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Insider Filings - SULLIVAN JOSEPH A
Last Updated 
6-Nov-09
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SULLIVAN JOSEPH A: Declared Holdings
Company/RelationshipReportedShares  Ownership
LEGG MASON INC
Officer
NYSE:LM
(historical quotes, profile, SEC, other insiders) 		27-Jul-09
2-Jun-09		191,763
   1,934
193,697		  Direct
  Indirect  
  Total
STIFEL FINANCIAL CP
Officer
NYSE:SF
(historical quotes, profile, SEC, other insiders) 		15-Oct-08167,986  Direct

Insider & restricted shareholder transactions reported over the last two years
DateSharesStockTransaction
27-Jul-09 9,500LM Acquisition (Non Open Market) at $0 per share.
2-Jun-09 *1,406LM Acquisition (Non Open Market) at $12.34 per share.
(Value of $17,350)
18-May-09 49,176LM Acquisition (Non Open Market) at $0 per share.
27-Oct-08 50,641LM Acquisition (Non Open Market) at $0 per share.
15-Oct-08 1,404SF Option Exercise at $0 per share.
15-Oct-08 490SF Disposition (Non Open Market) at $43.90 per share.
(Value of $21,511)
22-Sep-08 82,400LM Statement of Ownership
21-Dec-07 20,000SF Option Exercise at $0 per share.

 

 

    * Indicates that some (or all) shares are held indirectly (e.g. in a trust, by a spouse, etc.)

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