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| Macquarie Bank | |||||||
|---|---|---|---|---|---|---|---|
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Macquarie REITS | -0.0M | 28-Apr-2003 | TBA | Filed | |||
| Macquarie Social | -0.0M | 22-Oct-2003 | TBA | Filed | |||
| Macquarie Bank DBS Securities Singapore Pte | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Macquarie Intl Real Estate | 676.0M | $1.00 | TBA | TBA | Filed | ||
| Macquarie Bank UBS | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| B&D Roller Doors | -0.0M | 27-Apr-2004 | TBA | Filed | |||
| Macquarie Equities (Asia) Ltd | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Macquarie Goodman Asia | -0.0M | 5-Mar-2005 | TBA | Filed | |||
| Macquarie Equity Capital Mkts Goldman Sachs (Australia) | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| ALH Properties | -0.0M | 26-Aug-2003 | TBA | Filed | |||
| Macquarie Equity Capital Mkts UBS Warburg Australia Ltd | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Macquarie Prologis Trust | MPR | -0.0M | $0.56 | TBA | 28-May-2002 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Mandatum Pankki | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| CapMan PLC | -0.0M | 1-May-2000 | TBA | Filed | |||
| Mason Hill & Co Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Nordic Equity Partners Corp | NEPC | 1.23M | $5.00 | TBA | TBA | Filed | Profile |
| Rockwell Medical Technologies | RMTI | 1.8M | $4.00 | 22-Jan-1998 | 26-Jan-1998 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Matrix Corporate Finance | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Rose Bowl | -0.0M | 1-Dec-2002 | TBA | Filed | |||
| Maxim Group LLC | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Affinity Media International | AFMI | 2.75M | $6.00 | 30-May-2006 | 5-Jun-2006 | Priced | News, Profile, Insider |
| Alpha Security Group Corp | HDS | 6.0M | $10.00 | 16-Mar-2007 | 23-Mar-2007 | Priced | News, Profile |
| Asia Spcl Situation Acq Corp | CIU | 10.0M | $10.00 | 2-Nov-2007 | 16-Jan-2008 | Priced | News, Profile |
| CampusU Inc | CMPS | $5.50 - $6.50 | TBA | 8-Apr-2008 | Withdrawn | Profile | |
| China Resources Ltd | 4.0M | $10.00 | TBA | TBA | Filed | ||
| Debt Resolve Inc | $5.00 | TBA | 10-Feb-2006 | Withdrawn | |||
| Doubloon Corp | 10.0M | $10.00 | TBA | TBA | Filed | ||
| Energy Infrastructure | EII | 22.5M | $10.00 | 17-Jul-2006 | 18-Jul-2006 | Priced | News, Profile |
| Fuwei Films (Holdings) Co Ltd | FFHL | 3.75M | $8.28 | 15-Dec-2006 | 18-Dec-2006 | Priced | News, Profile, Research |
| Gentium SpA | GNT | 2.7M | $9.00 | 7-Apr-2005 | 16-Jun-2005 | Priced | Profile |
| Healthcare Acquisition Corp | HAQ | 9.0M | $8.00 | 27-Jul-2005 | 28-Jul-2005 | Priced | Profile |
| ImaRx Therapeutics Inc | IMRX | 3.0M | $5.00 | 24-Jul-2007 | 25-Jul-2007 | Priced | News, Profile, Research, Insider |
| IncrediMail Ltd | 2.5M | $7.50 | 26-Jan-2006 | 30-Jan-2006 | Priced | News, Msgs, Profile, Insider | |
| Industrial Services Acq Corp | 4.0M | $8.00 | TBA | TBA | Filed | ||
| Ivivi Technologies Inc | II | 2.5M | $6.00 | 13-Oct-2006 | 18-Oct-2006 | Priced | Profile |
| Key Hospitality Acquisition Co | KHPA | 6.0M | $8.00 | 19-Oct-2005 | 20-Oct-2005 | Priced | Profile |
| Pinpoint Advance Corp | PPAC | 2.5M | $10.00 | 19-Apr-2007 | 19-Apr-2007 | Priced | News, Profile, Insider |
| Response Genetics Inc | RGDX | 3.0M | $7.00 | 4-Jun-2007 | 4-Jun-2007 | Priced | News, Profile, Research, Insider |
| Seanergy Maritime Corp | SRG | 20.0M | $10.00 | 24-Sep-2007 | 24-Sep-2007 | Priced | Chart, News, SEC, Profile, Insider |
| Spclty Metals Grp Indium Corp | 11.0M | $5.00 | TBA | TBA | Filed | ||
| Maxim Group LLC Earlybirdcapital Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Gurunet Corp | GRU | 2.2M | $5.00 | 6-Aug-2004 | 13-Oct-2004 | Priced | Chart, News, Msgs, Profile |
| May Davis Group Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Kaire International Inc | $6.00 | TBA | 8-Feb-1999 | Withdrawn | |||
| McDonald Investments | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| 1-800 Contacts Inc | CTAC | 2.2M | $12.50 | 3-Feb-1998 | 9-Feb-1998 | Priced | Profile |
| Anthony & Sylvan Pools Corp | -0.0M | 17-Sep-1998 | TBA | Postponed | |||
| Cleveland Indians Baseball Co | CLEV | 4.0M | $15.00 | 2-Jun-1998 | 4-Jun-1998 | Priced | Profile |
| Technical Consumer Product | TCPS | $12.00 - $14.00 | TBA | 15-Aug-2002 | Withdrawn | Profile | |
| McDouall Stuart Securities Ltd | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Taupo Motorsport Park Ltd | 2.75M | 19-Oct-2007 | TBA | Filed | |||
| Mediobanca Merrill Lynch International | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Enel SpA | EN | -0.0M | $45.23 | TBA | 2-Nov-1999 | Priced | Profile |
| Mercer Partners | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| American Eagle Motorcycle Co | 0.8M | $6.00 - $7.00 | 30-Oct-2000 | TBA | Filed | ||
| Meridian Capital Markets | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Jenkon International Inc | JNKN | 1.5M | $5.00 | 3-Aug-1998 | 11-Aug-1998 | Priced | Profile |
| Merita Pankki | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Telecom Finland | -0.0M | 1-Mar-1998 | TBA | Filed | |||
| Merrill Lynch | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| 24/7 Media Inc | TFSM | 3.25M | $14.00 | 12-Aug-1998 | 13-Aug-1998 | Priced | Profile |
| AEW Real Estate Income Fund | RIF | 6.0M | $15.00 | 25-Nov-2002 | 25-Nov-2002 | Priced | Profile |
| ARBINET THEXCHANGE Inc | ARBX | 6.54M | $17.50 | 16-Dec-2004 | 16-Dec-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| ATA Inc | ATA | 4.87M | $9.50 | 28-Jan-2008 | 28-Jan-2008 | Priced | Chart, News, Msgs, Profile, Insider |
| Accent Optical Techn Inc | $14.00 - $16.00 | TBA | 25-Oct-2004 | Withdrawn | |||
| Adolor Corp | ADLR | 6.0M | $15.00 | 9-Nov-2000 | 13-Nov-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Advanstar Inc | $12.50 - $16.50 | TBA | 25-May-2000 | Withdrawn | |||
| Advent Claymore Conv Sec Fund | AVK | 30.0M | $25.00 | 28-Apr-2003 | 29-Apr-2003 | Priced | Chart, News, Profile, Insider |
| Advent/Claymore Enh G&I Fnd | LCM | 15.75M | $20.00 | 20-Dec-2004 | 26-Jan-2005 | Priced | Chart, News, Profile, Research, Insider |
| Advent/Claymore Global Conv | AGC | 37.5M | $20.00 | 23-May-2007 | 24-May-2007 | Priced | News, Profile, Insider |
| Aether Systems Inc | AETH | 6.0M | $16.00 | 20-Oct-1999 | 20-Oct-1999 | Priced | Profile |
| AgraQuest Inc | $11.00 - $13.00 | TBA | 26-Apr-2002 | Withdrawn | |||
| Allegiant Travel Co | ALGT | 5.0M | $18.00 | 6-Dec-2006 | 7-Dec-2006 | Priced | News, Profile, Research, Insider |
| Alliance Fiber Optic Products | AFOP | 4.5M | $11.00 | 16-Nov-2000 | 20-Nov-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Alpine Global Premier Prop | AWP | 0.25M | $20.00 | 23-Mar-2007 | 25-Apr-2007 | Priced | News, Profile, Insider |
| Altra Holdings Inc | AIMC | 10.0M | $13.50 | 12-Dec-2006 | 14-Dec-2006 | Priced | News, Profile, Research, Insider |
| American Axle & Mnfg Inc | AXL | 7.0M | $17.00 | 28-Jan-1999 | 28-Jan-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| American Equity Investment | AEL | 18.7M | $9.00 | 26-Nov-2003 | 3-Dec-2003 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| AmericanGreetings.com Inc | -0.0M | 13-Aug-1999 | 11-May-2000 | Withdrawn | |||
| Ansell Healthcare Inc | AHX | TBA | 30-Nov-2000 | Withdrawn | Profile | ||
| Artisan Entertainment Inc | $16.00 - $18.00 | TBA | 14-Mar-2001 | Withdrawn | |||
| Aspreva Pharmaceuticals Corp | ASPV | 7.2M | $11.00 | 1-Mar-2005 | 3-Mar-2005 | Priced | Profile |
| Avesta Technologies Inc | AVST | -0.0M | 19-Nov-1999 | 14-Apr-2000 | Withdrawn | Profile | |
| Azurix Corp(Enron Corp) | AZX | 36.6M | $19.00 | 9-Jun-1999 | 9-Jun-1999 | Priced | Profile |
| BlackRock CA Muni Income II | BCL | 3.5M | $15.00 | 28-Jun-2002 | 25-Jul-2002 | Priced | Chart, News, Profile |
| BlackRock Health Scnc Trust | BME | 8.2M | $25.00 | 25-Mar-2005 | 28-Mar-2005 | Priced | Chart, News, Profile, Insider |
| BlackRock Inc | BLK | 9.0M | $14.00 | 24-Sep-1999 | 1-Oct-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| BlackRock Long-term Muni | BTA | 15.0M | $15.00 | 23-Feb-2006 | 23-Feb-2006 | Priced | News, Profile, Insider |
| BlackRock Mun 2018 Term Trust | BPK | 18.0M | $15.00 | 25-Oct-2001 | 25-Oct-2001 | Priced | Chart, News, Profile, Insider |
| BlackRock Muni Income II | BLE | 26.5M | $15.00 | 25-Jul-2002 | 25-Jul-2002 | Priced | Chart, News, Profile, Insider |
| BlackRock NY Muni Income II | BFY | 3.5M | $15.00 | 28-Jun-2002 | 25-Jul-2002 | Priced | Chart, News, Profile, Insider |
| Blackrock Ca Mun 2018 Term Tr | BJZ | 7.5M | $15.00 | 25-Oct-2001 | 25-Oct-2001 | Priced | Chart, News, Profile |
| Blackrock Def Opp Cred Tr | 9.33M | $15.00 | 28-Jan-2008 | 28-Jan-2008 | Priced | ||
| Blackrock Enhanced Div Ach Trs | BDJ | 76.67M | $15.00 | 24-Aug-2005 | 25-Aug-2005 | Priced | News, Profile, Insider |
| Blackrock Global Eq Inc Trust | BFD | 45.0M | $20.00 | 26-Mar-2007 | 27-Mar-2007 | Priced | News, SEC, Msgs, Profile, Insider |
| Blackrock NY Mun 2018 Term Tr | BLJ | 4.4M | $15.00 | 25-Oct-2001 | 25-Oct-2001 | Priced | Chart, News, Profile |
| Blackrock Preferred and Equity | BTZ | 58.0M | $25.00 | 20-Dec-2006 | 21-Dec-2006 | Priced | News, Profile, Insider |
| Blackrock Strategic Div Ach Tr | BDT | 42.17M | $15.00 | 25-Mar-2004 | 25-Mar-2004 | Priced | Chart, News, Profile, Insider |
| Blue Nile Inc | NILE | 3.74M | $20.50 | 13-May-2004 | 19-May-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Bovis Homes Group PLC | BVS | -0.0M | 29-May-1999 | TBA | Filed | Profile | |
| Buy.com Inc | BUYX | 14.0M | $13.00 | 7-Feb-2000 | 7-Feb-2000 | Priced | Profile |
| CEI Citicorp Equity Holdings | CEI | -0.0M | TBA | TBA | Postponed | Profile | |
| COHEN & STEERS DIVIDEND MAJORS | DVM | 3.45M | $20.00 | 7-Dec-2004 | 26-Jan-2005 | Priced | Chart, News, Profile, Insider |
| CSN Steel Corp | -0.0M | 1-Jan-2001 | TBA | Filed | |||
| Cadence Pharmaceuticals Inc | CADX | 6.0M | $9.00 | 10-Oct-2006 | 24-Oct-2006 | Priced | News, Profile, Research, Insider |
| Calamos Cvt Opp & Income Fund | CHI | 4.0M | $15.00 | 24-May-2002 | 25-Jun-2002 | Priced | Chart, News, Profile, Insider |
| Capital & Income Strategies Fn | CII | 15.0M | $20.00 | 27-Apr-2004 | 27-Apr-2004 | Priced | Chart, News, Profile, Insider |
| CarsDirect.com Inc | TBA | 6-Dec-2000 | Withdrawn | ||||
| Catalytic Capital Investment | $8.00 | TBA | 13-Dec-2007 | Withdrawn | |||
| Centerprise Advisors Inc | CEP | $11.50 - $13.50 | TBA | 9-Nov-1999 | Withdrawn | Profile | |
| Chartwell Div and Income Fd | CWF | 4.0M | $15.00 | 26-May-1998 | 23-Jun-1998 | Priced | Chart, News, Profile, Insider |
| China Sunergy Co Ltd | CSUN | 8.5M | $11.00 | 16-May-2007 | 17-May-2007 | Priced | News, Profile, Research |
| China Techfaith Wireless Ltd | CNTF | 8.73M | $16.25 | 29-Apr-2005 | 5-May-2005 | Priced | News, Msgs, Profile, Research |
| Cia Vale do Rio Doce SA | RIO | 68.51M | $24.50 | 12-Mar-2002 | 20-Mar-2002 | Priced | Chart, News, Msgs, Profile, Research |
| Clough Global Allocation Fnd | GLV | 0.05M | $20.00 | 26-Jul-2004 | 28-Jul-2004 | Priced | Chart, News, Profile, Insider |
| Clough Global Equity Fund | GLQ | 20.12M | $20.00 | 26-Apr-2005 | 27-Apr-2005 | Priced | News, Profile, Research, Insider |
| Clough Global Opportunities | GLO | 47.5M | $20.00 | 25-Apr-2006 | 25-Apr-2006 | Priced | News, Profile, Insider |
| Cohen & Steers Global Income | INB | 30.0M | $20.00 | 24-Jul-2007 | 26-Jul-2007 | Priced | News, Msgs, Profile, Insider |
| Cohen & Steers Global Power | GPF | 0.05M | $20.00 | TBA | TBA | Filed | Profile |
| Cohen & Steers Inc | CNS | 7.5M | $13.00 | 12-Aug-2004 | 12-Aug-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Cohen & Steers Premium Income | RPF | 4.0M | $15.00 | 27-Aug-2002 | 27-Aug-2002 | Priced | Chart, News, Profile, Insider |
| Cohen & Steers Quality Income | RQI | 40.0M | $15.00 | 25-Feb-2002 | 25-Feb-2002 | Priced | Chart, News, Profile, Insider |
| Cohen & Steers REIT Pref Fund | RNP | 70.0M | $25.00 | 20-Jun-2003 | 24-Jun-2003 | Priced | Chart, News, Profile, Insider |
| Cohen & Steers REIT Util Fund | RTU | 75.0M | $20.00 | 26-Jan-2004 | 27-Jan-2004 | Priced | Chart, News, Profile, Insider |
| Cohen & Steers Select Utility | UTF | 44.62M | $20.00 | 24-Mar-2004 | 25-Mar-2004 | Priced | Chart, News, Profile, Insider |
| Coho Exploration Inc | 28.75M | $20.00 | 16-Nov-2006 | 20-Nov-2006 | Priced | ||
| Coinmach Service Corp | DRY | -0.0M | $13.64 | 11-Jun-2004 | 19-Nov-2004 | Priced | Profile |
| Coley Pharmaceutical Group Inc | COLY | 6.0M | $16.00 | 27-Jul-2005 | 9-Aug-2005 | Priced | Profile |
| Colfax Corp | CFX | TBA | 19-Mar-2003 | Withdrawn | Profile | ||
| Comdisco Venture | CDOV | $14.00 - $16.00 | TBA | 1-Feb-2001 | Withdrawn | Profile | |
| Community Health Systems Inc | CYH | 18.75M | $13.00 | 8-Jun-2000 | 8-Jun-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Corporate High Yield Fund III | CYE | 32.0M | $15.00 | 27-Jan-1998 | 27-Jan-1998 | Priced | Chart, News, Profile, Insider |
| Corporate High Yield Fund IV | HYW | 12.0M | $15.00 | 25-Sep-2001 | 25-Sep-2001 | Priced | Profile |
| Corporate High Yield Fund V | HYV | 16.7M | $15.00 | 27-Nov-2001 | 27-Nov-2001 | Priced | Chart, News, Profile, Research, Insider |
| Corporate High Yield Fund VI | HYT | 38.0M | $15.00 | 27-May-2003 | 27-May-2003 | Priced | Chart, News, Profile, Research, Insider |
| Corus Pharma Inc | TBA | 15-Feb-2006 | Withdrawn | ||||
| Cross Country Inc | CCRN | 7.81M | $17.00 | 22-Oct-2001 | 24-Oct-2001 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| CyberSource Corp | CYBS | 4.0M | $11.00 | 23-Jun-1999 | 23-Jun-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| DWS RREEF World Real Est & Tac | DRP | 17.0M | $20.00 | 25-Jun-2007 | 26-Jun-2007 | Priced | News, Profile, Insider |
| Debt Strategies Fund II Inc | DSU | 57.5M | $10.00 | 24-Mar-1998 | 24-Mar-1998 | Priced | Chart, News, Profile, Insider |
| Debt Strategies Fund III | DBU | 11.0M | $10.00 | 28-Jul-1998 | 28-Jul-1998 | Priced | News, Profile |
| Defined Strategy Fund Inc | DSF | 1.0M | $20.00 | 20-Aug-2004 | 22-Dec-2004 | Priced | Chart, News, Profile, Insider |
| Delaware Enhanced Global Div | DEX | 23.0M | $20.00 | 22-Jun-2007 | 26-Jun-2007 | Priced | Chart, News, Msgs, Profile, Insider |
| Diamond Foods Inc | DMND | 6.0M | $17.00 | 18-Jul-2005 | 20-Jul-2005 | Priced | News, Msgs, Profile, Research, Insider |
| Dick's Sporting Goods Inc | DKS | 7.29M | $12.00 | 27-Sep-2002 | 15-Oct-2002 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Digitalconvergence.com | DGTL | $11.00 | TBA | 21-Mar-2001 | Withdrawn | Profile | |
| Diversified Income Strategies | DVF | 0.05M | $20.00 | 21-Sep-2004 | 26-Jan-2005 | Priced | Chart, News, Profile, Insider |
| Dollar Express Inc | $14.00 - $16.00 | TBA | 27-Apr-2000 | Withdrawn | |||
| Dow 30 Enh Prem & Inc | DPO | 30.0M | $20.00 | 24-May-2007 | 24-May-2007 | Priced | News, Profile, Insider |
| Dow 30 Prem & Div Inc Fnd | DPD | 0.05M | $20.00 | 22-Mar-2005 | 26-Apr-2005 | Priced | News, Profile, Insider |
| Dreman/Claymore Div Incme Fund | DCS | 0.05M | $20.00 | 27-Jan-2004 | 27-Jan-2004 | Priced | Chart, News, Profile, Research, Insider |
| E-Profile Inc | EPRO | -0.0M | 7-Aug-2000 | 14-Dec-2000 | Withdrawn | Profile | |
| EDEN Bioscience Corp | EDEN | 5.8M | $15.00 | 20-Sep-2000 | 26-Sep-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| EV Tax-Mnged Global Buy-Write | ETW | 0.05M | $20.00 | 8-Apr-2005 | 27-Sep-2005 | Priced | News, Profile, Research, Insider |
| Eaton Vance Shrt Dur Div IF | EVG | 23.0M | $20.00 | 7-Dec-2004 | 23-Feb-2005 | Priced | Chart, News, SEC, Msgs, Profile, Insider |
| Eaton Vance Tax-Man Buy-Wrt Op | ETV | 0.05M | $20.00 | 25-May-2005 | 27-Jun-2005 | Priced | News, Profile, Research, Insider |
| Edison Schools Inc | EDSN | 6.8M | $18.00 | 5-Nov-1999 | 10-Nov-1999 | Priced | Profile |
| Egyptian Electricity Hldg Co | -0.0M | 18-Dec-1998 | TBA | Filed | |||
| ElderTrust Realty Group | ETT | 6.05M | $18.00 | 26-Jan-1998 | 26-Jan-1998 | Priced | Profile |
| Energy Partners Ltd | EPL | 5.75M | $15.00 | 24-Oct-2000 | 1-Nov-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Enhanced Eq Yield & Prm Fd Inc | ECV | 20.0M | $20.00 | 27-Jun-2005 | 27-Jun-2005 | Priced | News, Profile, Insider |
| Enhanced Equity Yield Fund Inc | EEF | 5.75M | $20.00 | 30-Mar-2005 | 3-May-2005 | Priced | News, Profile, Insider |
| Enhanced S&P 500 Covered Call | BEO | 11.75M | $20.00 | 27-Sep-2005 | 27-Sep-2005 | Priced | News, Profile |
| Entegris Inc | ENTG | 13.0M | $11.00 | 10-Jul-2000 | 10-Jul-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Exact Sciences Corp | EXAS | 4.0M | $14.00 | 30-Jan-2001 | 30-Jan-2001 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Exult Inc | EXLT | 6.0M | $10.00 | 1-Jun-2000 | 2-Jun-2000 | Priced | Profile |
| F&C Claymore Preferred Fund | FFC | 48.3M | $25.00 | 28-Jan-2003 | 28-Jan-2003 | Priced | Chart, News, Profile, Insider |
| FMC Technologies Inc | FTI | 11.05M | $20.00 | 6-Jun-2001 | 13-Jun-2001 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Federated Investors | FII | 16.29M | $19.00 | 8-May-1998 | 13-May-1998 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Federated Premier Intermediate | FPT | 4.0M | $15.00 | 19-Dec-2002 | 19-Dec-2002 | Priced | Chart, News, Profile, Insider |
| Federated Premier Municipal | FMN | 4.0M | $15.00 | 19-Dec-2002 | 19-Dec-2002 | Priced | Chart, News, Profile, Insider |
| Fiduciary/Clymr Dyn Eq Fnd | HCE | 0.05M | $20.00 | 21-Mar-2005 | 26-Apr-2005 | Priced | News, Profile, Research, Insider |
| Finisar Corp | FNSR | 8.15M | $19.00 | 10-Nov-1999 | 11-Nov-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| First Trst/Fid Asset Man Cvd C | FFA | 20.0M | $20.00 | 26-Aug-2004 | 26-Aug-2004 | Priced | Chart, News, Profile, Insider |
| First Trust Four Crns Snr Flt | FCT | $20.00 | 29-Apr-2004 | 25-May-2004 | Priced | Chart, News, Profile, Insider | |
| First Trust/Aberdeen Global | FEO | $20.00 | 17-Sep-2004 | 23-Nov-2004 | Priced | News, Profile, Insider | |
| First Trust/Fidac Mortgage | FMY | 5.5M | $20.00 | 25-May-2005 | 25-May-2005 | Priced | News, Profile, Insider |
| First Trust/Pequot Energy | FPE | $20.00 | TBA | TBA | Filed | Profile | |
| FirstAmerica Automotive Inc | $12.00 - $14.00 | TBA | 12-Aug-1999 | Withdrawn | |||
| Floating Rate Income Fund II | FRB | 12.94M | $20.00 | 27-Jul-2004 | 27-Jul-2004 | Priced | Chart, News, Profile, Insider |
| Floating Rate Income Fund Inc | FRA | 16.0M | $20.00 | 28-Oct-2003 | 28-Oct-2003 | Priced | Chart, News, Profile, Insider |
| Fox Entertainment Group Inc | FOX | 85.0M | $22.50 | 9-Nov-1998 | 10-Nov-1998 | Priced | Profile |
| GSI Technology Inc | TBA | 10-Nov-2005 | Withdrawn | ||||
| Gabelli Glbl Utlty&Inc Trust | GLU | 3.5M | $20.00 | 25-May-2004 | 25-May-2004 | Priced | Chart, News, Profile, Insider |
| Gabelli Global Deal Fund | GDL | 23.0M | $20.00 | 26-Jan-2007 | 26-Jan-2007 | Priced | News, Profile, Insider |
| Gemini Re Holdings Ltd. | -0.0M | 7-Jan-1999 | TBA | Filed | |||
| Genencor International Inc | GCOR | 7.0M | $18.00 | 27-Jul-2000 | 27-Jul-2000 | Priced | Profile |
| Gerber Childrenswear(Gerber) | GCW | 3.6M | $13.00 | 10-Jun-1998 | 10-Jun-1998 | Priced | Profile |
| Global Ent & Media Hldg Corp | GEH | 15.0M | $10.00 | TBA | TBA | Filed | Profile |
| Global High Yield Fund Inc | -0.0M | 20-Apr-1998 | 1-Mar-2002 | Withdrawn | |||
| Global Income & Currency Fund | GCF | 10.0M | $20.00 | 24-Apr-2006 | 25-Apr-2006 | Priced | News, Profile, Insider |
| Global Telesystems Group Inc | GTS | 11.1M | $20.00 | 4-Feb-1998 | 4-Feb-1998 | Priced | News, Profile, Research, Insider |
| GlobeOp Financial Services | 20.37M | $2.20 - $2.90 | 15-Jun-2007 | TBA | Filed | ||
| Gold Kist Holdings Inc | GKIS | 12.0M | $11.00 | 27-Sep-2004 | 6-Oct-2004 | Priced | Profile |
| Gomez Advisors Inc | GOMZ | -0.0M | 20-Apr-2000 | 20-Oct-2000 | Withdrawn | Profile | |
| Gushan Environmental Energy | GU | 18.0M | $9.60 | 18-Dec-2007 | 18-Dec-2007 | Priced | News, Profile, Research |
| Heritage Ppty Invest Trust Inc | HTG | 16.0M | $25.00 | 23-Apr-2002 | 23-Apr-2002 | Priced | Profile |
| I-Cable Communications Ltd | ICAB | 18.0M | $27.00 | 4-Nov-1999 | 18-Nov-1999 | Priced | Chart, Msgs, Profile |
| IMagicTV | IMTV | 4.75M | $11.00 | 16-Nov-2000 | 20-Nov-2000 | Priced | Profile |
| ING International High Div | IID | 10.0M | $20.00 | 25-Sep-2007 | 25-Sep-2007 | Priced | News, Profile, Insider |
| IPG Photonics Corp | $14.00 - $16.00 | TBA | 7-Jun-2001 | Withdrawn | |||
| IQ Rising Rate Fund Inc | RRF | 1.0M | $15.00 | 14-Jun-2004 | 19-Aug-2004 | Withdrawn | Profile |
| IQ Tax Advantage Div Incm Fnd | $15.00 | TBA | TBA | Filed | |||
| IXIA | XXIA | 5.5M | $13.00 | 12-Oct-2000 | 17-Oct-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Iasis Healthcare Corp | $14.00 - $16.00 | TBA | 10-Dec-2001 | Withdrawn | |||
| Incom Roofing Services Inc | ICR | -0.0M | 24-Jul-1998 | 16-Oct-1998 | Withdrawn | Profile | |
| Income Opportunities Fund 2006 | $10.00 | TBA | 22-Feb-1999 | Withdrawn | |||
| Infinity Broadcasting Corp | INF | 135.0M | $20.50 | 7-Dec-1998 | 9-Dec-1998 | Priced | Profile |
| Infonet Services Corp | IN | 51.28M | $21.00 | 12-Oct-1999 | 15-Dec-1999 | Priced | News, SEC, Msgs, Profile, Research, Insider |
| Information Holdings Inc | IHI | 4.25M | $12.00 | 6-Aug-1998 | 6-Aug-1998 | Priced | News, SEC, Msgs, Profile |
| Inner Mongolia Baotou Steel | 600111 | -0.0M | 1-Jan-2000 | TBA | Filed | Profile | |
| Integrated Electrical Services | IEE | 7.0M | $13.00 | 23-Jan-1998 | 26-Jan-1998 | Priced | Profile |
| Intellon Corp | ITLN | $11.00 - $13.00 | TBA | 21-Mar-2001 | Withdrawn | Profile | |
| Interactive Health Inc | IHTT | $15.00 - $17.00 | TBA | 8-Jun-2005 | Withdrawn | Profile | |
| Interactive Intelligence Inc | ININ | 2.67M | $13.00 | 23-Jul-1999 | 22-Sep-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Interliant Inc | INIT | 7.0M | $10.00 | 6-Jul-1999 | 7-Jul-1999 | Priced | Profile |
| Internet Capital Group Inc | ICGE | 16.25M | $12.00 | 22-Jun-1999 | 4-Aug-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Ironside Technologies Inc | -0.0M | 18-Oct-2000 | 26-Feb-2001 | Withdrawn | |||
| Jato Communications Corp | JATO | $13.00 - $15.00 | TBA | 12-May-2000 | Withdrawn | Profile | |
| KinderCare Learning Ctr Inc | -0.0M | 9-Apr-1999 | 28-Sep-2000 | Withdrawn | |||
| Kirkland's Inc | KIRK | 7.0M | $15.00 | 5-Jun-2002 | 10-Jul-2002 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Lazard World Dvdnd & Inc Fd | LOR | 0.1M | $20.00 | 23-May-2005 | 27-Jun-2005 | Priced | News, Msgs, Profile, Insider |
| LendingTree Inc | TREE | 3.65M | $12.00 | 15-Feb-2000 | 15-Feb-2000 | Priced | Profile |
| LifeStyle Furnishings | TBA | 17-Apr-2000 | Withdrawn | ||||
| Lincoln Educational Svcs Corp | LINC | 4.0M | $20.00 | 21-Jun-2005 | 22-Jun-2005 | Priced | News, Msgs, Profile, Research, Insider |
| LipoScience Inc | LIPO | $14.00 - $16.00 | TBA | 21-Oct-2002 | Withdrawn | Profile | |
| Liquidmetal Technologies | LQMT | 5.0M | $15.00 | 29-Apr-2002 | 21-May-2002 | Priced | News, Profile, Research, Insider |
| MBF Healthcare Acquisition | MBH | 18.75M | $8.00 | 17-Apr-2007 | 17-Apr-2007 | Priced | News, Profile, Insider |
| ML JWH Strategic Allocation | -0.0M | TBA | TBA | Filed | |||
| MLP & Strategic Equity | MTP | 17.5M | $20.00 | 25-Jun-2007 | 26-Jun-2007 | Priced | News, Profile |
| MTone Wireless Co | MTWI | -0.0M | 19-Apr-2004 | 13-Aug-2004 | Withdrawn | Profile | |
| MYRIAD INTERNATIONAL HOLDING | MIHL | 8.3M | $18.00 | 12-Apr-1999 | 13-Apr-1999 | Priced | Profile |
| Macquarie Global Div & Inc Fnd | MFD | 12.65M | $20.00 | 25-Mar-2004 | 25-Mar-2004 | Priced | Chart, News, Profile, Insider |
| MainControl Inc | MNCL | TBA | 28-Nov-2000 | Withdrawn | Profile | ||
| Market Participation Principal | PEF | 31.5M | $10.00 | TBA | TBA | Filed | Profile |
| Merrill Lynch Snr Flt Rate Fd | XMPCX | 50.0M | $10.00 | TBA | TBA | Filed | Profile |
| Metawave Communications Corp | MTWV | 6.25M | $9.00 | 26-Apr-2000 | 26-Apr-2000 | Priced | Profile |
| MicroStrategy Inc | MSTR | 4.0M | $12.00 | 10-Jun-1998 | 10-Jun-1998 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Mistral Acquisition Co | 30.0M | $10.00 | TBA | TBA | Filed | ||
| More.Com Inc | MORE | TBA | 25-May-2000 | Withdrawn | Profile | ||
| Muni California Intermediate | 6.55M | $15.00 | TBA | TBA | Filed | ||
| Muni Intermediate Duration | MUI | 6.55M | $15.00 | 25-Jun-2003 | 29-Jul-2003 | Priced | Chart, News, Profile, Insider |
| Muni New York Intermediate | MNE | 5.33M | $15.00 | 29-Jul-2003 | 29-Jul-2003 | Priced | Chart, News, Profile, Insider |
| MuniHldgs NJ Insured Fund IV | MHJ | 2.8M | $15.00 | 20-Jul-1999 | 20-Jul-1999 | Priced | News, Msgs, Profile, Research, Insider |
| MuniHolding FL Insured Fund V | FDM | 3.5M | $15.00 | 20-Jul-1999 | 20-Jul-1999 | Priced | News, Profile |
| MuniHoldings CA Insd Fund II | MUC | 6.7M | $15.00 | 23-Jan-1998 | 24-Feb-1998 | Priced | Chart, News, Profile |
| MuniHoldings Cal Insured Fd IV | CIL | 8.6M | $15.00 | 26-Jan-1999 | 26-Jan-1999 | Priced | Profile |
| MuniHoldings Calif Ins Fnd V | CAF | 4.9M | $15.00 | 20-Jul-1999 | 20-Jul-1999 | Priced | News, Profile |
| MuniHoldings California III | MCF | 6.5M | $15.00 | 22-Sep-1998 | 22-Sep-1998 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| MuniHoldings Florida In Fd III | MFD | 5.4M | $15.00 | 28-Sep-1998 | 28-Sep-1998 | Priced | Chart, News, Profile, Insider |
| MuniHoldings Florida Ins II | MUF | 8.4M | $15.00 | 20-Feb-1998 | 20-Feb-1998 | Priced | Profile |
| MuniHoldings Florida Insured | MFR | 8.1M | $15.00 | 26-Jan-1999 | 26-Jan-1999 | Priced | Profile |
| MuniHoldings Fund II Inc | MUH | 9.67M | $15.00 | 24-Feb-1998 | 24-Feb-1998 | Priced | Chart, News, Profile, Insider |
| MuniHoldings Insured Fund II | MUE | 9.6M | $15.00 | TBA | TBA | Filed | Profile |
| MuniHoldings Insured Fund III | 6.8M | $15.00 | TBA | TBA | Filed | ||
| MuniHoldings Insured Fund IV | MOU | 3.2M | $15.00 | TBA | TBA | Filed | Profile |
| MuniHoldings Insured Fund Inc | MUS | 12.0M | $15.00 | 28-Apr-1998 | 28-Apr-1998 | Priced | Chart, News, Profile, Insider |
| MuniHoldings Mich Insured Fund | MCG | 4.03M | $15.00 | 26-Jan-1999 | 26-Jan-1999 | Priced | News, Profile |
| MuniHoldings NJ Ins Fnd III | MNJ | 4.7M | $15.00 | 26-Jan-1999 | 26-Jan-1999 | Priced | Profile |
| MuniHoldings NJ Insured Fd II | MWJ | 5.3M | $15.00 | 22-Sep-1998 | 22-Sep-1998 | Priced | Profile |
| MuniHoldings NY Ins Fund II | MNU | 5.3M | $15.00 | 28-Sep-1998 | 28-Sep-1998 | Priced | Profile |
| MuniHoldings NY Ins Fnd IV Inc | MNW | 3.9M | $15.00 | 20-Jul-1999 | 20-Jul-1999 | Priced | Profile |
| MuniHoldings New Jersey | MUJ | 6.7M | $15.00 | 6-Mar-1998 | 6-Mar-1998 | Priced | Chart, News, Profile, Insider |
| MuniHoldings New York Fund Inc | MUN | 6.7M | $15.00 | 9-Jan-1998 | 24-Feb-1998 | Priced | Profile |
| MuniHoldings New York Insured | MNK | 5.0M | $15.00 | 26-Jan-1999 | 26-Jan-1999 | Priced | Chart, Profile |
| MuniHoldings Pennsylvania Ins | MPI | 1.88M | $15.00 | TBA | TBA | Filed | Profile |
| Muniholdings Michigan | MDH | 3.4M | $15.00 | TBA | TBA | Filed | Profile |
| NASDAQ Premium Income & Growth | QQQX | 0.05M | $20.00 | 26-Dec-2006 | 25-Jan-2007 | Priced | News, Profile, Insider |
| Nanosys Inc | 6.25M | $15.00 - $17.00 | 22-Apr-2004 | 4-Aug-2004 | Withdrawn | ||
| Nassau Broadcasting Corp | $16.00 - $19.00 | TBA | 22-Aug-2000 | Withdrawn | |||
| National Interstate Corp | NATL | 3.85M | $13.50 | 3-Dec-2004 | 27-Jan-2005 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Natl Energy Res Acq Co | NER | 10.0M | $10.00 | TBA | TBA | Filed | Profile |
| Naviant Inc | TBA | 4-Dec-2000 | Withdrawn | ||||
| NeoPoint Inc | -0.0M | 11-Jan-2000 | 27-Jul-2000 | Withdrawn | |||
| Neoforma.com Inc | NEOF | 7.0M | $13.00 | 21-Jan-2000 | 24-Jan-2000 | Priced | Profile |
| NetCare Health Systems | NHS | -0.0M | 18-Jun-1998 | TBA | Filed | Profile | |
| NetLogic Microsystems | NETL | 5.78M | $12.00 | 21-Jun-2004 | 8-Jul-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Netflix Inc | NFLX | 5.5M | $15.00 | 20-May-2002 | 22-May-2002 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Netro Corp | NTRO | 5.0M | $8.00 | 17-Aug-1999 | 18-Aug-1999 | Priced | News, Msgs, Profile, Insider |
| Neuberger Berman Cali Fund | NBW | 7.0M | $15.00 | 24-Sep-2002 | 24-Sep-2002 | Priced | Chart, News, Profile, Insider |
| Neuberger Berman Intermediate | NBH | 25.0M | $15.00 | 24-Sep-2002 | 24-Sep-2002 | Priced | Chart, News, Profile, Insider |
| Neuberger Berman NY Fund | NBO | 7.0M | $15.00 | 24-Sep-2002 | 24-Sep-2002 | Priced | Chart, News, Profile, Insider |
| New York Stock Exchange | -0.0M | 24-Jul-1999 | TBA | Filed | |||
| NextVenue Inc | NXVN | -0.0M | 9-May-2000 | 26-Sep-2000 | Withdrawn | Profile | |
| Nextest Systems Corp | NEXT | 5.4M | $14.00 | 21-Mar-2006 | 21-Mar-2006 | Priced | Profile |
| Nissin Co Ltd | 8571 | 2.5M | $12.39 | 29-Jul-2002 | 1-Aug-2002 | Priced | Profile |
| Nuveen Global Government | JGG | 11.5M | $20.00 | 26-Jun-2006 | 27-Jun-2006 | Priced | News, Profile, Insider |
| Nuvera Fuel Cells Inc | $18.00 - $20.00 | TBA | 21-Sep-2001 | Withdrawn | |||
| NxStage Medical Inc | NXTM | 5.5M | $10.00 | 27-Oct-2005 | 27-Oct-2005 | Priced | News, Msgs, Profile, Research, Insider |
| OFFITBANK Holdings Inc | OFB | -0.0M | 6-Aug-1998 | 20-Dec-1999 | Withdrawn | Profile | |
| Odyssey HealthCare Inc | ODSY | 3.6M | $15.00 | 9-Oct-2001 | 30-Oct-2001 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Oil States International Inc | OIS | 10.0M | $9.00 | 8-Feb-2001 | 8-Feb-2001 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Old Mutual/Claymore Long-Short | OLA | 22.5M | $20.00 | 25-Aug-2005 | 25-Aug-2005 | Priced | News, Profile, Insider |
| OpenTV Corp | OPTV | 7.5M | $20.00 | 19-Nov-1999 | 23-Nov-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Optio Software Inc | OPTO | 5.0M | $10.00 | 13-Dec-1999 | 14-Dec-1999 | Priced | Profile |
| Oratec Interventions Inc | $15.00 - $17.00 | TBA | 17-Sep-1999 | Withdrawn | |||
| Orexigen Therapeutics Inc | OREX | 6.0M | $12.00 | 25-Apr-2007 | 25-Apr-2007 | Priced | News, SEC, Profile, Research, Insider |
| Orient-Express Hotels Ltd | OEH | 10.0M | $19.00 | 9-Aug-2000 | 10-Aug-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research |
| PIMCO Fltg Rt Strat Fnd | PFN | $20.00 | 7-Jul-2004 | 26-Oct-2004 | Priced | Chart, News, Profile, Research, Insider | |
| PLX Technology Inc | PLXT | 3.3M | $9.00 | 30-Mar-1999 | 5-Apr-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Packard BioScience Co | PBSC | 12.0M | $9.00 | 18-Apr-2000 | 19-Apr-2000 | Priced | Profile |
| Pantry Inc | PTRY | 6.25M | $13.00 | 8-Jun-1999 | 9-Jun-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Passave Inc | $15.00 - $17.00 | TBA | 8-May-2006 | Withdrawn | |||
| Peplin Inc | PLIN | -0.0M | TBA | TBA | Filed | Profile | |
| Pepsi Bottling Group Inc | PBG | 100.0M | $23.00 | 29-Mar-1999 | 30-Mar-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Pets.com Inc | IPET | 7.5M | $11.00 | 9-Feb-2000 | 10-Feb-2000 | Priced | Profile |
| Pimco Floating Rate Income | PFL | 28.75M | $20.00 | 26-Aug-2003 | 26-Aug-2003 | Priced | Chart, News, Profile, Insider |
| Pimco Global Stocksplus | PGP | 11.0M | $25.00 | 24-May-2005 | 25-May-2005 | Priced | News, Profile, Insider |
| Pioneer Floating Rate Trust | PHD | 0.05M | $20.00 | 19-Nov-2004 | 22-Dec-2004 | Priced | Chart, News, Profile, Insider |
| Pioneer High Income Trust | PHH | 0.07M | $15.00 | 28-Mar-2002 | 25-Apr-2002 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Pioneer Tax Adv Balanced Trust | PBF | 0.05M | $15.00 | 23-Jan-2004 | 27-Jan-2004 | Priced | Chart, News, Profile, Insider |
| Pivotal Corp | PVTL | 3.5M | $12.00 | 4-Aug-1999 | 4-Aug-1999 | Priced | Profile |
| Preferred & Corporate Income | PSW | 4.6M | $25.00 | 20-Jun-2003 | 29-Jul-2003 | Priced | Chart, News, Profile, Insider |
| Preferred Income Strat Fund | PSY | 200.0M | $25.00 | 25-Mar-2003 | 25-Mar-2003 | Priced | Chart, News, Profile, Insider |
| Provantage Health Services | PHS | 5.3M | $18.00 | 24-Jun-1999 | 14-Jul-1999 | Priced | Profile |
| Quokka Sports Inc | QKKA | 5.0M | $12.00 | 27-Jul-1999 | 27-Jul-1999 | Priced | Profile |
| RBC Bearings Inc | ROLL | 8.29M | $14.50 | 8-Aug-2005 | 9-Aug-2005 | Priced | News, Msgs, Profile, Research, Insider |
| RBS Global Inc | -0.0M | 30-Mar-2006 | 4-Apr-2006 | Withdrawn | |||
| RV Centers Inc | RVC | -0.0M | 1-Feb-1999 | TBA | Filed | Profile | |
| Reaves Utility Income Fund | UTG | 23.0M | $20.00 | 24-Feb-2004 | 24-Feb-2004 | Priced | Chart, News, Profile, Insider |
| Republic Airways Holdings Inc | RJET | 5.0M | $13.00 | 11-May-2004 | 26-May-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Republic Services Inc | RSG | 51.0M | $24.00 | 29-Jun-1998 | 30-Jun-1998 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| S&P 500 Covered Call Fund Inc | BEP | 18.9M | $20.00 | 25-Mar-2005 | 28-Mar-2005 | Priced | Chart, News, Profile, Insider |
| S&P 500 GEARED FUND | GRE | 1.0M | $20.00 | 14-Sep-2004 | 27-Oct-2004 | Priced | Chart, News, Profile, Insider |
| S&P 500 GEARED Fund II Inc | GRQ | 0.05M | $20.00 | TBA | TBA | Filed | Profile |
| Satyam Computer Services Ltd | SAY | 12.5M | $9.71 | TBA | 15-May-2001 | Priced | Chart, News, Msgs, Profile, Research |
| Satyam Infoway Ltd | SIFY | -0.0M | $18.00 | TBA | 18-Oct-1999 | Priced | Chart, News, Msgs, Profile, Research |
| Scientific Learning Corp | SCIL | 2.3M | $16.00 | 21-Jul-1999 | 21-Jul-1999 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Scudder Glbl Comm Stock Fnd | GCS | 0.07M | $15.00 | 2-Jul-2004 | 23-Sep-2004 | Priced | Chart, News, Profile, Insider |
| Select Medical Corp | SLMC | 9.0M | $9.50 | 3-Apr-2001 | 4-Apr-2001 | Priced | News, Profile |
| Senior Floating Income Fund | 0.07M | $13.00 - $15.00 | 24-Nov-1998 | 19-Apr-2000 | Withdrawn | ||
| Sensus Drug Development Corp | $13.00 - $15.00 | TBA | 1-Dec-1998 | Withdrawn | |||
| ShowCase Corp | SHWC | 3.0M | $9.00 | 28-Jun-1999 | 29-Jun-1999 | Priced | Profile |
| SigmaTel Inc | SGTL | 10.0M | $15.00 | 10-Sep-2003 | 18-Sep-2003 | Priced | Profile |
| Smart Link Ltd | SMLK | 3.5M | $14.00 - $16.00 | TBA | TBA | Postponed | Profile |
| Sml Cap Premium Dividnd Inc Fd | RCC | 0.05M | $20.00 | 23-Jun-2005 | 26-Jul-2005 | Priced | News, Profile, Insider |
| Specialty Laboratories Inc | SP | 5.0M | $16.00 | 5-Dec-2000 | 7-Dec-2000 | Priced | Profile |
| StarBand Communications Inc | TBA | 9-Mar-2001 | Withdrawn | ||||
| Stratagene Holding Corp | -0.0M | 10-Mar-2000 | 31-Oct-2000 | Withdrawn | |||
| SunAmerica Focused Alpha | FGI | 9.65M | $20.00 | 22-Dec-2005 | 22-Dec-2005 | Priced | News, Profile, Insider |
| Sunamerica Focused Alpha | FGF | 20.0M | $20.00 | 26-Jul-2005 | 26-Jul-2005 | Priced | News, Msgs, Profile, Insider |
| Super Micro Computer Inc | SMCI | 8.0M | $8.00 | 27-Mar-2007 | 29-Mar-2007 | Priced | News, Profile, Research, Insider |
| SureBeam Corp(Titan Corp) | SURE | 6.7M | $10.00 | 5-Mar-2001 | 15-Mar-2001 | Priced | Profile |
| Susser Holdings Corp | |||||||