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| R. J. Steichen | |||||||
|---|---|---|---|---|---|---|---|
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Buffalo Wild Wings Inc | $6.00 - $6.50 | TBA | 11-Jun-1999 | Withdrawn | |||
| Founders Food Firkins Ltd | 1.0M | $4.12 | 15-May-2000 | 6-Jun-2000 | Priced | ||
| Hypertension Diagnostics Inc | HDII | 2.5M | $4.12 | 20-Jul-1998 | 23-Jul-1998 | Priced | News, Profile, Insider |
| Industrial Rubber Products Inc | INRB | 1.26M | $5.00 | 23-Apr-1998 | 24-Apr-1998 | Priced | Profile |
| RAS Securities Corporation | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| C W Chemica Waste Technologies | CWTL | 2.0M | $5.00 | TBA | TBA | Postponed | Profile |
| RBC Capital Markets | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| ACCPAC International Inc | ACPC | -0.0M | 18-Dec-2002 | 23-Dec-2003 | Withdrawn | Profile | |
| Alsius Corp | TBA | 4-Oct-2006 | Withdrawn | ||||
| AngioDynamics Inc | ANGO | 1.95M | $11.00 | 12-May-2004 | 26-May-2004 | Priced | Chart, News, Profile, Research, Insider |
| ArcSoft Inc | ARCT | -0.0M | 20-Aug-2004 | 29-Jul-2005 | Withdrawn | Profile | |
| Copano Energy LLC | CPNO | 5.0M | $20.00 | 5-Nov-2004 | 9-Nov-2004 | Priced | Profile |
| Davco Acquisition Holding Inc | DVC | -0.0M | TBA | TBA | Filed | Profile | |
| First Trust Strategic | FHI | $20.00 | TBA | TBA | Filed | Profile | |
| First Trust Strategic High | FHO | 10.0M | $20.00 | 27-Mar-2007 | 27-Mar-2007 | Priced | Profile |
| First Trust Tax-Advantaged | $20.00 | 27-Jun-2006 | 27-Jun-2006 | Priced | |||
| Harrington West Finl,Solvang, | HWFG | 1.4M | $12.00 | 1-Nov-2002 | 5-Nov-2002 | Priced | Profile |
| Mitokor Inc | TBA | 24-Mar-2003 | Withdrawn | ||||
| Oncogenex Technologies Inc | $7.50 - $8.50 | TBA | 7-Mar-2007 | Withdrawn | |||
| RMR Asia Pacific Real Estate | RAP | 5.0M | $20.00 | 25-May-2006 | 25-May-2007 | Priced | Profile |
| RMR Asia Real Estate Fund | RAF | 7.5M | $20.00 | 22-May-2007 | 25-May-2007 | Priced | Profile |
| RMR FIRE Fund | RFR | 0.4M | $25.00 | 13-Aug-2004 | 22-Nov-2004 | Priced | Profile |
| RMR Preferred Dividend Fund | RDR | 2.88M | $20.00 | 20-May-2005 | 25-May-2005 | Priced | Profile |
| Resaca Exploitation Inc | RSOX | $3.20 - $3.60 | TBA | 27-Jul-2010 | Withdrawn | Profile | |
| RBC Capital Markets CIBC World Markets Inc Scotia Capital Inc BMO Nesbitt Thomson Ltd TD Securities Inc National Bank Financial Inc Hongkong & Shanghai Bank (HK) Blackmont Capital Inc Canaccord Capital Corp Desjardins Securities Inc. Raymond James Ltd Berkshire Capital Richardson Partners Financial Wellington West Capital Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Premium Income Corp II | -0.0M | $15.00 | 25-May-2007 | 9-Aug-2007 | Withdrawn | ||
| RBC Capital Markets Citi | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Matador Resources Co | MTDR | 13.33M | $12.00 | 27-Jan-2012 | 1-Feb-2012 | Priced | News, Profile, Research, Insider |
| RBC Capital Markets Citigroup | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| BreitBurn Energy Partners LP | BBEP | 6.0M | $18.50 | 2-Oct-2006 | 4-Oct-2006 | Priced | News, Profile, Research, Insider |
| RBC Capital Markets Credit Suisse First Boston Merrill Lynch | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| B&G Foods Holdings Corp | BGF | 17.39M | $15.00 | 7-Oct-2004 | 7-Oct-2004 | Priced | Profile |
| RBC Capital Markets Jefferies & Co Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Molecular Insight Pharm Inc | MIPI | 5.0M | $14.00 | 1-Feb-2007 | 1-Feb-2007 | Priced | Profile |
| RBC Capital Markets Leerink Swann & Co | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Endocyte Inc | ECYT | 12.5M | $6.00 | 4-Feb-2011 | 4-Feb-2011 | Priced | News, Profile, Research, Insider |
| RBC Capital Markets Lehman Brothers | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| LINN Energy LLC | LINE | 11.75M | $21.00 | 10-Jan-2006 | 12-Jan-2006 | Priced | News, Profile, Research, Insider |
| RBC Capital Markets Merrill Lynch | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| RMR Hosp&Real Estate Fund | RHR | 8.75M | $20.00 | 27-Apr-2004 | 27-Apr-2004 | Priced | Profile |
| RBC Capital Markets Oppenheimer & Co Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| RMR Dividend Capture Fund | RCR | 5.0M | $20.00 | 17-Dec-2007 | 18-Dec-2007 | Priced | Profile |
| RBC Capital Markets Raymond James & Associates Inc Wells Fargo Securities LLC | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Mid-Con Energy Partners LP | MCEP | 5.4M | $18.00 | 6-Dec-2011 | 14-Dec-2011 | Priced | News, Profile, Research, Insider |
| RBC Capital Markets SG Cowen Securities Corp | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Buffalo Wild Wings Inc | BWLD | 3.0M | $17.00 | 20-Nov-2003 | 20-Nov-2003 | Priced | Chart, News, Profile, Research, Insider |
| RBC Capital Markets Stifel Nicolaus & Co Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Tortoise N American Energy | TYN | 0.2M | $25.00 | 26-Oct-2005 | 26-Oct-2005 | Priced | News, Profile, Research, Insider |
| RBC Capital Markets Thomas Weisel Partners | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| US Auto Parts Networks Inc | PRTS | 10.0M | $10.00 | 22-Jan-2007 | 8-Feb-2007 | Priced | News, Profile, Research, Insider |
| RBC Dain Rauscher Corp | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| RMR Real Estate Fund | RIF | 5.0M | $15.00 | 29-Jul-2003 | 19-Dec-2003 | Priced | Chart, News, Profile, Insider |
| RBC Dominion Securities | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Porter Aviation Holdings Inc | $5.50 | TBA | 2-Jun-2010 | Withdrawn | |||
| RBC Dominion Securities CIBC World Markets Inc Desjardins Securities Inc. | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Global Packaging Plus Inc | $5.75 - $6.00 | TBA | 1-Nov-2010 | Withdrawn | |||
| RBC Dominion Securities CIBC World Markets Inc Scotia Capital Inc TD Securities Inc BMO Nesbitt Burns Inc National Bank Financial Inc HSBC Securities (Canada) Inc Canaccord Capital Corp Desjardins Securities Inc. Raymond James Ltd Blackmont Capital Inc Dundee Securities Corporation IPC Securities Corp. Research Capital Inc Wellington West Capital Inc Richardson Partners Financial | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Brompton 130/30 Equity Fund | -0.0M | $10.00 | 30-Jul-2007 | 14-Aug-2007 | Withdrawn | ||
| RBC Dominion Securities Inc BMO Nesbitt Burns Inc Goldman Sachs Canada | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Silver Ridge Power Inc | $12.00 - $13.00 | TBA | 14-May-2013 | Withdrawn | |||
| RM Capital Pty Ltd | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Mallee Gold Corp Ltd | -0.0M | 23-Nov-2007 | 4-Apr-2008 | Withdrawn | |||
| RS Platou Markets AS Carnegie Pareto Securities | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| OIG Offshore Instal Group | -0.0M | 30-Jul-2010 | 29-Sep-2010 | Withdrawn | |||
| Rabo Securities NV | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Landal GreenParks Voorburg BV | -0.0M | 6-Mar-1999 | 29-Jan-2000 | Withdrawn | |||
| Raiffeisen Capital & Inv Polsk | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Prosper Bank | -0.0M | 1-Feb-1999 | TBA | Withdrawn | |||
| Raymond James & Associates Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| BioMed Realty Trust Inc | BMR | 27.0M | $15.00 | 3-Aug-2004 | 5-Aug-2004 | Priced | Chart, News, Profile, Research, Insider |
| Bois d'Arc Energy Inc | BDE | 13.5M | $13.00 | 18-Apr-2005 | 6-May-2005 | Priced | News, SEC, Profile, Research, Insider |
| Claymore/Raymond James S-B1 | RYJ | 16.5M | $20.00 | 17-May-2006 | 19-May-2006 | Priced | News, Profile |
| Federated Intl Small Co Opp Fd | $25.00 | TBA | 15-Apr-2003 | Withdrawn | |||
| First Trust Act Div Income | FAV | 8.75M | $20.00 | 20-Sep-2007 | 20-Sep-2007 | Priced | News, Profile, Insider |
| First Trust/Four Corners Sen | FCM | 5.46M | $20.00 | 25-Sep-2003 | 25-Sep-2003 | Priced | Profile |
| Hyperion Strat Mortgage Income | HSM | 4.0M | $15.00 | 22-May-2002 | 23-Jul-2002 | Priced | Profile |
| Insurance Mgmt Solutions Group | INMG | 3.35M | $11.00 | 22-Jan-1999 | 11-Feb-1999 | Priced | Profile |
| MV Oil Trust | MVO | 7.5M | $20.00 | 22-Dec-2006 | 19-Jan-2007 | Priced | News, Profile, Research |
| Martin Midstream Partners LP | MMLP | 3.0M | $19.00 | 25-Oct-2002 | 31-Oct-2002 | Priced | Chart, News, Profile, Research, Insider |
| NGP Capital Resources Co | NGPC | 17.0M | $15.00 | 29-Oct-2004 | 9-Nov-2004 | Priced | Chart, News, Profile, Research, Insider |
| Nexity Financial Corp | NXTY | 1.7M | $16.00 | 9-Sep-2005 | 20-Sep-2005 | Priced | Profile |
| Peak Resorts Inc | $16.00 - $18.00 | TBA | 18-Jan-2012 | Withdrawn | |||
| Ragen MacKenzie Group Inc | RMG | 2.25M | $14.00 | 19-Jun-1998 | 22-Jun-1998 | Priced | Profile |
| Rhino Resource Partners LP | RNO | 3.24M | $20.50 | 21-Sep-2010 | 29-Sep-2010 | Priced | News, Profile, Research, Insider |
| Stroud Energy Inc | STRO | -0.0M | 6-Apr-2006 | 6-Jul-2006 | Withdrawn | Profile | |
| Summit State Bank,CA | 1.4M | $15.00 | 6-Jul-2006 | 13-Jul-2006 | Priced | ||
| Sunbelt Automotive Group Inc | SBLT | $9.00 - $11.00 | TBA | 11-Jun-1999 | Withdrawn | Profile | |
| United Insurance Holdings Corp | UIHC | 5.3M | $5.15 | 29-Nov-2012 | 10-Dec-2012 | Priced | News, Profile, Research, Insider |
| Raymond James & Associates Inc Bank of America Merrill Lynch Wells Fargo Bank NA | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Schottenstein Realty Trust Inc | SCRT | $14.00 - $16.00 | TBA | 28-Sep-2012 | Withdrawn | Profile | |
| Raymond James & Associates Inc Citi | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| ECA Marcellus Trust I | ECT | 8.8M | $20.00 | 16-Jul-2010 | 1-Jul-2010 | Priced | Chart, News, Profile, Research, Insider |
| Raymond James & Associates Inc Citi Goldman Sachs & Co Barclays RBC Capital Markets | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Campus Crest Communities Inc | CCG | 28.33M | $12.50 | 12-Oct-2010 | 13-Oct-2010 | Priced | Chart, News, SEC, Profile, Research, Insider |
| Raymond James & Associates Inc FBR Capital Markets Corp | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Armstrong Energy Inc | -0.0M | TBA | TBA | Filed | |||
| Armstrong Resource Partners LP | ARPS | -0.0M | TBA | TBA | Filed | Profile | |
| Raymond James & Associates Inc JP Morgan | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Compressco Partners LP | GSJK | 2.5M | $20.00 | 7-Jun-2011 | 14-Jun-2011 | Priced | News, Profile, Research, Insider |
| Raymond James & Associates Inc Jefferies & Co Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Great White Energy Services | JAWS | $19.00 - $21.00 | TBA | 24-Aug-2011 | Withdrawn | Profile | |
| Raymond James & Associates Inc Morgan Stanley | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| SandRidge Mississippian Trust | SDT | 12.5M | $21.00 | 23-Mar-2011 | 6-Apr-2011 | Priced | News, Profile, Research, Insider |
| VOC Energy Tr | VOC | 11.09M | $21.00 | 22-Apr-2011 | 5-May-2011 | Priced | News, Profile, Research |
| Whiting USA Trust II | WHZ | 16.0M | $20.00 | 13-Mar-2012 | 22-Mar-2012 | Priced | News, Profile, Research |
| Raymond James & Associates Inc Robert W Baird & Co Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Lehigh Gas Partners LP | LGP | 6.0M | $20.00 | 17-Oct-2012 | 24-Oct-2012 | Priced | News, Profile, Research, Insider |
| Raymond James & Associates Inc Simmons & Co International | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Warrior Energy Services Corp | WARR | 7.0M | $23.50 | 14-Apr-2006 | 18-Apr-2006 | Priced | Profile |
| Raymond James & Associates Inc Stifel Nicolaus & Co Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Stellus Capital Invest Corp | SCM | 8.0M | $15.00 | 7-Nov-2012 | 7-Nov-2012 | Priced | Chart, News, Profile, Research, Insider |
| Raymond James & Associates Inc Wachovia Securities Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Whiting USA Trust I | WHX | 10.85M | $20.00 | 23-Apr-2008 | 24-Apr-2008 | Priced | News, SEC, Profile, Research |
| Redstone Securities | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Rampart Capital Corp | RAC | 0.4M | $19.00 | 20-Sep-1999 | 21-Sep-1999 | Priced | Profile |
| Reliance Securities Tbk PT | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Mitrasurya Cemerlang Tbk PT | $0.01 | TBA | 7-Apr-2009 | Withdrawn | |||
| Research Capital Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Blue Steel Chemicals Inc | $1.00 | TBA | 19-Jun-2009 | Withdrawn | |||
| Goldenfrank Resources Inc | $0.20 | TBA | 16-Dec-2008 | Withdrawn | |||
| Pico Resources Ltd | 1.5M | $0.20 | 13-Mar-2008 | 7-Jul-2008 | Withdrawn | ||
| Research Capital Inc CIBC World Markets Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Standard Steam Canada Corp | -0.0M | 10-Nov-2009 | 29-Apr-2010 | Withdrawn | |||
| Reynolds & Co Pty Ltd | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Northern Territory Oil Ltd | 27.5M | $0.20 | 18-Sep-2006 | 4-Dec-2006 | Withdrawn | ||
| Roan Capital Partners, L.P. | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Ambient Corp | ABTG | 0.52M | $8.00 | 6-Feb-1998 | 12-Feb-1998 | Priced | Profile |
| Robert Fleming & Co Ltd (UK) | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Oridion Systems Ltd | ORIDN | -0.0M | $14.00 - $16.00 | 4-Aug-1999 | TBA | Withdrawn | Profile |
| Yes Television plc | -0.0M | $2.25 - $2.75 | 20-Mar-2000 | 14-Apr-2000 | Withdrawn | ||
| Robert Fleming Holdings PLC | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Press Corp Ltd | -0.0M | $11.45 | TBA | 14-Jul-1998 | Priced | ||
| Robert W Baird & Co Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Dayton Superior Corp | 7.85M | $12.00 | 15-Dec-2006 | 19-Dec-2006 | Priced | ||
| Ginkgo Residential Trust Inc | GNKO | -0.0M | TBA | TBA | Filed | Profile | |
| LKQ Corp | LKQX | 6.0M | $13.00 | 29-Sep-2003 | 2-Oct-2003 | Priced | Profile |
| Macatawa Bank Corp,MI | MCBC | 1.3M | $10.00 | 27-Mar-1998 | 1-Apr-1998 | Priced | Chart, News, SEC, Profile, Research, Insider |
| Radiation Therapy Services Inc | -0.0M | 25-Sep-1998 | 23-Jun-1999 | Withdrawn | |||
| Roadrunner Transp Sys Inc | RRTS | 10.6M | $14.00 | 10-May-2010 | 12-May-2010 | Priced | News, Profile, Research, Insider |
| Tarpon Coast Bancorp Inc,FL | TCBA | 1.0M | $10.00 | 7-Jan-1998 | 26-Jan-1998 | Priced | Profile |
| TriNet Group Inc | $12.00 - $14.00 | TBA | 8-Dec-2000 | Withdrawn | |||
| Robert W Baird & Co Inc Oppenheimer & Co Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Addus HomeCare Corp | ADUS | 5.0M | $10.00 | 14-Oct-2009 | 27-Oct-2009 | Priced | News, Profile, Research, Insider |
| Garrison Capital Inc | GARS | 5.33M | $15.00 | 26-Mar-2013 | 26-Mar-2013 | Priced | News, Profile, Research, Insider |
| Robert W Baird & Co Inc Piper Jaffray Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Vera Bradley Inc | VRA | 11.0M | $16.00 | 19-Oct-2010 | 20-Oct-2010 | Priced | News, SEC, Profile, Research, Insider |
| Robert W Baird & Co Inc Raymond James & Associates Inc RBC Capital Markets | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Richmond Honan Med Ppty Inc | MOB | 19.5M | $13.00 - $15.00 | TBA | TBA | Filed | Profile |
| Robert W Baird & Co Inc Raymond James & Associates Inc Stifel Nicolaus & Co Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Armada Hoffler Properties Inc | AHH | 14.58M | $11.50 | 3-May-2013 | 7-May-2013 | Priced | News, Profile |
| Robert W Baird & Co Inc Stifel Nicolaus & Co Inc BMO Capital Markets Oppenheimer & Co Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| New Source Energy Partners LP | NSLP | 4.0M | $20.00 | 30-Jan-2013 | 7-Feb-2013 | Priced | News, Profile, Research |
| Robert W Baird & Co Inc William Blair & Co Janney Montgomery Scott LLC | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Monroe Capital Corp | MRCC | 5.0M | $15.00 | 24-Oct-2012 | 24-Oct-2012 | Priced | News, Profile, Research, Insider |
| Robert W Baird Limited | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Shearings Group Plc | -0.0M | 7-Jun-2004 | 15-Jun-2004 | Withdrawn | |||
| Robertson Stephens & Co | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| 800.Com Inc | -0.0M | 23-Mar-2000 | 21-Jun-2000 | Withdrawn | |||
| Annuncio Software Inc | $9.00 - $11.00 | TBA | 5-May-2000 | Withdrawn | |||
| Artest Corp | ARTE | $9.00 - $11.00 | TBA | 31-Jan-2001 | Withdrawn | Profile | |
| Driveway Corp | -0.0M | 14-Mar-2000 | 23-Jun-2000 | Withdrawn | |||
| Moai Technologies Inc | MOAI | -0.0M | 13-Apr-2000 | 6-Dec-2000 | Withdrawn | Profile | |
| Telcobuy.com LLC | TBA | 1-Dec-2000 | Withdrawn | ||||
| Robinson-Humphrey Co | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Account4.com Inc | $12.00 - $14.00 | TBA | 4-Aug-2000 | Withdrawn | |||
| Childcare Network Inc | CCNI | $13.00 - $15.00 | TBA | 27-Sep-2001 | Withdrawn | Profile | |
| Florida Banks Inc,FL | FLBK | 4.0M | $10.00 | 7-Jul-1998 | 29-Jul-1998 | Priced | Profile |
| How2.com Inc(Old, Now 69910J) | HWTO | -0.0M | 22-Oct-1999 | 20-Mar-2000 | Withdrawn | Profile | |
| Netzee Inc | NETZ | 4.45M | $14.00 | 5-Nov-1999 | 9-Nov-1999 | Priced | Profile |
| Rainbow Rentals | RBOW | 2.25M | $10.00 | 14-May-1998 | 5-Jun-1998 | Priced | Profile |
| Work International Corp | WOR | $11.00 - $13.00 | TBA | 14-Jan-1999 | Withdrawn | Profile | |
| Rocky Mountain Securities&Inv. | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Mendell Energy Tech Inc | METI | 1.0M | $5.00 - $5.50 | 14-Aug-2001 | 21-Jan-2002 | Withdrawn | Profile |
| Rodman & Renshaw Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Abraxas Energy Partners LP | AXLP | $4.00 - $6.00 | TBA | 8-Sep-2009 | Withdrawn | Profile | |
| AgFeed Animal Nutrition | TBA | 2-Aug-2011 | Withdrawn | ||||
| Argyle Security Acq Corp | ARGL | 3.62M | $8.00 | 13-Jan-2006 | 24-Jan-2006 | Priced | News, Profile |
| Asia Automotive Acq Corp | AAAC | 4.38M | $8.00 | TBA | TBA | Filed | Profile |
| CastleRock Security Holdings | CRSC | $10.00 - $12.00 | TBA | 13-Apr-2011 | Withdrawn | Profile | |
| China Shandong Industries Inc | CSNH | $5.49 | TBA | 11-Feb-2011 | Withdrawn | Profile | |
| China Sunflower Group Ltd | -0.0M | TBA | TBA | Filed | |||
| D Medical Industries Ltd | DMDC | 1.5M | $7.00 | 4-Aug-2010 | 4-Aug-2010 | Priced | Profile |
| FlatWorld Acquisition Corp | FWLAF | 2.0M | $10.00 | 6-Dec-2010 | 9-Dec-2010 | Priced | News, Profile |
| Hellenic Solutions Corp | AEGZF | -0.0M | TBA | TBA | Filed | Profile | |
| Kips Bay Medical Inc | KIPS | 2.75M | $8.00 | 10-Feb-2011 | 10-Feb-2011 | Priced | News, Profile, Research, Insider |
| Mountain Valley Spring Co | WATR | -0.0M | TBA | TBA | Filed | Profile | |
| Phoenix India Acquisition Corp | PXIA | 6.16M | $8.00 | TBA | TBA | Filed | Profile |
| Vectro Intersect Security | VTRQU | 7.31M | $8.00 | 3-Apr-2007 | 25-Apr-2007 | Priced | Profile |
| Rodman & Renshaw Inc Chardan Capital Markets LLC | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| China Shandong Industries Inc | -0.0M | 16-Mar-2011 | 15-Mar-2012 | Withdrawn | |||
| Rodman & Renshaw Inc Dundee Securities Corporation ThinkEquity Partners | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Med BioGene Inc | MBI | $8.00 - $10.00 | TBA | 2-Feb-2012 | Withdrawn | Profile | |
| Rodman & Renshaw Inc Earlybirdcapital Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Green Power Enterprises Inc | 5.0M | $10.00 | TBA | TBA | Filed | ||
| Rodman & Renshaw Inc Maxim Group LLC | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Cazador Acquisition Corp Ltd | CAZAU | 4.0M | $10.00 | 7-Oct-2010 | 7-Oct-2010 | Priced | Profile |
| Rodman & Renshaw Inc National Securities Corp (US) | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Ventrus Biosciences Inc | VTUS | 2.8M | $6.00 | 9-Dec-2010 | 16-Dec-2010 | Priced | News, Profile, Research, Insider |
| Rodman & Renshaw Inc Newbridge Securities | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Andatee China Marine Fuel Svcs | AMCF | 2.5M | $6.30 | 19-Jan-2010 | 26-Jan-2010 | Priced | News, Profile, Research, Insider |
| China Education Inc | IEDU | $4.00 - $5.00 | TBA | 7-Sep-2010 | Withdrawn | Profile | |
| Expedite 4 Inc | -0.0M | TBA | TBA | Filed | |||
| SurgiVision Inc | $5.00 | TBA | 12-Oct-2010 | Withdrawn | |||
| Zheng Hui Industry Corp | ZHIC | $8.00 - $9.00 | TBA | 5-Jan-2012 | Withdrawn | Profile | |
| Rodman & Renshaw Inc Roth Capital Partners Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Vu1 Corp | VUOC | $0.38 | TBA | 23-Jan-2012 | Withdrawn | Profile | |
| Rodman & Renshaw Inc Sunrise Securities | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| SMG Indium Resources Ltd | SGMEU | 4.8M | $5.00 | 4-May-2011 | 4-May-2011 | Priced | Profile |
| Wave2Wave Commun Inc | WAV | $4.00 | TBA | 17-Dec-2010 | Withdrawn | Profile | |
| Rodman & Renshaw Inc West Park Capital | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| China Intelligent Lighting & E | CIL | 3.35M | $3.00 | 16-Jun-2010 | 17-Jun-2010 | Priced | Profile |
| ZST Digital Networks Inc | ZSTN | 3.12M | $8.00 | 16-Oct-2009 | 20-Oct-2009 | Priced | News, Profile, Insider |
| Roney & Co | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Blue River Bancshares Inc,IN | BRBI | 1.5M | $12.00 | 22-Jun-1998 | 23-Jun-1998 | Priced | News, SEC, Profile |
| Dearborn Bancorp Inc,MI | DEAR | 1.2M | $14.00 | 7-Apr-1998 | 9-Apr-1998 | Priced | SEC, Profile, Insider |
| GLB Bancorp Inc,Mentor,OH | GLBK | 1.3M | $13.00 | 12-May-1998 | 14-May-1998 | Priced | Profile |
| Roney Capital Markets | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Clarkston Financial Corp | CKSB | 0.95M | $10.00 | 17-Nov-1998 | 24-Nov-1998 | Priced | Profile |
| Community Shores Bank Corp | CSHB | 1.1M | $10.00 | 14-Dec-1998 | 17-Dec-1998 | Priced | News, Profile, Research |
| Tower Financial Corporation | TOFC | 2.0M | $10.00 | 22-Jan-1999 | 26-Jan-1999 | Priced | Chart, News, SEC, Profile, Research, Insider |
| Roth Capital Partners Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Brainsway Ltd | BRIN | $9.00 - $11.00 | TBA | 14-Jun-2011 | Withdrawn | Profile | |
| Digital Domain Media Group Inc | DDMG | 5.5M | $8.50 | 10-Nov-2011 | 18-Nov-2011 | Priced | News, Profile, Research |
| Emerald Acquisition Corp | ODH | $8.00 | TBA | 21-Feb-2013 | Withdrawn | Profile | |
| Global Market Group Ltd | GMC | 2.0M | $6.00 - $7.00 | TBA | TBA | Filed | Profile |
| Interchange Corp | INCX | 2.75M | $8.00 | 18-Oct-2004 | 18-Oct-2004 | Priced | Profile |
| Kingtone Wirelessinfo Solution | KONE | 4.0M | $4.00 | 11-May-2010 | 14-May-2010 | Priced | News, Profile |
| LSC Inc | LSCI | 3.0M | $7.00 - $9.00 | TBA | TBA | Filed | Profile |
| Leisure Travel Group Inc | LTGI | $10.00 - $12.00 | TBA | 5-Feb-2001 | Withdrawn | Profile | |
| Lucid Inc(Datacolor Intl) | LCDCU | 1.63M | $4.20 | 22-Dec-2011 | 27-Dec-2011 | Priced | Profile |
| Lyris Inc | LYRI | TBA | 14-Sep-2012 | Withdrawn | Profile | ||
| Medgenics Inc | MDGN | 2.5M | $4.54 | 5-Apr-2011 | 7-Apr-2011 | Priced | News, Profile, Research, Insider |
| NV5 Holdings Inc | 1.0M | $6.00 | 25-Mar-2013 | 27-Mar-2013 | Priced | ||
| National Media Technologies | NATL | -0.0M | $14.25 | 15-Mar-2000 | 15-Mar-2000 | Withdrawn | Profile |
| Neutron Energy Inc | TBA | 30-Aug-2012 | Withdrawn | ||||
| Oculus Innovative Sciences Inc | OCLS | 3.5M | $8.00 | 8-Jan-2007 | 26-Jan-2007 | Priced | News, Profile, Research, Insider |
| Orange 21 Inc | ORNG | 2.48M | $8.75 | 13-Dec-2004 | 13-Dec-2004 | Priced | Profile |
| Partsbase.com Inc | PRTS | 3.5M | $13.00 | 16-Mar-2000 | 22-Mar-2000 | Priced | News, Profile, Research, Insider |
| Sound Surgical Technologies | LSV | $4.00 | TBA | 19-May-2005 | Withdrawn | Profile | |
| TVAX Biomedical Inc | TVAX | $9.00 - $11.00 | TBA | 17-May-2012 | Withdrawn | Profile | |
| Trunkbow Intl Hldgs Ltd | TBOW | 5.0M | $5.00 | 18-Jan-2011 | 2-Feb-2011 | Priced | News, Profile, Research, Insider |
| Roth Capital Partners Inc Chardan Capital Markets LLC | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Huiheng Med Inc | HHGM | $7.50 | TBA | 29-Jun-2010 | Withdrawn | Profile | |
| Roth Capital Partners Inc JMP Securities LLC | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Lindows Inc | LINE | 4.4M | $22.69 | 20-Apr-2004 | 25-Oct-2004 | Withdrawn | Profile |
| Roth Capital Partners Inc National Securities Corp (US) | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Tonix Pharm Hldg Corp | TNXP | -0.0M | 10-May-2013 | TBA | Filed | Profile | |
| Roth Capital Partners Inc West Park Capital | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| China Electric Motor Inc | CELM | 5.0M | $4.50 | 27-Jan-2010 | 28-Jan-2010 | Priced | Profile, Insider |
| Royce Investment Group Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Grand Court Lifestyles Inc | GCLI | 3.0M | $9.50 | 10-Mar-1998 | 13-Mar-1998 | Priced | Profile |
| Ruegg & Co Ltd | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Pathway One VCT plc | -0.0M | 1-Nov-2001 | TBA | Withdrawn | |||
| Rushmore Securities Corp | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Aarica Holdings Inc | ARHI | 1.1M | $9.00 - $11.00 | TBA | TBA | Filed | Profile |
| Ryan Beck & Co | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| CNB Florida Bancshares Inc,FL | CNBB | 1.25M | $10.25 | 22-Jan-1999 | 29-Jan-1999 | Priced | Profile |
| Franklin Credit Mgmt Corp | FCMC | 1.1M | $11.50 | 19-Jul-2005 | 20-Jul-2005 | Priced | Profile |
| National Med Health Card Sys | NMHC | 2.5M | $7.50 | 19-Jul-1999 | 28-Jul-1999 | Priced | Profile |
| Somerset Hills Bancorp | SOMH | 0.8M | $8.25 | 12-Nov-2002 | 12-Nov-2002 | Priced | Chart, News, Profile, Research, Insider |
| Washington Banking Co,Oak | WBCO | 1.0M | $12.00 | 3-Jun-1998 | 23-Jun-1998 | Priced | Chart, News, SEC, Profile, Research, Insider |
| Waypoint Financial Corp,PA | WYPT | 30.42M | $10.00 | 11-Aug-2000 | 12-Oct-2000 | Priced | Profile |
| Ryan Beck & Co BB&T Capital Markets | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Bakers Footwear Group Inc | BKRS | 1.75M | $7.75 | 30-Jan-2004 | 5-Feb-2004 | Priced | News, Profile, Research |
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