Insider Trades - OATES JAMES M

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OATES JAMES M: Declared Holdings
Company/Relationship	Reported	Shares	Ownership
John Hancock Financial Opportun Other NYSE:BTO (historical quotes, other insiders)	1-Dec-12	646	Direct
Virtus Total Return Fund Director NYSE:DCA (historical quotes, other insiders)	13-May-13	10,249	Direct
John Hancock Hedged Equity & In Other NYSE:HEQ (historical quotes, other insiders)	1-Dec-12	729	Direct
John Hancock Pfd Income Fund II Other NYSE:HPF (historical quotes, profile, other insiders)	1-Dec-12	516	Direct
John Hancock Preferred Income F Other NYSE:HPI (historical quotes, other insiders)	1-Dec-12	524	Direct
John Hancock Preferred Income F Other NYSE:HPS (historical quotes, other insiders)	1-Dec-12	598	Direct
John Hancock Tax Advantaged Div Other NYSE:HTD (historical quotes, profile, other insiders)	1-Dec-12	622	Direct
John Hancock Tax-Advantaged Glo Other NYSE:HTY (historical quotes, other insiders)	1-Dec-12	868	Direct
John Hancock Investors Trust Co Other NYSE:JHI (historical quotes, profile, other insiders)	1-Dec-12	497	Direct
John Hancock Income Securities Other NYSE:JHS (historical quotes, profile, other insiders)	1-Dec-12	723	Direct
John Hancock Premium Dividend F Other NYSE:PDT (historical quotes, other insiders)	1-Dec-12	838	Direct
Stifel Financial Corporation Co Director NYSE:SF (historical quotes, profile, SEC, other insiders)	24-Jan-13	53,591	Direct
Virtus Global Multi-Sector Inco Director NYSE:VGI (historical quotes, other insiders)	13-May-13	1,000	Direct

Insider & restricted shareholder transactions reported over the last two years
Date Shares Stock Transaction
13-May-13 1,000 VGI Statement of Ownership
13-May-13 10,249 DCA Statement of Ownership
24-Jan-13 3,591 SF Option Exercise at $0 per share.
1-Dec-12 729 HEQ Statement of Ownership
1-Dec-12 646 BTO Statement of Ownership
1-Dec-12 868 HTY Statement of Ownership
1-Dec-12 622 HTD Statement of Ownership
1-Dec-12 598 HPS Statement of Ownership
1-Dec-12 516 HPF Statement of Ownership
1-Dec-12 524 HPI Statement of Ownership
1-Dec-12 497 JHI Statement of Ownership
1-Dec-12 838 PDT Statement of Ownership
1-Dec-12 723 JHS Statement of Ownership
21-Feb-12 19,434 SF Sale at $38.80 per share.
(Proceeds of $754,039)
26-Jan-12 10,000 DCA Purchase at $3.45 per share.
(Cost of $34,500)
17-Jan-12 3,984 SF Option Exercise at $0 per share.

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Insider & restricted shareholder transactions reported over the last two years
Date	Shares	Stock	Transaction
13-May-13	1,000	VGI	Statement of Ownership
13-May-13	10,249	DCA	Statement of Ownership
24-Jan-13	3,591	SF	Option Exercise at $0 per share.
1-Dec-12	729	HEQ	Statement of Ownership
1-Dec-12	646	BTO	Statement of Ownership
1-Dec-12	868	HTY	Statement of Ownership
1-Dec-12	622	HTD	Statement of Ownership
1-Dec-12	598	HPS	Statement of Ownership
1-Dec-12	516	HPF	Statement of Ownership
1-Dec-12	524	HPI	Statement of Ownership
1-Dec-12	497	JHI	Statement of Ownership
1-Dec-12	838	PDT	Statement of Ownership
1-Dec-12	723	JHS	Statement of Ownership
21-Feb-12	19,434	SF	Sale at $38.80 per share. (Proceeds of $754,039)
26-Jan-12	10,000	DCA	Purchase at $3.45 per share. (Cost of $34,500)
17-Jan-12	3,984	SF	Option Exercise at $0 per share.