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Empire Financial Holding CoProposed Symbol - AMEX: EFH

Address:
2170 West State Road 434 Suite 100
  Longwood, Florida 32779
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IPO Information as of 9-Oct-08
Offering Information
Expected Date-
Proposed Exchange/Ticker AMEX: EFH
Security Type Common Stock
Lead Underwriter Keefe Bruyette & Woods Inc
Days In Registration 951
Date Filed 1-Sep-1999
Form FiledS-1
Fundamentals
(Year Ending December 2007)
Industry Investment Bank
Business Description Provide retail brokerage and investment banking services
Revenue -
Net Income -
Shares Outstanding (post-offering) 5.0M
Co-Chief Executive Officers Kevin M. Gagne And Richard L. Goble
Number of Employees 98
Original Filing Information

US
Shares Filed 3.2M
Secondary Shares Filed-
  · As a Percent -
Primary Shares Filed 3.2M
  · As a Percent 100.0
Overallotment Shares Filed -
File Amount $40.0M
File Price Range $15.00 - $10.00
File Mid Price $12.50
Current Filing Information
(Amended 19-Mar-2002)

US
Shares Filed 1.0M
Secondary Shares Filed -
  · As a Percent -
Primary Shares Filed 1.0M
  · As a Percent 100.0
Overallotment Shares Filed -
File Amount $7.0M
  · % Change from Original -82.5
File Price Range $8.00 - $6.00
File Mid Price $7.00


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