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TAGLICH BROTHERS INC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Gulfstream Int Grp IncGIA0.8M$8.00
13-Dec-200714-Dec-2007PricedNews, Profile, Insider
Orchids Paper Products CoTIS1.88M$8.00
6-Jul-200514-Jul-2005PricedNews, Msgs, Profile, Research, Insider
TD Securities Inc Scotia Capital Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
SuperBanc Split Inc
-0.0M$12.00
28-May-2007TBAFiled
TISCO Securities Co Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Thainox Steel Ltd
3400.0M

14-Aug-2004TBAFiled
Teather & Greenwood Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Eurobenefits plc0-0.0M

1-Jan-2001TBAFiledProfile
IDS PLCIDH-0.0M

TBATBAFiledProfile
Tejas Securities Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
BioShield Technologies IncBSTI1.5M$5.00
18-Sep-199829-Sep-1998PricedProfile
Lincoln Heritage CorpLHC0.65M$7.50
15-Oct-199827-Oct-1998PricedProfile
Transnational Financial CorpTFN1.0M$7.50
8-Jun-199824-Jun-1998PricedProfile
Terrain Securities Pty Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Blina Diamonds Ltd
14.0M

7-Jun-2002TBAFiled
The Thornwater Company L.P.
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
ChipCards IncCHIP
$6.50
TBA7-Nov-2002WithdrawnProfile
Harvey Electronics IncHRVE1.2M$5.00
30-Mar-19981-Apr-1998PricedProfile
ThinkEquity Partners
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Acquicor Technology IncAQR25.0M$6.00
9-Mar-200615-Mar-2006PricedProfile
BIDZ.com IncBIDZ
$7.00 - $8.00
TBA20-Apr-2007WithdrawnProfile
Brand And Services Acquisition
20.0M$8.00
TBATBAFiled
Electro-Optical Sciences IncMELA4.0M$5.00
12-Oct-200528-Oct-2005PricedNews, Msgs, Profile, Research, Insider
Highbury Financial IncHBRF6.73M$6.00
23-Jan-200625-Jan-2006PricedNews, Profile, Insider
Luna Innovations IncLUNA3.5M$6.00
2-Jun-20062-Jun-2006PricedNews, Msgs, Profile, Research, Insider
Real Goods Solar IncRSOL5.0M$10.00
2-May-20088-May-2008PricedNews, Profile, Research, Insider
Thomas Weisel Partners LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Allion Healthcare IncALLI4.0M$13.00
24-May-200522-Jun-2005PricedNews, Msgs, Profile, Research, Insider
Corcept Therapeutics IncCORT5.0M$12.00
19-Mar-200414-Apr-2004PricedChart, News, Msgs, Profile, Research, Insider
Cruel World Inc
-0.0M

10-Apr-200012-May-2000Withdrawn
Cysive IncCYSV3.35M$17.00
14-Oct-199915-Oct-1999PricedProfile
ERoom Technology Inc



TBA31-Aug-2001Withdrawn
Exactis.com IncXACT3.8M$14.00
18-Nov-199919-Nov-1999PricedProfile
Harvard Bioscience IncHBIO6.42M$8.00
6-Dec-20007-Dec-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Impac Medical Systems IncIMPC2.19M$15.00
15-Nov-200219-Nov-2002PricedProfile
Innovative Drug Delivery Sys

$8.00 - $10.00
TBA9-Jul-2002Withdrawn
Internet Brands IncINET9.57M$8.00
30-Oct-200716-Nov-2007PricedNews, SEC, Msgs, Profile, Insider
Netlist IncNLST6.25M$7.00
20-Nov-200629-Nov-2006PricedNews, Profile, Research, Insider
Nexsan Corp
-0.0M

TBATBAFiled
Orion Energy Systems IncOESX-0.0M$13.00
30-Oct-200718-Dec-2007PricedNews, Profile, Research, Insider
Pain Therapeutics IncPTIE5.0M$12.00
11-Jul-200013-Jul-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Phase Forward IncPFWD8.33M$7.50
13-Jul-200414-Jul-2004PricedChart, News, Msgs, Profile, Research, Insider
Rackable Systems IncRACK6.25M$12.00
9-Jun-20059-Jun-2005PricedNews, Msgs, Profile, Research, Insider
Rubio's Restaurant IncRUBO3.15M$10.50
20-May-199921-May-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Salary.com IncSLRY5.0M$10.50
14-Feb-200715-Feb-2007PricedNews, Profile, Research, Insider
Scopus Video Networks LtdSCOP4.5M$7.00
12-Dec-200513-Dec-2005PricedNews, Msgs, Profile, Insider
Simmons Media Group IncSMGI-0.0M

11-Aug-200018-Dec-2000WithdrawnProfile
Thomas Weisel Partners GroupTWPG5.0M$15.00
17-Jan-20061-Feb-2006PricedNews, Msgs, Profile, Research, Insider
Versata IncVATA3.85M$24.00
3-Mar-20003-Mar-2000PricedProfile
Vitacost.com IncVITC-0.0M

TBATBAFiledProfile
Vitaminshoppe.com IncVSHP4.55M$11.00
6-Oct-19998-Oct-1999PricedProfile
Vocus IncVOCS5.0M$9.00
6-Dec-20056-Dec-2005PricedNews, Msgs, Profile, Research, Insider
Xenogen CorpXGEN4.5M$7.00
15-Jul-200416-Jul-2004PricedProfile
Thomas Weisel Partners LLC BB&T Capital Markets
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Gordon Biersch Brewery RestBIER4.45M$10.00 - $12.00
TBATBAPostponedProfile
Thomas Weisel Partners LLC Lazard Freres & Co LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Inhibitex IncINHX5.9M$7.00
6-May-20043-Jun-2004PricedChart, News, Msgs, Profile, Research, Insider
Thomas Weisel Partners LLC Oppenheimer & Co Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Digital Domain IncDTWO6.0M$12.00 - $14.00
TBATBAFiledProfile
Valor Computerized Systems LtdVCR-0.0M

TBATBAFiledProfile
Thomas Weisel Partners LLC Piper Jaffray Cos
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
IDS Group IncIDSI-0.0M

TBATBAFiledProfile
Thomas Weisel Partners LLC UBS Warburg
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Acusphere Inc



TBA5-Dec-2001Withdrawn
Thomas Weisel Partners LLC William Blair & Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
ExactTarget Inc
-0.0M

TBATBAFiled
To Be Announced
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
AIG Global Inv Group Mun Fund
0.1M$15.00
5-Nov-2002TBAFiled
Acologix Inc



TBA2-Aug-2007Withdrawn
Adaro Indonesia PT
-0.0M

27-Mar-2004TBAFiled
Alpine Ris Dyn Div FdAUP0.05M$20.00
7-Nov-2007TBAFiledProfile
Asia Global Crossing LtdAGCX-0.0M

7-Jul-2001TBAFiledProfile
BOE000725-0.0M

4-Jun-2005TBAFiledProfile
Bal Rivgam Wireless Inc
2.0M$5.00
26-Jun-20006-Sep-2001Withdrawn
Banca Popolare di Verona
-0.0M

15-Mar-1998TBAFiled
Bank of India5321492000.0M

24-Jun-2002TBAFiledProfile
Basic Care Networks IncBCNI


TBA5-Jan-2007WithdrawnProfile
Beijing Capital Land Ltd2868-0.0M

31-Jul-2004TBAFiledProfile
Bertelsmann AG
-0.0M

1-Jan-2003TBAFiled
BlackRock California Mun 2022
0.1M$15.00
TBATBAFiled
BlackRock NJ 2020 Term Trust
0.1M$15.00
16-Jul-2003TBAFiled
BlackRock New York Mun 2022
0.1M$15.00
TBATBAFiled
Blackrock Global Plus
1.0M$20.00
28-Sep-2004TBAFiled
Blackrock High Yield Opp Trust
0.1M$15.00
27-Dec-2002TBAFiled
Blackrock Pref Opp Trust II
0.1M$25.00
26-Mar-2003TBAFiled
Blackrock Real Est Inc Trust
0.1M$15.00
25-Oct-2002TBAFiled
Bonus Stores Inc
0.75M$12.00
4-Jan-2001TBAFiled
CVR Partners LP
5.25M

28-Feb-200819-Jun-2008Withdrawn
Capital Pub Company PLC
-0.0M

9-Aug-2004TBAFiled
Carrefour SA-Real Estate
-0.0M

1-Sep-2007TBAFiled
Cellomics Inc
6.0M$8.00 - $10.00
TBATBAPostponed
Central Bank of India
-0.0M

19-Mar-2002TBAFiled
Centro Holdings
-0.0M

30-Sep-2002TBAFiled
China Hospitals Inc
7.5M$13.50
30-Jun-20055-Apr-2006Withdrawn
China Netcom Corp Ltd
-0.0M

1-Dec-1999TBAFiled
China Overseas Ppty Grp Ltd
-0.0M

2-Oct-2004TBAFiled
Claymore Emerging Markets
0.05M$20.00
6-Jul-2007TBAFiled
Claymore/Alphashares ChinaAIC0.05M$20.00
17-Sep-2007TBAFiledProfile
Claymore/Voyageur IncomeVOY0.05M$20.00
8-Jun-2007TBAFiledProfile
Claymore/Zacks QuantitativeCZE0.05M$20.00
TBATBAFiledProfile
Coastal Rapid Transit Co Ltd
-0.0M

27-Jan-2003TBAFiled
Cohen & Steers Asia PacificRAF0.01M$20.01
17-Mar-2006TBAFiledProfile
Cohen & Steers Closed-EndFOF0.05M$20.00
12-Mar-2007TBAFiledProfile
Cohen & Steers Enhanced Div
0.05M$20.00
24-Apr-2007TBAFiled
Cohen & Steers Global RE
0.05M$20.00
24-Apr-2007TBAFiled
Cohen & Steers Total Return
0.07M$15.00
20-Feb-2003TBAFiled
Cohen&Steers Div AS Fnd Inc
0.05M$20.00
28-Apr-200418-Jul-2005Withdrawn
Coral Eurobet PLC
-0.0M

1-May-2007TBAFiled
DWS Dreman Enhanced Total
0.05M$20.00
20-Jul-2007TBAFiled
Dansk Olie og Naturgas A/S
-0.0M

8-Oct-2004TBAFiled
Diamondback Energy ServicesFANG-0.0M

TBATBAFiledProfile
Dreman/Claymore Enhanced
0.05M$20.00
29-Mar-2007TBAFiled
Dreyfus Emerging Currency Fund
0.05M$20.00
20-Feb-2008TBAFiled
Dreyfus Global Div Income Fd
0.05M$20.00
10-Aug-2007TBAFiled
Dreyfus High Yield Mun Inc Fd
0.05M$20.00
11-Feb-2008TBAFiled
Dreyfus Intmd Mun Inc Fnd

$15.00
22-Mar-200422-May-2008Withdrawn
Eaton Vance CreditEOE0.05M$20.00
5-Oct-2007TBAFiledProfile
Eaton Vance Credit Opp Fd II
0.05M$20.00
3-Aug-2007TBAFiled
Eaton Vance Global Enhanced
0.05M$20.00
4-Feb-2005TBAFiled
Eaton Vance Ltd Duration Inc
0.05M$20.00
3-Jul-2003TBAFiled
Eaton Vance Risk-Managed Eqty
0.05M$20.00
27-Jul-2007TBAFiled
Eaton Vance Tax-Managed
0.05M$20.00
7-Oct-2005TBAFiled
Eaton Vance Tax-Managed Int
0.05M$20.00
9-Mar-2007TBAFiled
Eaton Vance TaxAdv Growth Fund
0.04M$20.00
21-Oct-2003TBAFiled
Energy Strategies Fund, Inc
0.05M$20.00
8-Jul-2005TBAFiled
Enhanced Equity Premium Fund
0.01M$20.00
1-Apr-200510-Sep-2007Withdrawn
Enhanced Government Fund II
0.05M$20.00
4-Nov-2005TBAFiled
Euro STOXX 50 PremiumESF0.05M$20.00
10-Jul-2007TBAFiledProfile
Evergreen Div Inc Opp FundERV1.5M$20.00
16-Jul-2007TBAFiledProfile
Evergreen Income Opp Fund
2.0M$15.00
TBATBAFiled
Federated Covered Call
0.05M$20.00
TBATBAFiled
Federated Enhanced Treasury
-0.0M

19-Jul-2007TBAFiled
Federated HY Muni Inc Fund
4.0M$15.00
9-Feb-2004TBAFiled
First Trust/Stonecastle Slct

$20.00
TBATBAFiled
Gabelli Global Utlty Inc Trst
0.09M$20.00
15-Mar-2004TBAFiled
Gas & Oil Technologies IncGAOL-0.0M

TBATBAFiledProfile
Glbl Cap&Inc Strat Fnd Inc
0.05M$20.00
4-May-2004TBAFiled
Grace Semiconductor Mnfg Corp
-0.0M

29-Nov-2003TBAFiled
Hainan Airlines Ltd600221-0.0M

26-Mar-2002TBAFiledProfile
Highland Capital Fixed Income
1.0M$10.00
23-Dec-19988-May-2001Withdrawn
Highland Event Driven Fund
0.05M$20.00
20-Jul-2007TBAFiled
Hop Hing Holdings Ltd0047-0.0M

13-Jun-2000TBAFiledProfile
Huaneng Power Intl IncHNP350.0M

1-Apr-1999TBAFiledProfile
Hyundai Motor India Inc
-0.0M

26-Mar-2002TBAFiled
ING Infrastructure Devt Fund
0.05M$20.00
TBATBAFiled
IPC Systems Holdings CorpIPCA-0.0M

4-Jan-200822-May-2008WithdrawnProfile
Kayne Anderson Canadian EnergyKCF0.04M$25.00
1-Sep-2006TBAFiledProfile
Kayne Anderson Energy/KYI20.0M$25.00
TBATBAFiledProfile
Lasalle Glbl Real Est Inc Fnd

$15.00
22-Apr-2004TBAFiled
Lazard Global Mid Cap Fund Inc
0.1M$20.00
14-Dec-20046-Sep-2007Withdrawn
MBIA Cap Claymore NJ Mun Tr
0.07M$15.00
23-May-2003TBAFiled
MBIA Cap Frst Trst Rel Vl Mn F

$15.00
28-Apr-2004TBAFiled
Mascon Global Ltd531131-0.0M

16-Jun-2001TBAFiledProfile
Massimo Enterprises Inc
1.0M$4.25
TBATBAFiled
Metals USA Holdings Corp
-0.0M

TBATBAFiled
Mida Capital
-0.0M

30-Sep-2002TBAFiled
Moggie Mining Ltd
10.0M

13-Dec-2006TBAFiled
Morepen Laboratories Ltd500288-0.0M

16-Dec-2002TBAFiledProfile
MuniHoldings Cal Fund Inc
0.07M$15.00
1-Sep-2004TBAFiled
MuniHoldings Fund III
0.07M$15.00
31-Aug-2004TBAFiled
MuniHoldings New York Fund Inc
0.07M$15.00
1-Sep-2004TBAFiled
NVC Industrial Dev Co Ltd
-0.0M

20-Aug-200524-Apr-2006Withdrawn
Northern Radio NetworkNRAD1.5M$4.50 - $5.50
24-Jun-1998TBAFiledProfile
Old Mutual Tax-Advantaged
0.05M$20.00
29-Jun-2007TBAFiled
PIMCO CommoditiesPLUS Fund

$15.00
10-Aug-2004TBAFiled
PIMCO High Yield MunicipalPXM0.04M$15.00
TBATBAFiledProfile
PSB
2000.0M

24-Jun-2002TBAFiled
PT Perusahaan Gas Negara
185.0M

25-Aug-2006TBAFiled
Pakistan Telecom Co LtdPKTMF-0.0M

1-Jan-1999TBAFiledProfile
Pimco Diversified Income Fund

$15.00
23-May-2003TBAFiled
Pioneer Int Inc&Growth TrustPGO0.05M$20.00
22-Mar-2004TBAFiledProfile
Pioneer Municipal High Yld Trs
0.05M$20.00
18-Feb-2005TBAFiled
Plainfield Direct IncPLF-0.0M

TBATBAFiledProfile
Power Finance Corp Ltd
-0.0M

24-Jun-2002TBAFiled
Powershares Zacks Large Cap
0.05M$20.00
3-Feb-2005TBAFiled
Preuksa Real Estate
-0.0M

30-Sep-2003TBAFiled
RMR Healthcare G&I FundRCR0.4M$25.00
21-May-2004TBAFiledProfile
RMR Opportunity Fund
0.04M$25.00
17-Jan-2006TBAFiled
RMR Preferred Dividend Fund IIRZR0.5M$20.00
15-Sep-2005TBAFiledProfile
RMR Real Estate Sec. Fund
5.75M$20.00
22-Jan-2004TBAFiled
Resico
-0.0M

24-Feb-2007TBAFiled
Rydex Capital Partners Sphinx
4.0M$100.00
30-May-2003TBAFiled
SIDBI
5000.0M

24-Jun-2002TBAFiled
Samsung Card Co Ltd
-0.0M

8-Sep-2001TBAFiled
Sccuder Municipal Bond Fund

$15.00
15-Nov-2002TBAFiled
Scudder Glbl Rreef RE Fnd Inc

$15.00
5-Apr-2004TBAFiled
Shandong Molong Petro Mach Co8261700.0M

TBATBAFiledProfile
Shanghai Airport(Group)Co Ltd
800.0M

7-Jun-2002TBAFiled
Shanghai Intl Port(Grp)Co Ltd600018-0.0M

10-Jun-2006TBAFiledProfile
Sidhu Special Purpose CorpFIE15.0M$10.00
TBATBAFiledProfile
Siemens VDO Automotive AG
-0.0M

27-Jan-2007TBAFiled
Sinogen Co Ltd
-0.0M

15-Mar-2006TBAFiled
State Bank of Mysore
2000.0M

24-Jun-2002TBAFiled
Swank Energy Income FundSRC0.04M$25.00
19-Sep-2006TBAFiledProfile
TCW Comm Strat And Income Fd
0.1M$15.00
TBATBAFiled
Texas Utilities Australia Pty
-0.0M

4-Feb-2004TBAFiled
Tussauds Group Ltd
-0.0M

11-Sep-2003TBAFiled
Unilever(China)Ltd
-0.0M

1-Jul-2000TBAFiled
Vaccinoma Inc
25.0M

12-May-2006TBAFiled
Van Kampen Glbl Eq Div Inc Fd
0.05M$20.00
18-Oct-2007TBAFiled
Venture Capital Com Inc
-0.0M

27-Jan-2000TBAFiled
Tokai Tokyo Securities Co Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Crops Corp
1.1M

5-Nov-2002TBAFiled
Toyo Securities Co Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Tokyo Comwealth Inc
0.06M$3000.00
17-Mar-2003TBAFiled
Tucker Anthony Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
DocuCorp International IncDOCC6.4M$5.00
16-Jan-199824-Feb-1998PricedProfile
Gaiam IncGAIA1.71M$5.00
28-Oct-199928-Oct-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Turk Ekonomi Bankasi AS Turkiye Sinai Kalkinma Bankasi
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Dogan Sirketler Grubu HoldingDOHOL-0.0M

1-May-1998TBAFiledProfile
Turkiye Sinai Kalkinma Bankasi
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Turk Hava Yollari AOTHYAO-0.0M

5-May-1998TBAFiledProfile
VakkoVAKKO-0.0M

25-Mar-1998TBAFiledProfile

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