Yahoo!

FinanceHome - Yahoo! - Help

By Company | By Industry | By Underwriter

IPO Filings by Underwriter
IPOs

 A | B | C | D | E | F | G | H | I | J | K | L | M | N | O | P | Q | R | S | T | U | V | W | X | Y | Z 

CDC Marches
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Caisse Nationale de Prevoyance
-0.0M

6-Jun-1998TBAFiled
CE Unterberg Towbin
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Advanced Life Sciences HldgsADLS5.0M$5.00
28-Jul-20054-Aug-2005PricedNews, Msgs, Profile, Research, Insider
CyberShop International IncCYSP2.3M$6.50
20-Mar-199823-Mar-1998PricedProfile
Edgar Online IncEDGR3.6M$9.50
26-May-199926-May-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Northwest Biotherapeutics IncNWBT4.0M$5.00
14-Dec-200114-Dec-2001PricedProfile
Optibase LtdOBAS4.35M$7.00
16-Mar-19997-Apr-1999PricedChart, News, Msgs, Profile, Research
Rosetta Genomics LtdROSG3.75M$7.00
14-Feb-200726-Feb-2007PricedNews, Profile
ServiceWare Technologies IncSVCW4.5M$7.00
22-Aug-200024-Aug-2000PricedProfile
Smith & Wollensky Rntnt GrpSWRG5.05M$8.50
22-May-200122-May-2001PricedProfile
Truetime IncTRUE3.0M$5.00
16-Dec-199916-Dec-1999PricedChart, News, Msgs, Profile, Research, Insider
CIBC (Asia)
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Nickel Asia Corp
12.2M$12.00 - $14.00
8-Sep-2006TBAFiled
CIBC Oppenheimer
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
AboveNet Communications IncABOV5.0M$13.00
8-Dec-199810-Dec-1998PricedProfile
Altigen Communications IncATGN3.25M$10.00
1-Oct-19994-Oct-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
BNC Mortgage IncBNCM3.17M$9.50
10-Mar-199811-Mar-1998PricedProfile
BrightStar InformationBTSR3.75M$13.00
14-Apr-199816-Apr-1998PricedProfile
Cavanaughs Hospitality CorpCVH5.17M$15.00
27-Mar-19983-Apr-1998PricedChart, News, SEC, Msgs, Profile, Research, Insider
Check Into Cash IncCHEK-0.0M

31-Jul-199827-Sep-1999WithdrawnProfile
Net Grocer IncNTGR-0.0M$17.20
30-Jul-19982-Nov-1998WithdrawnProfile
Phoenix Color CorpPHNX4.0M$8.00 - $10.00
24-Apr-19981-Feb-1999WithdrawnProfile
Urosurge IncURSG


TBA4-Jun-1998WithdrawnProfile
CIBC World Markets Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Accord Networks LtdACCD5.0M$11.00
27-Jun-200028-Jun-2000PricedProfile
American Pharm Partners IncAPPX9.0M$16.00
13-Dec-200113-Dec-2001PricedChart, News, SEC, Profile, Research, Insider
American Seafoods CorpSEA


TBA5-Oct-2004WithdrawnProfile
Applied Molecular EvolutionAMEV3.75M$19.00
26-Jul-200026-Jul-2000PricedProfile
Applied Precision LLC



TBA18-Dec-2007Withdrawn
AudioCodes LtdAUDC3.2M$14.00
26-May-199928-May-1999PricedChart, News, Msgs, Profile, Research
BreezeCOM LtdBRZE4.5M$20.00
29-Feb-200022-Mar-2000PricedProfile
CP ACQUISITION CORP

$14.00 - $16.00
TBA9-Jul-1999Withdrawn
CRL Network Services Inc

$9.00 - $10.00
TBA18-Jun-1999Withdrawn
Camtek LtdCAMT5.6M$7.00
28-Jul-200028-Jul-2000PricedChart, News, Msgs, Profile, Research
Citi Trends IncCTRN3.85M$14.00
17-May-200517-May-2005PricedNews, Msgs, Profile, Research, Insider
Color Kinetics IncCLRK4.0M$10.00
14-Jun-200422-Jun-2004PricedProfile
Design Within Reach IncDWRI4.1M$12.00
10-Jun-200429-Jun-2004PricedChart, News, Msgs, Profile, Research, Insider
Financial Institutions Inc,NYFISI1.33M$14.00
23-Jun-199924-Jun-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
First Premier Financial Corp

$10.00 - $12.00
TBA10-Sep-1999Withdrawn
GRIC Communications IncGRIC4.6M$14.00
13-Dec-199915-Dec-1999PricedProfile
Genomica CorpGNOM5.0M$19.00
27-Sep-200029-Sep-2000PricedProfile
ISTA Pharmaceuticals IncISTA4.5M$10.50
9-Aug-200021-Aug-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
ImaRx Therapeutics IncIMRX
$4.75
TBA5-Dec-2006WithdrawnProfile
Infiniti Solutions LTDISLT
$8.00 - $10.00
TBA9-Feb-2005WithdrawnProfile
Intrinsix Corp

$9.00 - $11.00
TBA4-Dec-2000Withdrawn
KinderCare Learning Ctr Inc
-0.0M

TBATBAFiled
MCM Capital Group IncMCMC2.0M$10.00
8-Jul-19999-Jul-1999PricedProfile
N2H2 IncNTWO4.5M$13.00
20-Jul-199929-Jul-1999PricedProfile
NetSilicon IncNSIL5.25M$7.00
15-Sep-199915-Sep-1999PricedProfile
Novistar IncNOVS


TBA30-Jan-2001WithdrawnProfile
Odimo IncODMO3.12M$9.00
14-Feb-200514-Feb-2005PricedProfile
Omp IncOMPI
$11.05
TBA14-Feb-2001WithdrawnProfile
PNV IncPNVN3.75M$17.00
19-Nov-199923-Nov-1999PricedProfile
Petopia.com IncPTOP-0.0M

13-Mar-20001-Feb-2000WithdrawnProfile
RAM Energy IncRAME-0.0M

9-May-20018-Oct-2002WithdrawnProfile
RMS Networks IncRMSN-0.0M

5-Apr-200015-Jun-2001WithdrawnProfile
RRSat Global CommunicationsRRST3.8M$12.50
31-Oct-200631-Oct-2006PricedNews, Profile, Research
Symmetry Holdings IncSHJ18.75M$8.00
27-Feb-20077-Mar-2007PricedProfile, Insider
Tanox IncTNOX7.0M$28.50
6-Apr-20006-Apr-2000PricedProfile
V Con TelecommunicationsVCON3.0M$17.74
12-Apr-2000TBAPostponedProfile
ViroLogic IncVLGC5.0M$7.00
1-May-20002-May-2000PricedProfile
Volume Srvcs Am Hldgs IncCVP-0.0M$15.00
13-Feb-20033-Dec-2003PricedChart, News, Msgs, Profile, Research, Insider
Webhelp.com Inc

$10.00 - $12.00
TBA12-Apr-2002Withdrawn
CIBC World Markets Inc AG Edwards & Sons Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Vision Energy IncVNRG
$12.00 - $14.00
TBA28-Aug-2002WithdrawnProfile
CIBC World Markets Inc Banc of America Securities LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Insight Health Services Corp
-0.0M

23-Jun-200416-Aug-2004Withdrawn
CIBC World Markets Inc CRT Capital Group LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Shermen WSC Acquisition Corp
20.0M$6.00
17-May-200724-May-2007Priced
CIBC World Markets Inc Cowen
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
012 Smile.Communications LtdSMLC6.67M$12.00
19-Oct-200730-Oct-2007PricedNews, Profile
CIBC World Markets Inc Lehman Brothers
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Alliance Laundry Holdings LLC
-0.0M

13-Apr-20048-Dec-2004Withdrawn
CIBC World Markets Inc Piper Jaffray Cos
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
CoTherix IncCTRX5.0M$6.00
TBA15-Oct-2004PricedProfile
JA Solar Holdings Co LtdJASO15.0M$15.00
22-Jan-20076-Feb-2007PricedNews, Profile, Research
SGX Pharmaceuticals IncSGXP4.0M$6.00
25-Jan-200631-Jan-2006PricedNews, Msgs, Profile, Research, Insider
CIBC World Markets Inc Thomas Weisel Partners LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Constant Contact IncCTCT6.7M$16.00
12-Sep-20072-Oct-2007PricedNews, Profile, Research, Insider
CIBC World Markets Inc Wachovia Capital Markets
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Anna's Linen CompanyANNA


TBA23-Dec-2005WithdrawnProfile
CRT Capital Group LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Advanced TechnologyAXC18.75M$8.00
14-Jun-200718-Jun-2007PricedNews, SEC, Msgs, Profile, Research
Federal Services AcquisitionFDSA21.0M$6.00
7-Oct-200519-Oct-2005PricedProfile
North American Ins LeadersNAO12.5M$8.00
17-Mar-200622-Mar-2006PricedProfile
Oracle Healthcare Acq CorpOHAQ15.0M$8.00
1-Mar-20062-Mar-2006PricedProfile
CS First Boston Corp
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Accelerated Networks IncACCL4.0M$15.00
22-Jun-200022-Jun-2000PricedChart, News, Msgs, Profile, Research, Insider
Acindar Industria Argentina deAIDBF3.55M$24.60
TBATBAPostponedProfile
Airspan Networks IncAIRN5.5M$15.00
18-Jul-200019-Jul-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Allaire Corp
-0.0M

14-Aug-199828-Oct-1998Withdrawn
American National Can GroupCAN30.0M$17.00
27-Jul-199928-Jul-1999PricedProfile
AppNet Systems IncAPNT6.0M$12.00
17-Jun-199917-Jun-1999PricedNews, Profile, Insider
Asia Online LtdAONL-0.0M

2-Aug-200026-Sep-2000WithdrawnProfile
Asuransi Bina Dana Arta TbkABDA


TBA26-Jun-2000WithdrawnProfile
At Road IncARDI7.0M$9.00
28-Sep-200028-Sep-2000PricedProfile
Athersys Inc
-0.0M

12-Oct-200017-Apr-2001Withdrawn
Audible IncADBL4.0M$9.00
15-Jul-199915-Jul-1999PricedProfile
Autotrader.com LLC

$10.00
TBA13-Nov-2000Withdrawn
Autoweb.com IncAWEB5.0M$14.00
17-Mar-199922-Mar-1999PricedProfile
AvantGo IncAVGO5.5M$12.00
26-Sep-200027-Sep-2000PricedNews, Msgs, Profile
BSquare CorpBSQR4.0M$15.00
19-Oct-199919-Oct-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Beasley Broadcast Group IncBBGI6.85M$15.50
31-Jan-200011-Feb-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Brience Inc
-0.0M

29-Sep-200016-Mar-2001Withdrawn
CMS Oil & Gas Co
-0.0M

22-Nov-200020-Apr-2001Withdrawn
Caliper Technologies CorpCALP4.5M$16.00
14-Dec-199914-Dec-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Capital Environmental ResourceCERI3.75M$11.00
25-May-19992-Jun-1999PricedProfile
Capstar Broadcasting CorpCRB31.0M$19.00
26-May-199826-May-1998PricedProfile
Career Education CorpCECO2.85M$16.00
26-Jan-199828-Jan-1998PricedChart, News, SEC, Msgs, Profile, Research, Insider
CareerBuilder IncCBDR4.5M$13.00
11-May-199911-May-1999PricedProfile
Carrier Access CorpCACS3.0M$12.00
29-Jul-199830-Jul-1998PricedProfile
Cayenta IncCYTA
$12.00 - $14.00
TBA13-Feb-2001WithdrawnProfile
Centillium Communications IncCTLM4.0M$19.00
1-May-200023-May-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Cerent Corp
-0.0M

22-Jul-199930-Aug-1999Withdrawn
Chiles Offshore IncCOD6.5M$19.00
6-Sep-200018-Sep-2000PricedProfile
ChipPAC IncCHPC10.0M$12.00
7-Aug-20008-Aug-2000PricedProfile
Clarent CorpCLRN4.0M$15.00
28-Jun-19991-Jul-1999PricedProfile
Commerce One IncCMRC3.3M$21.00
1-Jul-19991-Jul-1999PricedProfile
Corillian CorpCORI4.0M$8.00
11-Apr-200012-Apr-2000PricedProfile
Corvis CorpCORV27.5M$36.00
27-Jul-200027-Jul-2000PricedProfile
Digital Entertainment Network
-0.0M

17-Sep-199910-Feb-2000Withdrawn
Digital Impact IncDIGI4.5M$15.00
22-Nov-199922-Nov-1999PricedProfile
DigitalThink IncDTHK4.4M$14.00
24-Feb-200024-Feb-2000PricedProfile
DoveBid Inc



TBA26-Apr-2000Withdrawn
EMachines IncEEEE20.0M$9.00
22-Mar-200024-Mar-2000PricedProfile
Efficient Networks IncEFNT4.0M$15.00
9-Jul-199914-Jul-1999PricedProfile
Egreetings Network IncEGRT6.0M$10.00
15-Dec-199916-Dec-1999PricedProfile
El Sitio International CorpLCTO8.2M$16.00
3-Dec-19999-Dec-1999PricedProfile
Embark.com Inc.EMBK


TBA21-Apr-2000WithdrawnProfile
Entercom Communications CorpETM11.85M$22.50
27-Jan-199928-Jan-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Epiphany IncEPNY4.15M$16.00
21-Sep-199921-Sep-1999PricedProfile
Equity One IncEQY5.36M$11.00
6-May-199813-May-1998PricedChart, News, SEC, Msgs, Profile, Research, Insider
Eschelon Telecom Inc



TBA9-Nov-2000Withdrawn
Evolve Software IncEVLV5.0M$9.00
8-Aug-20009-Aug-2000PricedProfile
Farm Journal CorpFJCO-0.0M

TBATBAFiledProfile
Fogdog Sports IncFOGD6.0M$11.00
8-Dec-19998-Dec-1999PricedProfile
Fort Point Partners IncFTPT-0.0M

3-May-200018-Aug-2000WithdrawnProfile
Gadzoox Networks IncZOOX3.5M$21.00
19-Jul-199919-Jul-1999PricedProfile
Gemplus Intl SAGEM35.84M$10.67
8-Dec-20008-Dec-2000PricedProfile
GoDigital Networks Corp

$10.00 - $12.00
TBA5-Dec-2000Withdrawn
Graftech IncGT5.25M$15.00 - $18.00
30-Jun-20006-Jul-2000WithdrawnProfile
Greenfield Online Inc



TBA12-Dec-2000Withdrawn
Greenwich Tech Partners Inc
-0.0M

23-Aug-20002-Mar-2001Withdrawn
Handspring IncHAND10.0M$20.00
20-Jun-200020-Jun-2000PricedProfile
Horizon Medical Products IncHMP3.47M$14.50
14-Apr-199814-Apr-1998PricedProfile
Hosokawa Micron InternationalHOS3.42M$13.30
TBATBAPostponedProfile
INFICON Holding AGIFCN15.0M$12.66
23-Oct-20008-Nov-2000PricedProfile
Icon CMT CorpICMT3.85M$10.00
11-Feb-199812-Feb-1998PricedProfile
ImproveNet IncIMPV2.3M$16.00
10-Mar-200015-Mar-2000PricedProfile
Informatica CorpINFA2.75M$16.00
28-Apr-199928-Apr-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Integrated Circuit Systems IncICST12.5M$13.00
22-May-200022-May-2000PricedProfile
InterTrust Technologies CorpITRU6.5M$18.00
26-Oct-199926-Oct-1999PricedProfile
InterWorld Corp
-0.0M

22-Jul-19986-Nov-1998Withdrawn
Interwoven IncIWOV3.0M$17.00
7-Oct-19997-Oct-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Intraware IncITRA4.0M$16.00
25-Feb-199925-Feb-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Iprint.com IncIPRT4.5M$10.00
7-Mar-20007-Mar-2000PricedProfile
Jones International NetworksJNET
$14.00 - $17.00
TBA2-Oct-2000WithdrawnProfile
Keebler Foods CoKBL11.46M$24.00
23-Jan-199828-Jan-1998PricedProfile
King Pharmaceuticals IncKG6.25M$14.00
25-Jun-199825-Jun-1998PricedChart, News, SEC, Msgs, Profile, Research, Insider
Knot IncKNOT3.5M$10.00
26-Nov-19991-Dec-1999PricedChart, News, Msgs, Profile, Research, Insider
Korn/Ferry InternationalKFY12.06M$14.00
10-Feb-199910-Feb-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Ladish Co IncLDSH6.39M$13.50
5-Mar-19989-Mar-1998PricedChart, News, SEC, Msgs, Profile, Research, Insider
Lante CorpLNTE4.0M$20.00
10-Feb-200010-Feb-2000PricedProfile
Latitude Communications IncLATD3.0M$12.00
6-May-19996-May-1999PricedProfile
Liberate TechnologiesLBRT6.25M$16.00
27-Jul-199927-Jul-1999PricedNews, Msgs, Profile
Lightspan Partnership IncLSPN7.5M$12.00
8-Feb-200010-Feb-2000PricedProfile
LinkShare Corp

$10.00 - $12.00
TBA9-Feb-2001Withdrawn
Linuxcare IncLXCR
$13.00 - $15.00
TBA1-May-2000WithdrawnProfile
Luminent Inc
12.0M$12.00
9-Nov-20009-Nov-2000Priced
MP3.COM IncMPPP9.0M$28.00
16-Jul-199920-Jul-1999PricedProfile
MS Acquisition Corp
-0.0M

13-Aug-1998TBAFiled
McData CorpMCDT12.5M$28.00
8-Aug-20009-Aug-2000PricedProfile
Medsite Inc



TBA14-Jun-2000Withdrawn
Miami Cruiseline ServicesCRUZ


TBA20-Jan-2000WithdrawnProfile
Mortgage.com IncMDCM7.06M$8.00
11-Aug-199911-Aug-1999PricedProfile
NetIQ CorpNTIQ3.0M$13.00
29-Jul-199929-Jul-1999PricedProfile
NetLibrary Inc
-0.0M

17-Aug-200015-Dec-2000Withdrawn
Netcentives IncNCNT6.0M$12.00
13-Oct-199913-Oct-1999PricedProfile
New Focus IncNUFO5.0M$20.00
17-May-200017-May-2000PricedProfile
Nexgenix IncNXGN-0.0M

24-Mar-200017-May-2000WithdrawnProfile
Next Generation Network Inc
-0.0M

1-Mar-200022-Nov-2000Withdrawn
Northeast Optic Network IncNOPT5.5M$12.00
30-Jul-199830-Jul-1998PricedProfile
Novatel Wireless IncNVTL7.0M$8.00
14-Nov-200015-Nov-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Nucentrix Broadband NetworksNCNX2.0M$28.75
4-Aug-199922-Feb-2000WithdrawnProfile
OTG Software IncOTGS5.0M$19.00
9-Mar-200010-Mar-2000PricedProfile
Onvia.com IncONVI8.0M$21.00
29-Feb-200029-Feb-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Onyx Software CorpONXS3.1M$13.00
8-Feb-199911-Feb-1999PricedProfile
Partminer IncPTMR
$8.00 - $10.00
TBA1-Mar-2001WithdrawnProfile
Phone.com IncPHCM4.0M$16.00
10-Jun-199910-Jun-1999PricedProfile
Pilot Network ServicesPILT3.25M$14.00
10-Aug-199810-Aug-1998PricedProfile
Playboy.com IncPBOY


TBA14-Nov-2000WithdrawnProfile
Pointshare Corp



TBA14-Jun-2000Withdrawn
Protocol Communications Inc
-0.0M

17-Apr-200020-Oct-2000Withdrawn
Radio One IncROIAK6.5M$24.00
5-May-19995-May-1999PricedChart, News, Msgs, Profile, Research, Insider
Razorfish IncRAZF3.0M$16.00
26-Apr-199926-Apr-1999PricedProfile
Real Media IncTFSM
$9.00 - $11.00
TBA22-Feb-2001WithdrawnProfile
Retek IncRETK5.0M$15.00
17-Nov-199917-Nov-1999PricedProfile
Rightnow Technologies Inc

$10.00 - $12.00
TBA21-Nov-2000Withdrawn
Saturn Electn & Engineering

$8.00 - $10.00
TBA10-Aug-2000Withdrawn
Sauer IncSHS9.0M$18.00
23-Apr-199811-May-1998PricedChart, News, SEC, Msgs, Profile, Research, Insider
ScreamingMedia IncSCRM5.0M$12.00
2-Aug-20002-Aug-2000PricedProfile
Selectica IncSLTC4.0M$30.00
10-Dec-19999-Mar-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Silicon Image IncSIMG3.9M$12.00
5-Oct-19995-Oct-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Silknet Software IncSILK3.0M$15.00
4-May-19995-May-1999PricedProfile
Sitesmith IncSTSM-0.0M

11-Aug-20008-Dec-2000WithdrawnProfile
SkillSoft CorpSKIL3.1M$14.00
31-Jan-200031-Jan-2000PricedChart, News, Msgs, Profile, Research, Insider
Software.com IncSWCM6.0M$15.00
23-Jun-199923-Jun-1999PricedProfile
Spinnaker Exploration CoSPNX8.0M$14.50
28-Sep-199928-Sep-1999PricedProfile
SupplierMarket.comSMKT
$9.00 - $11.00
TBA12-Sep-2000WithdrawnProfile
Support.com IncSPRT4.25M$14.00
18-Jul-200018-Jul-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Symyx Technologies IncSMMX4.62M$14.00
17-Nov-199918-Nov-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
TD Waterhouse Group IncTWE32.0M$24.00
22-Jun-199923-Jun-1999PricedProfile
Tanning Technology CorpTANN4.0M$15.00
22-Jul-199922-Jul-1999PricedProfile
Telaxis Communications CorpTLXS4.0M$17.00
31-Jan-20001-Feb-2000PricedProfile
TiVo IncTIVO5.5M$16.00
28-Sep-199929-Sep-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Triton Network Systems IncTNSI5.5M$15.00
12-Jul-200012-Jul-2000PricedProfile
Tumbleweed Communications CorpTMWD4.0M$12.00
5-Aug-19995-Aug-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
USInternetworking IncUSIX6.0M$21.00
8-Apr-19998-Apr-1999PricedProfile
University of Phoenix OnlineUOPX5.0M$14.00
1-Sep-200027-Sep-2000PricedProfile
VA Linux Systems IncLNUX4.4M$30.00
9-Dec-19999-Dec-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Variagenics IncVGNX5.0M$14.00
20-Jul-200021-Jul-2000PricedProfile
Virata CorpVRTA5.0M$14.00
16-Nov-199916-Nov-1999PricedNews, Msgs, Profile, Research, Insider
Vitria Technology IncVITR3.0M$16.00
16-Sep-199916-Sep-1999PricedProfile
Wastequip Inc
-0.0M

23-Jul-199824-Jan-2000Withdrawn
Wireless Facilities IncWFII4.0M$15.00
4-Nov-19994-Nov-1999PricedProfile
XACCT Technologies Inc

$9.00 - $11.00
TBA29-Jan-2001Withdrawn
Zhone Technologies Inc
-0.0M

19-Oct-20008-May-2001Withdrawn
CS First Boston Corp Donaldson Lufkin & Jenrette
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Paradigm4 Inc
-0.0M

19-Apr-200027-Jul-2000Withdrawn
TNPC IncNPW21.0M$21.00
4-Oct-20004-Oct-2000PricedProfile
CS First Boston Corp Goldman Sachs & Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
MetLife IncMET179.0M$14.25
4-Apr-20004-Apr-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
CS First Boston Corp Merrill Lynch
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Daum Communications Corp3572010.0M$89.40
TBATBAPostponedProfile
Manulife Financial CorpMFC138.0M$12.20
1-Sep-199924-Sep-1999PricedChart, News, Msgs, Profile, Research
Next Level Communications IncNXTV8.5M$20.00
9-Nov-19999-Nov-1999PricedProfile
CS First Boston Corp Morgan Stanley Dean Witter
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
W-H Energy Services IncWHQ10.0M$16.50
18-Sep-200010-Oct-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
CS First Boston Corp Salomon Smith Barney
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Fairchild Semiconductor IntlFCS20.0M$18.50
3-Aug-19993-Aug-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Intersil CorpISIL20.0M$25.00
23-Feb-200024-Feb-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Mediacom Communications CorpMCCC20.0M$19.00
2-Feb-20003-Feb-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Telephone & Data Systems IncTDS
$12.50 - $14.50
TBA11-Jun-1998WithdrawnProfile
CS First Boston Corp Thomas Weisel Partners LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Z-Tel Technologies IncZTEL5.5M$17.00
14-Dec-199915-Dec-1999PricedProfile
CSFB (Asia)
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
ARA Asset Management Ltd
-0.0M

6-Oct-2004TBAFiled
Kunming Iron & Steel Group Co
-0.0M

16-Oct-2004TBAFiled
CSFB Finance BV
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Carter Holt Harvey LtdCAH-0.0M

14-Feb-2004TBAFiledProfile
CSFB Hong Kong
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Sohu.com IncSOHU-0.0M$13.00
TBA12-Jul-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Cambridge Capital
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Omnicorder Technologies Inc

$8.00 - $10.00
TBA4-Mar-1999Withdrawn
Cameron Stockbrokers Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Ausminerals Ltd
15.0M

30-Oct-2007TBAFiled
Canaccord Adams CIBC World Markets Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Local Matters Inc
6.67M$5.40 - $6.60
TBATBAFiled
Cantor Fitzgerald Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
DryShips IncDRYS7.1M$18.00
13-Jan-20053-Feb-2005PricedChart, News, Msgs, Profile, Research
StealthGas IncGASS7.7M$14.50
5-Oct-20056-Oct-2005PricedNews, Msgs, Profile, Research
Top Tankers IncTOPT13.33M$11.00
15-Jul-200423-Jul-2004PricedProfile
Cantor Fitzgerald Inc Casimir Capital LP
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Platinum Energy Resources IncPGRI14.4M$8.00
24-Oct-200524-Oct-2005PricedNews, Profile, Insider
Cantor Fitzgerald Inc Deutsche Bank Securities Corp
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
BGC Partners IncBGCP-0.0M

8-Feb-20076-Jun-2007WithdrawnProfile
Capital Growth Financial LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
HyperSpace Communications IncHCO2.2M$5.50
6-Aug-200430-Sep-2004PricedProfile
Lumax Acquisition Corp
3.12M$8.00
TBATBAFiled
NGTV

$5.75 - $6.25
TBA15-Feb-2007Withdrawn
Restaurant AcquisitionRAQP3.33M$6.00
21-Nov-200615-Dec-2006PricedNews, Profile, Insider
Wilson Holdings IncWSHD5.0M$3.25
10-May-200714-May-2007PricedProfile, Insider
Capital Growth Financial LLC Bathgate McColley Capital Grou
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Tri-S Security CorpTRIS1.8M$6.00
4-Feb-20058-Feb-2005PricedNews, Msgs, Profile, Research, Insider
Capital West Securities
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Alliance Group Inc

$10.00 - $12.00
TBA17-Aug-1999Withdrawn
Holloman Corp
1.0M$10.00
TBATBAPostponed
MGi2 IncMGE1.9M$7.00 - $9.00
TBATBAPostponedProfile
Woodhaven Homes IncWHO
$9.00 - $11.00
TBA23-Jan-1999WithdrawnProfile
Cardinal Capital Management
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
US Laboratories IncUSLB1.0M$6.00
19-Feb-199923-Feb-1999PricedProfile
Carnegie Handelsbanken Capital Markets
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Hilding Anders AB
-0.0M

24-Nov-2003TBAFiled
Carnegie Wylie & Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Medibank Private Ltd
-0.0M

10-Sep-2005TBAFiled
Cazenove & Co Dresdner Kleinwort Wasserstein
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Autobahn Tank & Rast
-0.0M

15-Nov-2004TBAFiled
Centex Securities Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Retrac Medical Inc

$8.00 - $12.00
TBA24-Oct-2001Withdrawn
Chapman Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Echapman IncECMN1.7M$13.00
22-May-200015-Jun-2000PricedProfile
Chardan Capital Markets LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
IndAS Green Acquisition Corp
5.25M$8.00
TBATBAFiled
InterAmerican Acq Grp IncIAQGU5.0M$8.00
31-Aug-20074-Sep-2007PricedProfile, Insider
Chardan Capital Markets LLC Maxim Group LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
China Fundamental Acq Corp
8.83M$5.00
13-May-200815-May-2008Priced
Chase H&Q
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Adaytum Software Inc
5.0M$9.00 - $11.00
TBATBAFiled
AeroGen IncAEGN3.6M$12.00
9-Nov-200010-Nov-2000PricedProfile
Apropos Tech IncAPRS3.7M$22.00
16-Feb-200017-Feb-2000PricedProfile
AtheroGenics IncAGIX6.9M$8.00
8-Aug-20009-Aug-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Avistar Communications CorpAVSR3.6M$12.00
15-Aug-200017-Aug-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Coolsavings.com incCSAV3.3M$7.00
19-May-200019-May-2000PricedProfile
CrossWorlds Software IncCWLD4.0M$10.00
23-May-20001-Jun-2000PricedProfile
Discovery PartnersDPII5.0M$18.00
27-Jul-200027-Jul-2000PricedProfile
ETINUUM INCETIN4.5M$12.00
23-Mar-200024-Mar-2000PricedProfile
Elastic Networks IncELAS7.8M$13.00
26-Sep-200028-Sep-2000PricedProfile
Elitra PharmaceuticalsELIT-0.0M

5-Sep-200020-Nov-2000WithdrawnProfile
First Horizon PharmaceuticalFHRX3.8M$8.00
31-May-200031-May-2000PricedProfile
ILX Lightwave CorpILXL
$15.00 - $17.00
TBA29-Mar-2001WithdrawnProfile
InterPacket Networks Inc

$10.00 - $12.00
TBA9-Aug-2000Withdrawn
Kinzan.com IncKNZN
$15.00
TBA23-Jan-2001WithdrawnProfile
Landacorp IncLCOR3.5M$10.00
8-Feb-20008-Feb-2000PricedProfile
Lexar Media IncLEXR6.5M$8.00
14-Aug-200015-Aug-2000PricedProfile
LivePerson IncLPSN4.0M$8.00
6-Apr-20006-Apr-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Lynx Therapeutics IncLYNX1.5M$66.00
14-Mar-200030-Mar-2000WithdrawnProfile
NetGenics IncNTGC
$11.00 - $13.00
TBA19-Sep-2001WithdrawnProfile
Nova Measuring InstrumentsNVMI3.0M$18.00
14-Mar-200010-Apr-2000PricedChart, News, Msgs, Profile, Insider
O2Wireless Solutions IncOTWO6.1M$12.00
9-Aug-200016-Aug-2000PricedProfile
PSi Technologies IncPSIT3.5M$16.00
15-Mar-200015-Mar-2000PricedChart, News, Msgs, Profile, Research
Paradigm Genetics IncPDGM6.0M$7.00
5-May-20005-May-2000PricedProfile
PeoplePC IncPEOP8.5M$10.00
11-Aug-200016-Aug-2000PricedProfile
SpeechWorks International IncSPWX4.75M$20.00
31-Jul-20001-Aug-2000PricedProfile
Sunrise Telecom IncSRTI4.0M$15.00
10-Jul-200012-Jul-2000PricedProfile
Tessera IncTSRA
$17.70
TBA21-Aug-2001WithdrawnProfile
Transgenomic IncTBIO4.0M$15.00
6-Jul-200018-Jul-2000PricedNews, SEC, Msgs, Profile, Research, Insider
Viewlocity Inc

$12.00 - $14.00
TBA9-Jan-2001Withdrawn
ViryaNet LtdVRYA4.0M$8.00
19-Sep-200019-Sep-2000PricedProfile
WJ Communications IncWJCI5.4M$16.00
16-Aug-200018-Aug-2000PricedProfile
Websense IncWBSN4.0M$18.00
27-Mar-200027-Mar-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Witness Systems IncWITS3.8M$20.00
4-Feb-20009-Feb-2000PricedProfile
Xpeed Networks IncXPED-0.0M

21-Jul-200022-Nov-2000WithdrawnProfile
YellowBrix IncYBRX
$7.00
TBA20-Feb-2001WithdrawnProfile
Chase H&Q Deutsche Banc Alex Brown
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Isky Inc

$9.00 - $10.00
TBA14-Apr-2000Withdrawn
TeleCommunication Systems IncTSYS4.7M$17.00
28-Jul-20008-Aug-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Chase H&Q Merrill Lynch
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Adexa Inc

$12.00 - $14.00
TBA5-Apr-2001Withdrawn
China International Capital Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
China Pacific Life Insurance
-0.0M

16-Dec-2002TBAFiled
PetroChina Co LtdPTR-0.0M

7-Apr-2001TBAFiledProfile
China International Capital Co Citigroup Global Markets Inc Credit Suisse First Boston Deutsche Bank Securities Corp
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
China Life Insurance Co LtdLFC153.68M$18.68
9-Dec-200311-Dec-2003PricedChart, News, Msgs, Profile, Research
China International Capital Co Citigroup Goldman Sachs (Asia)
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
China Netcom Grp(HK)Corp LtdCN47.07M$21.82
8-Nov-200410-Nov-2004PricedChart, News, SEC, Msgs, Profile, Research
China International Capital Co Morgan Stanley Dean Witter
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
China Unicom LtdCHU-0.0M$20.00
TBA16-Jun-2000PricedChart, News, Msgs, Profile, Research
Christiania Markets
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Associated Bulk Carriers Ltd
17.7M$45.00 - $60.00
1-Jun-2000TBAFiled
Cie Financiere de Paribas SA CARIPLO
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
DE-TA SpA
-0.0M

1-Apr-1998TBAFiled
Citi
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Accelerated Global Tech Corp
30.0M$10.00
TBATBAFiled
Accuro Healthcare Solutions



TBA3-Jun-2008Withdrawn
Aldabra 3 Acquisition Corp
50.0M$10.00
TBATBAFiled
Aldabra 4 Acquisition Corp
10.0M$10.00
TBATBAFiled
Alternative Asset ManagementAMV30.0M$10.00
27-Jul-20071-Aug-2007PricedChart, News, SEC, Msgs, Profile, Insider
BPW Acquisition CorpBPW37.5M$10.00
19-Feb-200826-Feb-2008PricedNews, Profile
Capitol Acquisition CorpCLA25.0M$10.00
2-Nov-20078-Nov-2007PricedNews, Profile
CardioNet IncBEAT-0.0M$18.00
9-Nov-200718-Mar-2008PricedNews, Profile, Research, Insider
China Hldngs Acqstn CorpHOL10.0M$10.00
6-Nov-200716-Nov-2007PricedNews, Profile
Dellacorte Acquisition CorpDQQ15.0M$10.00
TBATBAFiledProfile
EPocrates IncEPOC-0.0M

TBATBAFiledProfile
Eaton Vance Risk-Managed Div
75.0M$20.00
20-Jul-200726-Jul-2007Priced
GSC Acquisition CoGGA15.0M$10.00
7-Jun-200725-Jun-2007PricedNews, Profile, Insider
Global Brands Acquisition CorpGQN25.0M$10.00
31-Oct-20076-Dec-2007PricedNews, Profile
Grand Slam Acquisition Corp
75.0M$10.00
TBATBAFiled
HCM Acquisition Co
25.0M$10.00
TBATBAFiled
Hicks Acquisition Co I IncTOH40.0M$10.00
27-Sep-200728-Sep-2007PricedNews, Profile
Highlands Acquisition CorpHIA10.0M$10.00
28-Sep-20073-Oct-2007PricedNews, Profile, Insider
KBL Acquisition Corp IVKBA15.0M$10.00
TBATBAFiledProfile
KBL Healthcare AcquisitionKHA12.5M$8.00
11-Jul-200719-Jul-2007PricedNews, Profile, Insider
Kanders Acquisition Co Inc
40.0M$10.00
TBATBAFiled
Lank Acquisition Corp
12.5M$10.00
TBATBAFiled
Liberty Acq Hldgs CorpLIA75.0M$10.00
9-Nov-20076-Dec-2007PricedNews, Profile
MAFS Acquisition Corp
50.0M$10.00
TBATBAFiled
Memsic IncMEMS6.0M$10.00
30-Nov-200713-Dec-2007PricedNews, Profile, Research, Insider
North Asia Investment CorpNHR6.0M$10.00
3-Jul-200823-Jul-2008PricedProfile
Performance Acquisition Corp
50.0M$10.00
TBATBAFiled
Prospect Acquisition CorpPAX25.0M$10.00
26-Oct-200714-Nov-2007PricedChart, News, SEC, Msgs, Profile
SAPPHIRE INDUSTRIALS CORPFYR50.0M$10.00
11-Oct-200717-Jan-2008PricedNews, Profile, Insider
Stone Harbor Local Mkts IncELM0.04M$25.00
TBATBAFiledProfile
Triplecrown Acquisition CorpTCW40.0M$10.00
19-Oct-200722-Oct-2007PricedNews, Profile, Insider
United Svcs Mgt Corp
16.0M$10.00
TBATBAFiled
Vanguard Natural Resources LLCVNR5.25M$19.00
11-Oct-200723-Oct-2007PricedNews, Profile, Research
Citi AG Edwards & Sons Inc Nuveen Investments LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Nuveen Tax-Advantaged DivJTD18.75M$20.00
TBATBAFiledProfile
Citi Bear Stearns & Co Inc Deutsche Bank Securities Corp Merrill Lynch
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Seacastle IncSC-0.0M

TBATBAPostponedProfile
Citi Credit Suisse
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Energy Recovery IncERII14.0M$8.50
27-Jun-20081-Jul-2008PricedNews, Profile, Insider
Nitol Solar
-0.0M$1.00 - $1.30
TBATBAFiled
Citi Deutsche Bank Securities Corp Lehman Brothers
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
AGA Medical Holdings Inc
-0.0M

TBATBAFiled
Citi Deutsche Bank Securities Corp UBS Investment Bank
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Pioneer Southwest Energy PtnrsPSE8.25M$19.00
21-Apr-200830-Apr-2008PricedNews, Profile, Research, Insider
Citi JP Morgan
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Solar Capital LtdSLR-0.0M

TBATBAFiledProfile
Citi JP Morgan Lehman Brothers Credit Suisse Merrill Lynch Deutsche Bank Securities Corp
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
VMware Inc
33.0M$29.00
9-Aug-200713-Aug-2007Priced
Citi JP Morgan Lehman Brothers Merrill Lynch UBS Investment Bank
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
MF Global LtdMF97.38M$30.00
6-Jul-200718-Jul-