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Insider Filings - OATES JAMES M
Last Updated 
5-Nov-14
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OATES JAMES M: Declared Holdings
Company/RelationshipReportedShares  Ownership
John Hancock Financial Opportun
Other
NYSE:BTO
(historical quotes, other insiders)
1-Dec-12646  Direct
Virtus Total Return Fund
Director
NYSE:DCA
(historical quotes, other insiders)
13-May-1310,249  Direct
Duff & Phelps Select Energy MLP
Director
NYSE:DSE
(historical quotes, other insiders)
4-Nov-141,500  Direct
John Hancock Hedged Equity & In
Other
NYSE:HEQ
(historical quotes, other insiders)
1-Dec-12729  Direct
John Hancock Pfd Income Fund II
Other
NYSE:HPF
(historical quotes, other insiders)
10-Feb-14732  Direct
John Hancock Preferred Income F
Other
NYSE:HPI
(historical quotes, other insiders)
10-Feb-14739  Direct
John Hancock Preferred Income F
Other
NYSE:HPS
(historical quotes, other insiders)
10-Feb-14842  Direct
John Hancock Tax Advantaged Div
Other
NYSE:HTD
(historical quotes, other insiders)
1-Dec-12622  Direct
John Hancock Tax-Advantaged Glo
Other
NYSE:HTY
(historical quotes, other insiders)
1-Dec-12868  Direct
John Hancock Investors Trust Co
Other
NYSE:JHI
(historical quotes, other insiders)
10-Feb-14706  Direct
John Hancock Income Securities
Other
NYSE:JHS
(historical quotes, other insiders)
10-Feb-14924  Direct
John Hancock Premium Dividend F
Other
NYSE:PDT
(historical quotes, other insiders)
10-Feb-141,104  Direct
Stifel Financial Corporation Co
Director
NYSE:SF
(historical quotes, profile, SEC, other insiders)
24-Jan-1433,867  Direct
Virtus Global Multi-Sector Inco
Director
NYSE:VGI
(historical quotes, other insiders)
13-May-131,000  Direct

Insider & restricted shareholder transactions reported over the last two years
DateSharesStockTransaction
4-Nov-14 1,500DSE Acquisition (Non Open Market) at $16.50 per share.
(Value of $24,750)
10-Feb-14 105HPF Purchase at $18.88 per share.
(Cost of $1,982)
10-Feb-14 100JHI Purchase at $19.97 per share.
(Cost of $1,997)
10-Feb-14 118HPS Purchase at $16.82 per share.
(Cost of $1,984)
10-Feb-14 105HPI Purchase at $18.95 per share.
(Cost of $1,989)
10-Feb-14 162PDT Purchase at $12.22 per share.
(Cost of $1,979)
10-Feb-14 136JHS Purchase at $14.53 per share.
(Cost of $1,976)
24-Jan-14 4,059SF Option Exercise at $0 per share.
26-Nov-13 6,000SF Sale at $44.95 per share.
(Proceeds of $269,700)
25-Nov-13 2,572SF Disposition (Non Open Market) at $0 per share.
18-Nov-13 53HPI Purchase at $18.35 per share.
(Cost of $972)
18-Nov-13 54HPF Purchase at $18.23 per share.
(Cost of $984)
18-Nov-13 61HPS Purchase at $16.06 per share.
(Cost of $979)
18-Nov-13 52JHI Purchase at $18.83 per share.
(Cost of $979)
17-Sep-13 8,000SF Sale at $42.51 per share.
(Proceeds of $340,080)
13-May-13 1,000VGI Statement of Ownership
13-May-13 10,249DCA Statement of Ownership
24-Jan-13 3,591SF Option Exercise at $0 per share.
1-Dec-12 729HEQ Statement of Ownership
1-Dec-12 868HTY Statement of Ownership
1-Dec-12 646BTO Statement of Ownership
1-Dec-12 524HPI Statement of Ownership
1-Dec-12 838PDT Statement of Ownership
1-Dec-12 723JHS Statement of Ownership
1-Dec-12 497JHI Statement of Ownership
1-Dec-12 598HPS Statement of Ownership
1-Dec-12 516HPF Statement of Ownership
1-Dec-12 622HTD Statement of Ownership


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