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Insider Filings - NORDBERG E WAYNE
Last Updated 
6-Mar-14
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NORDBERG E WAYNE: Declared Holdings
Company/RelationshipReportedShares  Ownership
Annaly Capital Management Inc C
Director
NYSE:NLY
(historical quotes, profile, SEC, other insiders)
14-May-1243,250  Direct
Petroquest Energy Inc Common St
Director
NYSE:PQ
(historical quotes, profile, other insiders)
6-Mar-14327,500  Direct
REAVES UTILITY INCOME FUND
Other
NYSE MKT:UTG
(historical quotes, other insiders)
8-Aug-12
8-Aug-12
2,666
   3,733
6,399
  Direct
  Indirect  
  Total

Insider & restricted shareholder transactions reported over the last two years
DateSharesStockTransaction
6-Mar-14 20,000PQ Option Exercise at $3.21 per share.
(Cost of $64,200)
15-Nov-13 40,000PQ Sale at $4.14 per share.
(Proceeds of $165,600)
12-Nov-13 40,000PQ Option Exercise at $3.17 per share.
(Cost of $126,800)
21-May-13 15,000PQ Acquisition (Non Open Market) at $0 per share.
3-May-13 20,000PQ Option Exercise at $1.53 per share.
(Cost of $30,600)
8-Aug-12 666UTG Purchase at $24.41 per share.
(Cost of $16,257)
8-Aug-12 *943UTG Purchase at $24.41 per share.
(Cost of $23,018)
14-May-12 1,250NLY Option Exercise at $14.17 per share.
(Cost of $17,712)
9-May-12 7,500PQ Acquisition (Non Open Market) at $0 per share.
30-Apr-12 *2,800UTG Statement of Ownership
30-Apr-12 2,000UTG Statement of Ownership
    * Indicates that some (or all) shares are held indirectly (e.g. in a trust, by a spouse, etc.)



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