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A.R. Josselyn
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Asia Construction Technolgies
0.3M$16.67
5-Feb-19985-Oct-1998Withdrawn
ABG Sundal Collier
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Hydro Polymers
-0.0M

24-Apr-2007TBAFiled
ABG Sundal Collier ABN AMRO Rothschild ING Bank NV
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Marine Harvest Intl NV
-0.0M

3-Dec-2005TBAFiled
ABN AMRO Asia JP Morgan (Hong Kong) ENAM Financial Consultants ICICI Securities & Finance Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
NALCONALCO-0.0M

19-Mar-2002TBAFiledProfile
ABN AMRO Incorporated
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Griffith Micro Science IntlGMSI
$13.00 - $15.00
TBA6-Aug-1999WithdrawnProfile
ABN AMRO Rothschild
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Banco di SardegnaBSAR151.87M

1-Jan-1999TBAFiledProfile
Caisse Nationale de Prevoyance
-0.0M

6-Jun-1998TBAFiled
FICS Group NV
-0.0M

29-Mar-1999TBAFiled
Filmgroup Plc
40.0M$1.75 - $2.30
19-May-2000TBAFiled
First National Bldg Society
-0.0M

12-Mar-1998TBAFiled
ITN Independ Television News
-0.0M

1-Jan-2000TBAFiled
Liuzhou Wuling Motor Co
-0.0M

1-Jul-1998TBAFiled
ABN AMRO Rothschild Banco do Brasil SA
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Banco Nossa Caixa SA
-0.0M

4-Aug-2001TBAFiled
ABN AMRO Rothschild Bear Stearns Asia Limited
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Shanghai Municipal Electric
-0.0M

1-May-1998TBAFiled
ABN AMRO Rothschild Citigroup
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Oger Telecom
-0.0M$1.15 - $1.42
TBATBAFiled
ABN AMRO Rothschild Deutsche Genossenschafts Bank
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
DePfa IT Services
-0.0M

1-Oct-2000TBAFiled
ABN AMRO Rothschild Goldman Sachs & Co Banco Santander Central Hisp
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Airtel SA
-0.0M

1-Jan-2001TBAFiled
ABN AMRO Rothschild JP Morgan
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
KPN Mobile NV
-0.0M

1-Sep-1999TBAFiled
ABN AMRO Rothschild Kotak Mahindra Capital Company CLSA ECM
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Jindal Stainless LtdJINDAL-0.0M

10-Apr-2004TBAFiledProfile
ABN AMRO Rothschild Merrill Lynch Intl (Asia)
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
SK Corp003600-0.0M

2-Jul-2005TBAFiledProfile
ABN AMRO Rothschild Nordea Bank Sverige AB
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Littala
-0.0M$8.50 - $10.50
TBATBAFiled
ABN Amro Morgans Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Axiom Energy Limited
47.0M

17-Aug-2005TBAFiled
Cadence Capital Ltd
-0.0M

8-Jul-2005TBAFiled
ABN-AMRO Holding NV
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
American Physicians CapitalACAP9.67M$13.50
24-Oct-20007-Dec-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
AG Edwards & Sons Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
CrossTex Energy IncXTXI2.31M$19.50
30-Dec-200313-Jan-2004PricedChart, News, Msgs, Profile, Research, Insider
Crosstex Energy LPXTEX2.0M$20.00
22-Nov-200211-Dec-2002PricedChart, News, SEC, Msgs, Profile, Research, Insider
Direct Alliance CorpDACC-0.0M

22-Dec-20006-Jun-2001WithdrawnProfile
EV Energy Partners LPEVEP3.9M$20.00
15-Sep-200626-Sep-2006PricedNews, Profile, Research, Insider
Energy Income & Growth FundFEN6.9M$20.00
24-Jun-200424-Jun-2004PricedChart, News, Profile, Research, Insider
Fiduciary/Claymore MLPFMO0.05M$20.00
22-Nov-200422-Dec-2004PricedChart, News, Profile, Insider
First Tr Value & Ibbotson EqtyFVI6.25M$20.00
27-Apr-200427-Apr-2004PricedNews, Profile
First Trst Value Line 100 FundFVL
$15.00
30-May-200312-Jun-2003PricedNews, Profile
First Trust/Gallatin SpecialtyFGB14.0M$20.00
24-May-200725-May-2007PricedNews, Profile, Insider
Hiland Partners LPHLND2.0M$22.50
1-Feb-200510-Feb-2005PricedChart, News, Msgs, Profile, Research, Insider
ING Clarion Realty Income FundIIA4.0M$15.00
24-Sep-200326-Sep-2003PricedNews, Profile, Insider
Inergy LPNRGY1.6M$22.00
23-Jul-200125-Jul-2001PricedChart, News, SEC, Msgs, Profile, Research, Insider
MBIA Cap Claymore Dur IG FundMZF9.6M$15.00
26-Aug-200326-Aug-2003PricedChart, News, Profile, Insider
MarkWest Energy Partners LPMWE2.0M$20.50
20-May-200220-May-2002PricedNews, SEC, Msgs, Profile, Research, Insider
Matador Petroleum Corp

$16.00 - $18.00
TBA12-Oct-2001Withdrawn
Micrus Endovascular CorpMEND-0.0M$11.00
13-Apr-200516-Jun-2005PricedNews, Msgs, Profile, Research, Insider
Monolithic System Tech IncMOSY5.0M$10.00
26-Jun-200127-Jun-2001PricedChart, News, SEC, Msgs, Profile, Research, Insider
Neuberger Berman RE Sec Inc FdNRO33.0M$15.00
28-Oct-200328-Oct-2003PricedChart, News, Profile, Insider
Neuberger Berman Real Inc FundNRI26.4M$15.00
23-Apr-200324-Apr-2003PricedProfile
Nuveen Arizon Divident 4

$15.00
30-Mar-200422-Sep-2005Withdrawn
Nuveen Cali Muni High Income

$15.00
30-Mar-200422-Sep-2005Withdrawn
Nuveen Connecticut Div Fnd 4

$15.00
30-Mar-2004TBAFiled
Nuveen Massachusetts Div 2

$15.00
30-Mar-2004TBAFiled
Nuveen N Carolina Div Adv Mun

$15.00
7-Apr-200422-Sep-2005Withdrawn
Nuveen Tax Advtgd Flt Rate FdJFP15.0M$15.00
25-Mar-200528-Mar-2005PricedChart, News, Profile, Insider
Nuveen Virginia Dividend 3

$15.00
30-Mar-200422-Sep-2005Withdrawn
Patriot Capital Funding IncPCAP9.33M$14.00
13-Jul-200527-Jul-2005PricedNews, Msgs, Profile, Research, Insider
Vail Banks Inc,Vail,ColoradoVAIL1.6M$12.00
30-Nov-199810-Dec-1998PricedProfile
AG Edwards & Sons Inc Allen & Co Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Cardica IncCRDC3.5M$10.00
1-Feb-20062-Feb-2006PricedNews, Msgs, Profile, Research, Insider
AG Edwards & Sons Inc Ferris Baker Watts
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Neuberger Berman Real EstateNRL5.0M$15.00
25-Nov-200225-Nov-2002PricedProfile
AG Edwards & Sons Inc Merrill Lynch
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
BlackRock Divi Achievers TrstBDV56.0M$15.00
18-Dec-200318-Dec-2003PricedChart, News, Profile, Insider
MBIA Cap Claymore Man Cal TrMZV0.07M$15.00
TBATBAFiledProfile
MBIA Cap Claymore NY Mun TrMZN0.07M$15.00
TBATBAFiledProfile
PIMCO Corp Opp FundPTY70.0M$15.00
23-Dec-200223-Dec-2002PricedChart, News, Profile, Research, Insider
AG Edwards & Sons Inc Merrill Lynch, Pierce, Fenner
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
First Trust Val Line Div FundFVD
$15.00
25-Jul-200326-Aug-2003PricedNews, Profile
AG Edwards & Sons Inc Wachovia Securities Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Eagle Hosp Prop Trust IncEHP14.58M$9.75
6-May-20041-Oct-2004PricedNews, Msgs, Profile, Research
AG Edwards Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Nuveen Muni High Income FdNMZ23.5M$15.00
18-Nov-200319-Nov-2003PricedChart, News, Profile, Research, Insider
Adams Harkness & Hill Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
EMerge Interactive IncEMRG8.0M$15.00
3-Feb-20004-Feb-2000PricedProfile
Mannatech Inc

$10.00 - $12.00
TBA11-Sep-1998Withdrawn
Moldflow CorpMFLO3.0M$13.00
24-Mar-200027-Mar-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Natrol IncNTOL3.94M$15.00
14-Jul-199822-Jul-1998PricedProfile
Quinton Cardiology Systems IncQUIN4.0M$7.00
6-May-20026-May-2002PricedProfile
Synetics Solutions Inc



TBA8-Oct-2004Withdrawn
Advest Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
American Safety InsuranceASI2.7M$11.00
27-Jan-199813-Feb-1998PricedChart, News, SEC, Msgs, Profile, Research, Insider
Anworth Mortgage Asset CorpANH2.25M$9.00
11-Mar-199812-Mar-1998PricedChart, News, SEC, Msgs, Profile, Research, Insider
Bancshares of Florida Inc,FLBOFL0.9M$10.00
24-Jan-200310-Feb-2003PricedChart, News, Msgs, Profile, Research, Insider
Century Electronics Mnfr IncCEMI
$8.00 - $10.00
TBA14-Dec-1999WithdrawnProfile
Crusader Holding Corp,PACRSB1.0M$15.00
9-Feb-199810-Feb-1998PricedProfile
First State Financial CorpFSTF2.13M$12.00
8-Dec-20049-Dec-2004PricedChart, News, Msgs, Profile, Research, Insider
Merrill Merchants BancsharesMERB0.6M$12.75
31-Jul-199810-Aug-1998PricedProfile
Vantagemed CorpVMDC3.0M$12.00
7-Feb-200015-Feb-2000PricedProfile
Advest Inc Citigroup Raymond James & Associates Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Tremont Oppenheimer Abs Rtn Fn
0.04M$20.00
TBATBAFiled
Advest Inc Flagstone Securities Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Forsyth Capital Mortgage CorpFYC5.0M$10.00
TBATBAPostponedProfile
Advium Corporate Finance
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Sato-Yhtyma Oyj
-0.0M

28-Nov-2007TBAFiled
Akropolis Securities SA
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Technerga - E.TSampras SA
1.7M$6.46 - $7.10
TBATBAFiled
Albert & Sharp & Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
British European
-0.0M

8-Jan-1998TBAFiled
Albertini & C SIM SpA
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
List SPA
-0.0M

17-Jan-2002TBAFiled
Aletti & C SIM SpA
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Sitcom SpA
1.63M$22.00 - $28.00
1-Nov-2000TBAFiled
Alfred Berg Bank A/S
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Sabroe Refrigeration A/S
-0.0M

1-Jan-1999TBAFiled
Alfred Berg Fondkommission AB
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Gratistel International AB
-0.0M

19-Feb-1999TBAFiled
Alfred Berg Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Sjaelse Group
-0.0M

9-Apr-1998TBAFiled
Allen & Co Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Realty Information Group IncRIGX2.5M$9.00
12-Jun-19981-Jul-1998PricedProfile
Women First Healthcare IncWFHC4.5M$11.00
24-Jun-199928-Jun-1999PricedProfile
Allen & Co Inc SG Cowen Securities Corp
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
DisplayTech Inc
3.6M$10.00 - $12.00
27-May-200412-Oct-2004Withdrawn
Allied Banking Corp
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Philippine Airlines Inc
-0.0M

1-Feb-1999TBAFiled
Almondz Global Securities Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Gemini Engi-Fab Private Ltd
5.5M$75.00 - $80.00
10-Nov-20082-Feb-2009Withdrawn
Alpha Bank
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Koronakis SA
-0.0M

15-Jan-2002TBAFiled
Alpha Finance AE
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Helios SA (Hotels)
-0.0M

6-Oct-2000TBAFiled
Vianex SA
-0.0M

15-Jan-2002TBAFiled
AmInvestment Bank Group
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Hextar Holdings Berhad
89.18M

4-Jun-2007TBAFiled
Anderson & Strudwick
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Hersha Hospitality TrustHT1.83M$6.00
14-Dec-199821-Jan-1999PricedNews, SEC, Msgs, Profile, Research, Insider
Veri-Tek International CorpVCC2.5M$6.00
10-Dec-200414-Feb-2005PricedProfile
Anhui Intl Trust & Investment
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Anhui Fertiliser
-0.0M

1-Jul-1998TBAFiled
Argentaria Banco Bilbao Vizcaya SA
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Telefonica Multimedia
-0.0M

11-May-1999TBAFiled
Argonaut Securities Pty Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Coastal Minerals Ltd
17.5M

31-Dec-2007TBAFiled
Aros Securities
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Naturkompaniet AB
1.09M

9-Mar-1999TBAFiled
Ascot Securities Pty Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
BigHill Resources Ltd
35.0M

23-Nov-2007TBAFiled
Ashtin Kelly & Co., Inc.
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Marine Bancshares Inc,FLMBSK1.15M$10.00
2-Feb-19995-Feb-1999PricedProfile
Suncoast Bancorp Inc,FLSUNB0.7M$10.00
28-May-199930-Jun-1999PricedProfile
Atout Capital
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Luneau Technology SA
0.82M$4.64 - $5.06
15-Jan-2008TBAFiled
Auerbach Pollak & Richardson
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Art Renaissance IncARTS3.4M$9.00 - $11.00
1-Oct-1999TBAPostponedProfile
Infinite Technology Group LTDITK
$10.00 - $12.00
TBA6-Sep-2000WithdrawnProfile
Rollerball International IncROLL1.25M$5.00
31-Mar-19981-Apr-1998PricedNews, Msgs, Profile, Research, Insider
Austock Corporate
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
K2 Asset Management Holdings
17.19M

30-Jul-2007TBAFiled
Avenue Securities Sdn Bhd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Hospitech Resources Berhad
37.76M

28-Mar-2006TBAFiled

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