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| SBC Warburg Dillon Read Inc | |||||||
|---|---|---|---|---|---|---|---|
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Rhodia SA | RHA | 48.5M | $23.16 | 23-Jun-1998 | 24-Jun-1998 | Priced | Profile |
| SBC Warburg Dillon Read {OLD} | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Airtel SA | -0.0M | 1-Feb-1998 | TBA | Filed | |||
| China Power Intl Hldg Ltd | -0.0M | 1-Jan-1998 | TBA | Filed | |||
| SBI Capital Markets Ltd ENAM Financial Consultants Kotak Mahindra Capital Company | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| IL&FS Investsmart Ltd | -0.0M | 8-May-2004 | TBA | Filed | |||
| SBI E2-Capital PTE Ltd | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| NagaCorp Ltd | -0.0M | 26-Aug-2003 | TBA | Filed | |||
| SEB Enskilda | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Frango AB | FRAN | 1.29M | 17-Mar-1999 | TBA | Filed | Profile | |
| ICL Invia | 14.5M | $8.50 - $10.50 | 1-Jun-2000 | TBA | Filed | ||
| SEB Enskilda Handelsbanken AS Merrill Lynch International | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Drott AB | DROT | -0.0M | 1-Mar-1998 | TBA | Filed | Profile | |
| SEB Enskilda Merrill Lynch International | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Dometic International AB | 15.7M | $190.00 - $240.00 | 14-Nov-2003 | TBA | Filed | ||
| SG Americas Securities LLC | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| SG Principal Protected Trust | 0.07M | $15.00 | 29-Jun-2005 | TBA | Filed | ||
| SG Cowen Securities Corp | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Achillion Pharmaceuticals Inc | ACHN | 4.5M | $11.50 | 25-Oct-2006 | 25-Oct-2006 | Priced | News, Profile, Research, Insider |
| Acusphere Inc | ACUS | 3.75M | $14.00 | 6-Oct-2003 | 7-Oct-2003 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Allos Therapeutics Inc | ALTH | 5.0M | $18.00 | 27-Mar-2000 | 27-Mar-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Anadys Pharmaceuticals Inc | ANDS | 6.25M | $7.00 | 24-Mar-2004 | 26-Mar-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| CCBN.com Inc | $11.00 - $13.00 | TBA | 14-Apr-2000 | Withdrawn | |||
| Cambridge Display Technology | OLED | 2.5M | $12.00 | 1-Dec-2004 | 15-Dec-2004 | Priced | Profile |
| Cascade Microtech Inc | -0.0M | 2-Oct-2000 | 8-Nov-2002 | Withdrawn | |||
| Celebrate Express Inc | BDAY | 2.86M | $15.50 | 1-Oct-2004 | 19-Oct-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Centene Corp | CNTE | 3.5M | $14.00 | 23-Nov-2001 | 12-Dec-2001 | Priced | Profile |
| Ciphergen Biosystems Inc | CIPH | 5.0M | $16.00 | 28-Sep-2000 | 28-Sep-2000 | Priced | Profile |
| Combinatorx Inc | CRXX | 6.0M | $7.00 | 9-Nov-2005 | 9-Nov-2005 | Priced | News, Msgs, Profile, Research, Insider |
| Critical Therapeutics Inc | CRTX | 6.0M | $7.00 | 19-Mar-2004 | 26-May-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Crossroads Systems Inc | CRDS | 3.75M | $18.00 | 18-Oct-1999 | 19-Oct-1999 | Priced | Profile |
| Cyber Dialogue | $10.00 - $12.00 | TBA | 28-Jun-2000 | Withdrawn | |||
| Cybergold Inc | CGLD | 5.0M | $9.00 | 15-Sep-1999 | 22-Sep-1999 | Priced | Chart, News, Profile, Research, Insider |
| Digital Theater Sys Inc | DTSI | 3.4M | $17.00 | 30-Jun-2003 | 9-Jul-2003 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| EResearchTechnology Inc | ERES | $10.00 - $12.00 | TBA | 1-Mar-2001 | Withdrawn | Profile | |
| Epitaxx(Nippon Sheet Glass) | $9.00 - $11.00 | TBA | 24-Jun-1998 | Withdrawn | |||
| Flonetwork Inc | $10.00 - $12.00 | TBA | 31-May-2000 | Withdrawn | |||
| GemStone Systems Inc | $10.00 - $12.00 | TBA | 1-Jul-1999 | Withdrawn | |||
| Gemini Genomics PLC | GMNI | 6.0M | $14.00 | 20-Jul-2000 | 25-Jul-2000 | Priced | Profile |
| HealthGate Data Corp | HGAT | 3.75M | $11.00 | 24-Jan-2000 | 25-Jan-2000 | Priced | Profile |
| InterVideo Inc | IVII | 2.8M | $14.00 | 16-Jul-2003 | 16-Jul-2003 | Priced | Profile |
| Introgen Therapeutics Inc | INGN | 4.0M | $8.00 | 11-Oct-2000 | 11-Oct-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Kenexa Corp | KNXA | 5.0M | $12.00 | 23-Jun-2005 | 24-Jun-2005 | Priced | News, Msgs, Profile, Research, Insider |
| Kintera Inc | KNTA | 4.5M | $7.00 | 16-Dec-2003 | 19-Dec-2003 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| L90 Inc | LNTY | 6.5M | $15.00 | 26-Jan-2000 | 28-Jan-2000 | Priced | Profile |
| Metabasis Therapeutics Inc | MBRX | 5.0M | $7.00 | 9-Jun-2004 | 15-Jun-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| NOMOS Corp | $10.00 - $12.00 | TBA | 24-Jul-2002 | Withdrawn | |||
| Nelson Communications Inc | -0.0M | 30-Apr-1999 | 1-Feb-2000 | Withdrawn | |||
| PeopleSupport Inc | PSPT | 6.82M | $7.00 | 29-Sep-2004 | 30-Sep-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Phytera Inc | PHYT | $12.00 - $14.00 | TBA | 16-Apr-1999 | Withdrawn | Profile | |
| PlanetOut Inc | LGBT | 4.65M | $9.00 | 29-Apr-2004 | 13-Oct-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Provide Commerce Inc | PRVD | 4.33M | $15.00 | 15-Dec-2003 | 17-Dec-2003 | Priced | Profile |
| Salmedix Inc | SMDX | TBA | 12-May-2005 | Withdrawn | Profile | ||
| Silicon Entertainment | SENT | $8.00 - $10.00 | TBA | 24-Nov-1999 | Withdrawn | Profile | |
| SkinMedica Inc | SKMD | $11.00 - $13.00 | TBA | 20-Oct-2005 | Withdrawn | Profile | |
| Sybari Software Inc | SYBS | $14.00 - $16.00 | TBA | 8-Feb-2005 | Withdrawn | Profile | |
| Xcyte Therapies Inc | -0.0M | 22-Dec-2000 | 3-Dec-2001 | Withdrawn | |||
| SG Cowen Securities Corp Banc of America Securities LLC | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Momenta Pharmaceuticals Inc | MNTA | 5.35M | $6.50 | 21-Jun-2004 | 21-Jun-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| SG Cowen Securities Corp CIBC World Markets Inc Thomas Weisel Partners LLC US Bancorp Piper Jaffray | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Xcel Pharmaceuticals Inc | TBA | 9-Apr-2004 | Withdrawn | ||||
| SG Cowen Securities Corp UBS Investment Bank | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Santarus Inc | SNTS | 6.0M | $9.00 | 31-Mar-2004 | 31-Mar-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| SG Warburg Group PLC | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Oculex Pharmaceuticals Inc | -0.0M | 6-Apr-2000 | 30-Jun-2000 | Withdrawn | |||
| Salomon Smith Barney | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| ATG Group Inc | TBA | 4-Aug-2000 | Withdrawn | ||||
| AirNet Communications Corp | ANCC | 5.5M | $14.00 | 30-Nov-1999 | 6-Dec-1999 | Priced | Profile |
| Alliance Resource Partners LP | ARLP | 8.97M | $19.00 | 9-Aug-1999 | 16-Aug-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| American Eagle Tankers Inc Ltd | AEH | $17.60 - $19.50 | TBA | 29-Jun-2001 | Withdrawn | Profile | |
| Amkor Technology Inc | AMKR | 35.0M | $11.00 | 29-Apr-1998 | 30-Apr-1998 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Argosy Education Group Inc | ARGY | 2.0M | $14.00 | 4-Mar-1999 | 8-Mar-1999 | Priced | Profile |
| Associated Materials Inc | SIDE | 2.13M | $16.00 | 30-Jan-1998 | 26-Feb-1998 | Priced | Profile |
| Automotive Realty Trust | RTA | 7.6M | $19.00 - $21.00 | 20-Apr-1998 | TBA | Postponed | Profile |
| Beacon Power Corp | BCON | 8.0M | $6.00 | 16-Nov-2000 | 16-Nov-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| BlackRock NJ Strategic Muni | BNJ | $15.00 | TBA | 16-Aug-1999 | Withdrawn | Profile | |
| BlackRock Strategic Municipal | BSD | 4.0M | $15.00 | 24-Aug-1999 | 24-Aug-1999 | Priced | Chart, News, Profile, Insider |
| Blackrock PA Strategic Muni Tr | BPS | 4.0M | $15.00 | 24-Aug-1999 | 24-Aug-1999 | Priced | Chart, News, Profile, Insider |
| Celumovil SA(Valores Bavaria) | COP1 | 9.35M | $14.00 - $16.00 | TBA | TBA | Postponed | Profile |
| ClientLogic Corp | $14.00 - $16.00 | TBA | 23-Aug-2000 | Withdrawn | |||
| Cohen & Steers Adv Inc Fund In | RLF | 28.75M | $15.00 | 24-May-2001 | 24-May-2001 | Priced | Chart, News, Profile, Insider |
| Colonial CA Insured Muni Fund | CCA | 1.0M | $15.00 | 26-Oct-1999 | 26-Oct-1999 | Priced | Chart, News, Profile, Insider |
| Colonial Insured Muni Fund | CFX | 1.0M | $15.00 | 26-Oct-1999 | 26-Oct-1999 | Priced | News, Profile, Insider |
| Colonial MA Insured Muni Fund | 0.07M | $13.00 - $15.00 | TBA | TBA | Filed | ||
| Colonial NY Insured Muni Fund | CNM | 1.0M | $15.00 | 16-Nov-1999 | 16-Nov-1999 | Priced | Profile |
| CombiMatrix Corp | CBMX | -0.0M | 22-Nov-2000 | 25-Mar-2002 | Withdrawn | Profile | |
| CompX International Inc | CIX | 5.2M | $20.00 | 6-Mar-1998 | 6-Mar-1998 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Concours Group | CCGP | $15.00 - $17.00 | TBA | 14-Jan-2003 | Withdrawn | Profile | |
| Corinthian Colleges Inc | COCO | 2.7M | $18.00 | 1-Feb-1999 | 4-Feb-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Corporate Executive Board Co | EXBD | 8.19M | $19.00 | 22-Feb-1999 | 22-Feb-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Correctional Properties Trust | CPV | 6.2M | $20.00 | 20-Apr-1998 | 22-Apr-1998 | Priced | Chart, SEC, Msgs, Profile, Insider |
| Deltagen Inc | DGEN | 7.0M | $15.00 | 2-Aug-2000 | 2-Aug-2000 | Priced | Profile |
| Evoke Communcations Inc | EVOK | 7.0M | $8.00 | 24-Jul-2000 | 24-Jul-2000 | Priced | Profile |
| Flashcom Inc | FLCM | -0.0M | 12-May-2000 | 6-Dec-2000 | Withdrawn | Profile | |
| Focal Communications Corp | FCOM | 9.0M | $13.00 | 23-Jul-1999 | 28-Jul-1999 | Priced | Profile |
| GMP Cos Inc | GMPC | -0.0M | 7-Nov-2000 | 20-Dec-2002 | Withdrawn | Profile | |
| Global Vacation Group Inc | GVG | 3.0M | $14.00 | 29-Jul-1998 | 31-Jul-1998 | Priced | Profile |
| Grupo Lala SA de CV | -0.0M | 10-Jan-1998 | TBA | Filed | |||
| HAHT Commerce Inc | HAHT | -0.0M | 8-Nov-2000 | 11-Jan-2001 | Withdrawn | Profile | |
| Hastings Entertainment Inc | HAST | 3.38M | $13.00 | 11-Jun-1998 | 11-Jun-1998 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Hazera Quality Seeds Ltd. | HQSIF | 3.33M | $13.00 - $15.00 | TBA | TBA | Postponed | Profile |
| Horizon Offshore Inc | HOFF | 5.0M | $13.00 | 6-Mar-1998 | 1-Apr-1998 | Priced | Profile |
| Hydril Co LP | HYDL | 7.5M | $17.00 | 26-Sep-2000 | 27-Sep-2000 | Priced | Profile |
| Hydrogen Burner Technology Inc | HBTI | $11.00 - $13.00 | TBA | 12-Mar-2001 | Withdrawn | Profile | |
| Hyperion Telecommunications | HYPT | 10.0M | $16.00 | 30-Apr-1998 | 4-May-1998 | Priced | Profile |
| INRANGE Technologies Corp | INRG | 7.7M | $16.00 | 19-Sep-2000 | 21-Sep-2000 | Priced | Profile |
| Insession Technologies Inc | INSX | -0.0M | 2-Jun-2000 | 30-Jul-2001 | Withdrawn | Profile | |
| InterWAVE Communications | IWAV | 8.5M | $13.00 | 28-Jan-2000 | 28-Jan-2000 | Priced | Profile |
| Juno Online Services Inc | JWEB | 6.5M | $13.00 | 21-May-1999 | 25-May-1999 | Priced | Profile |
| LaBranche & Co Inc | LAB | 11.5M | $14.00 | 18-Aug-1999 | 19-Aug-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Loeb Realty Corporation | LRC | 13.6M | $19.00 - $21.00 | TBA | TBA | Postponed | Profile |
| Logical Design Solutions Inc | LDSI | $12.00 - $14.00 | TBA | 20-Dec-2000 | Withdrawn | Profile | |
| Mail.com Inc | 6.85M | $7.00 | 17-Jun-1999 | 17-Jun-1999 | Priced | News, Msgs, Profile, Insider | |
| MarineMax Inc | HZO | 4.78M | $12.50 | 1-Jun-1998 | 3-Jun-1998 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Maxtor Corp | MXO | 47.5M | $7.00 | 30-Jul-1998 | 30-Jul-1998 | Priced | Profile |
| MedE America Inc | MEDE | 4.17M | $13.00 | 1-Feb-1999 | 1-Feb-1999 | Priced | News, Profile, Research, Insider |
| Modus Media International | $11.00 - $13.00 | TBA | 14-Aug-2000 | Withdrawn | |||
| NRG Energy Inc | 28.17M | $16.00 - $18.00 | 13-May-2000 | TBA | Filed | ||
| National Equipment Services | NSV | 17.2M | $13.50 | 15-May-1998 | 14-Jul-1998 | Priced | Profile |
| Navigant International Inc | FLYR | 2.0M | $9.00 | 9-Jun-1998 | 9-Jun-1998 | Priced | Profile |
| Novo MediaGroup | NOVO | -0.0M | TBA | TBA | Filed | Profile | |
| Nuveen Arizona Div Muni Fund | NFZ | 2.0M | $15.00 | 29-Jan-2001 | 30-Jan-2001 | Priced | Chart, News, Profile, Insider |
| Nuveen CT Div Adv Muni Fund | NFC | 2.67M | $15.00 | 24-Jan-2001 | 25-Jan-2001 | Priced | Chart, News, Profile, Insider |
| Nuveen California Dividend | NVX | 20.0M | $15.00 | 26-Mar-2001 | 27-Mar-2001 | Priced | Chart, News, Profile, Insider |
| Nuveen California Municipal | NAC | 24.0M | $15.00 | 25-May-1999 | 25-May-1999 | Priced | Chart, News, Profile, Insider |
| Nuveen Div Adv Muni Fund 2 | NXZ | 33.33M | $15.00 | 26-Mar-2001 | 27-Mar-2001 | Priced | Chart, News, Profile, Insider |
| Nuveen Dividend Adv Muni Fund | NAD | 40.0M | $15.00 | 25-May-1999 | 25-May-1999 | Priced | Chart, News, Profile, Insider |
| Nuveen MASS Div Advantage Fund | NMB | 2.33M | $15.00 | 29-Jan-2001 | 30-Jan-2001 | Priced | Chart, News, Profile, Insider |
| Nuveen MD Div Adv Muni Fund | NFM | 1.0M | $15.00 | 28-Dec-2000 | 23-Jan-2001 | Priced | Chart, News, Profile, Insider |
| Nuveen Missouri Dividend | 0.1M | $15.00 | 3-Nov-2000 | TBA | Filed | ||
| Nuveen NJ Div Avd Muni Fund | NXJ | 8.33M | $15.00 | 26-Mar-2001 | 27-Mar-2001 | Priced | Chart, News, Profile, Insider |
| Nuveen NY Div Adv Muni Fund 2 | NXK | 10.0M | $15.00 | 26-Mar-2001 | 27-Mar-2001 | Priced | Chart, News, Profile, Insider |
| Nuveen NY Municipal Advantage | NAN | 9.0M | $15.00 | 25-May-1999 | 25-May-1999 | Priced | Chart, News, Profile, Insider |
| Nuveen North Carolina | NRB | 2.67M | $15.00 | 24-Jan-2001 | 25-Jan-2001 | Priced | Chart, News, Profile, Insider |
| Nuveen Ohio Div Adv Muni Fund | NXI | 5.0M | $15.00 | 26-Mar-2001 | 27-Mar-2001 | Priced | Chart, News, Profile, Insider |
| Nuveen PA Div Adv Mun Fund | NXM | 5.0M | $15.00 | 26-Mar-2001 | 27-Mar-2001 | Priced | Chart, News, Profile, Insider |
| Nuveen Virginia Dividend | NGB | 1.0M | $15.00 | 28-Dec-2000 | 24-Jan-2001 | Priced | Chart, News, Profile, Insider |
| OEI International Inc | ENG | $10.00 - $12.00 | TBA | 28-Jul-1998 | Withdrawn | Profile | |
| OnSite Access Inc | OSAX | $11.00 - $13.00 | TBA | 17-Nov-2000 | Withdrawn | Profile | |
| OpTel Inc(VPC/Groupe Video) | OTEL | $15.00 - $17.00 | TBA | 9-Jun-1999 | Withdrawn | Profile | |
| Osca Inc(Great Lakes Chem) | OSCA | 5.6M | $15.50 | 8-Jun-2000 | 14-Jun-2000 | Priced | Profile |
| PetSmart.com Inc | PSCM | -0.0M | 4-Feb-2000 | 30-Nov-2000 | Withdrawn | Profile | |
| Pixelworks Inc | PXLW | 5.75M | $10.00 | 17-May-2000 | 18-May-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Plains All American Pipeline | PAA | 12.78M | $20.00 | 17-Nov-1998 | 17-Nov-1998 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Praecis Pharmaceuticals Inc | PRCS | 8.0M | $10.00 | 26-Apr-2000 | 26-Apr-2000 | Priced | Profile |
| Presidio Golf Trust | GOF | 6.54M | $19.00 - $21.00 | TBA | TBA | Postponed | Profile |
| Quality Care Solutions Inc | $11.00 - $13.00 | TBA | 18-Oct-2001 | Withdrawn | |||
| RTS Wireless Inc | RTSW | -0.0M | 30-Mar-2000 | 11-Dec-2000 | Withdrawn | Profile | |
| Radio Unica Communications Cor | UNCA | 5.7M | $16.00 | 14-Oct-1999 | 18-Oct-1999 | Priced | News, Msgs, Profile, Research, Insider |
| Radware Ltd | RDWR | 3.5M | $18.00 | 28-Sep-1999 | 29-Sep-1999 | Priced | Chart, News, Msgs, Profile, Research |
| ResortQuest International | RZT | 5.8M | $11.00 | 12-May-1998 | 20-May-1998 | Priced | Profile |
| Rita Medical Systems Inc | RITA | 3.4M | $12.00 | 25-Jul-2000 | 26-Jul-2000 | Priced | Profile |
| Salomon Brothers High Income | HIX | 56.67M | $15.00 | 19-Aug-2000 | 21-May-1998 | Priced | Chart, News, Profile, Insider |
| Seligman New Tech Fund II Inc | XSNTX | 36.0M | $25.00 | 15-Jun-2000 | 19-Jun-2000 | Priced | Profile |
| SignalSoft Corp | SGSF | 4.4M | $17.00 | 28-Jul-2000 | 2-Aug-2000 | Priced | Profile |
| SkyePharma PLC | SKP | 8.0M | $11.48 | 15-Jul-1998 | 17-Jul-1998 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Strategic Timber Trust Inc | STTR | $19.00 - $21.00 | TBA | 13-Jul-1999 | Withdrawn | Profile | |
| TeleCorp PCS Inc | TLCP | 7.8M | $20.00 | 18-Nov-1999 | 22-Nov-1999 | Priced | Profile |
| Travelers Corporate Loan Fund | TLI | 8.33M | $15.00 | 19-Nov-1998 | 19-Nov-1998 | Priced | Chart, News, Profile, Insider |
| Tripath Technology Inc | TRPH | 5.0M | $10.00 | 28-Jul-2000 | 31-Jul-2000 | Priced | Profile |
| Tunes.com Inc | TUNZ | $9.00 - $11.00 | TBA | 18-Jan-2000 | Withdrawn | Profile | |
| US LEC Corp | CLEC | 5.5M | $15.00 | 22-Apr-1998 | 23-Apr-1998 | Priced | Profile |
| Uproar Inc | UPRO | 3.5M | $33.88 | 16-Mar-2000 | 16-Mar-2000 | Priced | Profile |
| Vascular Solutions Inc | VASC | 3.0M | $12.00 | 17-Jul-2000 | 19-Jul-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Verio Inc | VRIO | 5.5M | $23.00 | 11-May-1998 | 11-May-1998 | Priced | Profile |
| Western Multiplex Corp | WMUX | 7.5M | $12.00 | 20-Jul-2000 | 31-Jul-2000 | Priced | Profile |
| Willis Group Holdings Ltd | WSH | 20.0M | $13.50 | 31-May-2001 | 11-Jun-2001 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Wireless Inc | WLSS | $8.00 - $10.00 | TBA | 4-Oct-2000 | Withdrawn | Profile | |
| Salomon Smith Barney Bear Stearns & Co Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Blockbuster Inc | BBI | 31.0M | $15.00 | 6-Aug-1999 | 10-Aug-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Salomon Smith Barney CS First Boston Corp | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| EarthShell Corp | ERTH | 13.2M | $21.00 | 23-Mar-1998 | 23-Mar-1998 | Priced | Profile |
| Salomon Smith Barney Donaldson Lufkin & Jenrette | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| America Online Latin America | AOLA | 25.0M | $8.00 | 7-Aug-2000 | 7-Aug-2000 | Priced | Profile |
| FairPoint Communications Inc | -0.0M | 11-May-2000 | 9-Nov-2000 | Withdrawn | |||
| Salomon Smith Barney Lehman Brothers | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Williams Communications Group | WCG | 29.6M | $23.00 | 30-Sep-1999 | 1-Oct-1999 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Salomon Smith Barney PaineWebber | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Plains All American Pipeline | 12.78M | 28-Oct-1998 | TBA | Filed | |||
| Sanders Morris Harris Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Marchex Inc | MCHX | 4.0M | $6.50 | 30-Mar-2004 | 30-Mar-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Sandler O'Neill Partners | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| CRM Holdings Ltd | CRMH | 8.85M | $13.00 | 16-Dec-2005 | 20-Dec-2005 | Priced | News, Msgs, Profile, Insider |
| Coml Capital Bancorp Inc,CA | CCBI | 5.0M | $8.00 | 12-Dec-2002 | 17-Dec-2002 | Priced | Profile |
| Omni Financial Services Inc | OFSI | 3.0M | $9.50 | 1-Sep-2006 | 28-Sep-2006 | Priced | News, Profile, Research, Insider |
| PBOC Holdings Inc | PBOC | 12.67M | $13.75 | 12-May-1998 | 12-May-1998 | Priced | Profile |
| Pacific Union Bank,LA,CA | PUBB | 3.0M | $7.50 | TBA | 31-Jul-2000 | Priced | Profile |
| Porter Bancorp Inc | PBIB | 1.55M | $24.00 | 19-Sep-2006 | 21-Sep-2006 | Priced | News, Profile, Research, Insider |
| Preferred Bank,Los Angeles,CA | PFBC | -0.0M | $38.00 | TBA | 14-Feb-2005 | Priced | Chart, News, Msgs, Profile, Research |
| Silver State Bancorp,NV | SSBX | 1.5M | $20.00 | 17-Jul-2007 | 17-Jul-2007 | Priced | News, Profile, Research, Insider |
| Valley Bancorp | VLLY | 0.83M | $18.00 | 10-Sep-2004 | 23-Sep-2004 | Priced | Profile |
| Western Alliance Bancorp,NV | WAL | 3.75M | $22.00 | 17-Jun-2005 | 29-Jun-2005 | Priced | News, Msgs, Profile, Research, Insider |
| Western United Financial | WNF | $8.00 | TBA | 29-May-2007 | Withdrawn | Profile | |
| Santander Securities PR ABN AMRO Rothschild Santander Investment(London) | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Banco Santander de Puerto Rico | SBP | 6.53M | $21.50 | TBA | 19-Nov-1998 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Schneider Securities, Inc. | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Auriga Laboratories Inc | ARGA | 1.2M | $6.00 | 13-May-1999 | 14-May-1999 | Priced | News, Profile, Research, Insider |
| Crosspoint Foods Corp | CPNT | $7.00 | TBA | 5-Jun-2001 | Withdrawn | Profile | |
| Dickie Walker Marine Inc | DWMA | 1.2M | $5.00 | 13-May-2002 | 16-May-2002 | Priced | Profile |
| Factual Data Corp | FDCC | 1.2M | $5.60 | 29-Apr-1998 | 13-May-1998 | Priced | Profile |
| Investors Capital Holdings Ltd | ICH | 1.0M | $8.00 | 6-Feb-2001 | 8-Feb-2001 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Leisure Time Casino's &Resorts | LTCR | 0.75M | $12.00 | 15-Sep-1999 | 15-Sep-1999 | Priced | Profile |
| Lets Play Sports Inc | GOAL | 0.6M | $6.00 | 1-Mar-2001 | 7-Dec-2001 | Withdrawn | Profile |
| Nations Express Inc | NAX | $6.50 - $7.50 | TBA | 28-Mar-2002 | Withdrawn | Profile | |
| PentaStar Communications Inc | PNTA | 1.5M | $10.00 | 12-Oct-1999 | 26-Oct-1999 | Priced | Profile |
| Utek Corp | UTEX | 1.0M | $6.00 | 2-Oct-2000 | 25-Oct-2000 | Priced | Profile |
| Schroder & Co Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Central Freight Lines Inc | CENF | 5.0M | $13.00 | 6-May-1999 | 26-Jul-1999 | Withdrawn | Profile |
| Cunningham Graphics Intl Inc | CGII | 2.1M | $13.00 | 21-Apr-1998 | 22-Apr-1998 | Priced | Profile |
| Hawk Corp | HWK | 5.13M | $17.00 | 8-May-1998 | 12-May-1998 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Paradigm Geophysical Ltd | PGEO | 4.15M | $7.00 | 4-Jun-1998 | 10-Jun-1998 | Priced | Profile |
| Schroder Salomon Smith Barney Bear Stearns & Co Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| ClearWave NV | 10.6M | $17.50 - $20.50 | 1-Jul-2000 | TBA | Filed | ||
| Schroder Salomon Smith Barney Goldman Sachs & Co | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Grupo Corporativo Ono SA | 51.95M | $5.20 - $6.50 | 1-Sep-2000 | TBA | Filed | ||
| Schroder Salomon Smith Barney Morgan Stanley Dean Witter | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Firstmark Communications | -0.0M | 14-Aug-2000 | TBA | Filed | |||
| Scott & Stringfellow Financial | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| BankGreenville Financial Corp | 1.18M | $10.00 | TBA | TBA | Filed | ||
| Cardinal Financial Corp,VA | CFNL | 2.6M | $10.00 | 29-Jun-1998 | 17-Jul-1998 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| ComStar.net Inc | CSTX | $12.00 - $14.00 | TBA | 29-Nov-1999 | Withdrawn | Profile | |
| US Concrete Inc | RMIX | 3.8M | $8.00 | 24-May-1999 | 25-May-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Waterside Capital Corp | WSCC | 0.8M | $11.00 | 28-Jan-1998 | 29-Jan-1998 | Priced | Chart, News, Msgs, Profile, Insider |
| Scott & Stringfellow Invest | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Carolina National Corp | CNCP | 0.93M | $16.00 | 28-Nov-2005 | 15-Dec-2005 | Priced | Profile |
| Security Capital Trading Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Mediterranean Food Company | 2.5M | $6.00 | 23-Sep-1998 | TBA | Postponed | ||
| Prospect Medical Holdings Inc | PZZ | 3.0M | $6.00 | 18-Sep-1998 | 8-Apr-1999 | Withdrawn | Profile |
| Seidler Corp | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Peace Arch Entertainment Group | PAE | 1.0M | $5.00 | 27-Jul-1999 | 29-Jul-1999 | Priced | Chart, News, Msgs, Profile, Research |
| Seymour Pierce Butterfield | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Chivers Communications PLC | CHI | -0.0M | 1-Jan-2001 | TBA | Filed | Profile | |
| HST Financial PLC | -0.0M | 19-Sep-2001 | TBA | Filed | |||
| Shaw Stockbroking | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Chess Industries Ltd | 40.0M | 12-Sep-2002 | TBA | Filed | |||
| Shemano Group | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Nephros Inc | NEP | 2.5M | $6.00 | 4-Jun-2004 | 20-Sep-2004 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Viceroy Acquisition Corp | $8.00 | TBA | 14-Feb-2006 | Withdrawn | |||
| VitaCube Systems Holdings Inc | VCBE | -0.0M | $6.15 - $7.15 | TBA | TBA | Filed | Profile |
| Shinko Securities Co Ltd | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Jowa Holdings Co Ltd | 0.2M | $21000.00 | 13-Feb-2008 | TBA | Filed | ||
| Last Resort Corp | $800000.00 | 6-Jan-2006 | TBA | Filed | |||
| Yumeshin Co Ltd | 0.5M | $625.00 | 4-Mar-2003 | TBA | Filed | ||
| Skandinaviska Enskilda Banken | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Framtidsfabriken Netsolutions | 3.0M | 5-Jun-1999 | TBA | Filed | |||
| Societe Generale | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Astellia | 0.86M | $15.20 - $17.66 | 4-Oct-2007 | TBA | Filed | ||
| Societe Generale (London) | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Chapada Diamonds Ltd | -0.0M | 1-Jul-2001 | TBA | Filed | |||
| Societe Generale Lehman Brothers Deutsche Bank AG | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Canal+ Groupe | -0.0M | 6-Feb-2003 | TBA | Filed | |||
| Somerset Financial Group Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Amedore Homes Inc | AHS | 1.0M | $6.00 - $7.00 | TBA | TBA | Postponed | Profile |
| Aquacell Technologies Inc | AQUA | 1.4M | $5.00 | 12-Dec-2000 | 9-Feb-2001 | Priced | Profile |
| Swiss Natural Foods Inc | GLBR | 1.3M | $6.25 | TBA | TBA | Filed | Profile |
| Soundview Financial Group Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Softworks Inc | SWRX | 4.2M | $7.00 | 30-Jul-1998 | 4-Aug-1998 | Priced | Profile |
| Soundview Technology (OLD) | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Telemate Net Software Inc | TMNT | 3.5M | $14.00 | 24-Sep-1999 | 29-Sep-1999 | Priced | Profile |
| Southwest Securities Group Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| ViaGrafix Corp | VIAX | 2.2M | $13.00 | 27-Feb-1998 | 4-Mar-1998 | Priced | Profile |
| Spencer Edwards | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Pacific Softworks Inc | PASW | 0.95M | $5.25 | 26-Jul-1999 | 29-Jul-1999 | Priced | Profile |
| Westlinks Resources Ltd | WLKS | 1.0M | $4.50 | 29-Dec-2000 | 10-Jan-2001 | Priced | Profile |
| Stanford Group Company | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Eyetel Imaging Inc | EYT | $5.00 - $5.50 | TBA | 15-Nov-2007 | Withdrawn | Profile | |
| Starr Securities | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Cash Technologies Inc | CHNG | 1.49M | $7.00 | 6-Jul-1998 | 9-Jul-1998 | Priced | News, Profile, Insider |
| State One Stockbroking Ltd | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Marengo Mining Ltd | 20.0M | 2-Jul-2002 | TBA | Filed | |||
| Stephens Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Advanced Power Technology Inc | APTI | 3.5M | $15.00 | 7-Aug-2000 | 7-Aug-2000 | Priced | News, SEC, Msgs, Profile, Insider |
| Genmar Holdings Inc | $11.00 - $13.00 | TBA | 8-Dec-1999 | Withdrawn | |||
| Home Bancshares Inc,Conway,AR | HOMB | 2.5M | $18.00 | 31-May-2006 | 22-Jun-2006 | Priced | News, Msgs, Profile, Research, Insider |
| Universal Truckload Svcs Inc | UACL | 5.3M | $20.00 | 4-Feb-2005 | 10-Feb-2005 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Stephens Inc SunTrust Robinson Humphrey | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Conn's Inc | CONN | 4.15M | $14.00 | 21-Nov-2003 | 24-Nov-2003 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Sterne Agee & Leach Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Banc Corp,Birmingham,Alabama | TBNC | 1.0M | $11.00 | 9-Nov-1998 | 10-Dec-1998 | Priced | News, SEC, Msgs, Profile, Insider |
| CapitalSouth Bancorp | CAPB | -0.0M | $18.75 | 2-Dec-2005 | 12-Dec-2005 | Priced | News, Msgs, Profile, Research, Insider |
| Coast Financial Holdings Inc | CFHI | 1.6M | $12.00 | 4-Nov-2003 | 5-Nov-2003 | Priced | Profile |
| SAL Trust Preferred Fund I | PBA | 0.86M | $25.00 | 9-Sep-1999 | 27-Oct-1999 | Priced | Profile |
| Stifel Nicolaus & Co Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Broadway Street Pooled Trust | PTPA | 2.0M | $25.00 | 4-Jan-2000 | TBA | Filed | Profile |
| National Mortgage Corp | 6.7M | $14.00 - $16.00 | 29-May-1998 | 11-Jun-1999 | Withdrawn | ||
| RealTrust Asset Corp | RTA | $14.00 - $16.00 | TBA | 11-Jun-1999 | Withdrawn | Profile | |
| Tortoise Energy Infrastructure | TYG | 11.5M | $25.00 | 20-Feb-2004 | 24-Feb-2004 | Priced | Chart, News, Profile, Research, Insider |
| Strasbourger Pearson Tulcin | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Diversified Senior Services | DISS | 1.5M | $5.00 | 5-Jan-1998 | 9-Jan-1998 | Priced | Profile |
| IT Staffing Ltd | ITSTF | 1.1M | $5.00 | 26-May-1999 | 2-Jun-1999 | Priced | Profile |
| SunTrust Capital Markets | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Secure America Acq Corp | HLD | 10.0M | $8.00 | 12-Oct-2007 | 24-Oct-2007 | Priced | Chart, News, SEC, Msgs, Profile, Insider |
| SunTrust Robinson Humphrey | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| First NLC Fin Serv Inc | $12.00 - $14.00 | TBA | 12-Jan-2005 | Withdrawn | |||
| Green Energy Acquisition Corp | 20.0M | $10.00 | TBA | TBA | Filed | ||
| North Pointe Holdings Corp | NPTE | -0.0M | $12.00 | 29-Mar-2005 | 23-Sep-2005 | Priced | Profile |
| Providence Service Corp | PRSC | 4.3M | $12.00 | 18-Aug-2003 | 18-Aug-2003 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Sunrise Securities | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Cleveland Biolabs Inc | CBLI | 1.7M | $6.00 | 14-Jul-2006 | 20-Jul-2006 | Priced | News, Profile, Research, Insider |
| Fortress America Acquisition | FAAC | 7.0M | $6.00 | 13-Jul-2005 | 13-Jul-2005 | Priced | Profile |
| International Shipping | ISHPU | 28.5M | $6.00 | 29-Nov-2004 | 10-Dec-2004 | Priced | Profile |
| Intl Metal Ent Inc | IML | $5.00 | TBA | 11-Jul-2005 | Withdrawn | Profile | |
| Susquehanna Financial Group Ladenburg Thalmann & Co | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| China Ascendance Acq Corp | AQN | 10.0M | $10.00 | TBA | TBA | Filed | Profile |
| Sutro & Co Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Advanced Nutraceuticals Inc | -0.0M | 16-Sep-1998 | 27-Oct-1998 | Withdrawn | |||
| Pacific Community Banking | PCBG | $14.00 - $16.00 | TBA | 6-Sep-1999 | Withdrawn | Profile | |
| Periscope Sportswear Inc | PERS | $11.50 - $13.50 | TBA | 11-Dec-1998 | Withdrawn | Profile | |
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