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Insider Filings - BANK OF AMERICA CORP /DE/
Last Updated 
9-Feb-10
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BANK OF AMERICA CORP /DE/: Declared Holdings
Company/RelationshipReportedShares  Ownership
ALLIANCEBERNSTEIN NM
Beneficial Owner (10% or more)
NYSE:AFB
(historical quotes, profile, other insiders)
1-Dec-090  Indirect
A/C GLB CVT S&I FD
Beneficial Owner (10% or more)
NYSE:AGC
(historical quotes, other insiders)
24-Nov-090  Indirect
ALLIANCE CA MUNI FD
Beneficial Owner (10% or more)
NYSE:AKP
(historical quotes, profile, other insiders)
30-Jan-09658  Indirect
BLACKROCK MUNI BD TR
Beneficial Owner (10% or more)
NYSE:BBK
(historical quotes, profile, other insiders)
30-Jan-09410  Indirect
BLACKROCK CAL MUN II
Beneficial Owner (10% or more)
AMEX:BCL
(historical quotes, other insiders)
7-Oct-090  Indirect
BLACKROCK MUN INC TR
Beneficial Owner (10% or more)
NYSE:BFK
(historical quotes, profile, other insiders)
21-Oct-090  Indirect
BLACKROCK FLA 2020 T
Beneficial Owner (10% or more)
NYSE:BFO
(historical quotes, profile, other insiders)
30-Jan-09218  Indirect
BLACKROCK NY MUNI II
Beneficial Owner (10% or more)
AMEX:BFY
(historical quotes, profile, other insiders)
27-Aug-090  Indirect
BLACKROCK CA MUN INC
Beneficial Owner (10% or more)
NYSE:BFZ
(historical quotes, profile, other insiders)
9-Nov-090  Indirect
BLACKROCK MUNI BD TR
Beneficial Owner (10% or more)
NYSE:BIE
(historical quotes, profile, other insiders)
31-Dec-09106  Indirect
BLACKROCK CA MUN2018
Beneficial Owner (10% or more)
NYSE:BJZ
(historical quotes, profile, other insiders)
30-Jan-09562  Indirect
BLACKROCK MUNI 2020
Beneficial Owner (10% or more)
NYSE:BKK
(historical quotes, profile, other insiders)
30-Jan-091,052  Indirect
BLACKROCK INC
Director
NYSE:BLK
(historical quotes, profile, other insiders)
21-Jan-102,330,676  Indirect
BLACKROCK NJ MUN INC
Beneficial Owner (10% or more)
NYSE:BNJ
(historical quotes, profile, other insiders)
30-Jan-09281  Indirect
BLACKROCK NY MUN INC
Beneficial Owner (10% or more)
NYSE:BNY
(historical quotes, profile, other insiders)
30-Jan-09838  Indirect
BLACKROCK MUNI 2018
Beneficial Owner (10% or more)
NYSE:BPK
(historical quotes, profile, other insiders)
27-Oct-090  Indirect
BLACKROCK CREDIT ALL
Beneficial Owner (10% or more)
NYSE:BPP
(historical quotes, profile, other insiders)
29-Oct-090  Indirect
BLACKROCK PA ST MUNI
Beneficial Owner (10% or more)
AMEX:BPS
(historical quotes, profile, other insiders)
10-Nov-090  Indirect
BLACKROCK NY MUNI BD
Beneficial Owner (10% or more)
NYSE:BQH
(historical quotes, profile, other insiders)
30-Jan-0993  Indirect
BLACKROCK NY INS MUN
Beneficial Owner (10% or more)
NYSE:BSE
(historical quotes, profile, other insiders)
31-Dec-09164  Indirect
BOULDER TOTAL RET FD
Beneficial Owner (10% or more)
NYSE:BTF
(historical quotes, profile, other insiders)
30-Jan-09406  Indirect
BLACKROCK CRDT TR IV
Beneficial Owner (10% or more)
NYSE:BTZ
(historical quotes, profile, other insiders)
10-Nov-090  Indirect
AMER BONANZA GOLD. COM NPV
Beneficial Owner (10% or more)
Toronto:BZA.TO
(historical quotes, other insiders)
5-Oct-090  Indirect
BLACKROCK MD MUNI BD
Beneficial Owner (10% or more)
AMEX:BZM
(historical quotes, profile, other insiders)
31-Dec-09107  Indirect
CALAMOS CV OPP & INC
Beneficial Owner (10% or more)
NYSE:CHI
(historical quotes, profile, other insiders)
5-Oct-090  Indirect
DREYFUS MUNI INCOME
Beneficial Owner (10% or more)
AMEX:DMF
(historical quotes, profile, other insiders)
31-Dec-09577  Indirect
DNP SELECT INCOME FD
Beneficial Owner (10% or more)
NYSE:DNP
(historical quotes, profile, other insiders)
27-Oct-090  Indirect
DREYFUS STRA MUNI BD
Beneficial Owner (10% or more)
NYSE:DSM
(historical quotes, profile, other insiders)
31-Dec-09865  Indirect
EVERGREEN INCOME ADV
Beneficial Owner (10% or more)
AMEX:EAD
(historical quotes, profile, other insiders)
30-Nov-090  Indirect
EATON VANCE SR FLTG
Beneficial Owner (10% or more)
NYSE:EFR
(historical quotes, profile, other insiders)
30-Jan-09549  Indirect
EATON VANCE FLOATING
Beneficial Owner (10% or more)
NYSE:EFT
(historical quotes, profile, other insiders)
31-Dec-09469  Indirect
EATON VANCE C-E FD
Beneficial Owner (10% or more)
AMEX:EMJ
(historical quotes, profile, other insiders)
31-Dec-09109  Indirect
EVERGREEN MULTI-SECT
Beneficial Owner (10% or more)
AMEX:ERC
(historical quotes, profile, other insiders)
5-Oct-0940  Indirect
EATON VANCE NJ SBI
Beneficial Owner (10% or more)
AMEX:EVJ
(historical quotes, profile, other insiders)
30-Jan-09151  Indirect
EATON VANCE MUNI INM
Beneficial Owner (10% or more)
NYSE:EVN
(historical quotes, profile, other insiders)
31-Dec-09648  Indirect
EATON VANCE OH SBI
Beneficial Owner (10% or more)
AMEX:EVO
(historical quotes, profile, other insiders)
30-Jan-0996  Indirect
EATON VANCE NY SBI
Beneficial Owner (10% or more)
AMEX:EVY
(historical quotes, profile, other insiders)
25-Nov-090  Indirect
FLAHERTY/CLAYMORE PF
Beneficial Owner (10% or more)
NYSE:FFC
(historical quotes, profile, other insiders)
30-Jan-09708  Indirect
FEDERATED PMR MN INC
Beneficial Owner (10% or more)
NYSE:FMN
(historical quotes, profile, other insiders)
30-Jan-09625  Indirect
FEDERATED PRM INTER
Beneficial Owner (10% or more)
NYSE:FPT
(historical quotes, profile, other insiders)
30-Jan-09648  Indirect
GABELLI EQUITY TRUST
Beneficial Owner (10% or more)
NYSE:GAB
(historical quotes, profile, other insiders)
15-Oct-090  Indirect
GABELLI DIV & INC TR
Beneficial Owner (10% or more)
NYSE:GDV
(historical quotes, profile, other insiders)
6-Nov-090  Indirect
HERTZ GLOBAL HOLDING
Director
NYSE:HTZ
(historical quotes, profile, other insiders)
22-Dec-0939,177,757  Indirect
NEW AMER HIG INCM FD
Beneficial Owner (10% or more)
NYSE:HYB
(historical quotes, profile, other insiders)
30-Jun-09896  Indirect
ING CLARION REIF
Beneficial Owner (10% or more)
NYSE:IIA
(historical quotes, other insiders)
30-Jan-09206  Indirect
MS CA INS MUN INC
Beneficial Owner (10% or more)
NYSE:IIC
(historical quotes, profile, other insiders)
30-Jun-09649  Indirect
MS INSD MUN BD TR
Beneficial Owner (10% or more)
NYSE:IMC
(historical quotes, profile, other insiders)
30-Jun-09172  Indirect
MS INSD MUN TR
Beneficial Owner (10% or more)
NYSE:IMT
(historical quotes, profile, other insiders)
30-Jun-09806  Indirect
COHEN & STEERS GLBL
Beneficial Owner (10% or more)
NYSE:INB
(historical quotes, other insiders)
7-Oct-090  Indirect
MS CA QUALITY MUN
Beneficial Owner (10% or more)
NYSE:IQC
(historical quotes, profile, other insiders)
30-Jun-09396  Indirect
MS QU MUN INC TR
Beneficial Owner (10% or more)
NYSE:IQI
(historical quotes, profile, other insiders)
30-Jun-091,546  Indirect
MS QU MUN SEC
Beneficial Owner (10% or more)
NYSE:IQM
(historical quotes, profile, other insiders)
30-Jun-09797  Indirect
MS NY QU MUN SEC
Beneficial Owner (10% or more)
NYSE:IQN
(historical quotes, profile, other insiders)
30-Jun-09278  Indirect
MS QU MUN INVT TR
Beneficial Owner (10% or more)
NYSE:IQT
(historical quotes, profile, other insiders)
30-Jun-09780  Indirect
KAYNE ANDERSON MLP
Beneficial Owner (10% or more)
NYSE:KYN
(historical quotes, profile, other insiders)
19-Nov-090  Indirect
DREYFUS STRA MUNI
Beneficial Owner (10% or more)
NYSE:LEO
(historical quotes, profile, other insiders)
31-Dec-091,756  Indirect
PIMCO MUNI-ADV FD
Beneficial Owner (10% or more)
NYSE:MAF
(historical quotes, other insiders)
30-Jan-09243  Indirect
PIONEER MUNI HI INC
Beneficial Owner (10% or more)
NYSE:MAV
(historical quotes, profile, other insiders)
31-Dec-091,180  Indirect
BLACKROCK MUNIENHANC
Beneficial Owner (10% or more)
NYSE:MEN
(historical quotes, profile, other insiders)
30-Jan-092,028  Indirect
PIONEER MUNI HI INC
Beneficial Owner (10% or more)
NYSE:MHI
(historical quotes, profile, other insiders)
31-Dec-09456  Indirect
EATON VANCE C-E FD
Beneficial Owner (10% or more)
AMEX:MIW
(historical quotes, profile, other insiders)
30-Jan-0991  Indirect
EATON VANCE MA SBI
Beneficial Owner (10% or more)
AMEX:MMV
(historical quotes, profile, other insiders)
30-Jan-09115  Indirect
WESTERN ASSET MUNICI
Beneficial Owner (10% or more)
NYSE:MNP
(historical quotes, profile, other insiders)
31-Dec-09278  Indirect
BLACKROCK MUNIHOLDIN
Beneficial Owner (10% or more)
NYSE:MUC
(historical quotes, profile, other insiders)
30-Jan-092,674  Indirect
BLACKROCK MUNIVEST F
Beneficial Owner (10% or more)
AMEX:MVF
(historical quotes, profile, other insiders)
30-Jan-094,318  Indirect
BLACKROCK MUNIYIELD
Beneficial Owner (10% or more)
NYSE:MYI
(historical quotes, profile, other insiders)
11-Jun-090  Indirect
MBIA CAP/CLAYMORE
Beneficial Owner (10% or more)
NYSE:MZF
(historical quotes, profile, other insiders)
11-Nov-090  Indirect
NUVEEN DIV ADV MUN
Beneficial Owner (10% or more)
NYSE:NAD
(historical quotes, profile, other insiders)
30-Jan-091,252  Indirect
NUVEEN NY DIV ADV
Beneficial Owner (10% or more)
NYSE:NAN
(historical quotes, profile, other insiders)
27-Feb-09208  Indirect
NEUBERGER B INT MUNI
Beneficial Owner (10% or more)
AMEX:NBH
(historical quotes, profile, other insiders)
25-Aug-090  Indirect
NUVEEN INS CA MUN II
Beneficial Owner (10% or more)
NYSE:NCL
(historical quotes, profile, other insiders)
29-Sep-090  Indirect
NUVEEN CA MUNI MK
Beneficial Owner (10% or more)
NYSE:NCO
(historical quotes, profile, other insiders)
30-Jan-09274  Indirect
NUVEEN CAL PERF PLUS
Beneficial Owner (10% or more)
NYSE:NCP
(historical quotes, profile, other insiders)
31-Dec-09704  Indirect
NUVEEN CA FUND II SC
Beneficial Owner (10% or more)
AMEX:NCU
(historical quotes, profile, other insiders)
30-Jan-09552  Indirect
NUVEEN INSURED FUND
Beneficial Owner (10% or more)
AMEX:NEA
(historical quotes, profile, other insiders)
31-Dec-09595  Indirect
NUVEEN CT DIV ADV FD
Beneficial Owner (10% or more)
AMEX:NFC
(historical quotes, profile, other insiders)
14-Aug-090  Indirect
NUVEEN MARYLAND DIV
Beneficial Owner (10% or more)
AMEX:NFM
(historical quotes, profile, other insiders)
31-Dec-09107  Indirect
NUVEEN AZ DIV ADV FD
Beneficial Owner (10% or more)
AMEX:NFZ
(historical quotes, profile, other insiders)
30-Jan-0958  Indirect
NUVEEN CT DIV ADV 2
Beneficial Owner (10% or more)
AMEX:NGK
(historical quotes, profile, other insiders)
30-Jan-09124  Indirect
NUVEEN CT MUNI FD 3
Beneficial Owner (10% or more)
AMEX:NGO
(historical quotes, profile, other insiders)
30-Jan-09217  Indirect
NUVEEN INSURD MASS
Beneficial Owner (10% or more)
AMEX:NGX
(historical quotes, profile, other insiders)
31-Dec-0988  Indirect
NUVEEN INS MUNI OPP
Beneficial Owner (10% or more)
NYSE:NIO
(historical quotes, profile, other insiders)
1-Dec-090  Indirect
NUVEEN CAL DIV ADV
Beneficial Owner (10% or more)
AMEX:NKL
(historical quotes, profile, other insiders)
30-Jan-09517  Indirect
NUVEEN AZ DIV ADV 2
Beneficial Owner (10% or more)
AMEX:NKR
(historical quotes, profile, other insiders)
30-Jan-09130  Indirect
NUVEEN MUNI ADVNT FD
Beneficial Owner (10% or more)
NYSE:NMA
(historical quotes, profile, other insiders)
31-Dec-091,220  Indirect
NUVEEN MA DIV ADV FD
Beneficial Owner (10% or more)
AMEX:NMB
(historical quotes, profile, other insiders)
30-Jan-0972  Indirect
NUVEEN MU MKT OPP FD
Beneficial Owner (10% or more)
NYSE:NMO
(historical quotes, profile, other insiders)
31-Dec-091,998  Indirect
NUVEEN MI PREM INC
Beneficial Owner (10% or more)
NYSE:NMP
(historical quotes, profile, other insiders)
31-Dec-09458  Indirect
NUVEEN MA PREM MU II
Beneficial Owner (10% or more)
NYSE:NMT
(historical quotes, profile, other insiders)
30-Jan-09383  Indirect
NUVEEN MD PREM II
Beneficial Owner (10% or more)
NYSE:NMY
(historical quotes, profile, other insiders)
31-Dec-09317  Indirect
NUVEEN MUNI H/I FUND
Beneficial Owner (10% or more)
AMEX:NMZ
(historical quotes, profile, other insiders)
29-May-095,600  Indirect
NUVEEN VA DIV MUNI 2
Beneficial Owner (10% or more)
AMEX:NNB
(historical quotes, profile, other insiders)
30-Jan-09171  Indirect
NUVEEN N.C. FUND
Beneficial Owner (10% or more)
NYSE:NNC
(historical quotes, profile, other insiders)
31-Dec-09374  Indirect
NUVEEN NJ PREM INC
Beneficial Owner (10% or more)
NYSE:NNJ
(historical quotes, profile, other insiders)
30-Jan-09815  Indirect
NUVEEN N Y PERF PLUS
Beneficial Owner (10% or more)
NYSE:NNP
(historical quotes, profile, other insiders)
30-Jan-09504  Indirect
NUVEEN INS CAL FD
Beneficial Owner (10% or more)
NYSE:NPC
(historical quotes, profile, other insiders)
30-Jan-09421  Indirect
NUVEEN PREMIER MUNI
Beneficial Owner (10% or more)
NYSE:NPF
(historical quotes, profile, other insiders)
31-Dec-09743  Indirect
NUVEEN PREM INC FD
Beneficial Owner (10% or more)
NYSE:NPI
(historical quotes, profile, other insiders)
19-Nov-090  Indirect
NUVEEN PREM INC II
Beneficial Owner (10% or more)
NYSE:NPM
(historical quotes, profile, other insiders)
24-Nov-090  Indirect
NUVEEN PERFM PLUS FD
Beneficial Owner (10% or more)
NYSE:NPP
(historical quotes, profile, other insiders)
13-Nov-090  Indirect
NUVEEN PREMIUM IV
Beneficial Owner (10% or more)
NYSE:NPT
(historical quotes, profile, other insiders)
30-Jan-091,321  Indirect
NUVEEN VA PREM II
Beneficial Owner (10% or more)
NYSE:NPV
(historical quotes, profile, other insiders)
3-Nov-090  Indirect
NUVEEN PA PREM II
Beneficial Owner (10% or more)
NYSE:NPY
(historical quotes, profile, other insiders)
30-Jan-09522  Indirect
NUVEEN CAL INV QL FD
Beneficial Owner (10% or more)
NYSE:NQC
(historical quotes, profile, other insiders)
30-Jan-09771  Indirect
NUVEEN INS QUAL MUNI
Beneficial Owner (10% or more)
NYSE:NQI
(historical quotes, profile, other insiders)
31-Dec-091,280  Indirect
NUVEEN N J INV QUAL
Beneficial Owner (10% or more)
NYSE:NQJ
(historical quotes, profile, other insiders)
11-Nov-090  Indirect
NUVEEN INV QUALITY
Beneficial Owner (10% or more)
NYSE:NQM
(historical quotes, profile, other insiders)
30-Jan-09990  Indirect
NUVEEN NY INV QL FD
Beneficial Owner (10% or more)
NYSE:NQN
(historical quotes, profile, other insiders)
30-Nov-090  Indirect
NUVEEN PA INV QUAL
Beneficial Owner (10% or more)
NYSE:NQP
(historical quotes, profile, other insiders)
30-Jan-09548  Indirect
NUVEEN SELECT FUND
Beneficial Owner (10% or more)
NYSE:NQS
(historical quotes, profile, other insiders)
31-Dec-091,278  Indirect
NUVEEN QUAL MUNI FD
Beneficial Owner (10% or more)
NYSE:NQU
(historical quotes, profile, other insiders)
30-Jan-091,946  Indirect
NUVEEN CONN. FUND
Beneficial Owner (10% or more)
NYSE:NTC
(historical quotes, profile, other insiders)
30-Jan-09246  Indirect
NUVEEN TX QLTY FD
Beneficial Owner (10% or more)
NYSE:NTX
(historical quotes, profile, other insiders)
24-Nov-090  Indirect
NUVEEN CAL QUAL FD
Beneficial Owner (10% or more)
NYSE:NUC
(historical quotes, profile, other insiders)
30-Jan-09770  Indirect
NUVEEN FLA QLTY FD
Beneficial Owner (10% or more)
NYSE:NUF
(historical quotes, other insiders)
30-Jan-09870  Indirect
NUVEEN NJ DIV ADV 2
Beneficial Owner (10% or more)
AMEX:NUJ
(historical quotes, profile, other insiders)
30-Jan-09246  Indirect
NUVEEN MI QLTY FD
Beneficial Owner (10% or more)
NYSE:NUM
(historical quotes, profile, other insiders)
30-Jan-09491  Indirect
NUVEEN NY QUAL FD
Beneficial Owner (10% or more)
NYSE:NUN
(historical quotes, profile, other insiders)
10-Nov-090  Indirect
NUVEEN CAL SEL QUAL
Beneficial Owner (10% or more)
NYSE:NVC
(historical quotes, profile, other insiders)
27-Feb-09726  Indirect
NUVEEN OHIO DIV AD 3
Beneficial Owner (10% or more)
AMEX:NVJ
(historical quotes, profile, other insiders)
31-Dec-0965  Indirect
NUVEEN NY SEL QUAL
Beneficial Owner (10% or more)
NYSE:NVN
(historical quotes, profile, other insiders)
30-Jan-091,504  Indirect
NUVEEN CA DIV MUNIFD
Beneficial Owner (10% or more)
AMEX:NVX
(historical quotes, profile, other insiders)
30-Jan-09584  Indirect
NUVEEN MARYLAND FUND
Beneficial Owner (10% or more)
AMEX:NWI
(historical quotes, profile, other insiders)
31-Dec-09143  Indirect
NUVEEN OH DIV MUNIFD
Beneficial Owner (10% or more)
AMEX:NXI
(historical quotes, profile, other insiders)
31-Aug-09126  Indirect
NUVEEN NJ DIV MUNIFD
Beneficial Owner (10% or more)
AMEX:NXJ
(historical quotes, profile, other insiders)
30-Jan-09304  Indirect
NUVEEN NY DIV MUNFD2
Beneficial Owner (10% or more)
AMEX:NXK
(historical quotes, profile, other insiders)
31-Dec-09280  Indirect
NUVEEN PA DIV MUNIFD
Beneficial Owner (10% or more)
AMEX:NXM
(historical quotes, profile, other insiders)
31-Dec-0990  Indirect
NUVEEN DIV MUNI FD 3
Beneficial Owner (10% or more)
AMEX:NZF
(historical quotes, profile, other insiders)
30-Jan-09816  Indirect
NUVEEN CALIF DIV ADV
Beneficial Owner (10% or more)
AMEX:NZH
(historical quotes, profile, other insiders)
30-Jan-09807  Indirect
NUVEEN MARYLAND DIV
Beneficial Owner (10% or more)
AMEX:NZR
(historical quotes, profile, other insiders)
31-Dec-09145  Indirect
PIMCO CAL MUN INC II
Beneficial Owner (10% or more)
NYSE:PCK
(historical quotes, profile, other insiders)
31-Dec-09832  Indirect
PIMCO CORP INC FD
Beneficial Owner (10% or more)
NYSE:PCN
(historical quotes, profile, other insiders)
31-Dec-09831  Indirect
PIMCO FL RT STGY FND
Beneficial Owner (10% or more)
NYSE:PFN
(historical quotes, profile, other insiders)
10-Nov-090  Indirect
FLAHERTY PFD INC OPP
Beneficial Owner (10% or more)
NYSE:PFO
(historical quotes, profile, other insiders)
30-Jan-09213  Indirect
MS PR INC TR
Beneficial Owner (10% or more)
NYSE:PIA
(historical quotes, profile, other insiders)
30-Jun-09488  Indirect
PUTNAM MUNI TRUST
Beneficial Owner (10% or more)
NYSE:PMO
(historical quotes, profile, other insiders)
9-Nov-090  Indirect
PIMCO NY MUNI INC
Beneficial Owner (10% or more)
NYSE:PNF
(historical quotes, profile, other insiders)
25-Nov-090  Indirect
PIMCO NY MUNI INC II
Beneficial Owner (10% or more)
NYSE:PNI
(historical quotes, profile, other insiders)
31-Dec-09471  Indirect
PIMCO CP OPPORTUNITY
Beneficial Owner (10% or more)
NYSE:PTY
(historical quotes, profile, other insiders)
27-Aug-090  Indirect
PIMCO NY MUN INC III
Beneficial Owner (10% or more)
NYSE:PYN
(historical quotes, profile, other insiders)
31-Dec-09174  Indirect
BLACK ROCK INVEST
Beneficial Owner (10% or more)
AMEX:RFA
(historical quotes, profile, other insiders)
2-Dec-090  Indirect
COHEN & STEERS ADVANTAGE INCOME REALTY FUND INC
Beneficial Owner (10% or more)
RLF
29-May-0917,637  Indirect
COHEN & STEERS REIT
Beneficial Owner (10% or more)
NYSE:RNP
(historical quotes, profile, other insiders)
6-Oct-090  Indirect
COHEN & STEERS QUAL
Beneficial Owner (10% or more)
NYSE:RQI
(historical quotes, profile, other insiders)
30-Jan-09891  Indirect
COHEN & STEERS REIT
Beneficial Owner (10% or more)
NYSE:RTU
(historical quotes, profile, other insiders)
18-Aug-090  Indirect
COHEN & STRS INC FD
Beneficial Owner (10% or more)
NYSE:RWF
(historical quotes, profile, other insiders)
30-Jan-09187  Indirect
DWS RREEF RE II
Beneficial Owner (10% or more)
AMEX:SRO
(historical quotes, profile, other insiders)
31-Dec-0973  Indirect
DWS RREEF RE FD
Beneficial Owner (10% or more)
AMEX:SRQ
(historical quotes, profile, other insiders)
31-Dec-09139  Indirect
TORTOISE ENERGY CORP
Beneficial Owner (10% or more)
NYSE:TYY
(historical quotes, profile, other insiders)
12-Oct-090  Indirect
REAVES UTIL INC FD
Beneficial Owner (10% or more)
AMEX:UTG
(historical quotes, profile, other insiders)
22-Oct-090  Indirect
VAN KAMPEN CA VALUE
Beneficial Owner (10% or more)
NYSE:VCV
(historical quotes, profile, other insiders)
30-Sep-09554  Indirect
VAN KAMPEN INV GRADE
Beneficial Owner (10% or more)
NYSE:VGM
(historical quotes, profile, other insiders)
30-Jan-093,304  Indirect
VAN KAMPEN TR INSIDE
Beneficial Owner (10% or more)
NYSE:VIM
(historical quotes, profile, other insiders)
28-Oct-090  Indirect
VAN KAMPN ADV MUN II
Beneficial Owner (10% or more)
AMEX:VKI
(historical quotes, profile, other insiders)
6-Nov-090  Indirect
VAN KAMPEN MUNI TR
Beneficial Owner (10% or more)
NYSE:VKQ
(historical quotes, profile, other insiders)
9-Nov-090  Indirect
VAN KAMPEN MUNI OPP
Beneficial Owner (10% or more)
NYSE:VMO
(historical quotes, profile, other insiders)
14-Oct-090  Indirect
VAN KAMPEN MASS VLUE
Beneficial Owner (10% or more)
AMEX:VMV
(historical quotes, profile, other insiders)
30-Jan-09106  Indirect
VAN KAMPEN OH QUAL
Beneficial Owner (10% or more)
NYSE:VOQ
(historical quotes, profile, other insiders)
30-Jan-09549  Indirect
VALIDUS HOLDINGS LTD
Director
NYSE:VR
(historical quotes, profile, other insiders)
7-Jan-105,714,285  Indirect
VAN KAMPN INV GRD NJ
Beneficial Owner (10% or more)
NYSE:VTJ
(historical quotes, profile, other insiders)
30-Jan-09463  Indirect
VAN KAMPN INV GRD NY
Beneficial Owner (10% or more)
NYSE:VTN
(historical quotes, profile, other insiders)
30-Jan-091,060  Indirect
VAN KAMPEN SR INCOME
Beneficial Owner (10% or more)
NYSE:VVR
(historical quotes, profile, other insiders)
31-Dec-091,787  Indirect
AMER MUNI-INCOME PTF
Beneficial Owner (10% or more)
NYSE:XAA
(historical quotes, profile, other insiders)
13-Nov-090  Indirect

Insider & restricted shareholder transactions reported over the last two years
DateSharesStockTransaction
21-Jan-10 *100BLK Sale at $233.39 per share.
(Proceeds of $23,339)
20-Jan-10 *100BLK Purchase at $237.31 per share.
(Cost of $23,731)
19-Jan-10 *100BLK Sale at $239.60 per share.
(Proceeds of $23,960)
13-Jan-10 *100BLK Purchase at $238.10 per share.
(Cost of $23,810)
12-Jan-10 *407BLK Purchase at $239.68 per share.
(Cost of $97,549)
11-Jan-10 *407BLK Sale at $242 per share.
(Proceeds of $98,494)
7-Jan-10 *25VR Sale at $26.30 per share.
(Proceeds of $657)
31-Dec-09 *278MNP Statement of Ownership
31-Dec-09 *73SRO Statement of Ownership
31-Dec-09 *139SRQ Statement of Ownership
31-Dec-09 *469EFT Statement of Ownership
31-Dec-09 *1,180MAV Statement of Ownership
31-Dec-09 *456MHI Statement of Ownership
31-Dec-09 *109EMJ Statement of Ownership
31-Dec-09 *88NGX Statement of Ownership
31-Dec-09 *595NEA Statement of Ownership
31-Dec-09 *164BSE Statement of Ownership
31-Dec-09 *143NWI Statement of Ownership
31-Dec-09 *174PYN Statement of Ownership
31-Dec-09 *471PNI Statement of Ownership
31-Dec-09 *832PCK Statement of Ownership
31-Dec-09 *107BZM Statement of Ownership
31-Dec-09 *106BIE Statement of Ownership
31-Dec-09 *65NVJ Statement of Ownership
31-Dec-09 *831PCN Statement of Ownership
31-Dec-09 *145NZR Statement of Ownership
31-Dec-09 *90NXM Statement of Ownership
31-Dec-09 *280NXK Statement of Ownership
31-Dec-09 *107NFM Statement of Ownership
31-Dec-09 *1,787VVR Statement of Ownership
31-Dec-09 *458NMP Statement of Ownership
31-Dec-09 *743NPF Statement of Ownership
31-Dec-09 *1,278NQS Statement of Ownership
31-Dec-09 *1,998NMO Statement of Ownership
31-Dec-09 *704NCP Statement of Ownership
31-Dec-09 *1,280NQI Statement of Ownership
31-Dec-09 *1,220NMA Statement of Ownership
31-Dec-09 *317NMY Statement of Ownership
31-Dec-09 *374NNC Statement of Ownership
31-Dec-09 *648EVN Statement of Ownership
31-Dec-09 *865DSM Statement of Ownership
31-Dec-09 *577DMF Statement of Ownership
31-Dec-09 *1,756LEO Statement of Ownership
28-Dec-09 *400BLK Sale at $239 per share.
(Proceeds of $95,600)
22-Dec-09 *30HTZ Sale at $12 per share.
(Proceeds of $360)
22-Dec-09 *369HTZ Purchase at $11.96 per share.
(Cost of $4,413)
18-Dec-09 *400BLK Purchase at $235.40 per share.
(Cost of $94,160)
17-Dec-09 *25VR Sale at $26.72 per share.
(Proceeds of $668)
17-Dec-09 *30HTZ Purchase at $11.03 per share.
(Cost of $330)
17-Dec-09 *43BLK Sale at $232.75 per share.
(Proceeds of $10,008)
16-Dec-09 *600VR Sale at $27.01 per share.
(Proceeds of $16,206)
16-Dec-09 *600VR Purchase at $26.97 - $26.98 per share.
(Cost of about $16,000)
16-Dec-09 *231BLK Purchase at $235.45 per share.
(Cost of $54,388)
15-Dec-09 *10BLK Sale at $224.07 per share.
(Proceeds of $2,240)
14-Dec-09 *43BLK Purchase at $225.92 per share.
(Cost of $9,714)
14-Dec-09 *231BLK Sale at $226.72 per share.
(Proceeds of $52,372)
11-Dec-09 *8VR Sale at $26.98 per share.
(Proceeds of $215)
10-Dec-09 *10BLK Purchase at $229.01 per share.
(Cost of $2,290)
9-Dec-09 *8VR Purchase at $26.73 per share.
(Cost of $213)
9-Dec-09 *369HTZ Sale at $10.68 per share.
(Proceeds of $3,940)
3-Dec-09 *7BLK Purchase at $226.27 per share.
(Cost of $1,583)
2-Dec-09 *7BLK Sale at $227.17 per share.
(Proceeds of $1,590)
2-Dec-09 *2,200NMP Sale at $12.20 - $12.28 per share.
(Proceeds of about $27,000)
2-Dec-09 *2,200NMP Purchase at $12.26 per share.
(Cost of $26,972)
2-Dec-09 *200RFA Sale at $13.16 per share.
(Proceeds of $2,632)
2-Dec-09 *200RFA Purchase at $13.09 per share.
(Cost of $2,618)
2-Dec-09 *111VR Sale at $26.49 per share.
(Proceeds of $2,940)
1-Dec-09 *36AFB Sale at $13.56 - $13.57 per share.
(Proceeds of about $488)
1-Dec-09 *36AFB Purchase at $13.56 - $13.57 per share.
(Cost of about $488)
1-Dec-09 *45NIO Sale at $13.36 per share.
(Proceeds of $601)
1-Dec-09 *45NIO Purchase at $13.39 per share.
(Cost of $602)
1-Dec-09 *111VR Purchase at $26.86 per share.
(Cost of $2,981)
30-Nov-09 *3,250EAD Sale at $9.10 - $9.11 per share.
(Proceeds of about $30,000)
30-Nov-09 *3,250EAD Purchase at $9.15 - $9.18 per share.
(Cost of about $30,000)
30-Nov-09 *2,400NQN Sale at $13.16 - $13.24 per share.
(Proceeds of about $32,000)
30-Nov-09 *2,400NQN Purchase at $13.23 - $13.26 per share.
(Cost of about $32,000)
25-Nov-09 *2,000HTZ Sale at $9.99 per share.
(Proceeds of $19,980)
25-Nov-09 *485PNF Sale at $10.22 per share.
(Proceeds of $4,956)
25-Nov-09 *485PNF Purchase at $10.30 per share.
(Cost of $4,995)
25-Nov-09 *50BLK Sale at $229.98 per share.
(Proceeds of $11,499)
25-Nov-09 *376EVY Sale at $13.10 per share.
(Proceeds of $4,925)
25-Nov-09 *376EVY Purchase at $13.09 per share.
(Cost of $4,921)
24-Nov-09 *2,000HTZ Purchase at $9.79 per share.
(Cost of $19,580)
24-Nov-09 *1,300AGC Sale at $7.69 - $7.7 per share.
(Proceeds of about $10,000)
24-Nov-09 *1,300AGC Purchase at $7.65 per share.
(Cost of $9,945)
24-Nov-09 *60NTX Sale at $14.40 per share.
(Proceeds of $864)
24-Nov-09 *60NTX Purchase at $14.38 per share.
(Cost of $862)
24-Nov-09 *289NPM Sale at $13.11 per share.
(Proceeds of $3,788)
24-Nov-09 *289NPM Purchase at $13.13 per share.
(Cost of $3,794)
23-Nov-09 *50BLK Purchase at $229.16 per share.
(Cost of $11,458)
20-Nov-09 *1,226HTZ Acquisition (Non Open Market) at $0 per share.
19-Nov-09 *1,200AGC Sale at $7.64 - $7.65 per share.
(Proceeds of about $9,174)
19-Nov-09 *1,200AGC Purchase at $7.64 - $7.66 per share.
(Cost of about $9,180)
19-Nov-09 *3,700NPI Sale at $12.95 per share.
(Proceeds of $47,915)
19-Nov-09 *3,700NPI Purchase at $12.93 - $12.96 per share.
(Cost of about $48,000)
19-Nov-09 *15KYN Sale at $23.25 per share.
(Proceeds of $348)
18-Nov-09 *15KYN Purchase at $22.87 per share.
(Cost of $343)
17-Nov-09 *930EAD Sale at $9.14 per share.
(Proceeds of $8,500)
17-Nov-09 *930EAD Purchase at $9.07 per share.
(Cost of $8,435)
16-Nov-09 *25BLK Sale at $238.71 per share.
(Proceeds of $5,967)
16-Nov-09 *1HTZ Purchase at $9.91 per share.
(Cost of $9)
13-Nov-09 *25BLK Purchase at $232.93 per share.
(Cost of $5,823)
13-Nov-09 *1,600AGC Sale at $7.75 - $7.81 per share.
(Proceeds of about $12,000)
13-Nov-09 *1,600AGC Purchase at $8.11 - $8.26 per share.
(Cost of about $13,000)
13-Nov-09 *9,000NPP Sale at $13.51 per share.
(Proceeds of $121,590)
13-Nov-09 *9,000NPP Purchase at $13.52 - $13.61 per share.
(Cost of about $122,000)
13-Nov-09 *3XAA Sale at $13.25 per share.
(Proceeds of $39)
12-Nov-09 *1HTZ Sale at $9.99 per share.
(Proceeds of $9)
11-Nov-09 *3,075MZF Sale at $12.90 - $12.98 per share.
(Proceeds of about $40,000)
11-Nov-09 *3,075MZF Purchase at $13.05 per share.
(Cost of $40,128)
11-Nov-09 *1,000NQJ Sale at $13.01 per share.
(Proceeds of $13,010)
11-Nov-09 *1,000NQJ Purchase at $13.02 per share.
(Cost of $13,020)
10-Nov-09 *99PFN Sale at $9.48 per share.
(Proceeds of $938)
10-Nov-09 *99PFN Purchase at $9.50 per share.
(Cost of $940)
10-Nov-09 *13BLK Purchase at $233.55 per share.
(Cost of $3,036)
10-Nov-09 *4BTZ Sale at $11.10 per share.
(Proceeds of $44)
10-Nov-09 *64BTZ Purchase at $11.16 per share.
(Cost of $714)
10-Nov-09 *73BPS Sale at $12.51 per share.
(Proceeds of $913)
10-Nov-09 *300NUN Purchase at $13.19 per share.
(Cost of $3,957)
9-Nov-09 *4,218MZF Sale at $12.90 per share.
(Proceeds of $54,412)
9-Nov-09 *4,218MZF Purchase at $13.05 per share.
(Cost of $55,044)
9-Nov-09 *5,000BFZ Sale at $13.20 per share.
(Proceeds of $66,000)
9-Nov-09 *5,000BFZ Purchase at $13.19 - $13.3 per share.
(Cost of about $66,000)
9-Nov-09 *100VKQ Sale at $12.89 per share.
(Proceeds of $1,289)
9-Nov-09 *100VKQ Purchase at $12.91 per share.
(Cost of $1,291)
9-Nov-09 *2PMO Sale at $11.04 per share.
(Proceeds of $22)
9-Nov-09 *2PMO Purchase at $11.09 per share.
(Cost of $22)
9-Nov-09 *2NPM Sale at $13.01 per share.
(Proceeds of $26)
9-Nov-09 *2NPM Purchase at $13.02 per share.
(Cost of $26)
6-Nov-09 *800GDV Sale at $12.25 per share.
(Proceeds of $9,800)
6-Nov-09 *800GDV Purchase at $12.26 per share.
(Cost of $9,808)
6-Nov-09 *3,390VKI Sale at $11.24 - $11.28 per share.
(Proceeds of about $38,000)
6-Nov-09 *3,390VKI Purchase at $11.53 per share.
(Cost of $39,086)
5-Nov-09 *5VR Sale at $24.60 per share.
(Proceeds of $123)
3-Nov-09 *550NPV Sale at $15.48 - $15.5 per share.
(Proceeds of about $8,519)
3-Nov-09 *550NPV Purchase at $15.80 per share.
(Cost of $8,690)
30-Oct-09 *5VR Purchase at $25.30 per share.
(Cost of $126)
29-Oct-09 *1,500BPP Sale at $10.06 per share.
(Proceeds of $15,090)
29-Oct-09 *1,500BPP Purchase at $10.09 per share.
(Cost of $15,135)
28-Oct-09 *2,350VIM Purchase at $12.56 - $12.61 per share.
(Cost of about $30,000)
28-Oct-09 *600HTZ Sale at $9.94 per share.
(Proceeds of $5,964)
27-Oct-09 *2,350VIM Sale at $12.50 - $12.55 per share.
(Proceeds of about $29,000)
27-Oct-09 *580DNP Sale at $8.87 per share.
(Proceeds of $5,144)
27-Oct-09 *580DNP Purchase at $8.93 per share.
(Cost of $5,179)
27-Oct-09 *1,015BPK Sale at $15.60 per share.
(Proceeds of $15,834)
27-Oct-09 *600HTZ Purchase at $10.60 per share.
(Cost of $6,360)
27-Oct-09 *1,015BPK Purchase at $15.53 per share.
(Cost of $15,762)
23-Oct-09 *4BLK Sale at $233.78 per share.
(Proceeds of $935)
23-Oct-09 *15KYN Sale at $21.95 per share.
(Proceeds of $329)
23-Oct-09 *15KYN Purchase at $21.70 per share.
(Cost of $325)
22-Oct-09 *4BLK Purchase at $230 per share.
(Cost of $920)
22-Oct-09 *1BLK Sale at $232.57 per share.
(Proceeds of $232)
22-Oct-09 *600UTG Sale at $16.17 - $16.18 per share.
(Proceeds of about $9,705)
22-Oct-09 *600UTG Purchase at $16.01 per share.
(Cost of $9,606)
21-Oct-09 *1BLK Purchase at $235.99 per share.
(Cost of $235)
21-Oct-09 *15BLK Sale at $236.86 per share.
(Proceeds of $3,552)
21-Oct-09 *5BPP Sale at $10.16 per share.
(Proceeds of $50)
21-Oct-09 *5BPP Purchase at $10.23 per share.
(Cost of $51)
21-Oct-09 *2,800BFK Sale at $12.95 per share.
(Proceeds of $36,260)
21-Oct-09 *2,800BFK Purchase at $12.99 - $13 per share.
(Cost of about $36,000)
21-Oct-09 *700EVY Sale at $13.24 - $13.28 per share.
(Proceeds of about $9,282)
21-Oct-09 *700EVY Purchase at $13.27 per share.
(Cost of $9,289)
20-Oct-09 *15BLK Purchase at $236.40 per share.
(Cost of $3,546)
16-Oct-09 *750KYN Purchase at $21.47 - $21.5 per share.
(Cost of about $16,000)
15-Oct-09 *1GAB Sale at $5.13 per share.
(Proceeds of $5)
15-Oct-09 *50NIO Sale at $12.82 per share.
(Proceeds of $641)
15-Oct-09 *50NIO Purchase at $12.89 per share.
(Cost of $644)
14-Oct-09 *309MZF Sale at $12.91 per share.
(Proceeds of $3,989)
14-Oct-09 *309MZF Purchase at $13.04 per share.
(Cost of $4,029)
14-Oct-09 *18,000VMO Sale at $13.07 per share.
(Proceeds of $235,260)
14-Oct-09 *18,000VMO Purchase at $13.20 - $13.41 per share.
(Cost of about $239,000)
13-Oct-09 *50HTZ Sale at $10.93 per share.
(Proceeds of $546)
13-Oct-09 *300NUN Sale at $13.46 per share.
(Proceeds of $4,038)
12-Oct-09 *6,275TYY Sale at $20.04 per share.
(Proceeds of $125,751)
9-Oct-09 *750KYN Sale at $21.25 - $21.27 per share.
(Proceeds of about $16,000)
9-Oct-09 *50HTZ Purchase at $10.73 per share.
(Cost of $536)
9-Oct-09 *1,000TYY Sale at $19.67 per share.
(Proceeds of $19,670)
8-Oct-09 *1,000BLK Sale at $214.88 - $215 per share.
(Proceeds of about $215,000)
8-Oct-09 *1,000TYY Purchase at $19.80 per share.
(Cost of $19,800)
8-Oct-09 *9,425TYY Sale at $19.80 per share.
(Proceeds of $186,615)
7-Oct-09 *1,000INB Acquisition (Non Open Market) at $10.41 per share.
(Value of $10,410)
7-Oct-09 *1,000INB Purchase at $10.65 per share.
(Cost of $10,650)
7-Oct-09 *350BCL Sale at $13.83 per share.
(Proceeds of $4,840)
7-Oct-09 *350BCL Purchase at $13.89 per share.
(Cost of $4,861)
6-Oct-09 *5,628TYY Sale at $19.76 per share.
(Proceeds of $111,209)
6-Oct-09 *1,000BLK Purchase at $217.83 - $217.86 per share.
(Cost of about $218,000)
6-Oct-09 *1,330RNP Purchase at $9.68 per share.
(Cost of $12,874)
6-Oct-09 *50NPM Sale at $14 per share.
(Proceeds of $700)
5-Oct-09 *12PFN Sale at $9.35 per share.
(Proceeds of $112)
5-Oct-09 *12PFN Purchase at $9.87 per share.
(Cost of $118)
5-Oct-09 *100BLK Sale at $212.14 per share.
(Proceeds of $21,214)
5-Oct-09 *200CHI Sale at $11.70 per share.
(Proceeds of $2,340)
5-Oct-09 *62BZA Sale at $14.82 per share.
(Proceeds of $918)
5-Oct-09 *40ERC Purchase at $14.16 per share.
(Cost of $566)
5-Oct-09 *50NPM Purchase at $13.90 per share.
(Cost of $695)
2-Oct-09 *100BLK Purchase at $207.74 per share.
(Cost of $20,774)
2-Oct-09 *200CHI Purchase at $11.45 per share.
(Cost of $2,290)
2-Oct-09 *62BZA Purchase at $14.65 per share.
(Cost of $908)
2-Oct-09 *2,000BTZ Sale at $10.97 - $10.98 per share.
(Proceeds of about $22,000)
1-Oct-09 *1,680RNP Sale at $9.58 - $9.68 per share.
(Proceeds of about $16,000)
1-Oct-09 *350RNP Purchase at $9.61 per share.
(Cost of $3,363)
1-Oct-09 *2,000BTZ Purchase at $11.13 per share.
(Cost of $22,260)
30-Sep-09 *64BTZ Sale at $11.37 per share.
(Proceeds of $727)
30-Sep-09 *554VCV Statement of Ownership
29-Sep-09 *1,322TYY Sale at $20.18 per share.
(Proceeds of $26,677)
29-Sep-09 *70DNP Sale at $8.88 per share.
(Proceeds of $621)
29-Sep-09 *2,500NUN Sale at $13.62 - $13.64 per share.
(Proceeds of about $34,000)
29-Sep-09 *2,500NUN Purchase at $13.67 - $13.72 per share.
(Cost of about $34,000)
29-Sep-09 *100NCL Sale at $13.49 per share.
(Proceeds of $1,349)
29-Sep-09 *100NCL Purchase at $13.51 per share.
(Cost of $1,351)
28-Sep-09 *4HTZ Sale at $10.89 per share.
(Proceeds of $43)
25-Sep-09 *75BLK Sale at $205.95 per share.
(Proceeds of $15,446)
25-Sep-09 *4HTZ Purchase at $10.66 per share.
(Cost of $42)
24-Sep-09 *70DNP Purchase at $8.89 per share.
(Cost of $622)
24-Sep-09 *2,125NPI Sale at $13.36 per share.
(Proceeds of $28,390)
24-Sep-09 *2,125NPI Purchase at $13.38 - $13.45 per share.
(Cost of about $29,000)
23-Sep-09 *75BLK Purchase at $217.94 per share.
(Cost of $16,345)
23-Sep-09 *194BLK Sale at $216.46 per share.
(Proceeds of $41,993)
22-Sep-09 *28HTZ Purchase at $11.53 per share.
(Cost of $322)
21-Sep-09 *100TYY Sale at $20.24 per share.
(Proceeds of $2,023)
21-Sep-09 *100TYY Purchase at $20.24 per share.
(Cost of $2,023)
18-Sep-09 *194BLK Purchase at $205.89 per share.
(Cost of $39,942)
17-Sep-09 *141BLK Purchase at $203.20 per share.
(Cost of $28,651)
16-Sep-09 *141BLK Sale at $205.99 - $206 per share.
(Proceeds of about $29,000)
15-Sep-09 *900KYN Sale at $21.02 per share.
(Proceeds of $18,918)
15-Sep-09 *900KYN Purchase at $20.89 per share.
(Cost of $18,801)
15-Sep-09 *1,000RNP Sale at $9.72 - $9.73 per share.
(Proceeds of about $9,725)
15-Sep-09 *1,000RNP Purchase at $9.95 per share.
(Cost of $9,950)
15-Sep-09 *1,835NPI Sale at $13.33 - $13.36 per share.
(Proceeds of about $24,000)
15-Sep-09 *1,835NPI Purchase at $13.41 - $13.42 per share.
(Cost of about $25,000)
9-Sep-09 *15VR Purchase at $25.25 per share.
(Cost of $378)
8-Sep-09 *15VR Sale at $25.25 per share.
(Proceeds of $378)
4-Sep-09 *4BTZ Purchase at $11 per share.
(Cost of $44)
4-Sep-09 *75BLK Purchase at $195.44 per share.
(Cost of $14,658)
3-Sep-09 *100BLK Sale at $196.43 - $196.77 per share.
(Proceeds of about $20,000)
3-Sep-09 *28HTZ Sale at $9.17 per share.
(Proceeds of $256)
2-Sep-09 *25BLK Purchase at $192.71 per share.
(Cost of $4,817)
1-Sep-09 *1,110HTZ Acquisition (Non Open Market) at $0 per share.
1-Sep-09 *100TYY Sale at $17.94 per share.
(Proceeds of $1,794)
1-Sep-09 *100TYY Purchase at $17.87 per share.
(Cost of $1,787)
31-Aug-09 *126NXI Statement of Ownership
31-Aug-09 *350TYY Sale at $17.97 per share.
(Proceeds of $6,289)
27-Aug-09 *500RNP Sale at $9.07 per share.
(Proceeds of $4,535)
27-Aug-09 *500RNP Purchase at $9.10 per share.
(Cost of $4,550)
27-Aug-09 *20,003PTY Sale at $12.73 - $12.82 per share.
(Proceeds of about $256,000)
27-Aug-09 *20,003PTY Purchase at $12.87 - $13.01 per share.
(Cost of about $259,000)
27-Aug-09 *25BFY Sale at $13.70 per share.
(Proceeds of $342)
27-Aug-09 *25BFY Purchase at $13.82 per share.
(Cost of $345)
25-Aug-09 *407NBH Acquisition (Non Open Market) at $13.19 per share.
(Value of $5,368)
25-Aug-09 *845NBH Purchase at $13.19 - $13.2 per share.
(Cost of about $11,000)
25-Aug-09 *438NBH Sale at $13.19 per share.
(Proceeds of $5,777)
25-Aug-09 *170GAB Sale at $24.76 - $24.92 per share.
(Proceeds of about $4,222)
25-Aug-09 *170GAB Purchase at $24.76 - $24.92 per share.
(Cost of about $4,222)
25-Aug-09 *100BLK Sale at $203.38 per share.
(Proceeds of $20,338)
25-Aug-09 *663VR Sale at $24.94 per share.
(Proceeds of $16,535)
24-Aug-09 *270GAB Sale at $25.10 - $25.25 per share.
(Proceeds of about $6,797)
24-Aug-09 *270GAB Purchase at $25.10 - $25.25 per share.
(Cost of about $6,797)
24-Aug-09 *100BLK Purchase at $208.96 per share.
(Cost of $20,896)
21-Aug-09 *663VR Purchase at $25.06 per share.
(Cost of $16,614)
18-Aug-09 *200RTU Sale at $8.42 per share.
(Proceeds of $1,684)
18-Aug-09 *200RTU Purchase at $8.41 per share.
(Cost of $1,682)
17-Aug-09 *5,000TYY Sale at $20.41 - $20.57 per share.
(Proceeds of about $102,000)
17-Aug-09 *5,000TYY Purchase at $20.57 per share.
(Cost of $102,850)
14-Aug-09 *340NFC Sale at $14.51 - $14.52 per share.
(Proceeds of about $4,935)
13-Aug-09 *13BLK Sale at $202 per share.
(Proceeds of $2,626)
13-Aug-09 *340NFC Purchase at $15.30 - $15.44 per share.
(Cost of about $5,225)
13-Aug-09 *350TYY Purchase at $20.77 per share.
(Cost of $7,269)
13-Aug-09 *50BLK Sale at $199.57 per share.
(Proceeds of $9,978)
12-Aug-09 *50BLK Purchase at $202.29 per share.
(Cost of $10,114)
7-Aug-09 *31HTZ Sale at $10.89 per share.
(Proceeds of $337)
6-Aug-09 *31HTZ Purchase at $10.40 per share.
(Cost of $322)
6-Aug-09 *1,400TYY Sale at $19.72 - $19.74 per share.
(Proceeds of about $28,000)
5-Aug-09 *1,400TYY Purchase at $20.25 - $20.26 per share.
(Cost of about $28,000)
3-Aug-09 *200BLK Sale at $194.10 - $194.11 per share.
(Proceeds of about $39,000)
31-Jul-09 *790TYY Sale at $20.32 per share.
(Proceeds of $16,052)
31-Jul-09 *200BLK Purchase at $191.99 - $192.13 per share.
(Cost of about $38,000)
30-Jul-09 *790TYY Purchase at $20.36 per share.
(Cost of $16,084)
27-Jul-09 *250BLK Sale at $190.15 - $192.27 per share.
(Proceeds of about $48,000)
23-Jul-09 *24VR Sale at $22.92 per share.
(Proceeds of $550)
23-Jul-09 *305BTZ Sale at $10.01 per share.
(Proceeds of $3,053)
23-Jul-09 *305BTZ Purchase at $10.46 per share.
(Cost of $3,190)
23-Jul-09 *7EAD Sale at $8.29 per share.
(Proceeds of $58)
23-Jul-09 *90TYY Purchase at $19.56 per share.
(Cost of $1,760)
22-Jul-09 *24VR Purchase at $22.29 per share.
(Cost of $534)
22-Jul-09 *1,102UTG Sale at $13.67 per share.
(Proceeds of $15,064)
22-Jul-09 *1,102UTG Purchase at $13.60 per share.
(Cost of $14,987)
22-Jul-09 *250BLK Purchase at $182.44 - $183.57 per share.
(Cost of about $46,000)
21-Jul-09 *90TYY Purchase at $19.39 per share.
(Cost of $1,745)
17-Jul-09 *320TYY Sale at $18.98 per share.
(Proceeds of $6,073)
17-Jul-09 *320TYY Purchase at $18.86 per share.
(Cost of $6,035)
15-Jul-09 *79VR Sale at $21.83 per share.
(Proceeds of $1,724)
15-Jul-09 *3VR Purchase at $21.90 per share.
(Cost of $65)
15-Jul-09 *7EAD Purchase at $8.16 per share.
(Cost of $57)
14-Jul-09 *76VR Purchase at $21.46 per share.
(Cost of $1,630)
13-Jul-09 *90VR Sale at $21.17 per share.
(Proceeds of $1,905)
10-Jul-09 *1,285VR Sale at $21 per share.
(Proceeds of $26,985)
10-Jul-09 *500BLK Sale at $167.09 - $167.1 per share.
(Proceeds of about $84,000)
9-Jul-09 *1,375VR Purchase at $21.84 - $21.85 per share.
(Cost of about $30,000)
9-Jul-09 *500BLK Purchase at $163.28 - $163.33 per share.
(Cost of about $82,000)
1-Jul-09 *125VR Sale at $22.24 per share.
(Proceeds of $2,780)
30-Jun-09 *896HYB Statement of Ownership
30-Jun-09 *806IMT Statement of Ownership
30-Jun-09 *172IMC Statement of Ownership
30-Jun-09 *1,546IQI Statement of Ownership
30-Jun-09 *780IQT Statement of Ownership
30-Jun-09 *396IQC Statement of Ownership
30-Jun-09 *797IQM Statement of Ownership
30-Jun-09 *278IQN Statement of Ownership
30-Jun-09 *649IIC Statement of Ownership
30-Jun-09 *488PIA Statement of Ownership
30-Jun-09 *245BLK Sale at $176.05 per share.
(Proceeds of $43,132)
30-Jun-09 *245BLK Purchase at $175.35 per share.
(Cost of $42,960)
29-Jun-09 *125VR Purchase at $21.66 per share.
(Cost of $2,707)
29-Jun-09 *100BLK Sale at $175.93 per share.
(Proceeds of $17,593)
25-Jun-09 *100BLK Purchase at $174.80 per share.
(Cost of $17,480)
22-Jun-09 *200BLK Sale at $173.12 per share.
(Proceeds of $34,624)
22-Jun-09 *750BTZ Sale at $9.36 - $9.37 per share.
(Proceeds of about $7,023)
22-Jun-09 *750BTZ Purchase at $9.32 per share.
(Cost of $6,990)
19-Jun-09 *200BLK Purchase at $173.22 per share.
(Cost of $34,644)
12-Jun-09 *1,000HTZ Sale at $7 per share.
(Proceeds of $7,000)
11-Jun-09 *8,870MYI Sale at $11.20 per share.
(Proceeds of $99,344)
11-Jun-09 *8,870MYI Purchase at $11.39 per share.
(Cost of $101,029)
11-Jun-09 *554HTZ Purchase at $7.22 per share.
(Cost of $3,999)
11-Jun-09 *3HTZ Sale at $7.26 per share.
(Proceeds of $21)
10-Jun-09 *1,003HTZ Purchase at $7.02 - $7.26 per share.
(Cost of about $7,161)
9-Jun-09 *100BLK Sale at $180.77 per share.
(Proceeds of $18,077)
8-Jun-09 *100BLK Purchase at $169.55 per share.
(Cost of $16,955)
8-Jun-09 *40BLK Sale at $168.76 per share.
(Proceeds of $6,750)
5-Jun-09 *40BLK Purchase at $167.92 per share.
(Cost of $6,716)
3-Jun-09 *100BLK Sale at $163.01 per share.
(Proceeds of $16,301)
2-Jun-09 *100BLK Purchase at $166.45 per share.
(Cost of $16,645)
2-Jun-09 *50BLK Sale at $165.79 per share.
(Proceeds of $8,289)
1-Jun-09 *50BLK Purchase at $164.30 per share.
(Cost of $8,215)
29-May-09 *5,600NMZ Statement of Ownership
29-May-09 *244PNF Statement of Ownership
29-May-09 *17,637RLF Statement of Ownership
28-May-09 *122HTZ Purchase at $6.40 per share.
(Cost of $780)
27-May-09 *122HTZ Sale at $6.25 per share.
(Proceeds of $762)
27-May-09 *15,239HTZ Acquisition (Non Open Market) at $0 per share.
26-May-09 *50BLK Sale at $152.14 per share.
(Proceeds of $7,606)
26-May-09 *50BLK Purchase at $152.14 per share.
(Cost of $7,606)
21-May-09 *800HTZ Disposition (Non Open Market) at $6.45 per share.
(Value of $5,160)
20-May-09 *800HTZ Acquisition (Non Open Market) at $6.95 per share.
(Value of $5,560)
20-May-09 *500BLK Sale at $139.60 - $140.17 per share.
(Proceeds of about $70,000)
19-May-09 *554HTZ Sale at $7.92 per share.
(Proceeds of $4,387)
18-May-09 *1,166TYY Sale at $16.65 per share.
(Proceeds of $19,413)
18-May-09 *350BLK Purchase at $142.48 per share.
(Cost of $49,868)
18-May-09 *50BLK Sale at $144.58 per share.
(Proceeds of $7,229)
15-May-09 *1,000HTZ Sale at $7.32 per share.
(Proceeds of $7,320)
15-May-09 *864HTZ Purchase at $7.45 per share.
(Cost of $6,436)
15-May-09 *100BLK Sale at $140.02 per share.
(Proceeds of $14,002)
15-May-09 *150BLK Purchase at $138.58 per share.
(Cost of $20,787)
15-May-09 *50BLK Purchase at $141.24 per share.
(Cost of $7,062)
14-May-09 *1,000HTZ Purchase at $7.35 per share.
(Cost of $7,350)
14-May-09 *1,166TYY Purchase at $16.90 - $16.95 per share.
(Cost of about $20,000)
14-May-09 *100BLK Purchase at $140.12 per share.
(Cost of $14,012)
6-May-09 *50BLK Sale at $159.70 per share.
(Proceeds of $7,984)
29-Apr-09 *2,000TYY Sale at $16.70 - $16.85 per share.
(Proceeds of about $34,000)
29-Apr-09 *50BLK Purchase at $150.65 per share.
(Cost of $7,532)
27-Apr-09 *50BLK Sale at $149.49 per share.
(Proceeds of $7,474)
27-Apr-09 *2,000TYY Purchase at $16.71 per share.
(Cost of $33,420)
22-Apr-09 *50BLK Purchase at $134.79 per share.
(Cost of $6,739)
21-Apr-09 *130VR Sale at $23.02 per share.
(Proceeds of $2,992)
14-Apr-09 *10HTZ Sale at $6.36 per share.
(Proceeds of $63)
9-Apr-09 *864HTZ Sale at $5.02 per share.
(Proceeds of $4,337)
3-Apr-09 *35HTZ Sale at $4.44 per share.
(Proceeds of $155)
2-Apr-09 *1,000HTZ Purchase at $4.57 per share.
(Cost of $4,570)
2-Apr-09 *1,000HTZ Sale at $4.57 per share.
(Proceeds of $4,570)
1-Apr-09 *35HTZ Purchase at $4.08 per share.
(Cost of $142)
31-Mar-09 *138EVY Statement of Ownership
26-Mar-09 *350BLK Sale at $133.56 - $135.75 per share.
(Proceeds of about $47,000)
26-Mar-09 *100BLK Purchase at $134.15 per share.
(Cost of $13,415)
25-Mar-09 *100BLK Sale at $127.36 per share.
(Proceeds of $12,736)
25-Mar-09 *100BLK Purchase at $133.42 per share.
(Cost of $13,341)
24-Mar-09 *250BLK Purchase at $130.61 - $138.46 per share.
(Cost of about $34,000)
13-Mar-09 *239HTZ Sale at $2.74 per share.
(Proceeds of $654)
11-Mar-09 *209HTZ Sale at $2.47 - $2.53 per share.
(Proceeds of about $522)
10-Mar-09 *437HTZ Purchase at $2.39 - $2.57 per share.
(Cost of about $1,083)
9-Mar-09 *250BLK Sale at $90.21 per share.
(Proceeds of $22,552)
9-Mar-09 *61HTZ Sale at $1.99 per share.
(Proceeds of $121)
6-Mar-09 *61HTZ Purchase at $2.20 per share.
(Cost of $134)
5-Mar-09 *73BPS Purchase at $9.45 per share.
(Cost of $689)
4-Mar-09 *1,000BLK Sale at $92.83 - $92.91 per share.
(Proceeds of about $93,000)
3-Mar-09 *10HTZ Purchase at $3.27 per share.
(Cost of $32)
3-Mar-09 *11HTZ Purchase at $3.27 per share.
(Cost of $35)
2-Mar-09 *130VR Purchase at $23.27 per share.
(Cost of $3,025)
2-Mar-09 *250BLK Purchase at $96 per share.
(Cost of $24,000)
2-Mar-09 *1,000BLK Purchase at $93.36 per share.
(Cost of $93,360)
27-Feb-09 *3,130DNP Statement of Ownership
27-Feb-09 *225NMP Statement of Ownership
27-Feb-09 *726NVC Statement of Ownership
27-Feb-09 *208NAN Statement of Ownership
25-Feb-09 *54HTZ Sale at $3.40 per share.
(Proceeds of $183)
24-Feb-09 *100BLK Sale at $105.55 per share.
(Proceeds of $10,555)
23-Feb-09 *100BLK Purchase at $100 per share.
(Cost of $10,000)
19-Feb-09 *54HTZ Purchase at $4.42 per share.
(Cost of $238)
19-Feb-09 *513HTZ Sale at $4.31 per share.
(Proceeds of $2,211)
17-Feb-09 *25BLK Purchase at $107 per share.
(Cost of $2,675)
17-Feb-09 *125BLK Sale at $105.76 - $105.94 per share.
(Proceeds of about $13,000)
15-Feb-09 *6,384HTZ Acquisition (Non Open Market) at $0 per share.
12-Feb-09 *254BLK Purchase at $110.38 - $112.57 per share.
(Cost of about $28,000)
11-Feb-09 *78BLK Purchase at $112.83 - $114.15 per share.
(Cost of about $8,852)
11-Feb-09 *55HTZ Purchase at $5.24 per share.
(Cost of $288)
9-Feb-09 *458HTZ Purchase at $5.62 per share.
(Cost of $2,573)
9-Feb-09 *232BLK Sale at $118.70 - $118.73 per share.
(Proceeds of about $28,000)
4-Feb-09 *54HTZ Sale at $5.03 per share.
(Proceeds of $271)
3-Feb-09 *54HTZ Purchase at $5.09 per share.
(Cost of $274)
2-Feb-09 *254VR Sale at $23.18 per share.
(Proceeds of $5,887)
30-Jan-09 *1,914VKI Statement of Ownership
30-Jan-09 *243MAF Statement of Ownership
30-Jan-09 *2,674MUC Statement of Ownership
30-Jan-09 *2,028MEN Statement of Ownership
30-Jan-09 *4,318MVF Statement of Ownership
30-Jan-09 *187RWF Statement of Ownership
30-Jan-09 *430KYN Statement of Ownership
30-Jan-09 *549EFR Statement of Ownership
30-Jan-09 *213PFO Statement of Ownership
30-Jan-09 *708FFC Statement of Ownership
30-Jan-09 *218BFO Statement of Ownership
30-Jan-09 *1,052BKK Statement of Ownership
30-Jan-09 *206IIA Statement of Ownership
30-Jan-09 *625FMN Statement of Ownership
30-Jan-09 *648FPT Statement of Ownership
30-Jan-09 *91MIW Statement of Ownership
30-Jan-09 *217NGO Statement of Ownership
30-Jan-09 *93BQH Statement of Ownership
30-Jan-09 *126BZA Statement of Ownership
30-Jan-09 *410BBK Statement of Ownership
30-Jan-09 *891RQI Statement of Ownership
30-Jan-09 *246NUJ Statement of Ownership
30-Jan-09 *124NGK Statement of Ownership
30-Jan-09 *130NKR Statement of Ownership
30-Jan-09 *517NKL Statement of Ownership
30-Jan-09 *1,532AFB Statement of Ownership
30-Jan-09 *658AKP Statement of Ownership
30-Jan-09 *171NNB Statement of Ownership
30-Jan-09 *562BJZ Statement of Ownership
30-Jan-09 *807NZH Statement of Ownership
30-Jan-09 *816NZF Statement of Ownership
30-Jan-09 *838BNY Statement of Ownership
30-Jan-09 *281BNJ Statement of Ownership
30-Jan-09 *2,240BFK Statement of Ownership
30-Jan-09 *838BFZ Statement of Ownership
30-Jan-09 *304NXJ Statement of Ownership
30-Jan-09 *584NVX Statement of Ownership
30-Jan-09 *72NMB Statement of Ownership
30-Jan-09 *58NFZ Statement of Ownership
30-Jan-09 *106VMV Statement of Ownership
30-Jan-09 *2,570VMO Statement of Ownership
30-Jan-09 *463VTJ Statement of Ownership
30-Jan-09 *1,060VTN Statement of Ownership
30-Jan-09 *3,304VGM Statement of Ownership
30-Jan-09 *474VIM Statement of Ownership
30-Jan-09 *549VOQ Statement of Ownership
30-Jan-09 *2,073VKQ Statement of Ownership
30-Jan-09 *815NNJ Statement of Ownership
30-Jan-09 *718NUN Statement of Ownership
30-Jan-09 *770NUC Statement of Ownership
30-Jan-09 *3,265NIO Statement of Ownership
30-Jan-09 *491NUM Statement of Ownership
30-Jan-09 *870NUF Statement of Ownership
30-Jan-09 *1,946NQU Statement of Ownership
30-Jan-09 *1,504NVN Statement of Ownership
30-Jan-09 *548NQP Statement of Ownership
30-Jan-09 *1,170NQJ Statement of Ownership
30-Jan-09 *552NCU Statement of Ownership
30-Jan-09 *1,321NPT Statement of Ownership
30-Jan-09 *1,252NAD Statement of Ownership
30-Jan-09 *386NPV Statement of Ownership
30-Jan-09 *1,152NPM Statement of Ownership
30-Jan-09 *1,065NQN Statement of Ownership
30-Jan-09 *274NCO Statement of Ownership
30-Jan-09 *504NNP Statement of Ownership
30-Jan-09 *410NCP Statement of Ownership
30-Jan-09 *990NQM Statement of Ownership
30-Jan-09 *771NQC Statement of Ownership
30-Jan-09 *421NPC Statement of Ownership
30-Jan-09 *530NCL Statement of Ownership
30-Jan-09 *522NPY Statement of Ownership
30-Jan-09 *383NMT Statement of Ownership
30-Jan-09 *246NTC Statement of Ownership
30-Jan-09 *151EVJ Statement of Ownership
30-Jan-09 *96EVO Statement of Ownership
30-Jan-09 *115MMV Statement of Ownership
30-Jan-09 *406BTF Statement of Ownership
30-Jan-09 *81BPS Statement of Ownership
29-Jan-09 *186HTZ Sale at $5.90 per share.
(Proceeds of $1,097)
23-Jan-09 *254VR Purchase at $22.48 per share.
(Cost of $5,709)
15-Jan-09 *100VR Sale at $23.75 per share.
(Proceeds of $2,375)
15-Jan-09 *5,600HTZ Sale at $5.16 per share.
(Proceeds of $28,896)
12-Jan-09 *15,915VR Sale at $23.52 per share.
(Proceeds of $374,320)
12-Jan-09 *100VR Purchase at $23.80 per share.
(Cost of $2,380)
12-Jan-09 *3,286HTZ Purchase at $5.75 - $5.94 per share.
(Cost of about $19,000)
12-Jan-09 *100HTZ Sale at $5.95 per share.
(Proceeds of $595)
9-Jan-09 *15,915VR Purchase at $24.42 per share.
(Cost of $388,644)
8-Jan-09 *1,500HTZ Purchase at $5.96 per share.
(Cost of $8,940)
8-Jan-09 *1,500HTZ Sale at $5.84 - $5.85 per share.
(Proceeds of about $8,767)
6-Jan-09 *13HTZ Sale at $5.95 per share.
(Proceeds of $77)
5-Jan-09 *13HTZ Purchase at $5.40 per share.
(Cost of $70)
2-Jan-09 *478HTZ Purchase at $5.36 per share.
(Cost of $2,562)
    * Indicates that some (or all) shares are held indirectly (e.g. in a trust, by a spouse, etc.)



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