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UBS
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Boetzelen Real Estate AG

$5.50 - $7.50
TBA14-Jun-2007Withdrawn
JSC Uralkali

$10.25 - $12.25
TBA11-Oct-2006Withdrawn
UBS AG
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Burrup Holdings Ltd

$1.75 - $2.25
TBA10-Aug-2010Withdrawn
PR Finance Group Ltd
56.1M$2.00
31-Mar-200717-Apr-2007Withdrawn
WTorre Properties SANA-0.0M

15-Mar-200719-Jun-2007WithdrawnProfile
UBS AG Leerink Swann & Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Radius Health IncRDUS
$8.50 - $10.50
TBA15-Nov-2012WithdrawnProfile
UBS Australia Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Allianz Global Investors

$1.00
TBA11-Jul-2006Withdrawn
UBS Australia Ltd Goldman Sachs JBWere Pty Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Tech Pacific Holdings Ltd
-0.0M

14-Aug-20042-Oct-2004Withdrawn
UBS China International Capital Co Credit Suisse Goldman Sachs International
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
China Pacific Ins(Grp)Co Ltd601601


TBA28-Oct-2008WithdrawnProfile
UBS Investment Bank
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
3SBio IncSSRX7.7M$16.00
29-Jan-20076-Feb-2007PricedProfile
ASM Acquisition Co LtdARY
$10.00
TBA4-Jun-2009WithdrawnProfile
Adeza Biomedical CorpADZA3.75M$16.00
7-Dec-200410-Dec-2004PricedProfile
Atlas Energy Resources LLCATN6.32M$21.00
5-Dec-200612-Dec-2006PricedProfile
BioNumerik Pharmaceuticals IncBNPI
$14.00 - $16.00
TBA9-Jun-2006WithdrawnProfile
BlackRock Global OpportunitiesBOE17.0M$25.00
25-May-200525-May-2005PricedNews, Profile, Research, Insider
BlackRock Municipal 2020 TermBKK3.95M$15.00
22-Aug-200325-Sep-2003PricedChart, News, Profile, Insider
Blackrock Glbl Flt Rt ITBGT27.0M$20.00
25-Aug-200425-Aug-2004PricedChart, News, Profile
China Medical Technologies IncCMED5.0M$15.00
4-Aug-20059-Aug-2005PricedNews, Profile, Research
Cohen & Steers WW Realty Inc FRWF0.07M$20.00
TBA28-Mar-2005PricedProfile
Crit Homecare Sol Hldgs IncCHCS


TBA14-Feb-2008WithdrawnProfile
Eaton Vance CreditEOE10.0M$20.00
24-May-200626-May-2006PricedProfile
Eaton Vance Enhanced Eq Inc FdEOI0.05M$20.00
12-Aug-200426-Oct-2004PricedChart, News, Profile, Insider
Eaton Vance Enhanced Eq Inc IIEOS50.0M$20.00
24-Jan-200526-Jan-2005PricedChart, News, Profile, Research, Insider
Eaton Vance Floating RateEFR0.05M$20.00
20-Nov-200324-Nov-2003PricedChart, News, Profile, Insider
FinTech Acquisition Corp

$10.00
TBA12-May-2011Withdrawn
FreightCar America IncRAIL7.5M$19.00
5-Apr-20055-Apr-2005PricedChart, News, SEC, Profile, Research, Insider
GB Holiday Parks Ltd
-0.0M

30-Apr-20042-Sep-2004Withdrawn
HBM BioVentures AG



TBA8-Feb-2008Withdrawn
Harry & David Holdings Inc

$13.00 - $15.00
TBA7-May-2008Withdrawn
Helicos BioSciences CorpHLCS5.4M$9.00
23-May-200723-May-2007PricedNews, Profile, Research
ICF International IncICFI4.67M$12.00
22-Sep-200627-Sep-2006PricedNews, Profile, Research, Insider
Immunicon CorpIMMC6.0M$8.00
15-Apr-200416-Apr-2004PricedProfile, Research
Insys Therapeutics IncINRX


TBA8-Sep-2008WithdrawnProfile
Iomai CorpIOMI5.0M$7.00
30-Jan-20061-Feb-2006PricedProfile
Ituran Location & Control LtdITRN4.8M$13.00
23-Sep-200527-Sep-2005PricedNews, Profile, Research
Kanbay International IncKBAY7.15M$13.00
21-Jul-200422-Jul-2004PricedProfile
Knology IncKNOL6.0M$9.00
18-Dec-200318-Dec-2003PricedProfile
KongZhong CorpKONG10.0M$10.00
7-Jul-20048-Jul-2004PricedChart, News, Profile, Research
LECG CorpXPRT6.67M$17.00
13-Nov-200313-Nov-2003PricedNews, Profile
MannKind CorpMNKD5.5M$14.00
27-Jul-200428-Jul-2004PricedChart, News, Profile, Research, Insider
Mechel Steel Group OAOMTL13.88M$21.00
26-Oct-200428-Oct-2004PricedChart, News, Profile, Research
Memory Pharmaceuticals CorpMEMY5.0M$7.00
5-Apr-20045-Apr-2004PricedProfile
Neurochem IncNRM4.2M$10.87
17-Sep-200317-Sep-2003PricedProfile
Nicholas-Applegate Global EqNGZ8.0M$25.00
24-Sep-200725-Sep-2007PricedNews, Profile, Insider
Nicholas-Applegate Int'l StratNAI9.5M$25.00
26-Apr-200526-Apr-2005PricedNews, Profile, Insider
Nuveen Core Equity Alpha FundJCE19.0M$20.00
26-Mar-200727-Mar-2007PricedNews, Profile
ORBCOMM IncORBC11.15M$11.00
30-Oct-20062-Nov-2006PricedNews, Profile, Research, Insider
Omrix Biopharmaceuticals IncOMRI3.44M$10.00
7-Apr-200620-Apr-2006PricedProfile
PIMCO New York Municipal 3PYN5.0M$15.00
30-Oct-200228-Oct-2002PricedChart, News, Profile, Insider
Pioneer Diversified HighHNW28.0M$25.00
20-Apr-200724-May-2007PricedNews, Profile, Insider
Pioneer Muni High Inc TrustMHI20.5M$15.00
17-Jul-200317-Jul-2003PricedChart, News, Profile, Insider
Predix Pharmaceuticals IncPRDX
$10.00 - $12.00
TBA26-Oct-2005WithdrawnProfile
Qiao Xing Mobile Commun Co LtdQXM16.67M$12.00
1-May-20072-May-2007PricedProfile
Republic Engineered Products



TBA13-Oct-2005Withdrawn
Rubicon Technology IncRBCN6.7M$14.00
13-Nov-200715-Nov-2007PricedNews, Profile, Research, Insider
SCOPE METALS GROUP LTDSCPE3.77M$25.00 - $28.00
TBATBAFiledProfile
Saga Group Ltd
-0.0M

15-Sep-20044-Oct-2004Withdrawn
Scudder RREEF REIT Fund II IncSRO0.04M$15.00
26-Aug-200326-Aug-2003PricedProfile
Secunda International LTD
-0.0M

TBATBAFiled
Seven Networks IncSEVN


TBA22-Nov-2004WithdrawnProfile
SinoTech Energy LtdCTE19.74M$8.50
3-Nov-20103-Nov-2010PricedProfile
Sonics IncSNCS


TBA23-Jun-2008WithdrawnProfile
StreetTRACKS Gold TrustGLD2.3M$44.21
13-May-200317-Nov-2004PricedNews, Profile
Systems Xcellence IncSXC3.2M$12.08
22-Jun-200622-Jun-2006PricedNews, Profile, Research, Insider
Technology Investment CapitalTICC8.33M$15.00
19-Nov-200320-Nov-2003PricedChart, News, Profile, Research, Insider
Transmontaigne Partners LPTLP3.35M$21.40
24-May-200524-May-2005PricedNews, Profile, Research, Insider
Wood Resources LLCWRC4.25M

14-Nov-200513-Feb-2006WithdrawnProfile
WorldSpace IncWRSPQ11.87M$21.00
3-Aug-20053-Aug-2005PricedProfile, Research
UBS Investment Bank ABG Sundal Collier
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Thule Holding AB
-0.0M

29-Oct-200429-Oct-2004Withdrawn
UBS Investment Bank BMO Capital Markets
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Staffmark Holdings IncSTMK


TBA20-Oct-2011WithdrawnProfile
UBS Investment Bank Banc of America Securities LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Valera Pharmaceuticals IncVLRX3.75M$9.00
30-Jan-20061-Feb-2006PricedProfile
UBS Investment Bank Banc of America Securities LLC Bear Stearns & Co Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Ocean Power Technologies IncOPTT5.0M$20.00
23-Apr-200724-Apr-2007PricedNews, Profile, Research, Insider
UBS Investment Bank Bank of America Merrill Lynch Citi
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Fulcrum BioEnergy IncFLCM


TBA30-Nov-2012WithdrawnProfile
UBS Investment Bank Bank of America Merrill Lynch Citi Morgan Stanley
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Eaton Vance Municipal IncomeETX0.05M$20.00
22-Mar-201325-Mar-2013PricedNews, Profile, Research
UBS Investment Bank Bank of America Merrill Lynch Citi Morgan Stanley Wells Fargo Bank NA
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Ares Dynamic Credit AllocationARDC19.0M$20.00
27-Nov-201228-Nov-2012PricedNews, Profile
UBS Investment Bank Bank of America Merrill Lynch Citi Morgan Stanley Wells Fargo Bank NA Nuveen Investments LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Nuveen Short Duration Credit OJSD12.5M$20.00
24-May-201125-May-2011PricedNews, Profile, Insider
UBS Investment Bank Bank of America Merrill Lynch Morgan Stanley Citi JP Morgan
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
MPLX LPMPLX15.0M$22.00
18-Oct-201225-Oct-2012PricedNews, Profile, Research
UBS Investment Bank Bank of America Merrill Lynch Wells Fargo Securities LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Tortoise Energy Independence FNDP16.0M$25.00
25-Jun-201226-Jul-2012PricedNews, Profile, Insider
UBS Investment Bank Barclays Citigroup Global Markets Inc Deutsche Bank Securities Corp Goldman Sachs & Co JP Morgan Securities Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Norwegian Cruise Line Hldg LtdNCLH23.53M$19.00
8-Jan-201317-Jan-2013PricedNews, Profile, Research, Insider
UBS Investment Bank Bear Stearns & Co Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
American Railcar Inds IncARII8.5M$21.00
11-Jan-200619-Jan-2006PricedNews, Profile, Research, Insider
American Railcar Industries



TBA1-Dec-2005Withdrawn
CPI International IncCPII7.06M$18.00
24-Apr-200627-Apr-2006PricedProfile
Panther Expedited Services Inc



TBA30-Jul-2010Withdrawn
Ultrapetrol(Bahamas)LtdULTR12.5M$11.00
26-Sep-200612-Oct-2006PricedNews, Profile, Research
UBS Investment Bank Bear Stearns & Co Inc Citigroup
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Eagle Bulk Shipping IncEGLE13.25M$14.00
20-Jun-200522-Jun-2005PricedNews, Profile, Research, Insider
UBS Investment Bank Citi
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Eaton Vance Natl Municipal OppEOT15.0M$20.00
22-May-200926-May-2009PricedNews, Profile
Global Ship Lease Inc
18.88M$19.00 - $21.00
TBATBAPostponed
Nobao Renewable Energy Hldg LtNRE
$8.00 - $10.00
TBA4-Jun-2010WithdrawnProfile
Qihoo 360 Technology Co LtdQIHU12.11M$14.50
29-Mar-201129-Mar-2011PricedNews, Profile, Research
UBS Investment Bank Citi Credit Suisse Morgan Stanley
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Western Gas Partners LPWES18.75M$16.50
25-Apr-20088-May-2008PricedChart, News, SEC, Profile, Research, Insider
UBS Investment Bank Citi Deutsche Bank Securities Corp
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Pyramid Hotels & Resorts IncPYR


TBA11-Jun-2010WithdrawnProfile
UBS Investment Bank Citi Merrill Lynch Wachovia Securities Inc AG Edwards & Sons Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
EV Tax-Mnged Global Buy-WriteETW0.05M$20.00
8-Apr-200527-Sep-2005PricedNews, Profile, Research
UBS Investment Bank Citi Morgan Stanley Merrill Lynch Barclays Credit Suisse Goldman Sachs & Co Wells Fargo Bank NA
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Chesapeake Midstream PartnersCHKM21.25M$21.00
26-Jul-201028-Jul-2010PricedProfile
UBS Investment Bank Citigroup JP Morgan
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Apollo Investment CorpAINV62.0M$15.00
5-Apr-20125-Apr-2004PricedChart, News, Profile, Research, Insider
UBS Investment Bank Citigroup Merrill Lynch
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Eaton Vance Tax Advantaged DivEVT75.0M$20.00
25-Sep-200325-Sep-2003PricedChart, News, Profile
Etn Vance Tax Adv. Gl. DivFunETG75.0M$20.00
26-Jan-200427-Jan-2004PricedChart, News, Profile, Research
Nich-Apple Conv & Inc Fd IINCZ
$15.00
9-Jun-200328-Jul-2003PricedChart, News, Profile, Insider
Nicholas Applegate Convertible
70.0M$15.00
TBATBAFiled
UBS Investment Bank Citigroup Merrill Lynch Wachovia Securities Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Eaton Vance Fltng-Rt Inc TrstEFT39.0M$20.00
23-Jun-200424-Jun-2004PricedChart, News, Profile, Research, Insider
UBS Investment Bank Credit Suisse First Boston
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Maidenform Brands IncMFB12.79M$17.00
21-Jul-200522-Jul-2005PricedNews, Profile, Research, Insider
UBS Investment Bank Deutsche Bank Securities Corp
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Amira Nature Foods LtdANFI9.0M$10.00
27-Sep-201210-Oct-2012PricedNews, Profile, Research
Builders FirstSource IncBLDR12.25M$16.00
22-Jun-200522-Jun-2005PricedNews, Profile, Research, Insider
Huron Consulting Group IncHURN5.0M$15.50
5-Oct-200412-Oct-2004PricedChart, News, Profile, Research, Insider
Prestwick Pharmaceuticals Inc
-0.0M

22-Apr-200520-Dec-2005Withdrawn
ZipRealty IncZIPR4.55M$13.00
8-Nov-20049-Nov-2004PricedChart, News, Profile, Research, Insider
UBS Investment Bank Deutsche Bank Securities Corp Bank of America Merrill Lynch Barclays Citi Credit Suisse Goldman Sachs & Co JP Morgan RBC Capital Markets Itau USA Securities Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Grupo Financiero SantanderSANMEX293.88M$12.19
21-Sep-201225-Sep-2012PricedProfile
UBS Investment Bank Deutsche Bank Securities Corp Barclays PLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Smith Electric Vehicles CorpSMITH
$16.00 - $18.00
TBA21-Sep-2012WithdrawnProfile
UBS Investment Bank Deutsche Bank Securities Corp Jefferies & Co Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Avast Software BV

$9.00 - $11.00
TBA25-Jul-2012Withdrawn
UBS Investment Bank Deutsche Bank Securities Corp Raymond James & Associates Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Ubiquiti Networks IncUBNT7.04M$15.00
13-Oct-201113-Oct-2011PricedNews, Profile, Research, Insider
UBS Investment Bank Friedman Billings Ramsey & Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
New Century Financial CorpNEW13.5M$58.00
30-Sep-200430-Sep-2004PricedProfile
UBS Investment Bank Goldman Sachs & Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Quicksilver Gas Services LPKGS5.0M$21.00
25-Jul-20076-Aug-2007PricedProfile
UBS Investment Bank Goldman Sachs & Co JP Morgan
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
NuCO2 Inc



TBA17-Jul-2012Withdrawn
UBS Investment Bank Handelsbanken AS
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Bisnode AB
-0.0M$31.00 - $37.00
17-Aug-200730-Oct-2007Withdrawn
UBS Investment Bank JMP Securities LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
MediaTech Investment CorpMDTC10.0M$14.00 - $16.00
TBATBAFiledProfile
UBS Investment Bank JP Morgan
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Welsh Property Trust IncWLS
$8.50 - $10.50
TBA1-Jul-2010WithdrawnProfile
UBS Investment Bank JP Morgan Citi Piper Jaffray Cos
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Myriant Corp
-0.0M

TBATBAFiled
UBS Investment Bank JP Morgan Morgan Stanley
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
ISoftStone Holdings LtdISS10.83M$13.00
30-Nov-201013-Dec-2010PricedNews, Profile, Research
UBS Investment Bank Jefferies & Co Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Arlington Tankers LtdATB11.45M$20.00
2-Nov-20045-Nov-2004PricedProfile
Complete Genomics IncGNOM6.0M$9.00
10-Nov-201010-Nov-2010PricedProfile
Sequans Communications SASQNS9.17M$10.00
14-Apr-201114-Apr-2011PricedNews, Profile, Research
UBS Investment Bank Jefferies & Co Inc Wells Fargo Bank NA
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Cumberland Pharmaceuticals IncCPIX5.0M$17.00
29-Jul-200910-Aug-2009PricedNews, Profile, Research, Insider
UBS Investment Bank Keefe Bruyette & Woods Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Safe Auto Group IncSAIC-0.0M

5-Nov-20049-Jan-2006WithdrawnProfile
Sutherland Asset Mgmt CorpSLD16.67M$15.00
TBATBAFiledProfile
UBS Investment Bank Ladenburg Thalmann & Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
SP Acquisition Holdings IncDSP40.0M$10.00
5-Oct-200710-Oct-2007PricedProfile
Wattles Acquisition Corp
20.0M$10.00
TBATBAFiled
UBS Investment Bank Leerink Swann & Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Paratek Pharmaceuticals Inc
-0.0M

TBATBAFiled
UBS Investment Bank Lehman Brothers
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
ASAlliances Biofuels LLC



TBA12-Oct-2007Withdrawn
Encore Energy Partners LPENP9.0M$21.00
28-Aug-200711-Sep-2007PricedProfile
Oge Enogex Partners LPOGP
$16.00 - $18.00
TBA23-Sep-2008WithdrawnProfile
Regency Energy Partners LPRGNC12.5M$20.00
20-Jan-200630-Jan-2006PricedProfile
UBS Investment Bank Lehman Brothers Goldman Sachs & Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Eagle Rock Energy Partners LPEROC12.5M$19.00
13-Oct-200624-Oct-2006PricedNews, Profile, Research, Insider
UBS Investment Bank Merrill Lynch
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
ADESA IncKAR6.25M$24.00
14-Jun-200416-Jun-2004PricedChart, News, Profile, Research, Insider
BlackRock Florida Mun 2020BFO7.0M$15.00
25-Sep-200325-Sep-2003PricedChart, News, Profile, Insider
Double Hull Tankers IncDHT16.0M$12.00
12-Oct-200513-Oct-2005PricedNews, Profile, Research
Extra Space Storage IncEXR20.2M$12.50
11-Aug-200411-Aug-2004PricedChart, News, Profile, Research, Insider
Gjensidige Forsikring ASA
-0.0M

20-Aug-200718-Dec-2007Withdrawn
John Hancock Tax-AdvantagedHTD34.0M$20.00
23-Jan-200424-Feb-2004PricedChart, News, Profile, Insider
MortgageIT Holdings IncMHL14.6M$12.00
26-Jul-200429-Jul-2004PricedProfile
UBS Investment Bank Merrill Lynch Citi Morgan Stanley Wells Fargo Bank NA
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Kayne Anderson Midstream/EnrgyKMF24.0M$25.00
23-Nov-201023-Nov-2010PricedNews, Profile, Research, Insider
UBS Investment Bank Merrill Lynch Wachovia Securities Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Eaton Vance Tax Adv Global DivETO20.0M$20.00
23-Apr-200427-Apr-2004PricedChart, News, Profile, Insider
UBS Investment Bank Merrill Lynch Wachovia Securities Inc Royal Bank of Canada
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Pioneer Municipal High IncomeMAV25.0M$15.00
24-Oct-200315-Oct-2003PricedChart, News, Profile, Insider
UBS Investment Bank Merrill Lynch Wells Fargo Bank NA
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Crude Carriers CorpCRU13.5M$19.00
2-Mar-201011-Mar-2010PricedProfile
UBS Investment Bank Morgan Joseph & Co Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Lambert's Cove Acq CorpLCA10.0M$10.00
TBATBAFiledProfile
UBS Investment Bank Morgan Stanley
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Box Ships IncTEU10.0M$12.00
4-Apr-201114-Apr-2011PricedChart, News, Profile
Paragon Shipping IncPRGN10.3M$16.00
6-Aug-20079-Aug-2007PricedNews, Profile, Research
Van Kampen Dynamic CreditVTA80.5M$20.00
26-Jun-200726-Jun-2007PricedChart, News, SEC, Profile, Insider
UBS Investment Bank Morgan Stanley Pactual Capital Corporation
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Telemar Participacoes SA



TBA17-Aug-2006Withdrawn
UBS Investment Bank Piper Jaffray Cos
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
AtriCure IncATRC4.0M$12.00
3-Aug-20055-Aug-2005PricedNews, Profile, Research, Insider
Renewable Energy Group IncREGI7.2M$10.00
3-Jan-201218-Jan-2012PricedNews, Profile, Research, Insider
US BioEnergy CorpUSBE9.38M$14.00
29-Nov-200614-Dec-2006PricedProfile
UBS Investment Bank Piper Jaffray Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Isola Group LtdISLA-0.0M

TBATBAFiledProfile
Singulex IncSGLX
$15.00 - $17.00
TBA28-Dec-2012WithdrawnProfile
UBS Investment Bank Piper Jaffray Inc Citi
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Gevo IncGEVO7.15M$15.00
4-Feb-20118-Feb-2011PricedNews, Profile, Research, Insider
UBS Investment Bank Wachovia Securities Inc Credit Suisse
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Energy Transfer Equity LPETE17.5M$21.00
23-Jan-20063-Feb-2006PricedNews, Profile, Research, Insider
UBS Investment Bank Wells Fargo Securities LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Guggenheim DynamicGGM0.03M$25.00
TBATBAFiledProfile
UBS Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Straumann Holding AGSTMN-0.0M

1-Apr-1998TBAWithdrawnProfile
UBS Ltd Numis Securities Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Tungsten Corp

$5.00
TBA24-May-2012Withdrawn
UBS Pactual
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Banco Do Estado Do EspiritoBEES-0.0M

11-Dec-200719-May-2008WithdrawnProfile
Solvay Indupa SAIYCINDU-0.0M

3-Mar-20081-Dec-2008WithdrawnProfile
UBS Pactual Morgan Stanley
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Renova Energia SARNEW11


TBA22-Aug-2008WithdrawnProfile
UBS Securities Co Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Beijing Jingkelong Co Ltd814120.0M

23-Mar-201231-May-2013WithdrawnProfile
South Beauty Co Ltd
-0.0M

16-Dec-20088-Jul-2011Withdrawn
UBS Securities Co Ltd Woori Invest & Sec Co Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
LG Siltron IncNA-0.0M

15-Feb-20115-Feb-2013WithdrawnProfile
UBS Securities Inc Bank of America Merrill Lynch Citi Morgan Stanley & Co Wells Fargo Securities LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
DoubleLine Income SolutionsDSL110.0M$25.00
25-Apr-201325-Apr-2013PricedChart, News, Profile
UBS Securities Inc Bank of America Merrill Lynch Citi Morgan Stanley Wells Fargo Securities LLC Ameriprise Financial Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
BlackRock Muni Target TrBTT72.0M$25.00
27-Aug-201228-Aug-2012PricedNews, Profile, Insider
UBS Securities Inc Barclays Jefferies & Co Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Enova International IncENVA


TBA25-Jul-2012WithdrawnProfile
UBS Securities Inc Citi Morgan Stanley & Co Wells Fargo Securities LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
PIMCO Dynamic Credit IncomePCI7.15M$25.00
28-Jan-201328-Jan-2013PricedNews, Profile
UBS Securities Inc Credit Suisse JP Morgan VTB Capital Cowen & Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Luxoft Holding IncLXFT4.09M$16.00 - $18.00
TBATBAFiledProfile
UBS Securities Inc Credit Suisse Securities (USA) Deutsche Bank Securities
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Provident Mortgage CapitalPMCA5.0M$15.00
TBATBAPostponedProfile
UBS Securities Inc Leerink Swann & Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Verastem IncVSTM4.5M$10.00
14-Jan-201226-Jan-2012PricedNews, Profile, Research, Insider
UBS Securities Inc Morgan Stanley & Co Credit Suisse
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Crescent Capital Finance GroupCCFG8.33M$15.00
TBATBAFiledProfile
UBS Securities Inc SBC Warburg Dillon Read Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Conecel

$12.50 - $13.50
TBA7-Apr-1998Withdrawn
UBS Securities Inc SBC Warburg Dillon Read {OLD}
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Conecel



TBATBAWithdrawn
UBS Warburg
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Aderis Pharmaceuticals IncADPX-0.0M

11-Jan-20028-Aug-2002WithdrawnProfile
Adesso Healthcare TechnologyADSO-0.0M

20-Jul-200022-Sep-2000WithdrawnProfile
Alliance Medical Corp

$14.00 - $16.00
TBA12-Mar-2002Withdrawn
Altus Medical IncALTU


TBA14-Jun-2002WithdrawnProfile
Argonaut Technologies IncAGNT4.0M$15.00
18-Jul-200019-Jul-2000PricedProfile
Athena Diagnostics IncATHN
$30.00
TBA7-Oct-2004WithdrawnProfile
Biomedicines IncBIOS


TBA2-Apr-2001WithdrawnProfile
BlackRock Strategic Bond TrustBHD9.0M$15.00
26-Feb-200227-Feb-2002PricedChart, News, Profile
Blackrock Core Bond TrustBHK30.0M$25.00
27-Nov-200127-Nov-2001PricedChart, News, Profile, Insider
Bruker AXS Inc
9.0M$6.50
7-Dec-200114-Dec-2001Priced
Cepheid IncCPHD5.0M$6.00
21-Jun-200021-Jun-2000PricedChart, News, SEC, Profile, Research, Insider
Curon Medical IncCURN5.0M$11.00
30-Aug-200021-Sep-2000PricedNews, SEC, Profile
Digirad Corp



TBA9-Nov-2001Withdrawn
DrugAbuse Sciences Inc

$8.00 - $9.00
TBA13-Oct-2000Withdrawn
Dynacare IncDNCR7.0M$10.00
3-Nov-200017-Nov-2000PricedProfile
Eaton Vance Ins CA Mun Fnd IEIA4.6M$15.00
22-Nov-200225-Nov-2002PricedChart, News, Profile
Eaton Vance Ins Mun Bd Fd IIEIV10.5M$15.00
21-Nov-200225-Nov-2002PricedChart, News, Profile, Research
Eaton Vance Ins NY Muni INYH3.67M$15.00
21-Nov-200225-Nov-2002PricedChart, News, Profile
Eaton Vance Insured ArizonaEVZ0.07M$15.00
TBATBAFiledProfile
Eaton Vance Insured FloridaEIF3.52M$15.00
22-Nov-200225-Nov-2002PricedProfile
Eaton Vance Insured Mass MuniMAB2.1M$15.00
22-Nov-200225-Nov-2002PricedChart, News, Profile
Eaton Vance Insured MichiganMIW2.1M$15.00
21-Nov-200225-Nov-2002PricedChart, News, Profile
Eaton Vance Insured Minnesota
0.07M$15.00
9-Oct-2002TBAFiled
Eaton Vance Insured New JerseyEMJ2.95M$15.00
21-Nov-200225-Nov-2002PricedChart, News, Profile, Insider
Eaton Vance Insured OhioEIO3.52M$15.00
21-Nov-200225-Nov-2002PricedChart, News, Profile
Eaton Vance Muni Inc Trst IIEVR0.07M$25.65
TBATBAFiledProfile
Genomic Solutions IncGNSL7.0M$8.00
4-May-20005-May-2000PricedProfile
Gladstone Capital CorpGLAD8.2M$15.00
23-Aug-200123-Aug-2001PricedChart, News, SEC, Profile, Research, Insider
HPL Technologies IncHPLA6.0M$11.00
30-Jul-200130-Jul-2001PricedProfile
Hemosol IncHMSL7.0M$8.78
28-Feb-20011-Mar-2001PricedProfile
IBS Group Holding LtdIBSGQ-0.0M

1-Feb-20011-Jan-2002WithdrawnProfile
Infonet Services CorpIN-0.0M$18.88
1-Nov-20023-Jan-2003WithdrawnProfile
InterVideo Inc

$12.00 - $14.00
TBA30-Jan-2003Withdrawn
LogicVision IncLGVN4.5M$9.00
30-Oct-200131-Oct-2001PricedProfile
MEVC Delta LifeSciences Fund IHVC4.35M$20.00
TBATBAFiledProfile
MediChem Life Sciences IncMCLS6.4M$7.00
25-Oct-200026-Oct-2000PricedProfile
Nicholas-Applegate Cvt Inc FdNCV73.5M$15.00
26-Mar-200326-Mar-2003PricedChart, News, Profile, Research, Insider
OCPIOCPI10.5M$11.00
1-Nov-20003-Nov-2000PricedProfile
PIMCO California Municipal IIIPZC25.0M$15.00
28-Oct-200228-Oct-2002PricedChart, News, Profile, Research, Insider
PIMCO California Municipal IncPCK
$15.00
29-May-200226-Jun-2002PricedChart, News, Profile, Insider
PIMCO Municipal Income Fund IIPML
$15.00
29-May-200226-Jun-2002PricedChart, News, Profile, Insider
PIMCO New York MunicipalPNI
$15.00
15-Apr-200226-Jun-2002PricedChart, News, Profile, Insider
Pimco CA Mun Inc FundPCQ16.67M$15.00
26-Jun-200126-Jun-2001PricedChart, News, Profile, Research, Insider
Pimco Municipal Income FundPMF23.33M$15.00
26-Jun-200126-Jun-2001PricedChart, News, Profile, Research, Insider
Pimco Municipal Income IIIPMX38.0M$15.00
28-Oct-200228-Oct-2002PricedChart, News, Profile, Research, Insider
Pimco NY Mun Inc FundPNF8.33M$15.00
26-Jun-200126-Jun-2001PricedChart, News, Profile, Insider
Printcafe Software IncPCAF3.75M$10.00
14-Jun-200218-Jun-2002PricedProfile
Protarga IncPRTG


TBA3-Oct-2002WithdrawnProfile
Ribapharm IncRNA26.0M$10.00
11-Apr-200212-Apr-2002PricedProfile
Royalty Pharma AG
4.1M$40.00 - $45.00
25-May-200221-Jun-2002Withdrawn
SabespSBS-0.0M$11.22
TBA9-May-2002PricedChart, News, Profile, Research
Scudder RREEF Real Estate FundSRQ18.0M$15.00
28-Oct-200228-Oct-2002PricedProfile
Stockpoint Inc

$8.00 - $10.00
TBA4-Apr-2001Withdrawn
Torch Offshore IncTORC5.0M$16.00
4-Jun-20017-Jun-2001PricedProfile
Universal Hospital Services

$14.00 - $15.00
TBA3-Dec-2001Withdrawn
ViaCell Inc



TBA31-Dec-2003Withdrawn
WCI Communities IncWCI6.9M$19.00
4-Mar-200211-Mar-2002PricedProfile
Xenogen Corp

$9.00 - $11.00
TBA9-Apr-2001Withdrawn
UBS Warburg & Associates (SG)
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Singmall Property Trust
-0.0M

12-Oct-200112-Nov-2001Withdrawn
UBS Warburg (UK)
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Andritz AG
-0.0M

16-Sep-2000TBAWithdrawn
Camelot International Services
-0.0M

1-Aug-2000TBAWithdrawn
Leica Microsystems GmbH
-0.0M

9-Sep-2000TBAWithdrawn
Obtree Technologies Inc
-0.0M

28-Oct-2000TBAWithdrawn
Streamserve AB
-0.0M$44.00 - $56.00
5-Jun-2000TBAWithdrawn
UBS Warburg (UK) JP Morgan Securities Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Khanti Mansyisk Oil
-0.0M$14.00 - $16.00
1-May-20011-Jan-2002Withdrawn
UBS Warburg Citigroup Merrill Lynch
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Eaton Vance Limited DurationEVV95.0M$20.00
23-May-200327-May-2003PricedChart, News, Profile, Insider
UBS Warburg Credit Suisse First Boston
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
HealtheTech IncHETC5.0M$7.50
18-Jun-200212-Jul-2002PricedProfile
UBS Warburg JP Morgan
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Khanty Mansiysk Oil Corp

$14.00 - $16.00
TBA12-Nov-2002Withdrawn
UBS Warburg LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
APS Healthcare Inc



TBA3-Oct-2002Withdrawn
Westcon Group Inc
-0.0M

12-Jan-200116-Jan-2004Withdrawn
UBS Warburg Merrill Lynch
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Eaton Vance Insured PA MuniEIP3.72M$15.00
21-Nov-200225-Nov-2002PricedChart, News, Profile
John Hancock Pref Inc Fund IIHPF22.0M$25.00
22-Nov-200225-Nov-2002PricedChart, News, Profile, Insider
John Hancock Pref Inc Fund IIIHPS-0.0M$25.00
23-May-200316-Jun-2003PricedChart, News, Profile, Insider
John Hancock Preferred IncomeHPI22.5M$25.00
22-Aug-200222-Aug-2002PricedChart, News, Profile, Insider
UBS Warburg Merrill Lynch International
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Converium Holding AGCHRN35.0M$24.59
10-Dec-200110-Dec-2001PricedProfile
UBS Warburg SG Cowen Securities Corp
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Candescent Technologies
-0.0M

8-Feb-20012-May-2001Withdrawn
UFJ Tsubasa Securities Co Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
DIP Corp

$5551.80
13-Nov-200315-Dec-2003Withdrawn
UNKNOWN
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
AgriNurture IncANI-0.0M

22-Apr-200925-May-2009WithdrawnProfile
Card Protection Plan Ltd
-0.0M

7-Oct-2000TBAWithdrawn
Diamondback Energy ServicesFANG
$17.82
TBA24-Apr-2009WithdrawnProfile
Global Switch SARL
-0.0M

2-Oct-2000TBAWithdrawn
MirCorp
-0.0M

16-Oct-2000TBAWithdrawn
Stocznia Gdynia
-0.0M

10-Oct-2000TBAWithdrawn
UOB Asia Ltd UOB Kay Hian Private Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
EC Asia International Ltd
-0.0M

21-May-200328-May-2003Withdrawn
UOB Kay Hian Private Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Asia Paper Group Ltd
-0.0M

16-Sep-20082-Jul-2009Withdrawn
SEF Group LtdNA-0.0M

30-Dec-201018-Mar-2011WithdrawnProfile
Suoli China Group Ltd
-0.0M

4-Sep-200810-Jun-2009Withdrawn
US Bancorp Piper Jaffray
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
American Med Sys Holdings IncAMMD6.25M$11.00
4-Aug-200010-Aug-2000PricedProfile
Antigenics IncAGEN3.0M$18.00
3-Feb-20003-Feb-2000PricedChart, News, SEC, Profile, Research, Insider
BioMarin Pharmaceutical IncBMRN4.5M$13.00
22-Jul-199922-Jul-1999PricedChart, News, SEC, Profile, Research, Insider
Buca IncBUCA2.78M$12.00
16-Apr-199921-Apr-1999PricedProfile
CommTouch Software LtdCTCH3.0M$16.00
12-Jul-199913-Jul-1999PricedNews, Profile, Research
Continuus Software CorpCNSW3.1M$8.00
28-Jul-199929-Jul-1999PricedProfile
Eloquent IncELOQ4.5M$16.00
15-Feb-200016-Feb-2000PricedProfile
Firstier CorpFTCO-0.0M

21-Dec-199924-May-2000WithdrawnProfile
Homeservices Com IncHMSV3.75M$15.00
7-Oct-19997-Oct-1999PricedProfile
Internet.com CorpINTM3.4M$14.00
23-Jun-199925-Jun-1999PricedProfile
Interspeed IncISPD3.5M$12.00
23-Aug-199924-Sep-1999PricedChart, Profile
Jillians Entertainment Hldg
-0.0M

3-Sep-19997-Oct-1999Withdrawn
Kyphon IncKYPH6.0M$15.00
13-May-200217-May-2002PricedProfile
Linkage Solutions, Inc.LNKG
$10.00 - $12.00
TBA21-Feb-2002WithdrawnProfile
Marlin Business Services IncMRLN4.4M$14.00
7-Nov-200311-Nov-2003PricedChart, News, Profile, Research, Insider
Omnicell IncOMCL6.0M$7.00
2-Aug-20017-Aug-2001PricedChart, News, SEC, Profile, Research, Insider
Pozen IncPOZN5.0M$15.00
10-Oct-200010-Oct-2000PricedChart, News, SEC, Profile, Research, Insider
Repeater Technologies IncRPTR4.75M$9.00
4-Aug-20008-Aug-2000PricedProfile
TheraSense IncTHER6.0M$19.00
10-Oct-200111-Oct-2001PricedProfile
Travelscape.comRSVN
$10.00 - $12.00
TBA2-Aug-1999WithdrawnProfile
VNUS Medical Technologies Inc

$11.00 - $13.00
TBA20-Apr-2001Withdrawn
Xcyte Therapies IncXCYT4.0M$8.00
16-Mar-200416-Mar-2004PricedProfile
Youcentric Inc

$11.00 - $13.00
TBA25-Oct-2000Withdrawn
US Bancorp Piper Jaffray CIBC World Markets Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Corcept Therapeutics Inc

$14.00 - $16.00
TBA3-Oct-2002Withdrawn
US Bancorp Piper Jaffray JP Morgan
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Novacept
-0.0M

12-Jan-200425-Mar-2004Withdrawn
US Bancorp Piper Jaffray RBC Capital Markets
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
First Amer MN Muni Fund IIMXN1.35M$15.00
31-Oct-200230-Oct-2002PricedChart, News, Profile, Insider
US Euro Securities Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Noninvasive Medical Tech
3.0M

13-Feb-20074-Jun-2008Withdrawn
Underhill Associates, Inc.
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Abington Resources LtdABL8.08M$0.40
17-Jul-2012TBAFiledProfile
Fortune Vacation Travel Ltd

$0.05
TBA8-Oct-2012Withdrawn
Underwriter(s) Unspecified
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Adams Childrenswear Ltd
-0.0M

1-Sep-20011-Jan-2003Withdrawn
Alltours-Group
-0.0M

17-Sep-1999TBAWithdrawn
Altia Oyj
-0.0M

22-Jan-2000TBAWithdrawn
Amadee AG
-0.0M

23-Jul-1999TBAWithdrawn
Apcon AG
-0.0M

16-Sep-1999TBAWithdrawn
BEXcom Pte Ltd
-0.0M

1-Jan-2000TBAWithdrawn
BPN
-0.0M

1-Sep-2000TBAWithdrawn
BTS Skytrain
-0.0M

1-Feb-2000TBAWithdrawn
Bai Jia eMail
-0.0M

1-Jan-2000TBAWithdrawn
Bank Shinta PT
-0.0M

19-Jan-2000TBAWithdrawn
Bigsave.com
-0.0M

18-Sep-1999TBAWithdrawn
BlackStar.co.uk
-0.0M

1-Jul-2000TBAWithdrawn
CRR Logistics Systems AG
-0.0M

19-Oct-1999TBAWithdrawn
Canal Numedia(VivendiNet)
-0.0M

1-Dec-1999TBAWithdrawn
Comcity Online Services AG
-0.0M

7-Sep-1999TBAWithdrawn
Concert PLC
-0.0M

1-Jul-200031-Jul-2000Withdrawn
CyberCash Japan KK
-0.0M

29-Jan-2000TBAWithdrawn
DaimlerChrysler Aerospace AG
-0.0M

31-Jul-199931-Jul-1999Withdrawn
Datakom Asia PT
-0.0M

2-May-1998TBAWithdrawn
Degriftour
-0.0M

15-Nov-1999TBAWithdrawn
Didas AG
-0.0M

11-Aug-1999TBAWithdrawn
E*Netcard Co Ltd
-0.0M

29-Jan-2000TBAWithdrawn
E-Loan Japan KK
-0.0M

29-Jan-2000TBAWithdrawn
EO
-0.0M

1-Jan-2000TBAWithdrawn
EPO.Com Online Investment Bank
-0.0M

1-Apr-2000TBAWithdrawn
Eva Airways Corp2618-0.0M

1-Aug-1999TBAWithdrawnProfile
Forexbank KK
-0.0M

29-Jan-2000TBAWithdrawn
Formo Medical ABFORM-0.0M$18.42
1-May-1998TBAWithdrawnProfile
Gehe AG-Mail Order Division
-0.0M

26-May-1999TBAWithdrawn
Glasauer Wagniskapital KGaA
-0.0M

15-Jul-199915-Jul-1999Withdrawn
Groupe Marne et Champagne SA
-0.0M

19-May-1999TBAWithdrawn
Healy Hudson Software AG
-0.0M

16-Aug-1999TBAWithdrawn
IPC Magazines Ltd
-0.0M

18-Dec-1999TBAWithdrawn
Icon Business Consulting GmbH
-0.0M

20-Sep-1999TBAWithdrawn
Indonesian Online
-0.0M

1-Apr-2000TBAWithdrawn
Insweb(Softbank Corp)
-0.0M

29-Jan-2000TBAWithdrawn
InvestNet International SA
-0.0M

1-Feb-2000TBAWithdrawn
Joint Fashion Service
-0.0M

22-Jan-2000TBAWithdrawn
KF
-0.0M

5-Jun-1999TBAWithdrawn
Lysis SA
-0.0M

4-Aug-1999TBAWithdrawn
Messerschmitt Technologies AG
-0.0M

26-Aug-1999TBAWithdrawn
Micro Systemation AB
-0.0M

20-Aug-1999TBAWithdrawn
Misslbeck Intelligent AG
-0.0M

27-Jul-1999TBAWithdrawn
Morningstar Japan KK4765-0.0M

29-Jan-2000TBAWithdrawnProfile
Networker Multimedia AG
-0.0M

12-May-1999TBAWithdrawn
Nevag AG
-0.0M

12-May-1999TBAWithdrawn
Nihon McDonald
-0.0M

11-Dec-1999TBAWithdrawn
Novartis AGNOVN-0.0M

19-Feb-2000TBAWithdrawnProfile
Oil Palm Plantation Businesses
-0.0M

1-Jun-1999TBAWithdrawn
Oni SGPS SA
-0.0M

1-Jan-2000TBAWithdrawn
Origin(Philips Electronics NV)
-0.0M

19-Feb-2000TBAWithdrawn
Pacfusion Group Hldgs Pte Ltd
-0.0M

1-Jan-2000TBAWithdrawn
Phonet Telecom
-0.0M

19-Jun-1998TBAWithdrawn
Pieters Visbedrijf NV
-0.0M

1-Aug-1999TBAWithdrawn
Pipeline Integrity Intl
-0.0M$27.60 - $34.50
12-Oct-1999TBAWithdrawn
Powszechna Kasa Oszczednosci
-0.0M

22-Jan-200317-May-2003Withdrawn
Procisa(Lugarce)
-0.0M

28-May-1999TBAWithdrawn
SIP Societe Internet Promotion
-0.0M

1-Jan-2000TBAWithdrawn
SWS Dase Software Systems
-0.0M

25-Mar-1998TBAWithdrawn
Salcon Engineering Sdn Bhd
-0.0M

1-Oct-1999TBAWithdrawn
SanPaolo IMI SpASPI-0.0M

1-Jan-200027-May-2000WithdrawnProfile
Sephora SA
-0.0M

1-Jan-2000TBAWithdrawn
Silk-Route Holdings
-0.0M

1-Jan-2000TBAWithdrawn
Sonera SmartTrust Ltd
-0.0M

29-Jan-200031-Jul-2002Withdrawn
Sri Lanka Telecom LtdSTE-0.0M

1-Nov-1998TBAWithdrawnProfile
Standard Life Assurance Co PLC
-0.0M

1-Jan-2000TBAWithdrawn
Stow International NV
-0.0M

10-Sep-1999TBAWithdrawn
Takefuji Corp8564-0.0M

25-Sep-1999TBAWithdrawnProfile
Top Glory Insurance Co
-0.0M

1-Mar-1999TBAWithdrawn
Tradeware
-0.0M

1-Aug-1999TBAWithdrawn
United Television Ltd
-0.0M

1-Feb-2000TBAWithdrawn
Wijsmuller Groep Holding
-0.0M

22-Jan-2000TBAWithdrawn
Wizard Home Loans
-0.0M

27-Apr-200421-Feb-2005Withdrawn
XLinux.com
-0.0M

1-Jan-2000TBAWithdrawn
Yam Digital Technology Co
-0.0M

1-Jan-2000TBAWithdrawn
Zed
-0.0M

22-Jan-2000TBAWithdrawn
Zhaodaola Internet
-0.0M

1-Mar-2000TBAWithdrawn
Undisclosed Advisor
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
HEX Oyj
-0.0M

1-Jan-20011-Jan-2001Withdrawn
Linguaphone
-0.0M

1-Jan-20011-Jan-2001Withdrawn
Oxagen Ltd
-0.0M

20-Sep-2000TBAWithdrawn
Russky Aluminy
-0.0M

8-Sep-2000TBAWithdrawn
UKTV Interactive Ltd
-0.0M

1-Aug-2000TBAWithdrawn
UniCredit
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Geo Alliance Group
8.62M

1-Dec-20101-Dec-2010Withdrawn
KNAPP Logistik Automation GmbH

$29.00 - $37.00
TBA4-Jul-2008Withdrawn
Zaklady Azotowe Kedzierzyn SA
-0.0M

21-Jul-200828-May-2009Withdrawn
UniCredit Group
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
SiC Processing AG

$6.50 - $8.50
TBA30-Nov-2006Withdrawn
UniCredit Merrill Lynch
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
RAV Agro-Pro
-0.0M

3-Jul-200816-Jul-2008Withdrawn
UniCredit Societe Generale
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Philogen SpA
-0.0M$4.75 - $6.10
10-Jan-200811-Feb-2011Withdrawn
Unicredit Aton Morgan Stanley & Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
AkronAKRN
$120.00 - $150.00
TBA30-Jul-2008WithdrawnProfile
Unicredito Italiano
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Logos Products Srl
-0.0M

1-Jun-20011-Jan-2002Withdrawn
Unicredito Italiano WestLB Panmure Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Digital Multimedia
-0.0M

7-Jun-20011-Jan-2002Withdrawn
Union Bank of Switzerland Merrill Lynch
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Duff&Phelps Glbl Utlty Inc FndDUF0.05M$20.20
TBATBAFiledProfile
Union Bank of Switzerland Merrill Lynch International
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
GTS - Global TeleSystems
-0.0M$17.00 - $19.00
1-Jan-1998TBAWithdrawn
Union Securities Ltd.
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Blackheath Resources Inc
6.0M$0.35
26-Oct-201118-Jan-2012Withdrawn
Clarion Mining Corp
10.67M$0.25
31-Mar-20086-Aug-2008Withdrawn
Terra Firma Resources Inc

$0.20
TBA30-Jun-2009Withdrawn
United Overseas Bank Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Resource Holdings Ltd
-0.0M

30-Sep-200816-Jan-2009Withdrawn
VST Technology
-0.0M

9-Oct-2000TBAWithdrawn
Wittis Investment
-0.0M

5-Oct-2000TBAWithdrawn
Unspecified Manager
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Gamesa Aeronautica SA
-0.0M

3-Dec-20011-Jan-2004Withdrawn
Hispasat SA
-0.0M

1-Jan-20041-Jan-2004Withdrawn
Standard de Liege SA
-0.0M

30-Dec-20031-Jan-2003Withdrawn
Utendahl Capital Partners
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Go2pharmacy.com IncGORX1.0M$7.88
19-Oct-20009-Nov-2000PricedNews, SEC, Profile

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