition (Non Open Market) at $84.40 per share.
(Value of $686,762)
26-Nov-12 13,500CAT Option Exercise at $27.14 per share.
(Cost of $366,390)
30-Jul-12 13,500CAT Sale at $85.78 per share.
(Proceeds of $1,158,030)
30-Jul-12 13,500CAT Option Exercise at $27.14 per share.
(Cost of $366,390)
1-May-12 2,500CAT Acquisition (Non Open Market) at $0 per share.
    * Indicates that some (or all) shares are held indirectly (e.g. in a trust, by a spouse, etc.)



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