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IPO Filings by Underwriter
IPOs

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National Securities Corp (US)
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Alaron.com Holding CorporationACOM1.5M$10.00
TBATBAFiledProfile
Ronnybrook Farm Dairy IncRONY
$7.00
TBA18-Aug-1998WithdrawnProfile
Team Communications Group IncTMTV1.5M$5.50
23-Jul-199829-Jul-1998PricedProfile
NationsBanc Montgomery Sec
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
American Bank Note HolographicABNH13.64M$8.50
13-Jul-199814-Jul-1998PricedProfile
Asymetrix Learning Systems IncASYM3.0M$11.00
10-Jun-199812-Jun-1998PricedProfile
Biex IncBIEX


TBA23-Jun-1998WithdrawnProfile
Charles River Associates IncCRAI2.19M$18.50
21-Apr-199823-Apr-1998PricedChart, News, SEC, Msgs, Profile, Research, Insider
CitySearch Inc

$11.00 - $13.00
TBA13-Aug-1998Withdrawn
Compass International SvcsCMPS4.1M$10.50
12-Dec-199727-Feb-1998PricedProfile
Computer Literacy IncCMPL3.0M$10.00
19-Nov-199819-Nov-1998PricedProfile
Cornerstone Brands Inc



TBA8-Jul-1999Withdrawn
Corporate Staffing Resources
-0.0M

TBATBAFiled
Echelon CorpELON5.0M$7.00
23-Jul-199827-Jul-1998PricedChart, News, SEC, Msgs, Profile, Research, Insider
Enfinity CorpBTU
$12.50 - $14.50
TBA14-May-1998WithdrawnProfile
Family Christian Stores IncFMLY


TBA26-Oct-1998WithdrawnProfile
FileTek Inc



TBA2-Jul-1998Withdrawn
Genesis Microchip IncGNSS2.85M$11.50
20-Feb-199823-Feb-1998PricedProfile
Headlands Mortgage CorpHDLD8.0M$12.00
4-Feb-19984-Feb-1998PricedProfile
HealthCare Financial PartnersHFC-0.0M

7-Aug-1998TBAFiledProfile
ILD TelecommunicationsILDT


TBA1-Jun-1999WithdrawnProfile
LJL Biosystems IncLJLB2.0M$7.00
12-Mar-199813-Mar-1998PricedProfile
MKS Instruments IncMKSI6.5M$14.00
23-Mar-199929-Mar-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Packaged Ice IncICY9.0M$8.50
27-Jan-199929-Jan-1999PricedProfile
Petra Capital IncPTRA3.5M$18.00 - $20.00
9-Jun-19989-Jun-1998WithdrawnProfile
Pomeroy Select IntegrationPSIS-0.0M

15-Jan-1999TBAPostponedProfile
Provant IncPOVT2.6M$13.00
27-Apr-199828-Apr-1998PricedProfile
Reynard Motorsport Inc

$13.00 - $15.00
TBA4-Aug-1999Withdrawn
SQL Financials InternationalSQLF2.5M$10.00
22-May-199826-May-1998PricedProfile
Scientific Learning Corp

$12.00 - $14.00
TBA14-Oct-1998Withdrawn
Ticketmaster Online-CitySearchTMCS7.0M$14.00
2-Dec-19982-Dec-1998PricedProfile
United Panam Financial CorpUPFC5.5M$11.00
23-Apr-199823-Apr-1998PricedChart, News, SEC, Msgs, Profile, Research, Insider
Needham & Co Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Advanced Thermal Sciences CorpATSC
$9.00 - $11.00
TBA21-Jun-2001WithdrawnProfile
Astropower IncAPWR2.7M$6.00
12-Feb-199812-Feb-1998PricedNews, SEC, Msgs, Profile, Research, Insider
August Technology CorpAUGT3.0M$12.00
13-Jun-200014-Jun-2000PricedProfile
Collectors Universe IncCLCT4.0M$6.00
2-Nov-19995-Nov-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Datalink CorpDTLK2.6M$7.50
16-Jul-19996-Aug-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
EOn Communications CorpEONC3.0M$12.00
1-Feb-20004-Feb-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Integrity Software Inc
3.0M$21.56
24-Mar-20001-Jun-2000Withdrawn
Multi-Fineline Electronix IncMFLX5.72M$10.00
22-Jun-200425-Jun-2004PricedChart, News, Msgs, Profile, Research, Insider
Organicnet IncOGNT
$9.00 - $11.00
TBA10-Oct-2000WithdrawnProfile
Needham & Co Inc WR Hambrecht & Co LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
GSI Technology IncGSIT8.0M$5.50
12-Mar-200728-Mar-2007PricedNews, Profile, Research, Insider
Neidiger, Tucker, Bruner Inc.
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Cavion Technologies IncCAVN1.2M$6.50
26-Oct-199929-Oct-1999PricedProfile
D.E. Frey & Company

$5.00 - $7.00
TBA3-Jan-2000Withdrawn
Hat World Inc

$7.00
TBA1-Dec-1999Withdrawn
Natural Gas Services Group IncNGS1.65M$5.00
15-May-200221-Oct-2002PricedChart, News, Msgs, Profile, Research, Insider
Starlight Entertainment Inc.SLN1.0M$9.00
TBATBAPostponedProfile
Nesbitt Burns Securities
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Decoma International
9.09M$6.69
6-Feb-199820-Feb-1998Priced
Network 1 Financial Securities
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Delicious Brands IncDBSI1.0M$12.00
23-Oct-199812-Nov-1998PricedProfile
Frost Capital Group IncFCG1.25M$6.00
TBATBAFiledProfile
Intl Smart Sourcing IncISMT1.25M$4.50
8-Feb-199923-Apr-1999PricedProfile
Med-Emerg International IncMDERW1.25M$4.25
11-Feb-199812-Feb-1998PricedProfile
New York Broker
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Artificial Life IncALIF1.6M$8.50
15-Dec-199817-Dec-1998PricedNews, Profile, Research, Insider
Incam AGINAGY1.8M$5.00
12-Oct-199830-Nov-1998PricedProfile
Trion Technology AGTRIN1.2M$7.00
2-Jun-19994-Jun-1999PricedNews, Msgs, Profile, Research
Newbridge Securities
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
AdCare Health Systems IncADK1.6M$4.75
TBATBAFiledProfile
Orsus Xelent Technologies IncORS-0.0M

5-Feb-2008TBAFiledProfile
Smart Move Inc

$4.50 - $5.50
TBA31-Jul-2006Withdrawn
Newbridge Securities Bathgate Capital Partners LLC I-Bankers Securities Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
A4S Security IncSWAT1.3M$6.00
22-Jun-200518-Jul-2005PricedNews, Msgs, Profile, Research, Insider
Newbridge Securities I-Bankers Securities Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Sand Hill IT Sec Acq CoSHQC4.0M$6.00
7-Jul-200427-Jul-2004PricedProfile
Smart Move IncMVE2.4M$5.00
17-Nov-20067-Dec-2006PricedNews, Profile, Research, Insider
Nikko Citigroup Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Hanamaru Inc
0.01M$530000.00
15-Oct-2003TBAFiled
Nikko Citigroup Ltd Mitsubishi UFJ Securities Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Able Reit Investment Corp
0.04M$500000.00
27-Nov-2007TBAFiled
Nikko Citigroup Ltd UBS Securities Japan Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
J-Reit Toshi Hojin
0.14M$500000.00
16-Nov-2007TBAFiled
Nikko Salomon Smith Barney
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Jupiter Telecommunications
47.2M$13.00 - $15.00
8-Nov-20009-Nov-2001Withdrawn
Nikko Salomon Smith Barney Goldman Sachs & Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Jupiter Telecommunications
0.94M

4-Nov-2000TBAFiled
Nikko Salomon Smith Barney Morgan Stanley Dean Witter(JP)
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Seiko Epson Corp
-0.0M

11-Dec-1999TBAFiled
Noble International Investment
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
EduTrades IncEDX
$9.00 - $11.00
TBA19-Dec-2006WithdrawnProfile
Noble Investment Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
NewsMax Media IncNA
$8.00
TBA20-May-2003WithdrawnProfile
Take To Auction.com IncTTA1.3M$8.00
12-Jun-200012-Jun-2000PricedProfile
Nomura International PLC Vilfima Deloitte & Touche (UK)
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Agricultural Bank of Lithuania
-0.0M

1-Jul-1998TBAFiled
Nomura Secs Intl Salomon Smith Barney
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Yuasa Inc(Yuasa Corp)YUA
$14.00 - $16.00
TBA8-Sep-1999WithdrawnProfile
Nomura Securities
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
EAccess Ltd
0.06M

8-Nov-2002TBAFiled
Softbank Commerce Corp2707-0.0M

11-Aug-2001TBAFiledProfile
Ulvac Inc67284.84M$1750.00
3-Mar-2003TBAFiledProfile
Nomura URALSIB Financial Corp
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Eurasia Gold IncEGX-0.0M

26-Feb-2007TBAFiledProfile
Non Underwritten
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Biograde Ltd
40.0M

8-Jan-2008TBAFiled
Capital Holdings IncCLHD0.9M$27.00
TBATBAFiledProfile
CliniChem Development Inc
-0.0M

TBATBAFiled
Cygnet Financial CorpCGNT5.68M$7.00
4-Aug-19984-Aug-1998PricedProfile
DemandStar.com IncDMND18.81M$1.00
TBATBAFiledProfile
Findata Ltd
1.18M

22-Feb-2008TBAFiled
GlobalNet Asia Pacific Ltd
15.0M

5-May-2006TBAFiled
Lasseters Corp LtdLAS-0.0M

7-Oct-2003TBAFiledProfile
Mt Dimer Gold Mines Ltd
22.5M

17-Nov-2003TBAFiled
Nicolet Bankshare Inc
0.1M$12.50
25-Sep-2002TBAFiled
Oceanic Uranium Fund Ltd
25.0M

19-Nov-2007TBAFiled
Oncaidia Ltd
25.0M

2-Jul-2007TBAFiled
Optimum Health Services, Inc.
1.0M$1.00
17-Jun-199813-Jan-1999Withdrawn
Pacific Environment Ltd
24.0M

16-Nov-2007TBAFiled
Reedy Lagoon Corp Ltd
14.0M

14-Jun-2002TBAFiled
Southern Cross Goldfields Ltd
40.0M

21-Dec-2007TBAFiled
Storm Financial Ltd
-0.0M$0.92 - $1.08
TBATBAFiled
White Canyon Uranium Ltd
70.0M

5-Dec-2007TBAFiled
Yellow Rock Resources Ltd
12.5M

25-May-2006TBAFiled
Zap.com (Zapata Corp)
0.48M$8.00
TBATBAFiled
Nord/LB
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Dragoco Gerberding und Co AG
-0.0M

13-May-1998TBAFiled
Not Applicable
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Birthdays
-0.0M

15-Apr-1998TBAFiled
Falkland Island HoldingsFKL-0.0M

1-Jan-1998TBAFiledProfile
Family Day Care
-0.0M

15-Apr-1998TBAFiled
International Computers Ltd
-0.0M

24-Mar-1998TBAFiled
Karen Millen Ltd
-0.0M

24-Mar-1998TBAFiled
Mapletree Investments Pte Ltd
-0.0M

3-Feb-2004TBAFiled
Reiss
-0.0M

15-Apr-1998TBAFiled
Seattle Coffee Co
-0.0M

24-Mar-1998TBAFiled
Silvertech International Plc
-0.0M

1-Jan-1998TBAFiled
Tobacco Monopoly
-0.0M

8-Nov-2001TBAFiled
Troy Minerals
-0.0M

3-Feb-1998TBAFiled
Not Available
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info

-0.0M

1-Jul-2001TBAFiled
875 Trust Company
0.1M$10.00
TBATBAFiled
AFAM SpA
-0.0M

24-Jan-2001TBAFiled
AFK Sistema
-0.0M

1-May-2001TBAFiled
AMR Research IncAMRR-0.0M

22-Sep-20009-Jan-2002WithdrawnProfile
Acordis
-0.0M

1-Feb-2001TBAFiled
Acquedotto Pugliese
-0.0M

30-Oct-2001TBAFiled
Actelios
-0.0M

2-Nov-2001TBAFiled
Adjustonline Ltd
-0.0M

1-Jan-2001TBAFiled
Aer Lingus PLCAERL-0.0M

1-Dec-1999TBAFiledProfile
Aeroflot Russian AirlinesAFLT-0.0M

1-Jan-2001TBAFiledProfile
Aeroporto di Genova
-0.0M

1-Jun-2001TBAFiled
Aeroporto di VeneziaSAVE-0.0M

15-Jul-1998TBAFiledProfile
Agricultural Bank of Greece SAATE-0.0M

12-Dec-2001TBAFiledProfile
Air India
-0.0M

1-Feb-2000TBAFiled
Aliatel AS
-0.0M

1-Mar-2001TBAFiled
Almancora SCA
-0.0M

1-Feb-2001TBAFiled
American Restaurants Sp zoo
-0.0M

1-Jan-2001TBAFiled
Andines
-0.0M

14-Jan-2002TBAFiled
Aniwa(Royal Canin SA)
-0.0M

1-Jan-2002TBAFiled
Apnos
-0.0M

1-Jul-2001TBAFiled
Arcor SAIC(Chile)
-0.0M

10-Jan-1998TBAFiled
Argogroup PLC
-0.0M

1-Jan-2001TBAFiled
Atlanet SpA
-0.0M

1-Mar-2001TBAFiled
Aucland(Europ@web/Arnault)
-0.0M

1-Aug-2000TBAFiled
Azure Plc
-0.0M

1-Jan-2001TBAFiled
BT Ignite Plc
-0.0M

20-Jan-2001TBAFiled
BT Wireless PLC
-0.0M

1-Jan-2001TBAFiled
Banca Popolare di Bari Scrl
-0.0M

27-Feb-2001TBAFiled
Barraqueiro SGPS SA
-0.0M

30-Apr-2002TBAFiled
Barterforum
-0.0M

1-Apr-2001TBAFiled
Bestel SA de CV
-0.0M

26-Feb-2000TBAFiled
Bethell Construction Ltd
-0.0M

12-Nov-2001TBAFiled
Between SpA
-0.0M

1-Apr-2001TBAFiled
Bibliosynergatiki SA
-0.0M

8-Jun-2001TBAFiled
BizzEnergy Ltd
-0.0M

1-Jun-2002TBAFiled
Blue Carrots PLC(Cube8 PLC)
-0.0M

1-Jan-2001TBAFiled
Blue Point SA
-0.0M

1-Jan-2001TBAFiled
Blue Window
-0.0M

20-Dec-1999TBAFiled
Bologna Football Club
-0.0M

1-Apr-2001TBAFiled
Bowman Power Systems Ltd
-0.0M

1-Jan-2001TBAFiled
British Nuclear Fuels PLC
-0.0M

1-Jan-1999TBAFiled
Brussels International Airport
-0.0M

1-Jan-1999TBAFiled
Bulbank AD
-0.0M

23-Jun-1998TBAFiled
Burger King Corp
-0.0M

27-Apr-2002TBAFiled
Byte Software House SpA
-0.0M

21-Jan-2002TBAFiled
CDC
-0.0M

2-Aug-2002TBAFiled
CDM Tecnoconsulting SPA
-0.0M

25-May-2002TBAFiled
CPTE
-0.0M

1-May-2001TBAFiled
CV online
-0.0M

1-Jul-2001TBAFiled
Caboto Holding SpA
-0.0M

14-Jan-2002TBAFiled
Cantrell & Cochrane Group
-0.0M

25-Jul-1998TBAFiled
Catania Multiservizi
-0.0M

1-May-2001TBAFiled
Cellnet Group Ltd
-0.0M

1-Oct-2000TBAFiled
China Merchants Shekou Ind
-0.0M

18-Apr-1998TBAFiled
Chunghwa Telecom Co Ltd
-0.0M

1-Jul-1998TBAFiled
Cie Maritime Belge NVCMB-0.0M

15-Mar-1999TBAFiledProfile
Cintra
-0.0M

23-Oct-2001TBAFiled
ClearWave NV
-0.0M

1-Jan-2001TBAFiled
Com hem AB
-0.0M

29-Jul-2000TBAFiled
Connect Roads Ltd
-0.0M

1-Jan-2001TBAFiled
Contactel SRO
-0.0M

1-Jan-2000TBAFiled
Copenhagen Stock Exchange A/S
-0.0M

1-Jan-2001TBAFiled
Cycling team
-0.0M

1-Dec-2002TBAFiled
Czech Mobile
-0.0M

1-Mar-2001TBAFiled
DHL International NV
-0.0M

18-Dec-1999TBAFiled
DSM Petrochemicals
-0.0M

1-May-2001TBAFiled
Date.com
-0.0M

1-Jun-2001TBAFiled
Degussa Metals Catalysts AG
-0.0M

9-Sep-2000TBAFiled
Demo SA
-0.0M

1-Jan-2001TBAFiled
DeveloGen AG
-0.0M

7-Jul-2001TBAFiled
Diagonal Plc
-0.0M

1-Jan-2001TBAFiled
Diana de Silva Cosmetiques SpA
-0.0M

1-Apr-2001TBAFiled
Digital Display Corporation
-0.0M

13-Mar-2002TBAFiled
Dodonis Ice Cream SA
-0.0M

1-Jun-2001TBAFiled
Dye-Works Kilkis SA
-0.0M

1-Jan-2001TBAFiled
EHN Group
-0.0M

16-Jul-2002TBAFiled
Ecrin systems
-0.0M

19-Apr-2002TBAFiled
Edisontel SpA
-0.0M

1-Apr-2001TBAFiled
El Al Israeli Airlines Ltd
-0.0M

15-Jul-1998TBAFiled
El En SpAELN1.35M$24.50 - $31.50
1-Nov-2000TBAFiledProfile
Electrabel SAELEB-0.0M

1-Oct-2000TBAFiledProfile
Elettrogen SpA
2789.0M

1-Oct-2000TBAFiled
Elytis parfumeries
-0.0M

4-Oct-2001TBAFiled
Emphasis Systems SA
0.92M

1-Jun-2001TBAFiled
Empresa Nacional de Autopistas
-0.0M

30-Apr-2003TBAFiled
Endeva
-0.0M

1-Jan-2001TBAFiled
Enervit SpA
-0.0M

23-Feb-2001TBAFiled
Ente Padovafiere
-0.0M

1-Jul-2001TBAFiled
Ente Tabacchi Italiani SPA
-0.0M

30-Jul-2002TBAFiled
Eole
-0.0M

1-Jun-2001TBAFiled
Epidauros Biotechnologie AG
-0.0M

13-Dec-2000TBAFiled
Essent NV
-0.0M

1-May-2001TBAFiled
Euralcom BV
-0.0M

1-Jan-2001TBAFiled
Eureko BV
-0.0M

1-Feb-2001TBAFiled
Eurizon Financial Group
-0.0M

29-Jul-2006TBAFiled
Eurogen SpA
-0.0M

1-Aug-2000TBAFiled
Eurognosi SA
-0.0M

1-Jan-2001TBAFiled
Europa Corp
-0.0M

13-Jun-2002TBAFiled
Exodus SA
-0.0M

1-Jan-2001TBAFiled
ExonHit Therapeutics SA
-0.0M

11-Dec-2001TBAFiled
FTC Labdarugo es Sport Kft
-0.0M

3-Aug-2002TBAFiled
Fenerbahce Spor Kulubu
-0.0M

1-May-2002TBAFiled
Ferring Pharmaceuticals
-0.0M

15-Mar-2001TBAFiled
Fincantieri-Cantieri Navali
-0.0M

19-Feb-2000TBAFiled
Fresenius Kabi AG
-0.0M

20-Jan-2001TBAFiled
Generali France Holding
-0.0M

8-Apr-2002TBAFiled
Genesis
-0.0M

26-Oct-2001TBAFiled
Geoservices
-0.0M

1-Apr-2001TBAFiled
Gesap SpA
-0.0M

25-Oct-2001TBAFiled
Gio Style SpA
-0.0M

1-Apr-2001TBAFiled
Go Fly Ltd(easyJet PLC)
-0.0M

2-Aug-2002TBAFiled
Golden Development Holding Co
-0.0M

1-Aug-2002TBAFiled
Greek Northern Printing Co
0.5M

1-Jun-2001TBAFiled
Greek Tourist Properties
-0.0M

1-Jan-2001TBAFiled
Group Alouminium Hellas SA
-0.0M

1-Jan-2001TBAFiled
Groupe Serveur
-0.0M

14-Feb-2002TBAFiled
Grupo Carso SA de CVGCARSO-0.0M

10-Jan-1998TBAFiledProfile
Grupo Sacyr SA
-0.0M

1-Jun-2000TBAFiled
Gruppo Elica
-0.0M

1-Apr-2001TBAFiled
Guangxi Guiguan Elec Power Co600236-0.0M

18-Apr-1998TBAFiledProfile
Guissona SA
-0.0M

1-Jan-2001TBAFiled
Guizhou Wujiang Hydropower
-0.0M

1-Jul-1998TBAFiled
Hainan Sundiro Motorcycle Co000571-0.0M

1-Jul-1998TBAFiledProfile
Halkidiki Fertilizers SA
-0.0M

1-Jan-2001TBAFiled
Hellenic Post Office(Greece)
-0.0M

7-Mar-2002TBAFiled
Hellenic Salt Works SA
-0.0M

20-Jan-2001TBAFiled
Hewlett-Packard CoHWP-0.0M

6-Mar-1999TBAFiledProfile
IDBI Bank LtdIDBIBA-0.0M

1-Dec-1998TBAFiledProfile
IDM
-0.0M

24-Jan-2002TBAFiled
IDesk Plc
-0.0M

1-Jan-2001TBAFiled
IXIS CIB
-0.0M

1-Apr-2001TBAFiled
Ibazar
-0.0M

1-Aug-2000TBAFiled
Ibermatica SA
-0.0M

1-Aug-2000TBAFiled
Il Sole 24 Ore SpA
-0.0M

1-Mar-2001TBAFiled
Illycaffe SpA
-0.0M

1-Mar-2001TBAFiled
Ilte SpA
-0.0M

1-Sep-2000TBAFiled
Imperium SA
2.11M

13-Apr-2001TBAFiled
Infostrada SpA(Mannesmann AG)
-0.0M

1-May-2000TBAFiled
Infracom Italia Spa
-0.0M

1-Mar-2001TBAFiled
Inlinea spa
-0.0M

1-Jun-2001TBAFiled
Innovata Biomed Ltd
-0.0M

1-Jan-2001TBAFiled
Inter-Active
-0.0M

4-Oct-2001TBAFiled
InterAmerican Grp(Logix/TNT)
5.7M

1-Mar-1998TBAFiled
Intercontinental Bank PLC
-0.0M

22-Jul-2002TBAFiled
Intrason
-0.0M

25-Jan-2002TBAFiled
Ionian Bank
-0.0M

1-Jul-1998TBAFiled
Israel Aerospace Industries
-0.0M

1-Jan-2004TBAFiled
Israel Electric Corp
-0.0M

1-Jan-2004TBAFiled
Ixo(Infosources SA)
10.09M

1-Nov-2000TBAFiled
JCatalog Software AG
-0.0M

30-Jul-2002TBAFiled
JR Hokkaido
-0.0M

1-Jul-1998TBAFiled
Jiangsu Expressway Co Ltd177100.0M

1-Aug-1998TBAFiledProfile
Jobs.de Karrieremarkt GmbH
-0.0M

30-Jul-2002TBAFiled
Julian Graves Ltd
-0.0M

1-Jan-2002TBAFiled
KPMG Accountants NV
-0.0M

1-Apr-2001TBAFiled
Kazakhstan Aluminum
-0.0M

3-Aug-2002TBAFiled
Kazchromium
-0.0M

3-Aug-2002TBAFiled
Kelkoo.com
-0.0M

1-Aug-2000TBAFiled
Korea Tobacco & Ginseng Corp
-0.0M

1-Jul-1998TBAFiled
L'Unita
-0.0M

1-Mar-2001TBAFiled
LaSalle Partners IncLAP-0.0M

24-Jan-1998TBAFiledProfile
Leisure Travel Group IncLTGI3.0M$10.00 - $12.00
13-Mar-2000TBAFiledProfile
Liverpool Football Club
-0.0M

20-Feb-1998TBAFiled
MGTS Moscow
-0.0M

1-May-2001TBAPostponed
MMKMAGN-0.0M

1-May-2001TBAFiledProfile
MTU-Intel
-0.0M

18-Jan-2003TBAFiled
Magna Steyr AG & Co KG
-0.0M

3-Aug-2002TBAFiled
Mailtrack Ltd
-0.0M

1-Jan-2001TBAFiled
Martin Currie European Cap Tst
200.0M$0.50
19-Nov-2003TBAFiled
Mercury Energy Ltd
-0.0M

2-Jan-1998TBAFiled
Message Pad Ltd
-0.0M

1-Jan-2001TBAFiled
MetaGen GmbH
-0.0M

24-Mar-2001TBAFiled
Meteor SA(Sage Group PLC)
-0.0M

17-Jun-2002TBAFiled
Mevior SA(Elevme SA)
-0.0M

1-Jan-2001TBAFiled
Milli Piyango
-0.0M

3-May-2003TBAFiled
Mobil Rom SA
-0.0M

1-May-2001TBAFiled
Mondus.com
-0.0M

1-Jan-2001TBAFiled
Mumias Sugar Co(Kenya)
-0.0M

1-Jul-1998TBAFiled
NK SlavneftMFGS-0.0M

1-Jan-2002TBAFiledProfile
Navegalia
-0.0M

1-Aug-2000TBAFiled
Neoventa Medical AB
-0.0M

1-Jan-2001TBAFiled
Nordsee GmbH
-0.0M

1-Feb-2002TBAFiled
Norges Statsbaner AS
-0.0M

20-Oct-2001TBAFiled
Nuveen Insured NJ TF Muni Fund

$15.00
28-Oct-2002TBAFiled
OAO Comincom
-0.0M

6-Jun-2002TBAFiled
OAO Gazprombank
-0.0M

5-Oct-2002TBAFiled
OAO Kovdorsky GOKKVDG-0.0M

18-Jan-2003TBAFiledProfile
Oak Media Plc
-0.0M

26-Mar-2002TBAFiled
Ondulati La Veggia Spa
-0.0M

25-Oct-2001TBAFiled
Optibase Ltd
4.35M$8.00 - $9.00
26-Jan-1999TBAFiled
PC-OP.com plcPCOP-0.0M

1-Dec-2002TBAFiledProfile
PTM.com(PT Multimedia)
36.5M

5-Feb-2000TBAFiled
Pannon GSM Rt
-0.0M

1-Feb-1998TBAFiled
Parex Bank
-0.0M

8-Jan-2000TBAFiled
Patagon.Com
-0.0M

11-Sep-1999TBAFiled
Pergo AB
-0.0M

1-Jan-2001TBAFiled
Petrochemia Plock SA
-0.0M

1-Jan-1999TBAFiled
Pidemco Land Ltd
-0.0M

1-Jul-1998TBAFiled
Plan + Design Netcare AG
-0.0M

21-Apr-2001TBAFiled
Plug It SpA
-0.0M

1-Jan-2001TBAFiled
Plusz Vitamin Kft
-0.0M

18-Sep-2003TBAFiled
Police(Poland)
-0.0M

1-Jul-1998TBAFiled
Post Danmark A/S
-0.0M

1-Jan-2001TBAFiled
Powerhouse Retail Ltd
-0.0M

1-Jan-2001TBAFiled
Powszechna Kasa Oszczednosci
-0.0M

1-Jan-2003TBAFiled
Principal Hotels
-0.0M

19-Feb-2000TBAFiled
Profectus Group Ltd
-0.0M

5-Jan-2002TBAFiled
Qatar Steel Co Ltd
-0.0M

1-Jul-1998TBAFiled
R&V Versicherungsgruppe AG
-0.0M

20-Jul-2002TBAFiled
RAW Communications
-0.0M

1-Aug-2000TBAFiled
RCS Editori SpA
-0.0M

1-Mar-2001TBAFiled
RNB Retail & Brands ABRNBS-0.0M

1-Jan-2001TBAFiledProfile
RSW Prasa Ksiazka Ruch(Poland)
-0.0M

17-Jul-1998TBAFiled
Radiomobil(C-Mobil)
-0.0M

17-Mar-2001TBAFiled
Red-stars.com
-0.0M

17-Jun-2000TBAFiled
Reemtsma Cigarettenfabriken
-0.0M

2-Oct-2001TBAFiled
Retevision Interactiva
-0.0M

19-Feb-2000TBAFiled
Rfi mobile technologies AG
-0.0M

30-Jul-2002TBAFiled
Risanamento Napoli SpARS-0.0M

1-Oct-2000TBAFiledProfile
RusAl
-0.0M

1-Jan-2002TBAFiled
SFIRS SpA
-0.0M

1-Jun-2001TBAFiled
SchmidtBank KGaA
-0.0M

18-Jul-2002TBAFiled
Scholz & Friends GmbH
-0.0M

13-Oct-2001TBAFiled
Sinochem
-0.0M

1-Jul-1998TBAFiled
Sit-up Ltd
-0.0M

1-Jan-2001TBAFiled
Societa Aeroporto di Catania
-0.0M

1-Jan-2001TBAFiled
Stadium AB
-0.0M

4-Feb-2003TBAFiled
Starbucks Coffee Co
-0.0M

1-Dec-2002TBAFiled
State Bank of Bikaner & Jaipur
-0.0M

1-Jul-1998TBAFiled
Statkraft SF SA
-0.0M

20-Oct-2001TBAFiled
Studsvik AB
-0.0M

1-Jan-2001TBAFiled
Surgutneftegaz OJSCSGTPY-0.0M

29-Aug-2001TBAFiledProfile
System C Healthcare
-0.0M

1-Jan-2001TBAFiled
T-Systems Enterprise Services
-0.0M

13-Aug-2001TBAFiled
TAD Metals SpA
-0.0M

1-Jun-2001TBAFiled
TH Lee Putnam Emerging Fund
10.0M$25.00
TBATBAFiled
TNK
-0.0M

1-Oct-2002TBAFiled
Terme di Chianciano
-0.0M

1-Nov-2001TBAFiled
Think H2S Safety Services Inc
-0.0M

26-Jun-2001TBAFiled
ThyssenKrupp Stahl AG
-0.0M

1-Jul-2000TBAFiled
Time Warner Cable Inc



TBA13-Feb-2007Withdrawn
Tipico
-0.0M

3-Oct-2001TBAFiled
TransTeleCom
-0.0M

14-Jun-2002TBAFiled
Transcom WorldWide SA
-0.0M

29-Aug-2001TBAFiled
Transgas(Czech Republic)
-0.0M

1-Mar-2001TBAFiled
Travelprice.com
-0.0M

1-Apr-2001TBAFiled
UK Film &Television Production
4.5M

18-Jan-2001TBAFiled
Unaxis Materials AG
-0.0M

10-Feb-2001TBAFiled
Uniconsult
1.2M

1-Jun-2001TBAFiled
Union Bank of Israel LtdUNON-0.0M

15-Jul-1998TBAFiledProfile
Unione Immobiliare SpA
-0.0M

27-Mar-1998TBAFiled
Vatryggingafelag Islands hf
-0.0M

1-Apr-2001TBAFiled
Venn Watson & Co. Ltd
-0.0M

1-Jan-2002TBAFiled
ViaPlus Networks SA
-0.0M

1-Aug-2000TBAFiled
Wacker Chemie-Silicon Carbide
-0.0M

22-Jan-2004TBAFiled
Wallstreet:Online GmbH
-0.0M

13-Dec-2000TBAFiled
Web Equity
-0.0M

1-May-2001TBAFiled
Wellbeing Screening PLC
-0.0M

1-Dec-2002TBAFiled
Westgrund AGWEG-0.0M

17-Jul-1998TBAFiledProfile
Wheel plc
-0.0M

1-Jan-2001TBAFiled
WideLearning.com
-0.0M

1-Jan-2001TBAFiled
Wind 7 AG
-0.0M

4-Feb-2002TBAFiled
Xchanging Ltd
-0.0M

1-Jan-2001TBAFiled
Xugong Science & Tech Co Ltd000425-0.0M

1-Jul-1998TBAFiledProfile
Yoplait
-0.0M

17-Jan-2002TBAFiled
Zaklady Azotowe Kedzierzyn
-0.0M

1-Jul-1998TBAFiled
Zegna Baruffa-Lane Borgosesia
-0.0M

1-Dec-2002TBAFiled
Zeus Technology Ltd
-0.0M

9-Sep-2000TBAFiled
Zielona Gora
-0.0M

1-Jul-2001TBAFiled
Zip.net
-0.0M

1-Jan-2000TBAFiled
Nutmeg Securities Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
American Diversified Holdings

$14.00
TBA7-Apr-1999Withdrawn
Colorsmart.com IncCOLR
$10.00 - $12.00
TBA8-Dec-2000WithdrawnProfile
HI-Q WasonHIQW1.1M$7.00
13-Sep-199921-Sep-1999PricedProfile
Rolling Pin Kitchen EmporiumRPKE
$6.00 - $8.00
TBA12-Mar-1999WithdrawnProfile
Nuveen Investments LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Nuveen CT Mun Inc Opp Fd

$20.00
TBATBAFiled
Nuveen Commodities Income
1.0M$25.00
TBATBAFiled
Nuveen Credit Strategies Fund

$20.00
11-Jan-2008TBAFiled
Nuveen Mun High Inc Opp Fd 3

$20.00
17-Jan-2008TBAFiled

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