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IPO Withdrawals

IPOs

Date Withdrawn	Company	Symbol	Shares	Proposed Price	File Date	More Info
7-Jul-2009	Galiot Cap Corp	GTC	-0.0M		6-Feb-09	Profile
2-Jul-2009	Asia Paper Group Ltd		-0.0M		16-Sep-08
2-Jul-2009	Asia Paper Group Ltd		-0.0M		16-Sep-08
26-Jun-2009	Jaiprakash Power Ventures Ltd		104.0M		12-Jan-08
26-Jun-2009	NewRiver Retail Ltd		-0.0M		9-Jun-09
24-Jun-2009	Kohlberg Kravis Roberts & Co				3-Jul-07
18-Jun-2009	DelSolar Co Ltd		14.0M		6-Sep-08
17-Jun-2009	Rhino Resource Partners LP	RNO		$16.00 - $18.00	15-Apr-08	Profile
16-Jun-2009	GF Acquisition Corp		8.0M	$10.00	21-Apr-08
10-Jun-2009	Suoli China Group Ltd		-0.0M		4-Sep-08
4-Jun-2009	ASM Acquisition Co Ltd	ARY		$10.00	9-Jan-08	Profile
3-Jun-2009	Noble Environmental Power LLC				8-May-08
28-May-2009	Zaklady Azotowe Kedzierzyn		-0.0M		21-Jul-08
25-May-2009	Agrinurture Inc	FCA	-0.0M		22-Apr-09	Profile
21-May-2009	NextG Networks Inc	NXTG			5-Jun-08	Profile
6-May-2009	ExactTarget Inc	EXTG			14-Dec-07	Profile
1-May-2009	Seacastle Inc	SC		$15.00 - $17.00	12-Sep-07	Profile
29-Apr-2009	Maxum Petroleum Holdings Inc	MXP		$14.00 - $16.00	13-Aug-07	Profile
28-Apr-2009	MVC Acquisition Corp	MVA		$10.00	3-Dec-07	Profile
24-Apr-2009	Diamondback Energy Services	FANG			13-Nov-06	Profile
17-Apr-2009	Ellora Energy Inc	LORA		$17.00 - $19.00	3-Nov-06	Profile
17-Apr-2009	NiSource Energy Partners LP	NIA	12.5M		21-Dec-07	Profile
15-Apr-2009	Source Photonics Inc	SRSE			26-Dec-07	Profile
14-Apr-2009	Biogen Ltd		-0.0M		8-Sep-08
10-Apr-2009	Current Media Inc	CRTM			28-Jan-08	Profile
8-Apr-2009	Alimera Sciences Inc	ALIM			1-Jul-08	Profile
1-Apr-2009	Western Express Holding Inc	WEXP	-0.0M		14-Nov-05	Profile
31-Mar-2009	Fanwo Technologies Ltd		-0.0M		30-Sep-08
26-Mar-2009	PIMCO High Yield Municipal	PXM		$15.00	21-Aug-07	Profile
26-Mar-2009	PIMCO CommoditiesPLUS Fund			$15.00	10-Aug-04
26-Mar-2009	RAI Acquisition Corp			$10.00	7-Jan-08
24-Mar-2009	Valor Computerized Systems Ltd	VCR			11-Jan-08	Profile
19-Mar-2009	InfoNXX Inc	KGB			14-Dec-07	Profile
17-Mar-2009	Omneon Video Networks	OMNE			29-Dec-06	Profile
16-Mar-2009	McJunkin Red Man Corp	MRC			20-Aug-08	Profile
12-Mar-2009	Sinofabric Ltd		-0.0M		29-Aug-08
6-Mar-2009	Rising Tyre Co Ltd		-0.0M		30-Sep-08
5-Mar-2009	GlassHouse Technologies Inc				18-Dec-07
27-Feb-2009	Spclty Metals Grp Indium Corp			$5.00	27-Feb-08
25-Feb-2009	Pogo Jet Inc	POGO		$12.50 - $16.50	13-Sep-07	Profile
21-Feb-2009	Gielda Papierow Wartosciowych		-0.0M		11-Aug-01
21-Feb-2009	Gielda Papierow Wartosciowych				21-Aug-08
13-Feb-2009	Changing World Tech Inc	CWL		$8.00 - $12.00	12-Aug-08	Profile
10-Feb-2009	Third Wave Acquisition Corp	TWV		$10.00	20-Nov-07	Profile
6-Feb-2009	Vitamin Shoppe Inc		-0.0M		23-May-07
6-Feb-2009	Big West Oil Partners LP	BWO			7-Dec-07	Profile
3-Feb-2009	Long Chen Paper		-0.0M		5-Jun-08
3-Feb-2009	TherOx Inc		-0.0M		4-Sep-08
3-Feb-2009	Tensar Corp		-0.0M		28-Aug-07
2-Feb-2009	Gemini Engi-Fab Private Ltd		5.5M	$75.00 - $80.00	10-Nov-08
30-Jan-2009	MagnaChip Semiconductors LLC				14-Nov-07
26-Jan-2009	BE Resources Inc				9-Jul-08
23-Jan-2009	Hanzevast Carisbrooke Shipping			$100.00	29-Dec-08
20-Jan-2009	Stallion Oilfield Services Ltd	SOFS			17-Apr-07	Profile
16-Jan-2009	Resource Holdings Ltd		-0.0M		30-Sep-08
16-Jan-2009	Resource Holdings Ltd		-0.0M		30-Sep-08
13-Jan-2009	Zhejiang Red Sun Wool Tech Ltd		-0.0M		17-Sep-08
12-Jan-2009	Kintore Resources Ltd		17.5M	$0.20	17-Oct-08
8-Jan-2009	Greenstreet Acquisition Corp			$8.00	17-Jan-08
5-Jan-2009	Visanet	VNET3			15-Mar-08	Profile
24-Dec-2008	Eyeblaster Inc				10-Mar-08
24-Dec-2008	NameMedia Inc	NAME			2-Nov-07	Profile
23-Dec-2008	Australian Gemstone House Ltd		-0.0M		27-Jun-08
23-Dec-2008	Transformation Capital Corp			$10.00	3-Mar-08
23-Dec-2008	Anacor Pharmaceuticals Inc	ANAC			31-Aug-07	Profile
22-Dec-2008	Leopard Acquisition Corp			$10.00	27-Mar-08
18-Dec-2008	Biotrove Inc	BTRV			1-Apr-08	Profile
18-Dec-2008	Mead Johnson Nutrition Co	MJN			15-Sep-08	Profile
18-Dec-2008	JWL Partners Acquisition Corp			$10.00	8-Feb-08
17-Dec-2008	Zonare Medical Systems Inc	ZONE			2-Jul-08	Profile
15-Dec-2008	Grail Investment Corp			$10.00	14-Jan-08
15-Dec-2008	TransMedics Inc	TMDX			14-Sep-07	Profile
12-Dec-2008	MAFS Acquisition Corp			$10.00	7-Dec-07
12-Dec-2008	Aegerion Pharmaceuticals Inc	AEGR			20-Nov-07	Profile
12-Dec-2008	EPocrates Inc	EPOC			17-Apr-08	Profile
11-Dec-2008	Capstar Acquisition Corp	CRB		$10.00	2-Nov-07	Profile
8-Dec-2008	Del Frisco's Restaurant Grp LL				23-Oct-07
5-Dec-2008	Acclarent Inc				6-Jun-08
4-Dec-2008	Builder Acquisition Corp			$8.00	9-Jun-06
3-Dec-2008	Anel Elektrik Proje Taahhut ve		17.0M	$2.25 - $2.75	27-Nov-08
2-Dec-2008	Osmetech PLC	OMH		$7.00 - $9.00	12-Sep-08	Profile
25-Nov-2008	US Power Generating Co	UPR	-0.0M		12-Aug-08	Profile
18-Nov-2008	Ospol AB			$10.00	10-Sep-08
18-Nov-2008	Calvert St Capital Partners			$14.00 - $16.00	21-Nov-07
17-Nov-2008	BlueArc Corp				7-Sep-07
14-Nov-2008	Kanders Acquisition Co Inc			$10.00	24-Oct-07
14-Nov-2008	Local Matters Inc			$5.40 - $6.60	22-Mar-06
14-Nov-2008	ChemoCentryx Inc	CCXI			9-Nov-07	Profile
13-Nov-2008	Metastorm Inc				13-May-08
4-Nov-2008	Cardiovascular Systems Inc				22-Jan-08
3-Nov-2008	Gemstar Diamonds Ltd		-0.0M		5-Mar-08
31-Oct-2008	AMC Ent Hldg Inc	AC			12-Sep-07	Profile
31-Oct-2008	China Zhengda Sports Ltd		-0.0M		30-Sep-08
29-Oct-2008	SS&C Technologies Hold	SSNC			13-Jun-07	Profile
28-Oct-2008	CyDex Pharma Inc				12-Mar-08
27-Oct-2008	Ua Withya PCL				19-Mar-08
27-Oct-2008	Ua Withya PCL		-0.0M		19-Mar-08
24-Oct-2008	Xanodyne Pharmaceuticals Inc	XANO			9-Nov-07	Profile
23-Oct-2008	Phenomix Corp				25-Jan-08
17-Oct-2008	Turner Investments Inc	TRNR		$17.00 - $19.00	18-Sep-07	Profile
16-Oct-2008	Quetzal Energy Inc			$0.50	8-May-08
14-Oct-2008	Synacor Inc	SYNC			2-Aug-07	Profile
13-Oct-2008	AKMC	AKMC	-0.0M		30-May-06	Profile
13-Oct-2008	Trarem Afrique SA		0.25M	$402.00	8-Oct-08
10-Oct-2008	Symetra Financial Corp	SYA		$18.00 - $20.00	29-Jun-07	Profile
10-Oct-2008	SOI Holdings Inc	SOH			30-Oct-07	Profile
9-Oct-2008	Value Financial Services Inc			$8.00 - $10.00	13-Aug-07
7-Oct-2008	K-Sea GP Holdings LP				5-Mar-08
7-Oct-2008	Aldagen Inc				9-May-08
7-Oct-2008	Nufcor Uranium Ltd	NU	-0.0M		21-Jul-08	Profile
26-Sep-2008	Fluidigm Corp	FLDM		$14.00 - $16.00	14-Apr-08	Profile
25-Sep-2008	United Svcs Mgt Corp		16.0M	$10.00	28-Feb-08
23-Sep-2008	Oge Enogex Partners LP	OGP		$16.00 - $18.00	27-Jun-07	Profile
22-Sep-2008	Danfoss A/S		-0.0M		9-Jul-08
17-Sep-2008	Lotte Engineering & Constr Co		-0.0M		2-Feb-08
17-Sep-2008	Tong Yang Life Ins Co Ltd				4-Feb-08
16-Sep-2008	OAO OChK URALCHEM		-0.0M		16-Jul-08
16-Sep-2008	Consonus Technologies Inc	DCTI		$8.00 - $10.00	4-May-07	Profile
12-Sep-2008	Adventure Learning Channel		-0.0M		5-May-08
9-Sep-2008	Alma Lasers Ltd	ALMA	-0.0M		31-Dec-07	Profile
8-Sep-2008	Resolute Energy Partners LP	REN			28-Sep-07	Profile
8-Sep-2008	Insys Therapeutics Inc	INRX			17-Aug-07	Profile
5-Sep-2008	China Kangda Food Co Ltd	P74	-0.0M		30-Jun-08	Profile
3-Sep-2008	Codexis Inc				14-Apr-08
26-Aug-2008	Salient Surg Tech Inc				13-Mar-08
14-Aug-2008	IDS Group Inc	IDSI			15-Feb-08	Profile
11-Aug-2008	Allegro MicroSystems Inc	ALGM			8-Aug-07	Profile
5-Aug-2008	Convio Inc	CNVO			30-Aug-07	Profile
1-Aug-2008	Zogenix Inc	ZGNX			20-Mar-08	Profile
25-Jul-2008	Rocksburgh Capital Ltd		-0.0M		4-Jul-08
24-Jul-2008	S&P 500 GEARED Fund II Inc	GRQ		$20.00	16-Aug-05	Profile
24-Jul-2008	IQ Tax Advantage Div Incm Fnd			$15.00	14-Apr-04
11-Jul-2008	Delos Acquisition Corp		15.0M	$10.00	20-Feb-08
10-Jul-2008	Education Media Inc	EMA		$10.00	27-Nov-07	Profile
3-Jul-2008	North Sound Mtg Inv Corp			$15.00	12-Mar-08
3-Jul-2008	Silicon Participation Corp		-0.0M		31-Mar-08
3-Jul-2008	GeoVera Insurance Holdings Ltd	GEOV		$16.00 - $18.00	26-Mar-07	Profile
2-Jul-2008	Venoco Acquisition Co		9.1M		14-Feb-08
27-Jun-2008	Bayhill Therapeutics Inc	BHTX			9-Jan-08	Profile
25-Jun-2008	Initiate Systems Inc		-0.0M		13-Nov-07
23-Jun-2008	Sonics Inc	SNCS			24-Aug-07	Profile
20-Jun-2008	Broncus Technologies Inc	LUNG			20-Nov-07	Profile
19-Jun-2008	CVR Partners LP		5.25M		28-Feb-08
18-Jun-2008	Eyeonics Inc				27-Jul-07
13-Jun-2008	Varolii Corp	VRLI			14-Sep-07	Profile
9-Jun-2008	Peplin Inc	PLI			9-Aug-07	Profile
9-Jun-2008	CCS Medical Holdings Inc	CCSM		$14.00 - $16.00	11-May-07	Profile
4-Jun-2008	Noninvasive Medical Tech		3.0M		13-Feb-07
3-Jun-2008	Accuro Healthcare Solutions				23-Jan-08
2-Jun-2008	CreditCards.com Inc	CCRD			10-Aug-07	Profile
28-May-2008	Liberty Lane Acquisition Corp	LLAC		$10.00	25-Mar-08	Profile
27-May-2008	Al Thani Petroleum		-0.0M		17-Dec-05
22-May-2008	Dreyfus Intmd Mun Inc Fnd			$15.00	22-Mar-04
22-May-2008	IPC Systems Inc		-0.0M		4-Jan-08
19-May-2008	NitroSecurity Inc			$8.00 - $10.00	10-Aug-07
12-May-2008	Emphasys Medical Inc	EMPH			21-Sep-07	Profile
12-May-2008	CSAV Hldg Corp			$12.00 - $14.00	27-Sep-07
9-May-2008	Elixir Pharmaceuticals Inc			$14.00 - $16.00	21-Sep-07
7-May-2008	Harry & David Holdings Inc			$13.00 - $15.00	4-Aug-05
6-May-2008	HK Energy Partners LP	HKE	9.25M		30-Oct-07	Profile
17-Apr-2008	Firepond Inc	FPND		$3.00	14-Aug-07	Profile
8-Apr-2008	CampusU Inc	CMPS		$5.50 - $6.50	26-Jun-07	Profile
3-Apr-2008	Aprimo Inc	MKTG			10-Sep-07	Profile
2-Apr-2008	Windsor Energy Resources	WERI			10-Feb-06	Profile
27-Mar-2008	MonoSol Rx Inc	MSRX		$16.00 - $18.00	14-May-07	Profile
21-Mar-2008	Lifewatch Corp	LIFE			13-Dec-06	Profile
18-Mar-2008	China Pacific Acquisition Corp		7.5M	$8.00	28-Dec-07
17-Mar-2008	Renewable Energy Group Inc	RWE	-0.0M		16-Jul-07	Profile
5-Mar-2008	ViewSonic Corp	VIEW	-0.0M		2-Jul-07	Profile
4-Mar-2008	UPEK Inc	UPEK			14-May-07	Profile
21-Feb-2008	Transoma Medical Inc	TSMA		$14.00 - $16.00	12-Oct-07	Profile
20-Feb-2008	Danger Inc	DNGR	-0.0M		19-Dec-07	Profile
15-Feb-2008	Concentric Med Inc	CLOT			17-Aug-07	Profile
14-Feb-2008	Crit Homecare Sol Hldgs Inc	CHCS			10-Oct-07	Profile
12-Feb-2008	BCD Semiconductor(Bermuda)	BCDS		$9.00 - $11.00	28-Jan-08	Profile
11-Feb-2008	Plains GP Holdings LP				31-Aug-07
11-Feb-2008	Forum Oilfield Technologies	FOT	-0.0M		17-Oct-07	Profile
11-Feb-2008	McLeodUSA Inc	MUSA		$13.00 - $15.00	22-Mar-07	Profile
8-Feb-2008	Light Sciences Oncology Inc	LSON		$14.00 - $16.00	21-Apr-06	Profile
7-Feb-2008	Tully's Coffee Corp			$10.00 - $12.00	27-Apr-07
6-Feb-2008	Archemix Corp			$12.00 - $14.00	25-Jul-07
1-Feb-2008	Biolex Inc	BLEX			14-Aug-07	Profile
30-Jan-2008	Chaparral Energy Inc				29-Dec-05
29-Jan-2008	EqualLogic Inc	EQLX			9-Aug-07	Profile
23-Jan-2008	BG Medicine Inc			$8.00 - $10.00	3-Aug-07
23-Jan-2008	Iggys House Inc			$6.00	9-Aug-07
23-Jan-2008	CDM Resource Partners LP	CDP		$19.00 - $21.00	31-Jul-07	Profile
22-Jan-2008	Iron Leaf Capital Corp	IRON		$14.00 - $16.00	22-Mar-07	Profile
18-Jan-2008	Akela Pharma Inc	AKL		$6.00 - $8.00	12-Oct-07	Profile
17-Jan-2008	MDC Acquisition Partners Inc			$8.00	5-Jul-05
16-Jan-2008	Cross Match Technologies Inc			$11.00 - $13.00	30-Apr-07
14-Jan-2008	Exco Partners LP	XP			13-Sep-07	Profile
3-Jan-2008	Imperium Renewables Inc	IMPR			23-May-07	Profile
3-Jan-2008	CGEN Digital Media Co Ltd	PUB		$13.00 - $15.00	14-Nov-07	Profile
31-Dec-2007	DLI Holding Corp	DLIH			10-Aug-07	Profile
28-Dec-2007	Merrion Pharmaceuticals Ltd			$6.00 - $7.00	30-Mar-07
21-Dec-2007	Accoona Corp		-0.0M		3-Aug-07
18-Dec-2007	Applied Precision LLC				30-Jun-06
13-Dec-2007	Devax Inc	DEVX	-0.0M		4-May-07	Profile
13-Dec-2007	Catalytic Cap Invest Corp			$8.00	24-Mar-06
12-Dec-2007	Classmates Media Corp	CLAS		$10.00 - $12.00	13-Aug-07	Profile
10-Dec-2007	GSC Capital Corp	GCR			27-Jan-06	Profile
8-Dec-2007	Taewoong Co Ltd	44490	-0.0M		24-Nov-07	Profile
5-Dec-2007	Precision Therapeutics Inc				24-Aug-07
4-Dec-2007	Chemokine Therapeutics Corp	CTI		$0.55	30-May-07	Profile
30-Nov-2007	Ascent Energy Inc	ACNT			30-Jun-06	Profile
21-Nov-2007	Reliant Pharmaceuticals Inc			$25.00 - $27.00	10-Aug-07
20-Nov-2007	Paradigm Ltd	PDGM			20-Sep-06	Profile
15-Nov-2007	Eyetel Imaging Inc	EYT		$5.00 - $5.50	7-May-07	Profile
15-Nov-2007	Reliant Technologies Inc	RLNT		$14.00 - $16.00	16-Aug-07	Profile
14-Nov-2007	Affinion Group Holdings Inc	AFL		$15.00 - $17.00	27-Jun-07	Profile
13-Nov-2007	Ntk Holdings Inc	NTK			5-May-06	Profile
9-Nov-2007	Nimblegen Systems Inc				16-Mar-07
9-Nov-2007	NanoDynamics Inc	NDMX		$12.00 - $14.00	4-May-07	Profile
31-Oct-2007	Orchard First Source Inc	OFSI	-0.0M		20-Apr-04	Profile
30-Oct-2007	Metals USA Holdings Corp				26-May-06
29-Oct-2007	Akrion Inc	AKRI			14-May-07	Profile
19-Oct-2007	Adnexus Therapeutics Inc		-0.0M		21-Aug-07
12-Oct-2007	ASAlliances Biofuels LLC				15-Sep-06
9-Oct-2007	Golub Capital Partners LLC	GCAP	-0.0M		14-May-07	Profile
5-Oct-2007	Zars Pharma Inc			$14.00 - $16.00	11-Jun-07
3-Oct-2007	AmWINS Group Inc				13-Nov-06
2-Oct-2007	CompBenefits Corp				4-Dec-06
26-Sep-2007	Mitel Networks Corp				10-May-06
20-Sep-2007	Merrill Corp	MRL			13-Feb-06	Profile
12-Sep-2007	Wonder Auto Technology Inc	WATG		$6.48	6-Jul-07	Profile
10-Sep-2007	Enhanced Equity Premium Fund		0.01M	$20.00	1-Apr-05
7-Sep-2007	NovaCardia Inc				29-Mar-07
7-Sep-2007	Highland Financial Partners LP	HFP			31-Oct-06	Profile
6-Sep-2007	Lazard Global Mid Cap Fund Inc		0.1M	$20.00	14-Dec-04
29-Aug-2007	Genutec Business Solutions Inc	GENU	-0.0M		14-Aug-06	Profile
22-Aug-2007	Lexington Strategic Asset Corp	LSAC			10-Mar-06	Profile
21-Aug-2007	Photowatt Technologies Inc	PHWT		$15.00 - $17.00	1-Sep-06	Profile
16-Aug-2007	LNR Capital Corp	LNR			22-Jul-05	Profile
6-Aug-2007	Amedica Corp	AMCA		$13.00 - $15.00	22-May-07	Profile
2-Aug-2007	Acologix Inc				16-Aug-06
24-Jul-2007	Nagao Group Holdings Ltd		9.38M	$8.00	5-Mar-07
3-Jul-2007	PicisMSM				18-Aug-06
28-Jun-2007	Quark Pharmaceuticals Inc	QURK		$12.00 - $14.00	30-Mar-07	Profile
26-Jun-2007	Endoceutics Inc	ENCX		$7.00 - $9.00	27-Feb-07	Profile
25-Jun-2007	Everquest Financial Ltd		-0.0M		9-May-07
15-Jun-2007	Aegerion Pharmaceuticals Inc	AEGR		$12.00 - $14.00	21-Mar-07	Profile
12-Jun-2007	Tapestry Pharmaceuticals Inc	TPPH	-0.0M		23-Apr-07	Profile
6-Jun-2007	BGC Partners Inc	BGCP	-0.0M		8-Feb-07	Profile
31-May-2007	Buy.com Inc	BUYY		$8.00	25-Jan-05	Profile
30-May-2007	Neff Corp				26-May-06
4-May-2007	Cardiomems Inc	SENS		$12.00 - $14.00	19-Jan-07	Profile
3-May-2007	AMC Entertainment Inc			$18.00 - $20.00	11-Dec-06
1-May-2007	Perlegen Sciences Inc		-0.0M		10-Apr-06
1-May-2007	Banuestra Financial Corp	BNF		$6.00 - $8.00	7-Dec-06	Profile
30-Apr-2007	Madison River Comm Corp				17-Oct-06
20-Apr-2007	BIDZ.com Inc	BIDZ		$7.00 - $8.00	17-Mar-06	Profile
20-Apr-2007	PTC Therapeutics Inc				31-Mar-06
18-Apr-2007	Edgen Murray PLC	EMY	-0.0M		13-Nov-06	Profile
18-Apr-2007	Bank Street Telecom Funding Co			$8.00	5-Aug-05
17-Apr-2007	Polymer Fusion Education			$14.00 - $16.00	7-Jun-04
10-Apr-2007	Vanguard Car Rental Group Inc				2-Aug-06
29-Mar-2007	Taliera Corp	TLE		$8.00	28-Jul-06	Profile
13-Mar-2007	Liberman Broadcasting Inc				12-Feb-04
7-Mar-2007	Oncogenex Technologies Inc			$7.50 - $8.50	13-Dec-06
26-Feb-2007	QuadraPoint Acquisition Corp		12.5M	$5.00	15-Jul-05
15-Feb-2007	NGTV			$5.75 - $6.25	3-Feb-06
13-Feb-2007	Time Warner Cable Inc				18-Oct-06
5-Feb-2007	Hyco International Inc	HYCO			12-May-06	Profile
5-Feb-2007	Trident Resources Corp	TZ	-0.0M		24-Jul-06	Profile
2-Feb-2007	DG Acquisition Corp			$8.00	30-Jun-05
2-Feb-2007	Tube City IMS Corp				7-Jul-06
19-Jan-2007	St Francis Med Tech Inc	SFMT			21-Sep-06	Profile
12-Jan-2007	Ryan Beck Holdings Inc	RBCO	-0.0M		17-Apr-06	Profile
5-Jan-2007	Basic Care Networks Inc	BCNI			13-Feb-06	Profile
1-Jan-2007	Coral Eurobet PLC		-0.0M		16-May-04
29-Dec-2006	Liberty All-Star Mid-Cap Fund	ASM		$20.00	22-Mar-05	Profile
22-Dec-2006	GNC Corp	GNC		$16.00 - $18.00	2-Jun-06	Profile
21-Dec-2006	Telesat Holding Inc				18-Sep-06
21-Dec-2006	SkyCabs International Ltd		-0.0M		16-Nov-06
19-Dec-2006	EduTrades Inc	EDX		$9.00 - $11.00	10-Nov-05	Profile
12-Dec-2006	Akrion LLC		-0.0M		6-Oct-04
5-Dec-2006	ImaRx Therapeutics Inc	IMRX		$10.00 - $12.00	19-May-06	Profile
4-Dec-2006	Logans Roadhouse Inc	LGNS	-0.0M		14-Jul-06	Profile
28-Nov-2006	Asthmatx Inc	AZMA		$11.00 - $13.00	24-Jul-06	Profile
22-Nov-2006	NEG Inc	NEG			14-Feb-06	Profile
22-Nov-2006	Hawkeye Holdings Inc	HWY		$21.00 - $23.00	30-May-06	Profile
15-Nov-2006	Riata Energy Inc		-0.0M		12-Jan-06
13-Nov-2006	ActivBiotics Inc			$8.00 - $10.00	14-Aug-06
9-Nov-2006	Rhino Resource Partners LP	RNO			18-Apr-06	Profile
2-Nov-2006	Intermetro Communications Inc			$7.00 - $8.00	11-May-06
2-Nov-2006	Stallion Oilfield Services Ltd	SOFS	-0.0M		3-Jul-06	Profile
2-Nov-2006	Otis Spunkmeyer Inc				20-Jun-06
24-Oct-2006	Petrie Parkman & Co Inc		-0.0M		13-Sep-06
20-Oct-2006	BioVex Group Inc	BVEX		$11.00 - $13.00	20-Jun-06	Profile
19-Oct-2006	Madison River Comm Corp				23-Dec-04
12-Oct-2006	El Pollo Loco Holdings Inc	LOCO			8-May-06	Profile
12-Oct-2006	Hexion Specialty Chemicals Inc			$25.00 - $28.00	25-Apr-05
4-Oct-2006	Alsius Corp				26-Apr-06
2-Oct-2006	IBuyDigital.com Inc	IBUY			13-Jan-05	Profile
27-Sep-2006	Jazz Semiconductor Inc				24-Apr-06
8-Sep-2006	T-Equity Capital Corp	TECC			6-Mar-06	Profile
17-Aug-2006	Tandem Health Care Inc		-0.0M		7-Oct-05
17-Aug-2006	Telemar Participacoes SA				11-May-06
8-Aug-2006	Go Daddy Group Inc	DADY			12-May-06	Profile
7-Aug-2006	Asset Capital Corp	ACCI		$9.00 - $10.00	18-Oct-05	Profile
4-Aug-2006	Alien Technology Corp	RFID		$10.00 - $12.00	13-Apr-06	Profile
2-Aug-2006	Amicus Therapeutics Inc				17-May-06
31-Jul-2006	Smart Move Inc			$4.50 - $5.50	10-Feb-06
25-Jul-2006	CHG Healthcare Services Inc			$15.00 - $17.00	27-Mar-06
25-Jul-2006	RBS Global Inc				4-Apr-06
14-Jul-2006	Hertz Corp				13-Jun-05
12-Jul-2006	Berkline/BenchCraft Holdings		-0.0M		11-Apr-05
12-Jul-2006	Wintegra Inc	WNTG		$12.00 - $14.00	17-Feb-06	Profile
7-Jul-2006	QuatRx Pharmaceuticals Co	QTRX		$11.00 - $13.00	3-Feb-06	Profile
6-Jul-2006	Stroud Energy Inc	STRO	-0.0M		6-Apr-06	Profile
5-Jul-2006	Clearwire Corp		-0.0M		11-May-06
26-Jun-2006	Taberna Realty Finance Trust	TBR			23-Nov-05	Profile
21-Jun-2006	Progress Rail Services Corp				17-Mar-06
21-Jun-2006	Dresser Inc				3-Sep-04
13-Jun-2006	Horizon Technology Finance	HRZN			21-Dec-05	Profile
9-Jun-2006	BioNumerik Pharmaceuticals Inc	BNPI		$14.00 - $16.00	8-Jun-04	Profile
23-May-2006	Ritz Interactive Inc	RTZI			9-Sep-05	Profile
12-May-2006	Activant Solutions Inc				2-Jun-05
8-May-2006	Passave Inc			$15.00 - $17.00	25-Aug-05
26-Apr-2006	Tarpon Industries Inc			$4.00 - $6.00	1-Nov-04
24-Apr-2006	NVC Industrial Dev Co Ltd		-0.0M		20-Aug-05
7-Apr-2006	Mattress Holding Corp				5-Aug-04
5-Apr-2006	China Hospitals Inc		7.5M	$13.50	30-Jun-05
4-Apr-2006	RBS Global Inc		-0.0M		30-Mar-06
31-Mar-2006	Global Secure Corp	GSEC		$6.50	12-Aug-05	Profile
24-Mar-2006	Aearo Corp				22-Nov-05
22-Feb-2006	Technology Spectrum Inc	TSPE			13-May-05	Profile
16-Feb-2006	KKR BDC Inc				12-Apr-04
15-Feb-2006	Corus Pharma Inc				27-Aug-04
14-Feb-2006	Viceroy Acquisition Corp			$8.00	2-Sep-05
13-Feb-2006	Wood Resources LLC	WRC	4.25M		14-Nov-05	Profile
10-Feb-2006	Debt Resolve Inc			$5.00	30-Sep-05
3-Feb-2006	Texas Genco Inc	POWR			6-Jun-05	Profile
1-Feb-2006	Kenan Advantage Group		-0.0M		29-Jul-04
10-Jan-2006	Glycotex Inc	GLTX		$8.00 - $10.00	9-Sep-05	Profile
9-Jan-2006	Safe Auto Group Inc	SAIC	-0.0M		5-Nov-04	Profile
4-Jan-2006	AeroGrow International Inc	AERO	1.67M	$5.00 - $7.00	4-Nov-05	Profile
23-Dec-2005	Anna's Linen Company	ANNA			5-May-05	Profile
22-Dec-2005	Cavan Maritime Ltd	CAVN			13-May-05	Profile
20-Dec-2005	Prestwick Pharmaceuticals Inc		-0.0M		22-Apr-05
19-Dec-2005	TeamHealth Inc		-0.0M		16-Aug-05
15-Dec-2005	IDT Spectrum Inc	GIGZ		$11.00 - $13.00	29-Aug-05	Profile
15-Dec-2005	AlgoRx Pharmaceuticals Inc	AGRX		$7.00 - $8.00	24-Nov-04	Profile
13-Dec-2005	Voyager Pharmaceutical Corp	VYGR		$15.00 - $19.00	9-Sep-05	Profile
1-Dec-2005	American Railcar Industries				8-Sep-05
21-Nov-2005	IntraLinks Inc	ILNX		$14.00 - $16.00	30-Jun-05	Profile
17-Nov-2005	Reliant Pharmaceuticals Inc				20-May-05
10-Nov-2005	GSI Technology Inc				13-Apr-04
26-Oct-2005	Predix Pharmaceuticals Inc	PRDX		$10.00 - $12.00	3-Aug-05	Profile
21-Oct-2005	China Overseas Ppty Grp Ltd		-0.0M		2-Oct-04
20-Oct-2005	SkinMedica Inc	SKMD		$11.00 - $13.00	27-Apr-05	Profile
19-Oct-2005	Innovene		-0.0M		12-Sep-05
14-Oct-2005	GeoLogistics Corp				18-Jan-05
13-Oct-2005	Republic Engineered Products				24-Nov-04
12-Oct-2005	Watchdata Technologies Ltd	WDAT		$14.00 - $15.00	22-Dec-04	Profile
28-Sep-2005	TransCore Holdings Inc				10-Jun-04
22-Sep-2005	Nuveen Virginia Dividend 3			$15.00	30-Mar-04
22-Sep-2005	INTARCIA THERAPEUTICS INC	ITCA		$12.00 - $14.00	7-Feb-05	Profile
22-Sep-2005	National Waterworks Holdings	NWW			6-Apr-05	Profile
22-Sep-2005	Nuveen Cali Muni High Income			$15.00	30-Mar-04
22-Sep-2005	Nuveen Arizon Divident 4			$15.00	30-Mar-04
22-Sep-2005	Nuveen N Carolina Div Adv Mun			$15.00	7-Apr-04
21-Sep-2005	IGN Entertainment Inc				13-Jul-05
16-Sep-2005	PAETEC Holding Corp			$12.00 - $14.00	22-Apr-05
31-Aug-2005	Celldex Therapeutics Inc			$8.00 - $10.00	9-Apr-04
18-Aug-2005	Midlantic Office Trust, Inc.	MDA		$14.00 - $16.00	13-May-05	Profile
4-Aug-2005	Stentor Inc				19-Nov-04
29-Jul-2005	ArcSoft Inc	ARCT	-0.0M		20-Aug-04	Profile
19-Jul-2005	PRN Corp			$13.00 - $15.00	5-May-04
18-Jul-2005	Cohen&Steers Div AS Fnd Inc		0.05M	$20.00	28-Apr-04
11-Jul-2005	Intl Metal Ent Inc	IML		$5.00	23-Feb-05	Profile
6-Jul-2005	Coffeyville Resources Inc		-0.0M		11-Feb-05
28-Jun-2005	Capital Maritime & Trading	CPM		$14.00 - $16.00	13-Jun-05	Profile
23-Jun-2005	Eagle Test Systems Inc				9-Jul-04
23-Jun-2005	Peninsula Pharmaceuticals Inc	PPRX		$12.00 - $14.00	16-Dec-03	Profile
15-Jun-2005	Jazz Semiconductor Inc				21-Jan-04
13-Jun-2005	Synta Pharmaceuticals Corp			$14.00 - $16.00	18-Jan-05
8-Jun-2005	Interactive Health Inc	IHTT		$15.00 - $17.00	29-Apr-04	Profile
3-Jun-2005	THL Bedding Holding Co				4-Jun-04
19-May-2005	Sound Surgical Technologies	LSV		$4.00	20-Dec-04	Profile
19-May-2005	EpiCept Corp	EPCT		$6.00 - $7.00	10-Jan-05	Profile
16-May-2005	Radnor Holdings Corp	RHCX		$13.00 - $15.00	13-Nov-03	Profile
13-May-2005	Integrated Fin Sys Inc	IFSS		$5.00	5-Aug-04	Profile
12-May-2005	Salmedix Inc	SMDX			23-Apr-04	Profile
11-May-2005	TriMas Corp	TRS			25-Mar-04	Profile
29-Apr-2005	Egenera Inc				24-Jun-04
27-Apr-2005	Memec Inc	MEC			3-May-04	Profile
21-Apr-2005	Medex Holdings Corp	MDX	-0.0M		12-Aug-04	Profile
8-Apr-2005	Integris Metals Inc	IMC			20-Aug-04	Profile
22-Mar-2005	Westcon Group Inc				3-Mar-04
17-Mar-2005	FreightCar America Inc				11-Jan-05
16-Mar-2005	Targacept Inc		6.25M	$11.00 - $13.00	14-May-04
1-Mar-2005	CardCorp Canada Ventures				10-Mar-04
11-Feb-2005	SmartBargains Inc				1-Jul-04
10-Feb-2005	Union Drilling Inc		-0.0M		2-Aug-01
9-Feb-2005	Infiniti Solutions LTD	ISLT		$8.00 - $10.00	16-Sep-04	Profile
8-Feb-2005	Sybari Software Inc	SYBS		$14.00 - $16.00	14-May-04	Profile
2-Feb-2005	Viper Motorcycle Co	BIK		$5.00	10-Jun-04	Profile
1-Feb-2005	Oak Street Fin Serv Inc	OAKS			12-May-04	Profile
31-Jan-2005	Transportation Tech Inds Inc			$15.00 - $17.00	4-May-04
26-Jan-2005	Nextest Systems Corp		-0.0M		16-Apr-04
12-Jan-2005	First NLC Fin Serv Inc			$12.00 - $14.00	19-Mar-04
4-Jan-2005	Celerity Group Inc				10-Jun-02
22-Dec-2004	Fidelity Natl Inf Serv Inc				26-May-04
17-Dec-2004	Oasis Semiconductor Inc				19-Mar-04
10-Dec-2004	Eye Care Centers of America		-0.0M		7-May-04
8-Dec-2004	Alliance Laundry Holdings LLC		-0.0M		13-Apr-04
8-Dec-2004	Nuveen CA Div Adv Mun Fund 4			$15.00	19-Oct-01
24-Nov-2004	Hyland Software Inc		-0.0M		18-May-04
22-Nov-2004	Seven Networks Inc	SEVN			22-Mar-04	Profile
12-Nov-2004	Buffets Holdings Inc		-0.0M		27-Aug-04
4-Nov-2004	DASCO Medical Properties Trust	DSC	-0.0M		13-May-04	Profile
4-Nov-2004	Triarc Deerfield Investment Co		25.0M	$20.00	19-Apr-04
3-Nov-2004	GNC Corp	GNC			28-May-04	Profile
1-Nov-2004	HealthEssentials Solutions Inc	CARE	-0.0M		3-Sep-04	Profile
1-Nov-2004	Merisant Worldwide Inc	MERI	-0.0M		30-Apr-04	Profile
26-Oct-2004	Woodforest Financial Group Inc	WOOD			18-Jun-04	Profile
25-Oct-2004	Carrols Holdings Corp				22-Jun-04
25-Oct-2004	THL Investment Capital Corp		-0.0M		4-May-04
25-Oct-2004	Lindows Inc	LINE	4.4M	$9.00 - $11.00	20-Apr-04	Profile
25-Oct-2004	Accent Optical Techn Inc			$14.00 - $16.00	22-Mar-04
14-Oct-2004	Graham Packaging Co LP			$16.00 - $19.00	24-May-02
12-Oct-2004	DisplayTech Inc		3.6M	$10.00 - $12.00	27-May-04
8-Oct-2004	Synetics Solutions Inc				30-Apr-04
7-Oct-2004	Athena Diagnostics Inc	ATHN			31-Oct-01	Profile
6-Oct-2004	BrightStar Corp		-0.0M		9-Aug-04
5-Oct-2004	American Seafoods Corp	SEA			23-May-03	Profile
15-Sep-2004	Brightmail Inc				22-Mar-04
26-Aug-2004	Empi Inc	EMP	8.4M	$14.00 - $16.00	24-Mar-04	Profile
24-Aug-2004	Gores Investment Corp	GINV	-0.0M		6-May-04	Profile
23-Aug-2004	Evercore Investment Corp	EVER	16.0M	$15.00	14-Apr-04	Profile
19-Aug-2004	IQ Rising Rate Fund Inc	RRF	1.0M	$15.00	14-Jun-04	Profile
16-Aug-2004	Insight Health Services Corp		-0.0M		23-Jun-04
16-Aug-2004	Engenio Information Tech Inc		12.5M	$8.00 - $10.00	19-Feb-04
13-Aug-2004	MTone Wireless Co	MTWI	-0.0M		19-Apr-04	Profile
12-Aug-2004	MatchNet Inc		-0.0M		4-Aug-04
12-Aug-2004	MetroPCS Communications Inc		24.0M	$20.00 - $22.00	23-Mar-04
12-Aug-2004	Active Network Inc		-0.0M		22-Apr-04
11-Aug-2004	Claria Corp		-0.0M		8-Apr-04
4-Aug-2004	Nanosys Inc		6.25M	$15.00 - $17.00	22-Apr-04
2-Aug-2004	Advertising.com Inc	ADCM			2-Apr-04	Profile
27-Jul-2004	Financial Pacific Co	FNPC	5.4M	$12.00 - $14.00	9-Apr-04	Profile
27-Jul-2004	ATX Group Inc		5.0M	$14.00 - $16.00	9-Mar-04
26-Jul-2004	TolerRx Inc	TLRX		$12.00 - $14.00	26-Aug-03	Profile
23-Jul-2004	American Capital Access Hldgs	ACA			13-Feb-04	Profile
22-Jul-2004	Porticoes Capital Corp	PTCC	33.33M	$15.00	14-Apr-04	Profile
20-Jul-2004	Viasystems Group Inc				17-Mar-04
16-Jul-2004	Blackridge Investment Corp	BLKR	26.0M	$25.00	14-Apr-04	Profile
7-Jul-2004	Mimis Cafe		-0.0M		5-May-04
25-Jun-2004	Cinemark USA Inc	CNK		$17.00 - $19.00	17-May-02	Profile
20-Jun-2004	Borden Chemical Inc				7-May-04
2-Jun-2004	Noveon International Inc	NOV			20-Feb-04	Profile
27-May-2004	CDRJ North Atlantic (Lux) Sarl	JFA	-0.0M		13-Feb-04	Profile
21-May-2004	Alibris Inc			$10.00 - $14.00	3-Mar-04
21-May-2004	Intelsat Ltd			$12.00 - $14.00	26-Apr-02
14-May-2004	Brantley Mezzanine Cap Corp	BMEZ	6.75M	$15.00	19-Dec-03	Profile
9-Apr-2004	Xcel Pharmaceuticals Inc				22-Aug-03
25-Mar-2004	Novacept		-0.0M		12-Jan-04
16-Jan-2004	Westcon Group Inc		-0.0M		12-Jan-01
31-Dec-2003	ViaCell Inc				30-Jan-02
23-Dec-2003	ACCPAC International Inc	ACPC	-0.0M		18-Dec-02	Profile
16-Dec-2003	Acorda Therapeutics Inc	ACOR		$12.00 - $14.00	29-Sep-03	Profile
8-Dec-2003	Crystal Decisions Inc				23-May-03
3-Dec-2003	PetroChina Co Ltd	PTR	-0.0M		7-Apr-01	Profile
7-Nov-2003	Aderis Pharmaceuticals Inc	ADPX		$11.00 - $13.00	27-Aug-03	Profile
5-Sep-2003	The White House Inc	WHBK		$12.00 - $14.00	22-May-03	Profile
4-Sep-2003	Converse Inc	CNVS			13-Dec-02	Profile
28-Aug-2003	Open Solutions Inc	OPEN	-0.0M		20-Mar-00	Profile
16-Jul-2003	Fortress Investment Corp			$22.00 - $24.00	19-Oct-01
2-Jul-2003	Data Conversion Laboratory	DCLX		$7.50 - $8.50	7-Jun-02	Profile
2-Jul-2003	Raytheon Aerospace Co			$19.00 - $21.00	28-May-02
23-Jun-2003	NPTest Inc				21-May-02
16-Jun-2003	2nd Swing Inc	SSG		$9.00 - $11.00	9-Oct-02	Profile
3-Jun-2003	Sky Global Networks Inc	SGN	-0.0M		20-Jun-00	Profile
28-May-2003	DigitalNet Holdings Inc			$14.00 - $16.00	27-Jan-03
23-May-2003	Noveon International Inc	NOV			31-Jul-02	Profile
20-May-2003	NewsMax Media Inc	NA		$8.00	26-Feb-02	Profile
12-May-2003	DoveBid Inc			$8.00 - $10.00	7-Jun-02
2-May-2003	Dynegy Energy Partners LP			$21.00	25-Feb-02
28-Apr-2003	Symbion Inc	SMBI			31-May-02	Profile
11-Apr-2003	Aerocontracts Ltd(RF Saywell)			$16.00 - $18.00	29-Mar-02
11-Apr-2003	Coast Resorts Inc		-0.0M		24-May-02
28-Mar-2003	Nephros Inc			$6.00 - $7.00	22-Oct-02
27-Mar-2003	Riverwood Holding Inc	RVW	-0.0M		3-May-02	Profile
24-Mar-2003	Mitokor Inc				8-Mar-02
19-Mar-2003	Colfax Corp	CFX			20-Aug-98	Profile
12-Mar-2003	Amscan Holdings Inc		-0.0M		13-Jun-02
10-Mar-2003	Control Delivery Systems Inc	CDSY		$12.00 - $14.00	15-Dec-00	Profile
4-Mar-2003	Esstec Inc	EST		$8.00 - $10.00	22-Jul-02	Profile
27-Feb-2003	CP&P Inc				17-Jun-02
25-Feb-2003	Meridian Automotive Sys Inc				20-Aug-02
20-Feb-2003	Allied Security Inc		-0.0M		19-Sep-02
6-Feb-2003	Spyglass Entertainment Grp Inc				16-Feb-01
31-Jan-2003	Xcel Pharmaceuticals Inc				7-Jan-02
30-Jan-2003	InterVideo Inc			$12.00 - $14.00	11-Jan-02
29-Jan-2003	Verizon Wireless Inc				24-Aug-00
21-Jan-2003	American Medical Laboratories	AMJ			19-Nov-01	Profile
15-Jan-2003	R2 Technology Inc			$10.00 - $12.00	28-Dec-01
14-Jan-2003	Concours Group	CCGP		$15.00 - $17.00	17-Mar-00	Profile
3-Jan-2003	Infonet Services Corp	IN	-0.0M		1-Nov-02	Profile
2-Jan-2003	Spectra Systems Corp				19-Sep-02
20-Dec-2002	Prometric Inc	PROM			23-Sep-99	Profile
20-Dec-2002	GMP Cos Inc	GMPC	-0.0M		7-Nov-00	Profile
16-Dec-2002	Novirio Pharmaceuticals Inc	IDIX			12-Apr-02	Profile
10-Dec-2002	DiaDexus Inc			$12.00 - $14.00	20-Nov-00
22-Nov-2002	Intra Asia Entertainment Corp			$7.00	30-Nov-01
12-Nov-2002	Khanty Mansiysk Oil Corp			$14.00 - $16.00	11-May-01
8-Nov-2002	Cascade Microtech Inc		-0.0M		2-Oct-00
7-Nov-2002	ChipCards Inc	CHIP		$8.10	14-May-01	Profile
5-Nov-2002	Advantage Payroll Svcs Inc	APAY		$18.00 - $20.00	18-Mar-02	Profile
5-Nov-2002	Mariner Energy Inc				17-Sep-99
25-Oct-2002	Global Preferred Holdings Inc	GPHO		$10.00 - $12.00	22-Feb-02	Profile
22-Oct-2002	99 Cent Stuff LLC			$5.00	5-Jul-02
21-Oct-2002	Plains Exploration & Prod			$12.00 - $14.00	21-Jun-02
21-Oct-2002	LipoScience Inc	LIPO		$14.00 - $16.00	1-Mar-02	Profile
15-Oct-2002	Centurion Wireless Tech		-0.0M		22-Sep-00
11-Oct-2002	Hornbeck-Leevac Marine Svcs		-0.0M		22-Jul-02
8-Oct-2002	RAM Energy Inc	RAME	-0.0M		9-May-01	Profile
3-Oct-2002	Power Measurement Inc		-0.0M		28-Aug-01
3-Oct-2002	Corcept Therapeutics Inc			$14.00 - $16.00	21-Dec-01
3-Oct-2002	Protarga Inc	PRTG			11-Dec-01	Profile
3-Oct-2002	APS Healthcare Inc				30-Jan-01
26-Sep-2002	Long Beach Holdings Corp	LBHC			18-Oct-01	Profile
25-Sep-2002	Coca-Cola Hellenic Bottling Co	CCH	11.77M	$15.07	18-Sep-02	Profile
25-Sep-2002	BellSouth Corp - Latin America				29-Mar-00
24-Sep-2002	AmeriChoice Corp	AMCH			11-Mar-02	Profile
24-Sep-2002	Ion Track Inc	IONT	-0.0M		14-Jun-02	Profile
17-Sep-2002	ACCPAC International Inc	ACPC			12-Jun-98	Profile
16-Sep-2002	Bentley Systems Inc		-0.0M		23-Apr-02
28-Aug-2002	Vision Energy Inc	VNRG		$12.00 - $14.00	12-Nov-99	Profile
21-Aug-2002	Petroleum Place Inc	PPLC	-0.0M		19-May-00	Profile
15-Aug-2002	Technical Consumer Product	TCPS		$12.00 - $14.00	17-Oct-01	Profile
8-Aug-2002	CAE Inc	CGT	27.0M	$7.75	3-Jul-02	Profile
8-Aug-2002	Aderis Pharmaceuticals Inc	ADPX			11-Jan-02	Profile
2-Aug-2002	Mobile Services Group Inc	MSGI	-0.0M		25-Mar-02	Profile
31-Jul-2002	Merck-Medco Managed Care LLC		46.7M	$22.00 - $24.00	17-Apr-02
24-Jul-2002	NOMOS Corp		3.1M	$12.00 - $14.00	29-Apr-02
16-Jul-2002	Fresh Enterprises Inc	BAJA	-0.0M		25-Apr-02	Profile
15-Jul-2002	Endeavor Pharmaceutical Inc				3-May-02
9-Jul-2002	Crum & Forster Holdings Corp	CAF			8-Mar-02	Profile
9-Jul-2002	Innovative Drug Delivery Sys			$8.00 - $10.00	2-Jan-02
14-Jun-2002	Altus Medical Inc	ALTU			4-Jan-02	Profile
6-Jun-2002	United States Marine Repair			$14.00 - $16.00	12-Mar-02
23-May-2002	Fidelity Leasing Inc	FLCO		$17.00 - $19.00	2-Jul-99	Profile
20-May-2002	Unisphere Solutions Inc	UNSP		$11.00 - $13.00	4-Aug-00	Profile
26-Apr-2002	AgraQuest Inc			$11.00 - $13.00	3-Aug-01
23-Apr-2002	APBiotech Inc	APBI		$15.00 - $17.00	2-Oct-00	Profile
12-Apr-2002	Webhelp.com Inc			$10.00 - $12.00	22-Mar-00
12-Apr-2002	Silicon Energy Corp			$8.00 - $10.00	14-Jun-01
28-Mar-2002	Nations Express Inc	NAX		$6.50 - $7.50	24-Jul-00	Profile
25-Mar-2002	CombiMatrix Corp	CBMX	-0.0M		22-Nov-00	Profile
12-Mar-2002	Alliance Medical Corp			$14.00 - $16.00	24-Aug-01
1-Mar-2002	Global High Yield Fund Inc		-0.0M		20-Apr-98
26-Feb-2002	Peak6 Corp	PSX		$18.00 - $20.00	2-Apr-01	Profile
21-Feb-2002	Linkage Solutions, Inc.	LNKG		$10.00 - $12.00	12-Mar-99	Profile
8-Feb-2002	Neogenesis Pharmaceuticals Inc	NGPI		$9.00 - $10.00	16-Nov-01	Profile
21-Jan-2002	Mendell Energy Tech Inc	METI	1.0M	$5.00 - $5.50	14-Aug-01	Profile
9-Jan-2002	AMR Research Inc	AMRR	-0.0M		22-Sep-00	Profile
14-Dec-2001	PNY Technologies Inc			$13.00 - $15.00	23-Aug-00
10-Dec-2001	Iasis Healthcare Corp			$14.00 - $16.00	22-Jan-01
7-Dec-2001	Lets Play Sports Inc	GOAL	0.6M	$6.00	1-Mar-01	Profile
5-Dec-2001	Acusphere Inc				4-Sep-01
3-Dec-2001	Xcyte Therapies Inc		-0.0M		22-Dec-00
3-Dec-2001	Universal Hospital Services			$14.00 - $15.00	27-Jul-01
16-Nov-2001	BioNumerik Pharmaceuticals Inc	BNPI	-0.0M		2-Mar-01	Profile
16-Nov-2001	Optical Access Inc	OPXS		$11.00 - $13.00	6-Oct-00	Profile
9-Nov-2001	Jupiter Telecommunications		47.2M	$13.00 - $15.00	8-Nov-00
9-Nov-2001	Digirad Corp				24-Aug-01
30-Oct-2001	Cellomics Inc		6.0M	$16.00 - $18.00	3-Mar-00
24-Oct-2001	Retrac Medical Inc			$8.00 - $12.00	21-Sep-00
18-Oct-2001	Quality Care Solutions Inc			$11.00 - $13.00	15-Feb-00
16-Oct-2001	IPCS Inc	IPCS		$11.00 - $13.00	9-Mar-00	Profile
12-Oct-2001	Matador Petroleum Corp			$16.00 - $18.00	11-Jul-01
10-Oct-2001	RDA Corp	RDAC		$12.00 - $14.00	2-Jun-00	Profile
9-Oct-2001	Kintana Inc	KNTA	-0.0M		12-Jul-01	Profile
9-Oct-2001	DealTime.com Ltd				23-Mar-00
3-Oct-2001	KMC Telecom Holdings Inc		-0.0M		19-Sep-00
2-Oct-2001	Firstmark Communications				14-Aug-00
28-Sep-2001	Tomax Corp	TOMX		$10.00 - $12.00	15-Sep-00	Profile
27-Sep-2001	Childcare Network Inc	CCNI		$13.00 - $15.00	9-Jun-98	Profile
26-Sep-2001	X10 Wireless Technology Inc	XTEN		$14.00 - $16.00	10-Aug-00	Profile
21-Sep-2001	Nuvera Fuel Cells Inc			$18.00 - $20.00	8-Nov-00
20-Sep-2001	WebGain Inc(BEA Systems)	WEBG		$10.00 - $12.00	21-Feb-01	Profile
19-Sep-2001	NetGenics Inc	NTGC		$11.00 - $13.00	13-Mar-00	Profile
17-Sep-2001	Global Knowledge Inc			$11.00 - $13.00	6-Oct-00
6-Sep-2001	Future Media Productions Inc	FMPI		$12.00 - $15.00	14-Mar-00	Profile
6-Sep-2001	Bal Rivgam Wireless Inc		2.0M	$5.00	26-Jun-00
5-Sep-2001	Senomyx Inc		-0.0M		21-Feb-01
31-Aug-2001	ERoom Technology Inc				2-Oct-00
31-Aug-2001	Acadia Pharmaceuticals			$13.00 - $15.00	21-Dec-00
29-Aug-2001	ICx Electronics Inc				30-Mar-01
21-Aug-2001	Tessera Inc	TSRA		$10.00 - $12.00	5-Sep-00	Profile
7-Aug-2001	Beacon Education Mgmt			$11.00 - $15.00	8-May-01
30-Jul-2001	Insession Technologies Inc	INSX	-0.0M		2-Jun-00	Profile
25-Jul-2001	Leap Wireless Intl Inc	LEAP	-0.0M		25-Jul-00	Profile
25-Jul-2001	Storageapps Inc	STRG			3-Nov-00	Profile
24-Jul-2001	Idea Integration Corp	IDEA	-0.0M		10-Aug-00	Profile
19-Jul-2001	DNA Sciences	DNAS			5-Jan-01	Profile
2-Jul-2001	Basic Energy Services Inc			$11.00 - $12.00	23-Mar-00
29-Jun-2001	American Eagle Tankers Inc Ltd	AEH		$17.60 - $19.50	5-Jun-01	Profile
21-Jun-2001	Advanced Thermal Sciences Corp	ATSC		$9.00 - $11.00	23-Aug-00	Profile
21-Jun-2001	LynuxWorks Inc		-0.0M		25-Oct-00
18-Jun-2001	Cupertino Electric	CUPE	-0.0M		22-Dec-00	Profile
15-Jun-2001	RMS Networks Inc	RMSN	-0.0M		5-Apr-00	Profile
14-Jun-2001	Snap Appliance Inc				30-Oct-00
14-Jun-2001	Webridge Inc			$8.00 - $10.00	13-Mar-00
7-Jun-2001	IPG Photonics Corp			$14.00 - $16.00	8-Dec-00
6-Jun-2001	Direct Alliance Corp	DACC	-0.0M		22-Dec-00	Profile
5-Jun-2001	Crosspoint Foods Corp	CPNT		$7.00	12-Feb-01	Profile
5-Jun-2001	Graftech Inc	GT	5.25M	$15.00 - $18.00	3-Jul-00	Profile
1-Jun-2001	Printcafe Inc				14-Mar-00
25-May-2001	Quantum Bridge Commun Inc		-0.0M		19-Dec-00
24-May-2001	GPC Capital Corp II	GPA	-0.0M		12-Jul-00	Profile
17-May-2001	Birch Telecom Inc			$15.00 - $17.00	23-Mar-00
8-May-2001	Highland Capital Fixed Income		1.0M	$10.00	23-Dec-98
8-May-2001	Zhone Technologies Inc		-0.0M		19-Oct-00
7-May-2001	WAM!NET INC		-0.0M		16-Mar-00
2-May-2001	Candescent Technologies		-0.0M		8-Feb-01
1-May-2001	DoveBid Inc			$8.00 - $10.00	22-Sep-00
1-May-2001	Top Tier Software Inc	TOPT		$10.00 - $12.00	5-Apr-00	Profile
26-Apr-2001	Masimo Corp			$11.00 - $13.00	12-Sep-00
24-Apr-2001	Dynavax Technologies		-0.0M		5-Dec-00
24-Apr-2001	American Medical Laboratories	AMJ	-0.0M		29-Sep-00	Profile
20-Apr-2001	CMS Oil & Gas Co		-0.0M		22-Nov-00
20-Apr-2001	VNUS Medical Technologies Inc			$11.00 - $13.00	18-Aug-00
20-Apr-2001	PlaceWare Inc	PLCW		$12.00 - $14.00	4-Mar-00	Profile
17-Apr-2001	Athersys Inc		-0.0M		12-Oct-00
17-Apr-2001	Generac Portable Products Inc	GPP		$13.00	21-May-99	Profile
17-Apr-2001	Tality Corp	TLTY		$10.00 - $12.00	17-Jul-00	Profile
16-Apr-2001	Sitara Networks Inc	SITA	-0.0M		17-Nov-00	Profile
16-Apr-2001	CiDRA Corp	CIDR		$14.00 - $16.00	11-Oct-00	Profile
12-Apr-2001	SiRF Technology Holdings Inc			$10.00 - $12.00	6-Oct-00
9-Apr-2001	Xenogen Corp			$9.00 - $11.00	29-Sep-00
6-Apr-2001	Victory Entertainment Corp	VICT		$10.00 - $12.00	7-Jun-00	Profile
5-Apr-2001	GlobalCenter Group Stock	GCTR		$16.00 - $18.00	19-Apr-00	Profile
5-Apr-2001	Adexa Inc			$12.00 - $14.00	28-Aug-00
4-Apr-2001	Dynacs Inc			$9.00 - $11.00	29-Mar-00
4-Apr-2001	United Test & Assembly Center	UTAC	-0.0M		28-Sep-00	Profile
4-Apr-2001	Stockpoint Inc			$8.00 - $10.00	31-Mar-00
2-Apr-2001	Biomedicines Inc	BIOS			3-Nov-00	Profile
2-Apr-2001	Staples.com(Staples Inc)		-0.0M		18-Feb-00
30-Mar-2001	Convergent Networks Inc			$15.00 - $17.00	28-Sep-00
29-Mar-2001	ILX Lightwave Corp	ILXL		$15.00 - $17.00	1-Sep-00	Profile
27-Mar-2001	Wildblue Communications Inc		-0.0M		6-Oct-00
27-Mar-2001	Alliance Imaging Inc	AIQ	-0.0M		23-Feb-01	Profile
26-Mar-2001	Phase2Media Inc	PTWO	-0.0M		11-May-00	Profile
26-Mar-2001	QK Healthcare Inc	KRX		$14.00 - $16.00	12-Oct-99	Profile
26-Mar-2001	Conexant Spinco Inc		-0.0M		13-Nov-00
22-Mar-2001	TRX Inc				18-Feb-00
21-Mar-2001	Talentpoint Inc		-0.0M		23-Jun-00
21-Mar-2001	Digitalconvergence.com	DGTL		$11.00	28-Apr-00	Profile
21-Mar-2001	Intellon Corp	ITLN		$11.00 - $13.00	31-Aug-00	Profile
19-Mar-2001	Turbomeca SA(Labinal)		-0.0M		30-Oct-00
19-Mar-2001	Metapath Software Intl Inc	MSII	-0.0M		3-Mar-00	Profile
19-Mar-2001	Rackspace Managed Hosting			$11.00 - $13.00	28-Mar-00
19-Mar-2001	Medicines Co	MDCO		$13.88	5-Jan-01	Profile
16-Mar-2001	Uti Corp			$15.00 - $17.00	27-Dec-00
16-Mar-2001	Brience Inc		-0.0M		29-Sep-00
15-Mar-2001	Nextel International Inc	NXTI		$10.00 - $12.00	27-Sep-00	Profile
15-Mar-2001	Chorum Technologies Inc	CHOR		$16.00 - $18.00	31-Oct-00	Profile
14-Mar-2001	Orius Corp				18-Sep-00
14-Mar-2001	E3 Corp				9-Jun-98
14-Mar-2001	Artisan Entertainment Inc			$16.00 - $18.00	18-Feb-00
13-Mar-2001	Kabira Technologies Inc	KABR		$10.00 - $12.00	14-Jul-00	Profile
12-Mar-2001	Hydrogen Burner Technology Inc	HBTI		$11.00 - $13.00	8-Sep-00	Profile
12-Mar-2001	Wavesplitter Technologies Inc	WVSP		$9.00 - $11.00	4-Oct-00	Profile
9-Mar-2001	Motive Communications Inc			$10.00 - $12.00	13-Jul-00
9-Mar-2001	OmniCell Inc			$12.00 - $14.00	20-Apr-00
9-Mar-2001	Omm Inc			$10.00 - $12.00	15-Sep-00
9-Mar-2001	StarBand Communications Inc				11-Oct-00
9-Mar-2001	Trinagy Inc		-0.0M		26-Oct-00
7-Mar-2001	DoubleTwist Inc	DBLT		$13.00 - $15.00	1-Sep-00	Profile
2-Mar-2001	LXN Corp	LXNC			16-Oct-00	Profile
2-Mar-2001	Greenwich Tech Partners Inc		-0.0M		23-Aug-00
1-Mar-2001	Partminer Inc	PTMR		$8.00 - $10.00	18-Feb-00	Profile
1-Mar-2001	EResearchTechnology Inc	ERES		$10.00 - $12.00	29-Mar-00	Profile
26-Feb-2001	Ironside Technologies Inc		-0.0M		18-Oct-00
26-Feb-2001	Genometrix Inc	GNMX		$10.00 - $12.00	15-Mar-00	Profile
23-Feb-2001	Intl Microcircuits(TA Assocs)	IIMI	-0.0M		5-Sep-00	Profile
23-Feb-2001	Edocs Inc		-0.0M		24-Mar-00
23-Feb-2001	Move.Com Inc (Cendant Corp)	MOV		$11.00 - $13.00	14-Feb-00	Profile
22-Feb-2001	Nextron Communications Inc	NXTR			6-Oct-00	Profile
22-Feb-2001	Real Media Inc	TFSM		$9.00 - $11.00	8-Feb-00	Profile
20-Feb-2001	YellowBrix Inc	YBRX		$7.00	20-Oct-00	Profile
16-Feb-2001	Chaparral Network Storage Inc				8-Mar-00
15-Feb-2001	MedCenterDirect.com Inc	MCDC	-0.0M		21-Mar-00	Profile
14-Feb-2001	Linc net Inc		-0.0M		12-Sep-00
14-Feb-2001	Propel Inc(Motorola Inc)	PRPL		$17.00 - $19.00	27-Jun-00	Profile
14-Feb-2001	Omp Inc	OMPI		$11.00 - $13.00	17-Nov-00	Profile
13-Feb-2001	Cayenta Inc	CYTA		$12.00 - $14.00	29-Dec-99	Profile
13-Feb-2001	Telergy Inc		-0.0M		10-May-00
12-Feb-2001	Yupi Internet Inc	YUPI		$13.00 - $15.00	18-Jan-00	Profile
9-Feb-2001	WorldRes Inc		-0.0M		7-Apr-00
9-Feb-2001	LinkShare Corp			$10.00 - $12.00	28-Feb-00
7-Feb-2001	OCen Communications Inc	OCCM		$12.00 - $14.00	21-Mar-00	Profile
7-Feb-2001	NetExpress Inc-Certain Assets				8-Sep-00
7-Feb-2001	Telect Inc	TLEC		$9.00 - $11.00	30-Aug-00	Profile
5-Feb-2001	Leisure Travel Group Inc	LTGI		$10.00 - $12.00	10-Mar-00	Profile
1-Feb-2001	Comdisco Venture	CDOV		$14.00 - $16.00	12-Apr-00	Profile
31-Jan-2001	Artest Corp	ARTE		$9.00 - $11.00	3-May-00	Profile
30-Jan-2001	Paymap Inc	PMAP		$11.00 - $13.00	25-Feb-00	Profile
30-Jan-2001	Novistar Inc	NOVS			20-Sep-00	Profile
29-Jan-2001	XACCT Technologies Inc			$9.00 - $11.00	28-Mar-00
26-Jan-2001	Captura Software Inc		-0.0M		12-Oct-00
23-Jan-2001	Kinzan.com Inc	KNZN		$15.00	28-Apr-00	Profile
23-Jan-2001	Synchronicity Inc			$9.00 - $11.00	18-Feb-00
17-Jan-2001	TradeOut.com Inc	TOUT			15-Mar-00	Profile
12-Jan-2001	Lineo Inc				18-May-00
12-Jan-2001	PAETEC Holding Corp			$12.00 - $14.00	14-Apr-00
11-Jan-2001	Dean & DeLuca Inc		-0.0M		9-May-00
11-Jan-2001	HAHT Commerce Inc	HAHT	-0.0M		8-Nov-00	Profile
10-Jan-2001	Emerald Delaware Inc	EMSO		$11.00 - $13.00	16-Feb-00	Profile
10-Jan-2001	AltaVista Co			$18.00 - $20.00	17-Feb-99
9-Jan-2001	Viewlocity Inc			$12.00 - $14.00	11-Aug-00
9-Jan-2001	C-Quential Inc	CQTL		$7.00 - $9.00	10-May-00	Profile
5-Jan-2001	BTI Telecom Corp	BTIX	-0.0M		16-Jul-99	Profile
5-Jan-2001	Novient Inc	NVNT	-0.0M		14-Jul-00	Profile
3-Jan-2001	Roxio Inc		-0.0M		26-Sep-00
3-Jan-2001	Mercata Inc	MCTA	-0.0M		9-Mar-00	Profile
29-Dec-2000	Element K Corp	LMNK		$10.00 - $12.00	9-May-00	Profile
26-Dec-2000	ANDA Networks Inc		-0.0M		15-Aug-00
20-Dec-2000	Logical Design Solutions Inc	LDSI		$12.00 - $14.00	3-Mar-00	Profile
20-Dec-2000	TheraSense Inc		-0.0M		11-Oct-00
18-Dec-2000	MoreDirect.com Inc			$11.00 - $13.00	18-Apr-00
18-Dec-2000	DIVA Systems Corp	DVTV	-0.0M		9-May-00	Profile
18-Dec-2000	Open Port Technology Inc	OPRT		$10.00 - $12.00	5-Apr-00	Profile
18-Dec-2000	Simmons Media Group Inc	SMGI	-0.0M		11-Aug-00	Profile
15-Dec-2000	Intercontinental Telecom	ITCN	-0.0M		17-Oct-99	Profile
15-Dec-2000	NetLibrary Inc		-0.0M		17-Aug-00
14-Dec-2000	E-Profile Inc	EPRO	-0.0M		7-Aug-00	Profile
12-Dec-2000	Greenfield Online Inc				16-Mar-00
11-Dec-2000	RTS Wireless Inc	RTSW	-0.0M		30-Mar-00	Profile
11-Dec-2000	Enterworks Inc	EWKS	-0.0M		7-Mar-00	Profile
11-Dec-2000	Kyphon Inc			$10.00 - $12.00	13-Sep-00
11-Dec-2000	Iconixx Corp		-0.0M		12-May-00
8-Dec-2000	Times Company Digital	TCD	-0.0M		28-Jan-00	Profile
8-Dec-2000	Sitesmith Inc	STSM	-0.0M		11-Aug-00	Profile
8-Dec-2000	Synapse Group Inc		-0.0M		26-Jul-00
8-Dec-2000	Colorsmart.com Inc	COLR		$10.00 - $12.00	6-Dec-99	Profile
8-Dec-2000	TriNet Group Inc			$12.00 - $14.00	2-Mar-00
7-Dec-2000	Context Integration Inc	CTXT	-0.0M		6-Mar-00	Profile
6-Dec-2000	Flashcom Inc	FLCM	-0.0M		12-May-00	Profile
6-Dec-2000	Moai Technologies Inc	MOAI	-0.0M		13-Apr-00	Profile
6-Dec-2000	CarsDirect.com Inc				16-May-00
5-Dec-2000	GoDigital Networks Corp			$10.00 - $12.00	17-Nov-99
5-Dec-2000	Cidera Inc			$9.00 - $11.00	16-Mar-00
4-Dec-2000	Horizon PCS Inc			$11.00 - $13.00	22-May-00
4-Dec-2000	Naviant Inc				10-Mar-00
4-Dec-2000	Intrinsix Corp			$9.00 - $11.00	3-Apr-00
1-Dec-2000	PYA/Monarch Inc	PYA	-0.0M		26-Jun-00	Profile
1-Dec-2000	Formus Communications Inc	FMUS	-0.0M		5-May-00	Profile
1-Dec-2000	Colonial Direct Finl Group Inc	COLDW		$6.50 - $8.50	9-Jun-00	Profile
1-Dec-2000	Telcobuy.com LLC				17-Mar-00
30-Nov-2000	PetSmart.com Inc	PSCM	-0.0M		4-Feb-00	Profile
30-Nov-2000	Ansell Healthcare Inc	AHX			22-Dec-99	Profile
28-Nov-2000	Corechange Inc			$8.00 - $10.00	31-May-00
28-Nov-2000	MainControl Inc	MNCL			7-Apr-00	Profile
27-Nov-2000	Jitong Network Communications		16.2M	$11.28 - $14.88	3-Nov-00
22-Nov-2000	Next Generation Network Inc		-0.0M		1-Mar-00
22-Nov-2000	Xpeed Networks Inc	XPED	-0.0M		21-Jul-00	Profile
21-Nov-2000	Rightnow Technologies Inc			$10.00 - $12.00	20-Apr-00
21-Nov-2000	MCMS(Cornerstone Equity Invst)	MCMS			26-Sep-00	Profile
20-Nov-2000	Skyauction.com Inc		-0.0M		27-Jul-00
20-Nov-2000	Elitra Pharmaceuticals	ELIT	-0.0M		5-Sep-00	Profile
17-Nov-2000	OnSite Access Inc	OSAX		$11.00 - $13.00	15-Dec-99	Profile
16-Nov-2000	Giftcertificates.com Inc	GCRT	-0.0M		13-Jun-00	Profile
15-Nov-2000	Duke Energy Field Services	DEF		$20.00 - $22.00	15-Mar-00	Profile
14-Nov-2000	Playboy.com Inc	PBOY			10-Jan-00	Profile
14-Nov-2000	Aristotle International Inc			$10.00 - $14.00	15-May-00
13-Nov-2000	Autotrader.com LLC			$10.00	12-Apr-00
13-Nov-2000	Bolt Inc	BOLT		$10.00 - $12.00	21-Dec-99	Profile
13-Nov-2000	Procurenet Inc		-0.0M		28-Jul-00
9-Nov-2000	Eschelon Telecom Inc				14-Apr-00
9-Nov-2000	FairPoint Communications Inc		-0.0M		11-May-00
7-Nov-2000	Clearcommerce Corp			$11.00 - $13.00	7-Mar-00
3-Nov-2000	VeloCom Inc	VELO			12-May-00	Profile
3-Nov-2000	Essential.com Inc	ESSE	-0.0M		10-Apr-00	Profile
3-Nov-2000	Burst Media LLC		-0.0M		23-Mar-00
2-Nov-2000	Excelergy Corp		-0.0M		10-Mar-00
1-Nov-2000	Metavante Corp			$8.00 - $9.00	13-Jul-00
31-Oct-2000	Stratagene Holding Corp		-0.0M		10-Mar-00
27-Oct-2000	Sonoma Systems Inc				28-Feb-00
27-Oct-2000	Inflow Inc	INFL		$14.00 - $16.00	18-Feb-00	Profile
27-Oct-2000	ChannelPoint Inc				28-Mar-00
26-Oct-2000	Colo.Com	COLC	-0.0M		21-Jul-00	Profile
25-Oct-2000	Youcentric Inc			$11.00 - $13.00	19-Apr-00
25-Oct-2000	Thrupoint Inc	THRU	-0.0M		20-Apr-00	Profile
24-Oct-2000	BuildNet Inc		-0.0M		20-Mar-00
24-Oct-2000	ObjectSpace Inc	OBSP		$9.00 - $11.00	3-Apr-00	Profile
23-Oct-2000	Extricity Inc	EXTY		$9.00 - $11.00	15-May-00	Profile
20-Oct-2000	Garage.com Inc	GRGE		$12.00 - $14.00	11-Feb-00	Profile
20-Oct-2000	Gomez Advisors Inc	GOMZ	-0.0M		20-Apr-00	Profile
20-Oct-2000	RealMed Corp		-0.0M		6-Apr-00
20-Oct-2000	Protocol Communications Inc		-0.0M		17-Apr-00
19-Oct-2000	Idealab		-0.0M		20-Apr-00
18-Oct-2000	MCE Cos Inc			$11.00 - $13.00	27-Jul-00
18-Oct-2000	Primis Inc	PRMZ		$11.00 - $13.00	20-Jan-00	Profile
16-Oct-2000	DPEC Inc	DPEC			17-Sep-99	Profile
16-Oct-2000	IWO Holdings Inc				20-Jun-00
13-Oct-2000	Commerx Inc	CMRX	-0.0M		26-Jan-00	Profile
13-Oct-2000	DrugAbuse Sciences Inc			$8.00 - $9.00	3-Feb-00
13-Oct-2000	AmComp Inc		-0.0M		12-Nov-98
10-Oct-2000	Organicnet Inc	OGNT		$9.00 - $11.00	1-Oct-99	Profile
10-Oct-2000	WebSideStory Inc			$13.00 - $15.00	18-Apr-00
6-Oct-2000	Homestead.com Inc	HMST	-0.0M		8-May-00	Profile
5-Oct-2000	Chematch.com Inc	CHEM		$10.00 - $12.00	1-Mar-00	Profile
4-Oct-2000	Wireless Inc	WLSS		$8.00 - $10.00	20-Apr-00	Profile
4-Oct-2000	Chello Broadband NV	CHLO		$11.88 - $15.53	18-May-00	Profile
3-Oct-2000	Freei Networks Inc	FREI			31-Mar-00	Profile
2-Oct-2000	Releasenow.Com	RNOW		$14.00 - $16.00	28-Jan-00	Profile
2-Oct-2000	Liquor.com Inc	LIQR		$7.10 - $8.10	13-Apr-00	Profile
2-Oct-2000	Diveo Broadband Networks Inc		-0.0M		3-Apr-00
2-Oct-2000	Jones International Networks	JNET		$14.00 - $17.00	22-Dec-99	Profile
29-Sep-2000	InternetConnect Inc		-0.0M		27-Apr-00
28-Sep-2000	KinderCare Learning Ctr Inc		-0.0M		9-Apr-99
27-Sep-2000	Inventa Technologies Inc			$10.00 - $12.00	31-Jan-00
27-Sep-2000	IPhysician Net Inc	IPNI	-0.0M		4-Feb-00	Profile
26-Sep-2000	NextVenue Inc	NXVN	-0.0M		9-May-00	Profile
26-Sep-2000	Sightsound.com Inc	SGHT	-0.0M		20-Apr-00	Profile
26-Sep-2000	Asia Online Ltd	AONL	-0.0M		2-Aug-00	Profile
25-Sep-2000	LeadersOnline Inc	LDRS			7-Apr-00	Profile
22-Sep-2000	Adesso Healthcare Technology	ADSO	-0.0M		20-Jul-00	Profile
18-Sep-2000	AT&T Latin America Corp	ATTL	-0.0M		7-Aug-00	Profile
18-Sep-2000	ZEFER Corp			$9.00 - $11.00	7-Jul-00
18-Sep-2000	Snapple Beverage Group Inc	SNP	-0.0M		27-Jun-00	Profile
13-Sep-2000	Intellisys Group Inc			$9.00 - $11.00	16-Oct-98
12-Sep-2000	SupplierMarket.com	SMKT		$9.00 - $11.00	2-Mar-00	Profile
8-Sep-2000	Zilog Inc	ZILG	-0.0M		3-Aug-00	Profile
8-Sep-2000	MarketFirst Software Inc			$7.00 - $9.00	18-Apr-00
7-Sep-2000	East Coast Venture Capital	ECVC		$4.10	8-Jul-98	Profile
6-Sep-2000	Infinite Technology Group LTD	ITK		$10.00 - $12.00	8-Oct-99	Profile
6-Sep-2000	Lipman Electronic Engineering	LPMA		$38.96	31-Mar-00	Profile
6-Sep-2000	Broadview Networks Holdngs Inc			$18.00 - $20.00	8-Feb-00
5-Sep-2000	PaperExchange.com Inc				10-Mar-00
5-Sep-2000	Digital Commerce Corp	DCCN	-0.0M		2-May-00	Profile
23-Aug-2000	ClientLogic Corp			$14.00 - $16.00	2-Feb-00
22-Aug-2000	Nassau Broadcasting Corp			$16.00 - $19.00	9-May-00
18-Aug-2000	ReplayTV Inc			$13.00 - $15.00	26-Jan-00
18-Aug-2000	Kozmo.Com Inc	KZMO			21-Mar-00	Profile
18-Aug-2000	Changepoint Corp			$8.00 - $10.00	7-Mar-00
18-Aug-2000	Fort Point Partners Inc	FTPT	-0.0M		3-May-00	Profile
16-Aug-2000	Connected Corp				31-Mar-00
14-Aug-2000	Modus Media International			$11.00 - $13.00	10-Dec-99
10-Aug-2000	Saturn Electn & Engineering			$8.00 - $10.00	29-Mar-00
9-Aug-2000	InterPacket Networks Inc			$10.00 - $12.00	18-Feb-00
9-Aug-2000	Broadband Sports Inc	FANS		$8.00 - $10.00	24-Nov-99	Profile
7-Aug-2000	EoExchange Inc				10-Apr-00
7-Aug-2000	Training Devices Internl Inc			$6.00 - $8.00	18-Aug-99
4-Aug-2000	ATG Group Inc				17-Apr-00
4-Aug-2000	Account4.com Inc			$12.00 - $14.00	2-May-00
3-Aug-2000	Broadbandnow Inc				4-Feb-00
2-Aug-2000	NEN Life Sciences Inc	NENL			7-Apr-00	Profile
2-Aug-2000	IntraLinks Inc	ILNX		$10.00 - $12.00	15-Mar-00	Profile
1-Aug-2000	Advanced Medicine Inc				21-Mar-00
31-Jul-2000	CelebrateExpress.com Inc		-0.0M		12-Jan-00
27-Jul-2000	NeoPoint Inc		-0.0M		11-Jan-00
27-Jul-2000	Paradigm4 Inc		-0.0M		19-Apr-00
25-Jul-2000	Medibuy.Com Inc			$10.00 - $12.00	13-Jan-00
21-Jul-2000	Netflix.com Inc		-0.0M		18-Apr-00
17-Jul-2000	Applied Science Fiction Inc			$12.00 - $14.00	3-Feb-00
17-Jul-2000	Workscape Inc		-0.0M		21-Mar-00
14-Jul-2000	IOwn Holdings Inc			$9.00 - $11.00	23-Dec-99
13-Jul-2000	Zland.com Inc		-0.0M		29-Mar-00
12-Jul-2000	U Link Inc		1.5M	$12.00 - $14.00	13-Aug-99
7-Jul-2000	Nettel Communications Inc				21-Apr-00
6-Jul-2000	Graftech Inc	GT	5.25M	$15.00 - $18.00	30-Jun-00	Profile
30-Jun-2000	Oculex Pharmaceuticals Inc		-0.0M		6-Apr-00
30-Jun-2000	Skydesk Inc		-0.0M		10-Mar-00
30-Jun-2000	ChemConnect Inc		-0.0M		4-Apr-00
30-Jun-2000	Alladvantage.com Inc				7-Feb-00
29-Jun-2000	Signal Pharmaceuticals Inc				18-Feb-00
28-Jun-2000	Cyber Dialogue			$10.00 - $12.00	17-Feb-00
28-Jun-2000	Egroups Inc		-0.0M		23-Mar-00
26-Jun-2000	Asuransi Bina Dana Arta Tbk PT	ABDA			24-Mar-00	Profile
23-Jun-2000	Driveway Corp		-0.0M		14-Mar-00
21-Jun-2000	ECal Corp		-0.0M		11-Apr-00
21-Jun-2000	800.Com Inc		-0.0M		23-Mar-00
20-Jun-2000	Greenwich Tech Partners Inc		-0.0M		13-Apr-00
20-Jun-2000	Nuveen Ohio Div Adv Muni Fund		0.1M	$15.00	16-Jul-99
20-Jun-2000	Nuveen Virginia Dividend		0.1M	$15.00	16-Jul-99
20-Jun-2000	Nuveen NY Div Adv Muni Fund 2		0.1M	$15.00	16-Jul-99
20-Jun-2000	Nuveen NJ Div Avd Muni Fund		0.1M	$15.00	16-Jul-99
20-Jun-2000	Nuveen MD Div Adv Muni Fund		0.1M	$15.00	16-Jul-99
20-Jun-2000	Nuveen North Carolina	NRB	0.1M	$15.00	16-Jul-99	Profile
20-Jun-2000	Nuveen PA Div Adv Mun Fund		0.1M	$15.00	16-Jul-99
20-Jun-2000	Nuveen Insured Dividend		0.1M	$15.00	16-Jul-99
20-Jun-2000	Nuveen Michigan Dividend	NZW	0.1M	$15.00	16-Jul-99	Profile
20-Jun-2000	Nuveen Arizona Div Muni Fund		0.1M	$15.00	16-Jul-99
20-Jun-2000	Nuveen MASS Div Advantage Fund		0.1M	$15.00	16-Jul-99
20-Jun-2000	Nuveen FLA Div Adv Mun Fund		0.1M	$15.00	16-Jul-99
19-Jun-2000	Furniture.com Inc		-0.0M		27-Jan-00
16-Jun-2000	Bluestar Communications Group			$11.50 - $13.50	31-Jan-00
14-Jun-2000	Pointshare Corp				3-Mar-00
14-Jun-2000	Medsite Inc				17-Feb-00
13-Jun-2000	Zebu				1-Mar-00
9-Jun-2000	Arbinet Holdings		-0.0M		10-Mar-00
8-Jun-2000	Collegeclub.com		-0.0M		18-Apr-00
8-Jun-2000	Hospitality Marketing Concepts				5-Jun-98
7-Jun-2000	HOB Entertainment Inc		-0.0M		14-Mar-00
7-Jun-2000	SmartAge.com Corp				13-Mar-00
6-Jun-2000	EagleDirect com Inc		-0.0M		26-Oct-99
2-Jun-2000	SkyStream Networks Inc		-0.0M		8-Mar-00
1-Jun-2000	Integrity Software Inc		3.0M	$21.56	24-Mar-00
1-Jun-2000	Digitalwork.Com			$11.00 - $13.00	1-Feb-00
1-Jun-2000	IMX Exchange		-0.0M		8-Mar-00
1-Jun-2000	2Bridge		-0.0M		14-Mar-00
31-May-2000	Participate.com	PRTP			13-Apr-00	Profile
31-May-2000	Flonetwork Inc			$10.00 - $12.00	15-Mar-00
31-May-2000	Ipass Inc				3-Mar-00
31-May-2000	New York Restaurant Group Inc	NYRG	-0.0M		27-Jul-99	Profile
25-May-2000	Advanstar Inc			$12.50 - $16.50	19-Mar-99
25-May-2000	More.Com Inc	MORE			11-Feb-00	Profile
24-May-2000	Firstier Corp	FTCO	-0.0M		21-Dec-99	Profile
24-May-2000	GreenMountain.com			$9.00 - $10.00	29-Mar-99
24-May-2000	Link2Gov Corp	LNKG	5.0M	$9.78	22-Mar-00	Profile
23-May-2000	Noosh Inc	NOSH		$11.00 - $13.00	25-Jan-00	Profile
22-May-2000	EMed Technologies Corp		-0.0M		25-Feb-00
19-May-2000	Intira Corp		-0.0M		3-Apr-00
19-May-2000	RightStart Com Inc	TOTS			19-Jan-00	Profile
17-May-2000	Nexgenix Inc	NXGN	-0.0M		24-Mar-00	Profile
16-May-2000	Hospitality Design & Supply			$11.00 - $13.00	17-Feb-99
15-May-2000	Total Sports Inc	TSPT		$11.00 - $13.00	12-Nov-99	Profile
12-May-2000	Cruel World Inc		-0.0M		10-Apr-00
12-May-2000	Jato Communications Corp	JATO		$13.00 - $15.00	23-Dec-99	Profile
11-May-2000	AmericanGreetings.com Inc		-0.0M		13-Aug-99
10-May-2000	Baker & Taylor Inc				23-Jul-99
10-May-2000	REALTECH AG	RTC	-0.0M		6-Oct-99	Profile
10-May-2000	Realnames Corporation		-0.0M		6-Oct-99
8-May-2000	Reliance Surety Group Inc	RSF	-0.0M		27-Oct-99	Profile
5-May-2000	Annuncio Software Inc			$9.00 - $11.00	3-Mar-00
4-May-2000	Transaction Information	TISW	-0.0M		15-Dec-99	Profile
3-May-2000	Tallan Inc	TALN	-0.0M		31-Jan-00	Profile
2-May-2000	ZEFER Corp			$11.00 - $13.00	7-Jan-00
2-May-2000	Techies Inc			$10.00 - $12.00	28-Jan-00
2-May-2000	Hull Group Inc	HULL		$13.00 - $15.00	13-May-99	Profile
1-May-2000	Linuxcare Inc	LXCR		$13.00 - $15.00	19-Jan-00	Profile
1-May-2000	Beatnik Inc	BTNK	-0.0M		17-Mar-00	Profile
27-Apr-2000	CCBN.com Inc				3-Feb-00
27-Apr-2000	Dollar Express Inc			$14.00 - $16.00	23-Dec-99
26-Apr-2000	DoveBid Inc				10-Mar-00
25-Apr-2000	PacketVideo Corp		-0.0M		14-Mar-00
25-Apr-2000	Paytrust Inc	PAYT	-0.0M		3-Mar-00	Profile
21-Apr-2000	Embark.com Inc.	EMBK			1-Oct-99	Profile
19-Apr-2000	Senior Floating Income Fund		0.07M	$13.00 - $15.00	24-Nov-98
17-Apr-2000	LifeStyle Furnishings				7-Jul-98
17-Apr-2000	Onesoft Corp				7-Jan-00
17-Apr-2000	Direct Hit Technologies		-0.0M		22-Dec-99
14-Apr-2000	CCBN.com Inc		4.2M	$11.00 - $13.00	3-Feb-00
14-Apr-2000	Isky Inc			$9.00 - $10.00	7-Feb-00
14-Apr-2000	Avesta Technologies Inc	AVST	-0.0M		19-Nov-99	Profile
13-Apr-2000	VASCO Data Security Intl Inc	VDSI			11-Feb-00	Profile
13-Apr-2000	Rigel Pharmaceuticals Inc			$8.00 - $10.00	4-Feb-00
1-Apr-2000	Phoenix Duff & Phelps		4.0M	$15.00	11-Mar-99
30-Mar-2000	Lynx Therapeutics Inc	LYNX	1.5M	$66.00	14-Mar-00	Profile
30-Mar-2000	Embedded Support Tools Corp	ESTC		$10.00 - $12.00	22-Dec-99	Profile
24-Mar-2000	Ranch 1	RNCH	-0.0M		12-Oct-99	Profile
20-Mar-2000	Cassidy Companies, Inc.	CSDY	-0.0M		21-Jul-98	Profile
20-Mar-2000	How2.com Inc(Old, Now 69910J)	HWTO	-0.0M		22-Oct-99	Profile
8-Mar-2000	Pcquote.com	PCQT		$8.00 - $10.00	9-Jun-99	Profile
22-Feb-2000	Nucentrix Broadband Networks	NCNX	2.0M	$28.75	4-Aug-99	Profile
18-Feb-2000	Formus Communications Inc	FMUS	-0.0M		7-Oct-99	Profile
14-Feb-2000	AmericasDoctor.com			$8.00 - $10.00	11-Jun-99
10-Feb-2000	Digital Entertainment Network		-0.0M		17-Sep-99
1-Feb-2000	Nelson Communications Inc		-0.0M		30-Apr-99
1-Feb-2000	Petopia.com Inc	PTOP	-0.0M		13-Mar-00	Profile
24-Jan-2000	Wastequip Inc		-0.0M		23-Jul-98
20-Jan-2000	Miami Cruiseline Services	CRUZ			19-Aug-99	Profile
18-Jan-2000	Tunes.com Inc	TUNZ		$9.00 - $11.00	14-Jun-99	Profile
14-Jan-2000	Espernet.com Inc	ESNT	-0.0M		30-Sep-99	Profile
3-Jan-2000	D.E. Frey & Company			$5.00 - $7.00	5-Oct-99
3-Jan-2000	Goracing.com inc			$7.00 - $9.00	6-Jul-99
1-Jan-2000	IntraLinks Inc	ILNX	-0.0M		22-Jul-99	Profile
20-Dec-1999	OFFITBANK Holdings Inc	OFB	-0.0M		6-Aug-98	Profile
17-Dec-1999	CompGeeks Inc	CGKS		$9.00 - $11.00	28-May-99	Profile
14-Dec-1999	Century Electronics Mnfr Inc	CEMI		$8.00 - $10.00	13-Aug-99	Profile
13-Dec-1999	Powerize.com Inc	POWZ		$10.00 - $12.00	4-Jun-99	Profile
10-Dec-1999	SMA Real Time Inc			$8.00 - $10.00	9-Jul-99
9-Dec-1999	Bookdigital.com Inc			$10.00 - $12.00	28-Jul-99
8-Dec-1999	Genmar Holdings Inc			$11.00 - $13.00	18-Aug-99
2-Dec-1999	PC Flowers & Gifts Inc	PCFG	-0.0M		12-May-99	Profile
1-Dec-1999	WorldQuest Networks Inc			$10.00 - $12.00	13-Jul-99
1-Dec-1999	Hat World Inc			$7.00	16-Jun-99
1-Dec-1999	Andromedia Inc			$10.00 - $12.00	25-Aug-99
29-Nov-1999	ComStar.net Inc	CSTX		$12.00 - $14.00	10-Sep-99	Profile
24-Nov-1999	Silicon Entertainment	SENT		$8.00 - $10.00	13-Sep-99	Profile
19-Nov-1999	Riverway Holdings Inc		1.43M	$14.00 - $16.00	11-Aug-98
19-Nov-1999	AverStar Inc	ASTR		$7.00 - $9.00	14-May-99	Profile
10-Nov-1999	Headway Technologies Inc			$5.00 - $7.00	2-Sep-99
9-Nov-1999	Oregon Baking Company	MSEE		$5.00	30-Apr-99	Profile
9-Nov-1999	Centerprise Advisors Inc	CEP		$11.50 - $13.50	7-Apr-99	Profile
5-Nov-1999	E2Enet.com			$12.00 - $14.00	17-May-99
5-Nov-1999	InfoHighway Communications			$9.00 - $11.00	2-Jul-99
3-Nov-1999	DVD Express Inc			$10.00 - $12.00	12-Apr-99
1-Nov-1999	Sportstrac Systems Inc		0.58M	$4.00 - $6.00	15-Jul-99
28-Oct-1999	EMed Technologies Corp			$12.00 - $14.00	18-Aug-99
25-Oct-1999	Orius Corp			$13.00 - $15.00	1-Jun-99
21-Oct-1999	United States Financial Gr Inc	USFG		$15.00	14-May-98	Profile
8-Oct-1999	Kirkland's Inc				1-May-98
7-Oct-1999	Jillians Entertainment Hldg		-0.0M		3-Sep-99
30-Sep-1999	AdKnowledge Inc	ADKN	-0.0M		27-Aug-99	Profile
27-Sep-1999	Gen Trak Inc	GENT		$5.00	24-Feb-98	Profile
27-Sep-1999	Check Into Cash Inc	CHEK	-0.0M		31-Jul-98	Profile
21-Sep-1999	Ocean Energy Inc	OEI	9.0M	$9.11 - $11.11	4-Aug-99	Profile
20-Sep-1999	Ocean Energy Royalty Trust		9.0M	$9.00 - $11.00	15-Jul-99
17-Sep-1999	Oratec Interventions Inc			$15.00 - $17.00	9-Jul-99
10-Sep-1999	First Premier Financial Corp			$10.00 - $12.00	7-May-99
10-Sep-1999	BankVest Capital Corp	BVST			30-Sep-98	Profile
8-Sep-1999	Yuasa Inc(Yuasa Corp)	YUA		$14.00 - $16.00	30-Mar-98	Profile
6-Sep-1999	Pacific Community Banking	PCBG		$14.00 - $16.00	16-Apr-99	Profile
30-Aug-1999	Cerent Corp		-0.0M		22-Jul-99
20-Aug-1999	Dey Inc (Lipha Americas/Merck)	DYY		$12.00 - $16.00	24-Jul-98	Profile
20-Aug-1999	M2Direct Inc	MTWO	-0.0M		5-May-99	Profile
17-Aug-1999	Alliance Group Inc			$10.00 - $12.00	16-Apr-99
16-Aug-1999	BlackRock NJ Strategic Muni	BNJ		$15.00	1-Jul-99	Profile
12-Aug-1999	Pietrafesa Corporation	BRND		$11.00 - $13.00	16-Mar-99	Profile
12-Aug-1999	FirstAmerica Automotive Inc			$12.00 - $14.00	8-Apr-99
12-Aug-1999	USA.NET Inc			$10.00 - $12.00	5-Apr-99
9-Aug-1999	Newtech Electronics Industries	NTCH			14-May-98	Profile
6-Aug-1999	Griffith Micro Science Intl	GMSI		$13.00 - $15.00	30-Jul-98	Profile
4-Aug-1999	Reynard Motorsport Inc			$13.00 - $15.00	29-Oct-98
2-Aug-1999	Travelscape.com	RSVN		$10.00 - $12.00	27-Apr-99	Profile
27-Jul-1999	Kinder Morgan Inc			$18.00 - $20.00	10-May-99
26-Jul-1999	Central Freight Lines Inc	CENF	5.0M	$13.00	6-May-99	Profile
21-Jul-1999	WebValley, Inc	WEBV	-0.0M		8-Apr-99	Profile
16-Jul-1999	Netcom Systems Inc		-0.0M		14-May-99
13-Jul-1999	Strategic Timber Trust Inc	STTR		$19.00 - $21.00	27-Jan-99	Profile
9-Jul-1999	CP ACQUISITION CORP			$14.00 - $16.00	7-Dec-98
8-Jul-1999	Cornerstone Brands Inc				26-Aug-98
8-Jul-1999	ANSYS Diagnostics Inc	ANSD		$8.00 - $10.00	19-Feb-99	Profile
6-Jul-1999	Mar Mar Realty Trust	MMF		$14.00 - $16.00	10-Jul-98	Profile
1-Jul-1999	I T International Theatres Ltd	ITITF		$10.00	10-Apr-98	Profile
1-Jul-1999	GemStone Systems Inc			$10.00 - $12.00	23-Jul-98
23-Jun-1999	Nationwide Electric Inc				17-Jun-98
23-Jun-1999	Radiation Therapy Services Inc		-0.0M		25-Sep-98
18-Jun-1999	CRL Network Services Inc			$9.00 - $10.00	22-Mar-99
17-Jun-1999	Stride & Associates Inc	STDA		$10.00	30-Mar-99	Profile
14-Jun-1999	Ripe Touch Greenhouses Inc	RTGI		$6.20	21-Jan-98	Profile
11-Jun-1999	DiTech Funding Corp				1-Jun-98
11-Jun-1999	Legacy Brands, Inc.		1.5M	$4.50 - $5.00	8-Jul-98
11-Jun-1999	Hudson Hotels Trust	HHT		$9.50 - $10.50	21-May-98	Profile
11-Jun-1999	INVESCO Global Fncl Svcs Fund		-0.0M		17-Jul-98
11-Jun-1999	ICARUS International Inc	ICRS		$7.00 - $9.00	10-Feb-98	Profile
11-Jun-1999	National Mortgage Corp		6.7M	$14.00 - $16.00	29-May-98
11-Jun-1999	Sunbelt Automotive Group Inc	SBLT		$9.00 - $11.00	30-Apr-98	Profile
11-Jun-1999	RealTrust Asset Corp	RTA		$14.00 - $16.00	25-Mar-98	Profile
11-Jun-1999	Buffalo Wild Wings Inc			$6.00 - $6.50	5-Jun-98
9-Jun-1999	Hospitality Design & Supply			$10.00 - $12.00	4-Mar-99
9-Jun-1999	OpTel Inc(VPC/Groupe Video)	OTEL		$15.00 - $17.00	5-Jun-98	Profile
1-Jun-1999	Capital Lease Funding Inc			$14.00 - $16.00	27-Mar-98
1-Jun-1999	ILD Telecommunications	ILDT			1-May-98	Profile
24-May-1999	IgX Corp	IGXC	2.3M	$8.00 - $10.00	30-Sep-98	Profile
21-May-1999	American Marine Recreation Inc	BOAT		$7.00 - $9.00	1-Sep-98	Profile
13-May-1999	WebMD Inc				28-Jan-99
10-May-1999	KBW Inc			$17.00 - $19.00	14-Aug-98
4-May-1999	Future Media Productions Inc	FMPI	-0.0M		11-Sep-98	Profile
4-May-1999	Frontenac Holdings Ltd			$14.00 - $16.00	18-Jun-98
26-Apr-1999	Butterfield & Butterfield Corp	BFLD		$10.00 - $12.00	12-Feb-99	Profile
26-Apr-1999	Dragon Systems Inc				18-Dec-98
22-Apr-1999	Clontech Laboratories Inc			$14.00 - $16.00	19-Feb-99
21-Apr-1999	GI Joe's Inc			$6.00	14-Aug-98
16-Apr-1999	Phytera Inc	PHYT		$12.00 - $14.00	28-Oct-98	Profile
8-Apr-1999	Praecis Pharmaceuticals Inc		3.5M	$14.00 - $16.00	11-Aug-98
8-Apr-1999	Prospect Medical Holdings Inc	PZZ	3.0M	$6.00	18-Sep-98	Profile
7-Apr-1999	American Diversified Holdings			$14.00	28-Aug-98
5-Apr-1999	Timberland Growth Corporation	TGC		$18.50 - $21.50	16-Mar-98	Profile
2-Apr-1999	Molecular Circuitry Inc	BUGS	3.0M	$13.00	25-Nov-98	Profile
1-Apr-1999	US Remodelers Inc			$5.12	10-Sep-98
23-Mar-1999	Optiva Corp		4.4M	$15.00 - $17.00	12-May-98
22-Mar-1999	American Finance Group	AFGC		$13.00 - $15.00	7-May-98	Profile
17-Mar-1999	EXE Technologies Inc			$12.00 - $14.00	22-Jul-98
12-Mar-1999	Rolling Pin Kitchen Emporium	RPKE		$6.00 - $8.00	16-Sep-98	Profile
10-Mar-1999	Arbor National Holdings Inc	ARBH		$14.00 - $16.00	15-Jun-98	Profile
10-Mar-1999	Peachtree Software Inc		-0.0M		18-Dec-98
9-Mar-1999	Chemical Logistics Corp	CLS		$13.00 - $15.00	24-Jul-98	Profile
5-Mar-1999	James Hardie NV	JHX		$15.00 - $18.00	17-Sep-98	Profile
4-Mar-1999	Omnicorder Technologies Inc			$8.00 - $10.00	23-Oct-98
3-Mar-1999	Intracel Corp			$12.00 - $14.00	9-Jul-98
22-Feb-1999	JER Asia			$20.00	27-May-98
22-Feb-1999	Income Opportunities Fund 2006			$10.00	12-Oct-99
16-Feb-1999	Colorado Greenhouse Holdings	CGHI		$10.00 - $12.00	19-Jun-98	Profile
8-Feb-1999	Kaire International Inc			$6.00	11-Feb-98
1-Feb-1999	Phoenix Color Corp	PHNX	4.0M	$8.00 - $10.00	24-Apr-98	Profile
23-Jan-1999	Woodhaven Homes Inc	WHO		$9.00 - $11.00	28-Aug-98	Profile
21-Jan-1999	Cogen Technologies	CGT		$13.00 - $15.00	26-May-98	Profile
19-Jan-1999	Argo-Tech Corp			$13.00 - $15.00	15-Jun-98
18-Jan-1999	Anthra Pharmaceuticals Inc			$5.00	11-Mar-98
14-Jan-1999	Work International Corp	WOR		$11.00 - $13.00	10-Jul-98	Profile
13-Jan-1999	Optimum Health Services, Inc.		1.0M	$1.00	17-Jun-98
7-Jan-1999	US Marketing Services Inc	USMK			8-Jun-98	Profile
1-Jan-1999	American Security Inc	AMSE	10.0M	$15.00	31-Jul-98	Profile
1-Jan-1999	Performance Printing Corp	INKS		$5.12	11-Feb-98	Profile
30-Dec-1998	Specialty Products &Insulation			$10.00 - $12.00	10-Apr-98
11-Dec-1998	Periscope Sportswear Inc	PERS		$11.50 - $13.50	9-Jun-98	Profile
1-Dec-1998	Sensus Drug Development Corp			$13.00 - $15.00	28-Jul-98
1-Dec-1998	LifeCodes Corp			$10.00 - $12.00	17-Jul-98
24-Nov-1998	VCS Technologies Inc		1.0M	$6.00 - $7.00	30-Sep-98
20-Nov-1998	Metawave Communications			$14.00 - $16.00	22-Jul-98
12-Nov-1998	Wink Communications Inc		-0.0M		17-Jun-98
6-Nov-1998	InterWorld Corp		-0.0M		22-Jul-98
2-Nov-1998	Net Grocer Inc	NTGR	-0.0M		30-Jul-98	Profile
28-Oct-1998	Diversified Food Group Inc	DFX			15-Jun-98	Profile
28-Oct-1998	Allaire Corp		-0.0M		14-Aug-98
27-Oct-1998	Advanced Nutraceuticals Inc		-0.0M		16-Sep-98
26-Oct-1998	Computer Literacy Inc			$7.00 - $9.00	17-Jul-98
26-Oct-1998	Family Christian Stores Inc	FMLY			6-Aug-98	Profile
23-Oct-1998	Compensa Zycie		-0.0M		27-Aug-98
23-Oct-1998	Vignette Corp		-0.0M		29-Sep-98
20-Oct-1998	Healtheon Corp			$6.00 - $8.00	31-Jul-98
19-Oct-1998	HealthDrive Corp			$7.00 - $8.00	9-Apr-98
16-Oct-1998	Incom Roofing Services Inc	ICR	-0.0M		24-Jul-98	Profile
16-Oct-1998	Multex Systems Inc			$9.00 - $12.00	29-May-98
16-Oct-1998	ORBCOMM Corp	ORBC		$15.00 - $18.00	21-Apr-98	Profile
14-Oct-1998	Scientific Learning Corp			$12.00 - $14.00	10-Jun-98
9-Oct-1998	Orthopaedic Biosystems Ltd	OBL		$6.75 - $7.75	1-Jul-98	Profile
9-Oct-1998	MRC Group	MRCG			23-Jun-98	Profile
8-Oct-1998	IT Partners Inc	ITPI		$14.00 - $16.00	10-Aug-98	Profile
8-Oct-1998	Neuberger Berman Inc		-0.0M		19-Aug-98
5-Oct-1998	Asia Construction Technolgies		0.3M	$16.67	5-Feb-98
2-Oct-1998	Signal Pharmaceuticals Inc			$11.00 - $13.00	15-May-98
2-Oct-1998	Netcom Systems Inc		12.4M	$11.00 - $13.00	10-Jun-98
29-Sep-1998	Goldman Sachs Group LP		-0.0M		24-Aug-98
28-Sep-1998	Office Centre Corporation	OCCI		$10.00 - $12.00	22-May-98	Profile
28-Sep-1998	Metalogics Inc	ML	2.3M	$11.00 - $13.00	30-Jul-98	Profile
23-Sep-1998	Value America Inc			$14.00 - $16.00	2-Jul-98
21-Sep-1998	Oasis Car Wash Inc		2.0M	$5.00	11-Feb-98
18-Sep-1998	HeadHunter.NET Inc			$10.00 - $13.00	17-Jul-98
16-Sep-1998	U.S. OnLine Communications	USOL		$7.50	4-May-98	Profile
11-Sep-1998	Mannatech Inc			$10.00 - $12.00	10-Apr-98
8-Sep-1998	Centaur Pharmaceuticals Inc			$10.70 - $12.70	18-Jun-98
8-Sep-1998	Open Solutions Inc	OPEN		$8.00 - $10.00	10-Jun-98	Profile
2-Sep-1998	Strategix Solutions Inc	STG			8-Jun-98	Profile
31-Aug-1998	BearCom Inc			$13.00 - $15.00	23-Apr-98
27-Aug-1998	SuperShuttle International Inc	SHTL		$7.00	3-Jun-98	Profile
20-Aug-1998	Tropicana Products Inc			$21.00 - $23.00	12-Jun-98
18-Aug-1998	Ronnybrook Farm Dairy Inc	RONY		$7.00	26-Feb-98	Profile
18-Aug-1998	Aspect Medical Systems Inc			$10.00 - $12.00	25-Jun-98
13-Aug-1998	CitySearch Inc			$11.00 - $13.00	22-Jun-98
13-Aug-1998	Fin Pacific Ins Group Inc			$9.00 - $11.00	20-Apr-98
12-Aug-1998	Pacer International Inc			$11.00 - $13.00	29-May-98
6-Aug-1998	Biotage Inc			$6.00 - $7.00	23-Mar-98
5-Aug-1998	GenVec			$11.00 - $13.00	30-Apr-98
28-Jul-1998	OEI International Inc	ENG		$10.00 - $12.00	16-Apr-98	Profile
27-Jul-1998	Hiway Technologies Inc	HWAY		$13.00 - $15.00	10-Jun-98	Profile
23-Jul-1998	Albecca Inc		-0.0M		22-May-98
16-Jul-1998	PT-1 Communications Inc				12-Feb-98
15-Jul-1998	PointCast Inc			$10.00 - $12.00	13-May-98
13-Jul-1998	Phytotech Inc			$5.00 - $6.00	22-Apr-98
24-Jun-1998	Epitaxx(Nippon Sheet Glass)			$9.00 - $11.00	23-Jan-98
23-Jun-1998	Biex Inc	BIEX			16-Mar-98	Profile
23-Jun-1998	Keshet Routes Tourism Ent Ltd	KSHTF		$7.00 - $9.00	3-Feb-98	Profile
22-Jun-1998	Jeepers Inc	JPRS		$14.00 - $16.00	16-Apr-98	Profile
19-Jun-1998	ISE Labs Inc	ISET		$10.00 - $12.00	8-Apr-98	Profile
15-Jun-1998	Intuitive Surgical Inc				22-Apr-98
11-Jun-1998	Telephone & Data Systems Inc	TDS		$12.50 - $14.50	23-Mar-98	Profile
10-Jun-1998	WorkFlow Mgmt(US Office Prods)			$12.00 - $14.00	6-Mar-98
4-Jun-1998	Urosurge Inc	URSG			9-Apr-98	Profile
26-May-1998	Medi-Cen Management Inc	MCEN	2.0M	$8.00 - $10.00	16-Mar-98	Profile
21-May-1998	Physicians Trust Inc	PHTR	-0.0M		4-Mar-98	Profile
7-Apr-1998	Conecel			$12.50 - $13.50	11-Mar-98
12-Mar-1998	Crum & Forster Hldgs(Talegen)		-0.0M		9-Feb-98
TBA	PwCC Ltd				2-May-02
WITHDRAWN	Petra Capital Partners Inc		3.5M	$18.00 - $20.00	9-Jun-98
WITHDRAWN	Deja.com Inc		-0.0M		17-Jun-99
WITHDRAWN	Personify Inc		-0.0M		24-May-00
WITHDRAWN	Cheapflights Ltd		-0.0M		23-Jun-08
WITHDRAWN	Enfinity Corp	BTU		$12.50 - $14.50	14-May-98	Profile
WITHDRAWN	FileTek Inc				2-Jul-98
WITHDRAWN	Applied Systems Inc.				20-Jul-98
WITHDRAWN	National Media Technologies	NATL	-0.0M		15-Mar-00	Profile