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| Insurance | |||||||
|---|---|---|---|---|---|---|---|
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| 21st Century Holding Co | TCHC | 1.25M | $7.50 | 4-Nov-1998 | 5-Nov-1998 | Priced | Profile |
| AFI Europe | -0.0M | 5-Jun-2006 | 24-Jun-2006 | Withdrawn | |||
| AIA Group Ltd | -0.0M | 3-Mar-2009 | 6-Mar-2010 | Withdrawn | |||
| AMERISAFE Inc | AMSF | 8.0M | $9.00 | 31-Oct-2005 | 17-Nov-2005 | Priced | Chart, News, Profile, Research, Insider |
| APS Healthcare Inc | TBA | 3-Oct-2002 | Withdrawn | ||||
| Affirmative Insurance Hldg Inc | AFFM | 8.17M | $14.00 | 9-Jul-2004 | 9-Jul-2004 | Priced | News, Profile, Research, Insider |
| Allied World Assur Co Hldgs | AWH | 8.8M | $34.00 | 7-Jul-2006 | 11-Jul-2006 | Priced | News, Profile, Research, Insider |
| AmCOMP Inc | AMCP | 10.5M | $9.00 | 8-Feb-2006 | 9-Feb-2006 | Priced | Profile |
| AmComp Inc | -0.0M | 12-Nov-1998 | 13-Oct-2000 | Withdrawn | |||
| AmWINS Group Inc | TBA | 3-Oct-2007 | Withdrawn | ||||
| AmeriChoice Corp | AMCH | TBA | 24-Sep-2002 | Withdrawn | Profile | ||
| American Capital Access Hldgs | ACA | TBA | 23-Jul-2004 | Withdrawn | Profile | ||
| American Equity Investment | AEL | 18.7M | $9.00 | 26-Nov-2003 | 3-Dec-2003 | Priced | Chart, News, Profile, Research, Insider |
| American Life Insurance Co Inc | -0.0M | 8-Sep-2009 | 8-Mar-2010 | Withdrawn | |||
| American National Financial | ANFI | 2.0M | $6.00 | 11-Feb-1999 | 12-Feb-1999 | Priced | News, Profile, Research |
| American Physicians Capital | ACAP | 10.0M | $13.50 | 30-Oct-2000 | 7-Dec-2000 | Priced | Profile |
| American Safety Insurance | ASI | 2.7M | $11.00 | 27-Jan-1998 | 13-Feb-1998 | Priced | Chart, News, SEC, Profile, Research, Insider |
| Amerigroup Corp | AMGP | 4.4M | $17.00 | 2-Nov-2001 | 5-Nov-2001 | Priced | Profile |
| Annuity & Life RE Holdings | ALRE | 17.08M | $15.00 | 8-Apr-1998 | 8-Apr-1998 | Priced | Profile |
| Aspen Insurance Holdings Ltd | AHL | 9.52M | $22.50 | 3-Dec-2003 | 3-Dec-2003 | Priced | Chart, News, Profile, Research, Insider |
| Assurant Inc | AIZ | 80.0M | $22.00 | 3-Feb-2004 | 4-Feb-2004 | Priced | Chart, News, Profile, Research, Insider |
| Assured Guaranty Ltd | AGO | 49.0M | $18.00 | 22-Apr-2004 | 22-Apr-2004 | Priced | Chart, News, Profile, Research, Insider |
| Asuransi Bina Dana Arta Tbk PT | ABDA | TBA | 26-Jun-2000 | Withdrawn | Profile | ||
| Atlas Financial Holdings Inc | AFH | 4.63M | $5.85 | 29-Jan-2013 | 11-Feb-2013 | Priced | News, Profile, Research, Insider |
| Axis Capital Holdings Ltd | AXS | 21.5M | $22.00 | 10-Jun-2003 | 1-Jul-2003 | Priced | Chart, News, Profile, Research, Insider |
| Bacr-Versicherung | -0.0M | 17-Feb-1998 | TBA | Withdrawn | |||
| Bristol West Holdings Inc | BRW | 15.0M | $20.00 | 10-Feb-2004 | 11-Feb-2004 | Priced | Profile |
| CNinsure Inc | CISG | 11.76M | $16.00 | 30-Oct-2007 | 30-Oct-2007 | Priced | News, Profile, Research |
| CRM Holdings Ltd | CRMH | 8.85M | $13.00 | 16-Dec-2005 | 20-Dec-2005 | Priced | Profile |
| Caisse Nationale de Prevoyance | -0.0M | 6-Jun-1998 | 6-Jun-1998 | Withdrawn | |||
| Capital Insurance Holdings plc | 125.0M | $1.00 | 15-Jul-2004 | 30-Jul-2004 | Withdrawn | ||
| CastlePoint Holdings Ltd | CPHL | 6.19M | $14.50 | 20-Mar-2007 | 22-Mar-2007 | Priced | Profile |
| Centene Corp | CNTE | 3.5M | $14.00 | 23-Nov-2001 | 12-Dec-2001 | Priced | Profile |
| China Life Insurance Co Ltd | LFC | 161.76M | $18.68 | 5-Dec-2003 | 11-Dec-2003 | Priced | Chart, News, Profile, Research |
| China Pacific Ins(Grp)Co Ltd | 601601 | TBA | 28-Oct-2008 | Withdrawn | Profile | ||
| China Pacific Life Ins Co Ltd | -0.0M | 16-Dec-2002 | 1-Dec-2003 | Withdrawn | |||
| Christian Stanley Inc | 0.2M | $5.00 | TBA | TBA | Filed | ||
| Clark/Bardes Holdings Inc | CLKB | 4.0M | $9.00 | 19-Aug-1998 | 19-Aug-1998 | Priced | Profile |
| Commerce Casualty Group Inc | 2.0M | $5.19 | 12-Aug-1998 | TBA | Filed | ||
| CompBenefits Corp | TBA | 2-Oct-2007 | Withdrawn | ||||
| Compensa Zycie | -0.0M | 27-Aug-1998 | 23-Oct-1998 | Withdrawn | |||
| Converium Holding AG | CHRN | 35.0M | $24.59 | 10-Dec-2001 | 10-Dec-2001 | Priced | Profile |
| Convoy Financial Services | 1019 | 40.0M | $15.00 | 11-Jul-2011 | 20-Feb-2012 | Withdrawn | Profile |
| Crum & Forster Hldgs(Talegen) | -0.0M | 9-Feb-1998 | 12-Mar-1998 | Withdrawn | |||
| Crum & Forster Holdings Corp | CAF | $20.50 | TBA | 9-Jul-2002 | Withdrawn | Profile | |
| DSB Group | -0.0M | $17.75 - $22.25 | 1-May-2000 | TBA | Withdrawn | ||
| Darwin Professional | DR | 5.22M | $16.00 | 16-May-2006 | 18-May-2006 | Priced | Profile |
| Direct General Corp | DRCT | 6.93M | $21.00 | 8-Aug-2003 | 11-Aug-2003 | Priced | Profile |
| EHealth Inc | EHTH | 5.0M | $14.00 | 6-Oct-2006 | 12-Oct-2006 | Priced | News, Profile, Research, Insider |
| Employers Holdings Inc | EIG | 26.75M | $17.00 | 29-Jan-2007 | 30-Jan-2007 | Priced | News, Profile, Research, Insider |
| Endurance Specialty Holdings | ENH | 9.6M | $23.00 | 27-Feb-2003 | 27-Feb-2003 | Priced | Chart, News, Profile, Research, Insider |
| Eureko BV | -0.0M | 1-Feb-2001 | 1-Jan-2002 | Withdrawn | |||
| Extend Health Inc | TBA | 23-Jan-2013 | Withdrawn | ||||
| Fin Pacific Ins Group Inc | $9.00 - $11.00 | TBA | 13-Aug-1998 | Withdrawn | |||
| First Mercury Financial Corp | FMR | 9.71M | $17.00 | 17-Oct-2006 | 17-Oct-2006 | Priced | Profile |
| Flagstone Reinsurance Hldg Ltd | FSR | 13.0M | $13.50 | 27-Mar-2007 | 29-Mar-2007 | Priced | Profile |
| Friends Provident | -0.0M | $3.17 | TBA | 14-Jun-2001 | Priced | ||
| Gemini Re Holdings Ltd | -0.0M | 7-Jan-1999 | TBA | Filed | |||
| Generali France SA | -0.0M | 8-Apr-2002 | 1-Jan-2002 | Withdrawn | |||
| Genworth Financial Inc | GNW | 145.0M | $19.50 | 24-May-2004 | 24-May-2004 | Priced | Chart, News, Profile, Research, Insider |
| GeoVera Insurance Holdings Ltd | $16.00 - $18.00 | TBA | 3-Jul-2008 | Withdrawn | |||
| Gjensidige Forsikring ASA | -0.0M | 20-Aug-2007 | 18-Dec-2007 | Withdrawn | |||
| Global Companhia de Seguros SA | -0.0M | 1-Jul-2000 | TBA | Withdrawn | |||
| Global Markets Access Ltd | -0.0M | $15.00 - | 1-Mar-1999 | TBA | Withdrawn | ||
| Global Preferred Holdings Inc | GPHO | $10.00 - $12.00 | TBA | 25-Oct-2002 | Withdrawn | Profile | |
| Greenlight Capital Re Ltd | GLRE | 10.25M | $19.00 | 23-May-2007 | 24-May-2007 | Priced | News, Profile, Research, Insider |
| Groupama SA | -0.0M | 16-Feb-2011 | TBA | Withdrawn | |||
| Health Ins Innovations Inc | HIIQ | 4.67M | $14.00 | 7-Feb-2013 | 7-Feb-2013 | Priced | News, Profile, Research, Insider |
| HealthExtras Inc | HLEX | 5.5M | $11.00 | 9-Dec-1999 | 9-Dec-1999 | Priced | Profile |
| HealthSpring Inc | HS | 17.0M | $19.50 | 31-Jan-2006 | 2-Feb-2006 | Priced | Profile |
| Heath Lambert Ltd | 76.92M | $3.25 - $3.75 | 7-Jun-2002 | 15-Jul-2002 | Withdrawn | ||
| Homeowners Choice Inc | HCII | 1.33M | $7.00 | 30-Apr-2008 | 24-Jul-2008 | Priced | Profile |
| Hub International Ltd | HBG | 5.0M | $14.00 | 17-Jun-2002 | 17-Jun-2002 | Priced | Profile |
| ING US Inc | VOYA | 64.17M | $19.50 | 29-Apr-2013 | 1-May-2013 | Priced | News, Profile |
| Infinity Prop & Casualty Corp | IPCC | 12.38M | $16.00 | 10-Feb-2003 | 11-Feb-2003 | Priced | Chart, News, Profile, Research, Insider |
| Insurance Mgmt Solutions Group | INMG | 3.35M | $11.00 | 22-Jan-1999 | 11-Feb-1999 | Priced | Profile |
| Insweb(Softbank Corp) | -0.0M | 29-Jan-2000 | TBA | Withdrawn | |||
| James River Group Inc | JRVR | 4.44M | $18.00 | 4-Aug-2005 | 8-Aug-2005 | Priced | Profile |
| John Hancock Finl Svcs Inc | JHF | 102.0M | $17.00 | 26-Jan-2000 | 26-Jan-2000 | Priced | Profile |
| KMG America Corp | KMA | 18.9M | $9.50 | 16-Dec-2004 | 15-Dec-2004 | Priced | Profile |
| Kenya Reinsurance Corp Ltd | -0.0M | 1-Jul-1998 | TBA | Withdrawn | |||
| Liberty Mutual Agency Corp | LMAC | $18.00 - $20.00 | TBA | 18-Oct-2011 | Withdrawn | Profile | |
| Lincoln Heritage Corp | LHC | 0.65M | $7.50 | 15-Oct-1998 | 27-Oct-1998 | Priced | Profile |
| MIIX Group Inc | MIIX | 3.0M | $13.50 | 29-Jul-1999 | 30-Jul-1999 | Priced | Chart, Profile |
| MONY Group Inc | MNY | 11.25M | $23.50 | 9-Nov-1998 | 10-Nov-1998 | Priced | Profile |
| Manulife Financial Corp | MFC | 138.0M | $12.21 | 3-Sep-1999 | 24-Sep-1999 | Priced | Chart, News, Profile, Research |
| Max Re Capital Ltd | MXRE | 14.28M | $16.00 | 13-Aug-2001 | 13-Aug-2001 | Priced | Profile |
| Medibank Private Ltd | -0.0M | 10-Sep-2005 | 21-Apr-2006 | Withdrawn | |||
| MetLife Inc | MET | 179.0M | $14.25 | 4-Apr-2000 | 4-Apr-2000 | Priced | Chart, News, SEC, Profile, Research, Insider |
| Molina Healthcare Inc | MOH | 6.0M | $17.50 | 26-Jun-2003 | 2-Jul-2003 | Priced | Chart, News, Profile, Research, Insider |
| Montpelier Re Holdings Ltd | MRH | 9.52M | $20.00 | 8-Oct-2002 | 9-Oct-2002 | Priced | Chart, News, Profile, Research, Insider |
| National Atlantic Hldg Corp | NAHC | 6.65M | $12.00 | 19-Apr-2005 | 20-Apr-2005 | Priced | Profile |
| National Finl Partners Corp | NFP | 9.06M | $23.00 | 29-Aug-2003 | 17-Sep-2003 | Priced | Chart, News, Profile, Research, Insider |
| National Interstate Corp | NATL | 3.85M | $13.50 | 25-Jan-2005 | 27-Jan-2005 | Priced | Chart, News, Profile, Research, Insider |
| National Med Health Card Sys | NMHC | 2.5M | $7.50 | 19-Jul-1999 | 28-Jul-1999 | Priced | Profile |
| New China Life Ins Co Ltd | -0.0M | 10-Jan-2004 | 9-Apr-2005 | Withdrawn | |||
| Nexus Enterprise Solutions Inc | NXES | 7.49M | $0.25 | TBA | TBA | Filed | Profile |
| North Pointe Holdings Corp | NPTE | 4.0M | $12.00 | 23-Sep-2005 | 23-Sep-2005 | Priced | Profile |
| Odyssey Re Holdings Corp | ORH | 17.14M | $18.00 | 13-Jun-2001 | 13-Jun-2001 | Priced | Profile |
| OneBeacon Insurance Group Ltd | OB | 20.0M | $25.00 | 3-Nov-2006 | 8-Nov-2006 | Priced | News, Profile, Research, Insider |
| Optimum Health Services, Inc. | 1.0M | $1.00 | 17-Jun-1998 | 13-Jan-1999 | Withdrawn | ||
| PZU SA | -0.0M | 1-Jan-2002 | 1-Jan-2003 | Withdrawn | |||
| Patriot Risk Management Inc | PRT | $8.00 | TBA | 2-Jun-2010 | Withdrawn | Profile | |
| Penn Millers Holding Corp | PMIC | 4.51M | $10.00 | 10-Sep-2009 | 16-Oct-2009 | Priced | Profile |
| Platinum Underwriters Hldg Ltd | PTP | 30.04M | $22.50 | 23-Oct-2002 | 28-Oct-2002 | Priced | Chart, News, Profile, Research, Insider |
| Primerica Inc | PRI | 21.36M | $15.00 | 31-Mar-2010 | 31-Mar-2010 | Priced | News, Profile, Research, Insider |
| Principal Financial Group Inc | PFG | 100.0M | $18.50 | 22-Oct-2001 | 22-Oct-2001 | Priced | Chart, News, Profile, Research, Insider |
| ProCentury Corp | PROS | 8.9M | $10.50 | 16-Apr-2004 | 20-Apr-2004 | Priced | Profile |
| Prudential Financial Inc | PRU | 110.0M | $27.50 | 12-Dec-2001 | 12-Dec-2001 | Priced | Chart, News, SEC, Profile, Research, Insider |
| Prudential Insurance Co | -0.0M | 1-Feb-1998 | TBA | Withdrawn | |||
| R&V Versicherungsgruppe AG | -0.0M | 20-Jul-2002 | 1-Jan-2002 | Withdrawn | |||
| RAM Holdings Ltd | RAMR | 13.11M | $13.00 | 26-Apr-2006 | 27-Apr-2006 | Priced | Profile |
| Reliance Surety Group Inc | RSF | -0.0M | 25-Oct-1999 | TBA | Withdrawn | Profile | |
| Republic Cos Group Inc | RUTX | 6.0M | $14.00 | 3-Aug-2005 | 3-Aug-2005 | Priced | Profile |
| Safe Auto Group Inc | SAIC | -0.0M | 5-Nov-2004 | 9-Jan-2006 | Withdrawn | Profile | |
| Safety Insurance Group Inc | SAFT | 6.0M | $12.00 | 12-Nov-2002 | 21-Nov-2002 | Priced | Chart, News, SEC, Profile, Research, Insider |
| Scottish Annuity & Life Hldgs | SCOT | -0.0M | 24-Oct-1998 | TBA | Withdrawn | Profile | |
| SeaBright Insurance Hldgs Inc | SEAB | 7.5M | $10.50 | 3-Jan-2005 | 20-Jan-2005 | Priced | Profile |
| Security Capital Assurance Ltd | SCA | 22.45M | $20.50 | 31-Jul-2006 | 1-Aug-2006 | Priced | Profile |
| Seguros Comercial America | -0.0M | 7-Feb-1998 | TBA | Withdrawn | |||
| Specialty Underwriters Inc | SUAI | 12.7M | $9.50 | 12-Nov-2004 | 17-Nov-2004 | Priced | Profile |
| StanCorp Financial Group Inc | SFG | 13.92M | $23.75 | 13-Apr-1999 | 15-Apr-1999 | Priced | Chart, News, SEC, Profile, Research, Insider |
| Standard Alliance Insurance Co | 300.0M | $1.10 | 3-Mar-2003 | 1-Apr-2003 | Withdrawn | ||
| Standard Life Assurance Co PLC | -0.0M | 1-Jan-2000 | TBA | Withdrawn | |||
| Statewide Life & Health Inc | 8.0M | $0.05 | TBA | TBA | Filed | ||
| Sun Life Finl Svcs of CA Inc | SLC | 143.5M | $8.50 | 23-Feb-2000 | 23-Mar-2000 | Priced | Profile |
| Symetra Financial Corp | SYA | 27.0M | $12.00 | 15-Jan-2010 | 21-Jan-2010 | Priced | News, Profile, Research, Insider |
| Talanx AG | TBA | 12-Sep-2012 | Withdrawn | ||||
| The Polish Re | 161.5M | $1.25 - $1.74 | 14-May-2008 | 23-May-2008 | Withdrawn | ||
| Tong Yang Life Ins Co Ltd | $17000.00 - $22000.00 | TBA | 17-Sep-2008 | Withdrawn | |||
| Top Glory Insurance Co | -0.0M | 1-Mar-1999 | TBA | Withdrawn | |||
| Tower Group Inc | TWGP | 13.0M | $8.50 | 18-Oct-2004 | 20-Oct-2004 | Priced | Chart, News, Profile, Research, Insider |
| Travelers Ppty Casualty Corp | 210.0M | $18.50 | 20-Mar-2002 | 21-Mar-2002 | Priced | ||
| Triple-S Management Corp | GTS | 14.0M | $14.50 | 16-Nov-2007 | 6-Dec-2007 | Priced | News, Profile, Research, Insider |
| USI Holdings Corp | USIH | 9.0M | $10.00 | 17-Oct-2002 | 21-Oct-2002 | Priced | Profile |
| Unique Underwriters Inc | NA | 12.46M | $0.15 | TBA | TBA | Filed | Profile |
| United Insurance Holdings Corp | UIHC | 5.3M | $5.15 | 29-Nov-2012 | 10-Dec-2012 | Priced | News, Profile, Research, Insider |
| United National Group Ltd | UNGL | 9.75M | $17.00 | 15-Dec-2003 | 15-Dec-2003 | Priced | Profile |
| Validus Holdings Ltd | VR | 15.66M | $22.00 | 19-Jul-2007 | 24-Jul-2007 | Priced | News, Profile, Research, Insider |
| Vatryggingafelag Islands hf | -0.0M | 1-Apr-2001 | 1-Jan-2001 | Withdrawn | |||
| WellChoice Inc | WC | 13.86M | $25.00 | 5-Nov-2002 | 7-Nov-2002 | Priced | Profile |
| Wellcare Group Inc | WCG | 7.33M | $17.00 | 29-Jun-2004 | 30-Jun-2004 | Priced | Chart, News, Profile, Research, Insider |
| Willis Group Holdings Ltd | 20.0M | $13.50 | 31-May-2001 | 11-Jun-2001 | Priced | ||
| Investment Bank | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| ACA Capital Holdings Inc | ACAH | 10.78M | $13.00 | 2-Nov-2006 | 9-Nov-2006 | Priced | Profile |
| Aira Securities PCL | 120.0M | 29-Sep-2008 | 14-Jan-2010 | Withdrawn | |||
| Alaron.com Holding Corporation | ACOM | 1.5M | $10.00 | TBA | TBA | Filed | Profile |
| Alliance Funds Management Ltd | -0.0M | 1-Sep-1998 | TBA | Withdrawn | |||
| Archipelago Holdings Inc | AX | 11.0M | $11.50 | 11-Aug-2004 | 12-Aug-2004 | Priced | Profile |
| Artio Global Investors Inc | ART | 23.4M | $26.00 | 9-Sep-2009 | 23-Sep-2009 | Priced | News, Profile, Research, Insider |
| Artisan Partners Asset Mgmt In | APAM | 11.49M | $30.00 | 4-Mar-2013 | 6-Mar-2013 | Priced | News, Profile, Research |
| Asset Capital Corp | ACCI | $9.00 - $10.00 | TBA | 7-Aug-2006 | Withdrawn | Profile | |
| BATS Global Markets Inc | $16.00 - $18.00 | TBA | 23-Mar-2012 | Withdrawn | |||
| BGC Partners Inc | BGCP | -0.0M | 8-Feb-2007 | 6-Jun-2007 | Withdrawn | Profile | |
| Banuestra Financial Corp | BNF | $6.00 - $8.00 | TBA | 1-May-2007 | Withdrawn | Profile | |
| BlackRock Inc | BLK | 9.0M | $14.00 | 24-Sep-1999 | 1-Oct-1999 | Priced | Chart, News, SEC, Profile, Research, Insider |
| Blackstone Group LP | BX | 133.33M | $31.00 | 21-Jun-2007 | 21-Jun-2007 | Priced | News, Profile, Research, Insider |
| CBOE Holdings Inc | CBOE | 11.7M | $29.00 | 27-May-2010 | 14-Jun-2010 | Priced | News, Profile, Research, Insider |
| CBOT Holdings Inc | BOT | 3.19M | $54.00 | 17-Oct-2005 | 18-Oct-2005 | Priced | Profile |
| CDC IXIS Capital Markets | -0.0M | 1-Apr-2001 | 1-Jan-2001 | Withdrawn | |||
| CETIP SA | NA | -0.0M | 30-May-2008 | 3-Sep-2009 | Withdrawn | Profile | |
| CMC Markets UK Plc | -0.0M | 5-May-2006 | 24-May-2006 | Withdrawn | |||
| Caboto Holding SpA | -0.0M | 14-Jan-2002 | TBA | Withdrawn | |||
| Calamos Asset Management Inc | CLMS | -0.0M | $18.00 | 2-Aug-2004 | 27-Oct-2004 | Priced | Chart, News, Profile, Research, Insider |
| Chicago Mercantile Exchange | CME | 4.75M | $35.00 | 5-Dec-2002 | 5-Dec-2002 | Priced | News, Profile, Research, Insider |
| China Equity Platform Hldg Grp | 50.84M | $0.05 | TBA | TBA | Filed | ||
| Cohen & Steers Inc | CNS | 7.5M | $13.00 | 12-Aug-2004 | 12-Aug-2004 | Priced | Chart, News, Profile, Research, Insider |
| Colonial Direct Finl Group Inc | COLDW | $6.50 - $8.50 | TBA | 1-Dec-2000 | Withdrawn | Profile | |
| Copenhagen Stock Exchange A/S | -0.0M | 1-Jan-2001 | 1-Jan-2001 | Withdrawn | |||
| Cowen Group Inc | COWN | 11.22M | $16.00 | 12-Jul-2006 | 12-Jul-2006 | Priced | News, Profile, Research, Insider |
| Credex Corp | 2.94M | $0.25 | TBA | TBA | Filed | ||
| Credit Communal de Belgique SA | -0.0M | 1-Jul-1998 | TBA | Withdrawn | |||
| Currencynetwork plc | -0.0M | 1-Jan-2001 | 1-Jan-2001 | Withdrawn | |||
| D.E. Frey & Company | $5.00 - $7.00 | TBA | 3-Jan-2000 | Withdrawn | |||
| DLJdirect | DIR | $18.00 - $20.00 | TBA | TBA | Withdrawn | Profile | |
| Davenham Group | -0.0M | 1-Oct-2001 | 1-Jan-2002 | Withdrawn | |||
| Deep Liquidity Inc | DEEP | -0.0M | $4.12 | 10-May-2010 | TBA | Filed | Profile |
| Deutsche Boerse AG | -0.0M | 1-Apr-2000 | 1-Jan-2000 | Withdrawn | |||
| Direct Finance | -0.0M | $7.00 - $8.00 | 1-Sep-2000 | TBA | Withdrawn | ||
| Duff & Phelps Corp | DUF | 8.3M | $16.00 | 20-Sep-2007 | 27-Sep-2007 | Priced | News, Profile, Research, Insider |
| East Coast Venture Capital | ECVC | $4.10 | TBA | 7-Sep-2000 | Withdrawn | Profile | |
| Empire Financial Holding Co | EFH | 1.0M | $6.00 | 19-Mar-2002 | 9-Apr-2002 | Priced | Profile |
| Eurizon Financial Group | -0.0M | 29-Jul-2006 | 19-Jun-2007 | Withdrawn | |||
| Euwax Broker AG | -0.0M | $11.00 - $14.00 | 10-May-2000 | TBA | Withdrawn | ||
| Evercore Partners Inc | EVR | 3.95M | $21.00 | 9-Aug-2006 | 10-Aug-2006 | Priced | News, Profile, Research, Insider |
| Everquest Financial Ltd | -0.0M | 9-May-2007 | 25-Jun-2007 | Withdrawn | |||
| FBR Capital Markets Corp | FBCM | 12.03M | $17.00 | 4-Jun-2007 | 7-Jun-2007 | Priced | Profile |
| FX Alliance Inc | FX | 5.2M | $12.00 | 10-Feb-2012 | 8-Feb-2012 | Priced | Profile |
| Federated Investors Inc | FII | 16.29M | $19.00 | 8-May-1998 | 13-May-1998 | Priced | Chart, News, SEC, Profile, Research, Insider |
| Financial Engines Inc | FNGN | 10.6M | $12.00 | 11-Mar-2010 | 15-Mar-2010 | Priced | News, Profile, Research, Insider |
| First Holding Investment | -0.0M | 12-Mar-2001 | TBA | Withdrawn | |||
| FleetBoston Robertson Stephens | -0.0M | 11-Sep-2000 | 11-Sep-2000 | Withdrawn | |||
| Foreign & Colonial Mgmt Ltd | -0.0M | 22-Apr-2004 | 2-Jul-2004 | Withdrawn | |||
| Fortegra Financial Corp | FRF | 6.0M | $11.00 | 16-Dec-2010 | 16-Dec-2010 | Priced | News, Profile, Research, Insider |
| Frank Russell Co | -0.0M | 18-Apr-1998 | TBA | Withdrawn | |||
| Freedom Securities Corp | FSI | 6.7M | $20.00 | 1-Apr-1998 | 2-Apr-1998 | Priced | Chart, News, SEC, Profile, Research, Insider |
| GAIN Capital Holdings Inc | GCAP | 11.0M | $9.00 | 9-Dec-2010 | 14-Dec-2010 | Priced | News, Profile, Research, Insider |
| GFI Group Inc | GFIG | 5.67M | $21.00 | 25-Jan-2005 | 25-Jan-2005 | Priced | News, Profile, Research, Insider |
| Gabelli Asset Management Inc | GBL | 6.0M | $17.50 | 10-Feb-1999 | 10-Feb-1999 | Priced | Chart, News, SEC, Profile, Research, Insider |
| Garage.com Inc | GRGE | $12.00 - $14.00 | TBA | 20-Oct-2000 | Withdrawn | Profile | |
| Gielda Papierow Wartosciowych | 26.79M | $46.00 | 11-Aug-2001 | 29-Oct-2010 | Withdrawn | ||
| Gladstone Investment Corp | GAIN | 12.0M | $15.00 | 21-Jun-2005 | 22-Jun-2005 | Priced | News, Profile, Research, Insider |
| GlobeOp Financial Services | 20.37M | $2.20 - $2.90 | 15-Jun-2007 | 6-Jul-2007 | Withdrawn | ||
| Goldman Sachs Group Inc | GS | 60.0M | $53.00 | 30-Apr-1999 | 3-May-1999 | Priced | Chart, News, SEC, Profile, Research, Insider |
| Goldman Sachs Group LP | -0.0M | 24-Aug-1998 | 29-Sep-1998 | Withdrawn | |||
| Greenhill & Co Inc | GHL | 5.0M | $17.50 | 5-May-2004 | 5-May-2004 | Priced | Chart, News, Profile, Research, Insider |
| HEX Oyj | -0.0M | 1-Jan-2001 | 1-Jan-2001 | Withdrawn | |||
| HST Financial PLC | -0.0M | 19-Sep-2001 | 1-Jan-2002 | Withdrawn | |||
| Harrington West Finl,Solvang, | HWFG | 1.4M | $12.00 | 1-Nov-2002 | 5-Nov-2002 | Priced | Profile |
| Highbury Financial Inc | HBRF | 6.73M | $6.00 | 20-Jan-2006 | 25-Jan-2006 | Priced | Profile |
| Hull Group Inc | HULL | $13.00 - $15.00 | TBA | 2-May-2000 | Withdrawn | Profile | |
| ICF Kursmakler AG | -0.0M | 11-Aug-1999 | TBA | Withdrawn | |||
| IL&FS Investsmart Ltd | -0.0M | 8-May-2004 | 25-Nov-2004 | Withdrawn | |||
| Imperial Capital Group Inc | ICG | $15.00 - $17.00 | TBA | 22-Apr-2010 | Withdrawn | Profile | |
| Imperial Holdings Inc | IFT | 16.67M | $10.75 | 7-Feb-2011 | 8-Feb-2011 | Priced | News, Profile, Research, Insider |
| Imperium SA | -0.0M | 1-Apr-2001 | 13-Apr-2001 | Withdrawn | |||
| Incam AG | INAGY | 1.8M | $5.00 | 12-Oct-1998 | 30-Nov-1998 | Priced | Profile |
| Instinet Group Inc | INGP | 29.5M | $14.50 | 16-May-2001 | 17-May-2001 | Priced | Profile |
| Insured Group Ltd | INS | 5.0M | $0.45 | 23-Jul-2012 | 10-Aug-2012 | Withdrawn | Profile |
| IntercontinentalExchange Inc | ICE | 16.0M | $26.00 | 15-Nov-2005 | 15-Nov-2005 | Priced | News, Profile, Research, Insider |
| Intermonte SIM SpA | -0.0M | 1-Apr-2001 | 1-Jan-2002 | Withdrawn | |||
| International Sec Exchange Inc | ISE | 10.05M | $18.00 | 4-Mar-2005 | 8-Mar-2005 | Priced | Profile |
| Internet Financial Services | IFSX | 2.0M | $7.00 | 16-Apr-1999 | 20-Apr-1999 | Priced | Profile |
| Investec PLC | INVP | -0.0M | $13.09 | TBA | 22-Jul-2002 | Priced | Profile |
| JMP Group Inc | JMP | 8.02M | $11.00 | 8-May-2007 | 10-May-2007 | Priced | News, Profile, Research, Insider |
| Jiangsu Securities Co Ltd | -0.0M | 1-Jul-1998 | TBA | Withdrawn | |||
| KBW Inc | $17.00 - $19.00 | TBA | 10-May-1999 | Withdrawn | |||
| Knight Trimark Group | NITE | 10.0M | $14.50 | 7-Jul-1998 | 8-Jul-1998 | Priced | Profile |
| LPL Investment Holdings Inc | LPLA | 15.61M | $30.00 | 15-Nov-2010 | 17-Nov-2010 | Priced | News, Profile, Research, Insider |
| LaBranche & Co Inc | LAB | 11.5M | $14.00 | 18-Aug-1999 | 19-Aug-1999 | Priced | Profile |
| Lazard Ltd | LAZ | 30.46M | $25.00 | 4-May-2005 | 4-May-2005 | Priced | News, Profile, Research, Insider |
| Liquidnet Holdings Inc | -0.0M | TBA | TBA | Filed | |||
| MCG Capital Corp | MCGC | 13.38M | $17.00 | 28-Nov-2001 | 28-Nov-2001 | Priced | Chart, News, SEC, Profile, Research, Insider |
| MF Global Ltd | MF | 97.38M | $30.00 | 17-Jul-2007 | 18-Jul-2007 | Priced | Profile |
| MICEX | -0.0M | 9-Sep-2011 | 9-Sep-2011 | Withdrawn | |||
| MSCI Inc | MXB | 14.0M | $18.00 | 13-Nov-2007 | 14-Nov-2007 | Priced | Profile |
| Manning & Napier Inc | MN | 12.5M | $12.00 | 16-Nov-2011 | 17-Nov-2011 | Priced | News, Profile, Research, Insider |
| MarketAxess Holdings Inc | MKTX | 5.0M | $11.00 | 4-Nov-2004 | 4-Nov-2004 | Priced | Chart, News, Profile, Research, Insider |
| Mida Capital | -0.0M | 30-Sep-2002 | 26-Jan-2004 | Withdrawn | |||
| Morningstar Inc | MORN | 7.61M | $18.50 | 29-Apr-2005 | 2-May-2005 | Priced | News, Profile, Research, Insider |
| NEF Enterprises Inc | 4.04M | $0.02 | TBA | TBA | Filed | ||
| NYMEX Holdings Inc | NMX | 6.5M | $59.00 | 14-Nov-2006 | 16-Nov-2006 | Priced | Profile |
| Nasdaq Stock Market Inc | NDAQ | 17.25M | $9.00 | 8-Feb-2005 | 9-Feb-2005 | Priced | Chart, News, Profile, Research, Insider |
| Neuberger Berman Inc | -0.0M | 19-Aug-1998 | 8-Oct-1998 | Withdrawn | |||
| New York Stock Exchange | -0.0M | 24-Jul-1999 | TBA | Withdrawn | |||
| Noah Holdings Ltd | NOAH | 8.4M | $12.00 | 9-Nov-2010 | 9-Nov-2010 | Priced | News, Profile |
| Oaktree Capital Group LLC | OAK | 11.25M | $43.00 | 6-Apr-2012 | 11-Apr-2012 | Priced | News, Profile, Research, Insider |
| Onlinetradinginc.com | LINE | 2.25M | $7.00 | 10-Jun-1999 | 11-Jun-1999 | Priced | News, Profile, Research, Insider |
| OptionsXpress Holdings Inc | OXPS | 12.0M | $16.50 | 21-Jan-2005 | 26-Jan-2005 | Priced | Profile |
| Orion Financial Group Inc | 40.0M | $0.10 | TBA | TBA | Filed | ||
| P&K Capital | -0.0M | 1-Jan-2001 | 1-Jan-2001 | Withdrawn | |||
| PR Finance Group Ltd | 56.1M | $2.00 | 31-Mar-2007 | 17-Apr-2007 | Withdrawn | ||
| Patagon.Com | -0.0M | 11-Sep-1999 | TBA | Withdrawn | |||
| Peak6 Corp | PSX | $18.00 - $20.00 | TBA | 26-Feb-2002 | Withdrawn | Profile | |
| Penson Worldwide Inc | PNSN | 7.47M | $17.00 | 12-May-2006 | 17-May-2006 | Priced | News, Profile, Research |
| Petrie Parkman & Co Inc | -0.0M | 13-Sep-2006 | 24-Oct-2006 | Withdrawn | |||
| Phoenix Cos Inc | PNX | 48.8M | $17.50 | 18-Jun-2001 | 19-Jun-2001 | Priced | Chart, News, SEC, Profile, Research, Insider |
| Plainfield Direct Inc | PLF | TBA | 30-Dec-2010 | Withdrawn | Profile | ||
| Power Finance Corp Ltd | -0.0M | 24-Jun-2002 | 29-Oct-2003 | Withdrawn | |||
| Primus Guaranty Ltd | PRS | 10.34M | $13.50 | 29-Sep-2004 | 29-Sep-2004 | Priced | Profile |
| Pzena Invest Mgmt Inc | PZN | 6.1M | $18.00 | 23-Oct-2007 | 24-Oct-2007 | Priced | News, Profile, Research, Insider |
| RCS Capital Corp | RCAP | 2.75M | $19.00 - $21.00 | TBA | TBA | Filed | Profile |
| Ragen MacKenzie Group Inc | RMG | 2.25M | $14.00 | 19-Jun-1998 | 22-Jun-1998 | Priced | Profile |
| Refco Inc | RFXCQ | 25.0M | $22.00 | 10-Aug-2005 | 10-Aug-2005 | Priced | Profile |
| Renta-4 | -0.0M | 8-Nov-2000 | TBA | Withdrawn | |||
| Ryan Beck Holdings Inc | RBCO | -0.0M | 17-Apr-2006 | 12-Jan-2007 | Withdrawn | Profile | |
| SFIRS SpA | -0.0M | 1-Jun-2001 | 1-Jan-2002 | Withdrawn | |||
| Seymour Pierce VCT PLC | -0.0M | 19-Feb-2001 | TBA | Withdrawn | |||
| Shochet Holding Corp | SHOC | 1.0M | $9.00 | 9-Mar-2000 | 15-Mar-2000 | Priced | Profile |
| Sigma Securities | -0.0M | 1-Jul-1998 | TBA | Withdrawn | |||
| Silvercrest Asset Management | SAMG | $11.00 - $13.00 | TBA | 15-Nov-2012 | Withdrawn | Profile | |
| Skajaquoda Group Inc | 0.4M | $0.05 | TBA | TBA | Filed | ||
| SteelPath Fund Advisors LLC | 0.05M | $20.00 | 10-Aug-2010 | TBA | Filed | ||
| Storm Financial Ltd | TBA | 7-Dec-2007 | Withdrawn | ||||
| TD Waterhouse Group Inc | TWE | 32.0M | $24.00 | 22-Jun-1999 | 23-Jun-1999 | Priced | Profile |
| TIA IV Inc | 45.29M | $0.10 | 11-Feb-2010 | 23-Aug-2010 | Withdrawn | ||
| Theoilsite.com plc | -0.0M | 20-Nov-2000 | TBA | Withdrawn | |||
| Thomas Weisel Partners Group | TWPG | 5.0M | $15.00 | 1-Feb-2006 | 1-Feb-2006 | Priced | Profile |
| Tokyo Comwealth Inc | 0.06M | $3000.00 | 17-Mar-2003 | 27-Mar-2003 | Withdrawn | ||
| Turner Investments Inc | TRNR | 10.5M | $17.00 - $19.00 | 18-Sep-2007 | 17-Oct-2008 | Withdrawn | Profile |
| Uniconsult | -0.0M | 1-Jun-2001 | 1-Jan-2002 | Withdrawn | |||
| United States Financial Gr Inc | USFG | $15.00 | TBA | 21-Oct-1999 | Withdrawn | Profile | |
| Value Management & Research AG | VMR | -0.0M | 13-Apr-1999 | TBA | Withdrawn | Profile | |
| Venn Watson & Co. Ltd | -0.0M | 1-Jan-2002 | TBA | Withdrawn | |||
| WP Stewart & Co Ltd | WPL | 11.2M | $20.00 | 5-Dec-2000 | 7-Dec-2000 | Priced | Profile |
| Waddell & Reed Financial Inc | WDR | 21.7M | $23.00 | 4-Mar-1998 | 4-Mar-1998 | Priced | Chart, News, SEC, Profile, Research, Insider |
| Web Street Inc | WEBS | 3.5M | $11.00 | 15-Nov-1999 | 17-Nov-1999 | Priced | Profile |
| Wit Capital Group Inc | WITC | -0.0M | 13-Mar-1999 | TBA | Withdrawn | Profile | |
| Wizard Home Loans | -0.0M | 27-Apr-2004 | 21-Feb-2005 | Withdrawn | |||
| Xoom Corp | XOOM | 5.75M | $16.00 | 1-Feb-2013 | 14-Feb-2013 | Priced | News, Profile, Research |
| Investment Fund | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| 57th Gen Acquisition Corp | SQTCU | 5.0M | $10.00 | 18-May-2010 | 19-May-2010 | Priced | Profile |
| AEW Real Estate Income Fund | RIF | 6.0M | $15.00 | 25-Nov-2002 | 25-Nov-2002 | Priced | Chart, News, Profile, Insider |
| AIG Global Inv Group Mun Fund | 0.1M | $15.00 | 5-Nov-2002 | TBA | Filed | ||
| AIM Select Real Estate Income | RRE | 4.0M | $15.00 | 24-Apr-2002 | 28-May-2002 | Priced | Profile |
| ASM Acquisition Co Ltd | ARY | $10.00 | TBA | 4-Jun-2009 | Withdrawn | Profile | |
| Aberdeen Emerging Markets Debt | 0.05M | $20.00 | 22-Dec-2010 | TBA | Filed | ||
| Aberdeen Global Credit Strateg | 0.04M | $25.00 | TBA | TBA | Filed | ||
| Accelerated Acquisitions V Inc | 0.26M | $2.00 | TBA | TBA | Filed | ||
| Accelerated Global Tech Corp | 30.0M | $10.00 | TBA | TBA | Filed | ||
| Acquicor Technology Inc | AQR | 25.0M | $6.00 | 9-Mar-2006 | 15-Mar-2006 | Priced | Profile |
| Ad.Venture Partners Inc | AVPA | 9.0M | $6.00 | 24-Aug-2005 | 25-Aug-2005 | Priced | Profile |
| Advanced Cloud Storage Inc | 5.0M | $0.04 | TBA | TBA | Filed | ||
| Advanced Tech Acquisition Corp | AXC | 18.75M | $8.00 | 14-Jun-2007 | 18-Jun-2007 | Priced | Profile |
| Advent Claymore Conv Sec Fund | AVK | 30.0M | $25.00 | 28-Apr-2003 | 29-Apr-2003 | Priced | Chart, News, Profile, Insider |
| Advent/Claymore Enh G&I Fnd | LCM | 15.75M | $20.00 | 26-Jan-2005 | 26-Jan-2005 | Priced | Chart, News, Profile, Research, Insider |
| Advent/Claymore Global Conv | AGC | 37.5M | $20.00 | 23-May-2007 | 24-May-2007 | Priced | News, Profile, Insider |
| Affinity Media Intl Corp | AFMI | 2.75M | $6.00 | 30-May-2006 | 5-Jun-2006 | Priced | Profile |
| Age Reversal Inc | -0.0M | 22-Jun-2010 | 29-Nov-2010 | Withdrawn | |||
| Alda Capital Corp | ACA | -0.0M | 15-Mar-2011 | TBA | Filed | Profile | |
| Aldabra 2 Acquisition Corp | AII | 30.0M | $10.00 | 13-Jun-2007 | 19-Jun-2007 | Priced | Profile |
| Aldabra 3 Acquisition Corp | 50.0M | TBA | TBA | Filed | |||
| Aldabra 4 Acquisition Corp | 10.0M | TBA | TBA | Filed | |||
| Aldabra Acquisition Corp | ALBAU | 4.0M | $6.00 | 23-Dec-2004 | 17-Feb-2005 | Priced | Profile |
| Alliance California Municipal | AKP | 14.0M | $15.00 | 25-Jan-2002 | 28-Jan-2002 | Priced | Chart, News, Profile, Research, Insider |
| Alliance NY Municipal Fund Inc | AYN | 10.0M | $15.00 | 25-Jan-2002 | 28-Jan-2002 | Priced | Chart, News, Profile, Research, Insider |
| Alliance National Municipal | AFB | 25.0M | $15.00 | 25-Jan-2002 | 28-Jan-2002 | Priced | Chart, News, Profile, Research, Insider |
| Almancora SCA | -0.0M | 1-Feb-2001 | 1-Jan-2001 | Withdrawn | |||
| Alpha Security Group Corp | HDS | 6.0M | $10.00 | 16-Mar-2007 | 23-Mar-2007 | Priced | Profile |
| Alpine Global Dynamic | AGD | 22.5M | $20.00 | 25-Jul-2006 | 25-Jul-2006 | Priced | News, Profile, Insider |
| Alpine Global Premier Prop | AWP | 0.25M | $20.00 | 23-Mar-2007 | 25-Apr-2007 | Priced | News, Profile, Insider |
| Alpine Ris Dyn Div Fd | AUP | 0.05M | $20.00 | 7-Nov-2007 | TBA | Filed | Profile |
| Alpine Total Dynamic | AOD | 210.0M | $20.00 | 25-Jan-2007 | 25-Jan-2007 | Priced | News, Profile, Insider |
| Alternative Asset Management | AMV | 30.0M | $10.00 | 27-Jul-2007 | 1-Aug-2007 | Priced | Profile |
| Alyst Acquisition Corp | AYA | 7.0M | $8.00 | 21-Jun-2007 | 29-Jun-2007 | Priced | Profile |
| Amdiv.com inc | AMDV | $14.00 | TBA | 7-Apr-1999 | Withdrawn | Profile | |
| Amhearst Glen Inc | 1.0M | $0.10 | TBA | TBA | Filed | ||
| Andina Acquisition Corp | ANDAU | 4.0M | $10.00 | 15-Mar-2012 | 16-Mar-2012 | Priced | News, Profile, Insider |
| Angelo, Gordon Acq Corp | 30.0M | $10.00 | TBA | TBA | Filed | ||
| Apex Bioventures Acquisition | 7.5M | $8.00 | 23-May-2007 | 7-Jun-2007 | Priced | ||
| Apollo Investment Corp | AINV | 62.0M | $15.00 | 5-Apr-2012 | 5-Apr-2004 | Priced | Chart, News, Profile, Research, Insider |
| Apollo Senior Floating Rate | AFT | 0.05M | $20.00 | 28-Jan-2011 | 23-Feb-2011 | Priced | News, Profile, Insider |
| Apollo Tactical Income Fund | AIF | 15.0M | $20.00 | 22-Feb-2013 | 25-Feb-2013 | Priced | News, Profile, Insider |
| Apple Creek Acquisition Corp | 22.5M | $10.00 | 6-Feb-2008 | TBA | Filed | ||
| Aquasition Corp | AQUUU | 5.0M | $10.00 | 24-Oct-2012 | 25-Oct-2012 | Priced | Profile |
| Arcade Acquisition Corp | ACDQ | 7.5M | $8.00 | 16-May-2007 | 21-May-2007 | Priced | Profile |
| Arcade China Acquisition Corp | $10.00 | TBA | 4-Sep-2012 | Withdrawn | |||
| Ares Capital Corp | ARCC | 17.0M | $15.00 | 17-Sep-2004 | 5-Oct-2004 | Priced | Chart, News, Profile, Research, Insider |
| Ares Dynamic Credit Allocation | ARDC | 19.0M | $20.00 | 27-Nov-2012 | 28-Nov-2012 | Priced | News, Profile |
| Ares Multi-Strategy Credit Fun | 0.05M | $20.00 | 20-Mar-2013 | TBA | Filed | ||
| Argent Energy Trust | -0.0M | $10.00 | 8-Aug-2011 | 15-May-2012 | Withdrawn | ||
| Argyle Security Acq Corp | ARGL | 3.62M | $8.00 | 13-Jan-2006 | 24-Jan-2006 | Priced | News, Profile |
| Aristocrat Group Corp | 0.04M | $1.00 | TBA | TBA | Filed | ||
| Arpeggio Acquisition Corp | APGOU | 6.0M | $6.00 | 28-May-2004 | 24-Jun-2004 | Priced | Profile |
| Ascend Acquisition Corp | ASAQ | 6.0M | $6.00 | 10-May-2006 | 11-May-2006 | Priced | Profile |
| Ashmore Emerging Markets | 0.04M | $25.00 | 3-Dec-2012 | TBA | Filed | ||
| Asia Automotive Acq Corp | AAAC | 4.38M | $8.00 | TBA | TBA | Filed | Profile |
| Asia Select Acquisition I Corp | 4.0M | $8.00 | 1-Apr-2009 | TBA | Filed | ||
| Asia Special Situation Acq | CIO | 10.0M | $10.00 | 17-Dec-2007 | 16-Jan-2008 | Priced | Profile |
| Asset Alliance Corp | 7.7M | $11.00 - $13.00 | TBA | TBA | Postponed | ||
| Australia Acquisition Corp | AACOU | 8.0M | $10.00 | 10-Nov-2010 | 16-Nov-2010 | Priced | Profile |
| Auto Home Lock Inc | 2.0M | $0.03 | TBA | TBA | Filed | ||
| Avarus Inc | 41.08M | TBA | TBA | Filed | |||
| Avenue Income Credit | ACP | 7.0M | $20.00 | 25-Jan-2011 | 26-Jan-2011 | Priced | Chart, News, SEC, Profile, Insider |
| BBV Vietnam SEA Acq Corp | BBVUF | 4.5M | $8.00 | 28-Jan-2008 | 8-Feb-2008 | Priced | Profile |
| BGS Acquisition Corp | BGSCU | 4.0M | $10.00 | 15-Mar-2012 | 20-Mar-2012 | Priced | News, Profile |
| BHG Acquisition Corp | $10.00 | TBA | 28-Dec-2009 | Withdrawn | |||
| BPW Acquisition Corp | BPW | 37.5M | $10.00 | 19-Feb-2008 | 26-Feb-2008 | Priced | Profile |
| Babson Capital Global High | 0.04M | $25.00 | 10-Apr-2013 | TBA | Filed | ||
| Babson Capital Global Short | BGH | -0.0M | $25.00 | 25-Oct-2012 | 25-Oct-2012 | Priced | News, Profile, Research, Insider |
| Bank Street Telecom Funding Co | $8.00 | TBA | 18-Apr-2007 | Withdrawn | |||
| Barrier 4 Inc | 8.0M | TBA | TBA | Filed | |||
| Benefit Street Partners BDC | BSPC | -0.0M | TBA | TBA | Filed | Profile | |
| Best Bonded Warehouse Ppty Fun | BBWPF | 88.0M | $10.00 | 10-May-2011 | 23-Nov-2011 | Withdrawn | Profile |
| Beverage Acquisition Corp | 4.5M | $8.00 | TBA | TBA | Filed | ||
| BlackRock Build America Bond | BBN | -0.0M | $20.00 | 26-Aug-2010 | 26-Aug-2010 | Priced | News, Profile, Insider |
| BlackRock CA Mun Inc Trst | BFZ | 4.0M | $15.00 | 26-Jul-2001 | 26-Jul-2001 | Priced | Chart, News, Profile, Insider |
| BlackRock CA Muni Income II | BCL | 3.5M | $15.00 | 28-Jun-2002 | 25-Jul-2002 | Priced | Profile |
| BlackRock California Mun 2022 | 0.1M | $15.00 | TBA | TBA | Filed | ||
| BlackRock Divi Achievers Trst | BDV | 56.0M | $15.00 | 18-Dec-2003 | 18-Dec-2003 | Priced | Profile |
| BlackRock Fl Mun Inc Trust | BBF | 4.0M | $15.00 | 25-Jul-2001 | 26-Jul-2001 | Priced | Chart, News, Profile, Insider |
| BlackRock Florida Mun 2020 | BFO | 7.0M | $15.00 | 25-Sep-2003 | 25-Sep-2003 | Priced | Chart, News, Profile, Insider |
| BlackRock Global Energy | BGR | 30.0M | $25.00 | 22-Dec-2004 | 22-Dec-2004 | Priced | Chart, News, Profile, Insider |
| BlackRock Global Opportunities | BOE | 17.0M | $25.00 | 25-May-2005 | 25-May-2005 | Priced | News, Profile, Research, Insider |
| BlackRock Health Scnc Trust | BME | 8.2M | $25.00 | 25-Mar-2005 | 28-Mar-2005 | Priced | Chart, News, Profile, Insider |
| BlackRock High Yield Trust | BHY | 4.6M | $15.00 | 17-Dec-1998 | 17-Dec-1998 | Priced | Chart, News, Profile |
| BlackRock Kelso Capital Corp | BKCC | 13.2M | $16.00 | 22-Jun-2007 | 26-Jun-2007 | Priced | News, Profile, Research, Insider |
| BlackRock Legacy Securities | LSM | $103.63 | TBA | 12-Feb-2010 | Withdrawn | Profile | |
| BlackRock Long-term Muni | BTA | 15.0M | $15.00 | 23-Feb-2006 | 23-Feb-2006 | Priced | News, Profile, Insider |
| BlackRock Multi-Sector | BIT | 0.05M | $20.00 | 25-Feb-2013 | 25-Feb-2013 | Priced | News, Profile, Insider |
| BlackRock Mun 2018 Term Trust | BPK | 18.0M | $15.00 | 25-Oct-2001 | 25-Oct-2001 | Priced | Chart, News, Profile, Insider |
| BlackRock Muni Income II | BLE | 26.5M | $15.00 | 25-Jul-2002 | 25-Jul-2002 | Priced | Chart, News, Profile, Insider |
| BlackRock Muni Target Tr | BTT | 72.0M | $25.00 | 27-Aug-2012 | 28-Aug-2012 | Priced | News, Profile, Insider |
| BlackRock Municipal 2020 Term | BKK | 3.95M | $15.00 | 22-Aug-2003 | 25-Sep-2003 | Priced | Chart, News, Profile, Insider |
| BlackRock Municipal Income | BFK | 4.0M | $15.00 | 25-Jul-2001 | 26-Jul-2001 | Priced | Chart, News, Profile, Insider |
| BlackRock NJ 2020 Term Trust | 0.1M | $15.00 | 16-Jul-2003 | TBA | Filed | ||
| BlackRock NJ Municipal Income | BNJ | 4.0M | $15.00 | 25-Jul-2001 | 26-Jul-2001 | Priced | Chart, News, Profile, Insider |
| BlackRock NJ Strategic Muni | BNJ | $15.00 | TBA | 16-Aug-1999 | Withdrawn | Profile | |
| BlackRock NY Muni Income II | BFY | 3.5M | $15.00 | 28-Jun-2002 | 25-Jul-2002 | Priced | Chart, News, Profile, Insider |
| BlackRock New York Mun 2022 | 0.1M | $15.00 | TBA | TBA | Filed | ||
| BlackRock New York Municipal | BNY | 4.0M | $15.00 | 25-Jul-2001 | 26-Jul-2001 | Priced | Chart, News, Profile, Insider |
| BlackRock Real Asset Equity Tr | BCF | 60.0M | $15.00 | 25-Sep-2006 | 26-Sep-2006 | Priced | Chart, News, SEC, Profile, Insider |
| BlackRock Resources & Commodit | BCX | 50.0M | $20.00 | 25-Mar-2011 | 28-Mar-2011 | Priced | News, Profile, Insider |
| BlackRock Strategic Bond Trust | BHD | 9.0M | $15.00 | 26-Feb-2002 | 27-Feb-2002 | Priced | Chart, News, Profile |
| BlackRock Strategic Municipal | BSD | 4.0M | $15.00 | 24-Aug-1999 | 24-Aug-1999 | Priced | Chart, News, Profile, Insider |
| BlackRock Utility | BUI | 18.75M | $20.00 | 22-Nov-2011 | 22-Nov-2011 | Priced | News, Profile, Insider |
| BlackRock World Investment | BWC | 55.0M | $15.00 | 21-Oct-2005 | 24-Oct-2005 | Priced | News, Profile, Research, Insider |
| Blackridge Investment Corp | BLKR | 26.0M | $25.00 | 14-Apr-2004 | 16-Jul-2004 | Withdrawn | Profile |
| Blackrock Ca Mun 2018 Term Tr | BJZ | 7.5M | $15.00 | 25-Oct-2001 | 25-Oct-2001 | Priced | Chart, News, Profile, Insider |
| Blackrock Cali Insured Muni | BCK | 6.0M | $15.00 | 28-Oct-2002 | 28-Oct-2002 | Priced | Profile |
| Blackrock California Municipal | BZA | 4.0M | $15.00 | 25-Apr-2002 | 25-Apr-2002 | Priced | Profile |
| Blackrock Core Bond Trust | BHK | 30.0M | $25.00 | 27-Nov-2001 | 27-Nov-2001 | Priced | Chart, News, Profile, Insider |
| Blackrock Def Opp Cred Tr | 9.33M | $15.00 | 28-Jan-2008 | 28-Jan-2008 | Priced | ||
| Blackrock Ecosolutions Inv | BQR | 12.5M | $20.00 | 24-Sep-2007 | 25-Sep-2007 | Priced | News, Profile, Insider |
| Blackrock Enhanced Div Ach Trs | BDJ | 76.67M | $15.00 | 24-Aug-2005 | 25-Aug-2005 | Priced | News, Profile, Insider |
| Blackrock Florida Insured Muni | BAF | 10.0M | $15.00 | 28-Oct-2002 | 28-Oct-2002 | Priced | Chart, News, Profile, Insider |
| Blackrock Florida Municipal | BIE | 4.0M | $15.00 | 25-Apr-2002 | 25-Apr-2002 | Priced | Chart, News, Profile, Insider |
| Blackrock Glbl Flt Rt IT | BGT | 27.0M | $20.00 | 25-Aug-2004 | 25-Aug-2004 | Priced | Chart, News, Profile |
| Blackrock Global Eq Inc Trust | BFD | 45.0M | $20.00 | 26-Mar-2007 | 27-Mar-2007 | Priced | Profile |
| Blackrock High Yield Opp Trust | 0.1M | $15.00 | 27-Dec-2002 | TBA | Filed | ||
| Blackrock Insured Muni Income | BYM | 27.0M | $15.00 | 28-Oct-2002 | 28-Oct-2002 | Priced | Chart, News, Profile, Insider |
| Blackrock Int Growth And Inc | BGY | 115.0M | $20.00 | 23-May-2007 | 24-May-2007 | Priced | News, Profile, Insider |
| Blackrock Kelso Capital | BKCC | 50.0M | $14.90 | 16-Apr-2004 | TBA | Filed | Profile |
| Blackrock Ltd Duration Inc Tr | BLW | 45.0M | $20.00 | 28-Jul-2003 | 28-Jul-2003 | Priced | Chart, News, Profile, Insider |
| Blackrock Maryland Municipal | BZM | 4.0M | $15.00 | 25-Apr-2002 | 25-Apr-2002 | Priced | Chart, News, Profile, Insider |
| Blackrock Municipal Bond Trust | BBK | 10.2M | $15.00 | 25-Apr-2002 | 25-Apr-2002 | Priced | Chart, News, Profile, Insider |
| Blackrock NY Insured Muni | BSE | 8.0M | $15.00 | 28-Oct-2002 | 28-Oct-2002 | Priced | Chart, News, Profile, Insider |
| Blackrock NY Mun 2018 Term Tr | BLJ | 4.4M | $15.00 | 25-Oct-2001 | 25-Oct-2001 | Priced | Chart, News, Profile, Insider |
| Blackrock New Jersey Municipal | BLJ | 4.0M | $15.00 | 25-Apr-2002 | 25-Apr-2002 | Priced | Chart, News, Profile, Insider |
| Blackrock PA Strategic Muni Tr | BPS | 4.0M | $15.00 | 24-Aug-1999 | 24-Aug-1999 | Priced | Chart, News, Profile, Insider |
| Blackrock Pref Opp Trust II | 0.1M | $25.00 | 26-Mar-2003 | TBA | Filed | ||
| Blackrock Preferred Opp Trust | BPP | 17.94M | $25.00 | 25-Feb-2003 | 25-Feb-2003 | Priced | Profile |
| Blackrock Preferred and Equity | BTZ | 58.0M | $25.00 | 20-Dec-2006 | 21-Dec-2006 | Priced | News, Profile, Insider |
| Blackrock Real Est Inc Trust | 0.1M | $15.00 | 25-Oct-2002 | TBA | Filed | ||
| Blackrock Strategic Div Ach Tr | BDT | 42.17M | $15.00 | 25-Mar-2004 | 25-Mar-2004 | Priced | Profile |
| Blackrock Virginia Municipal | BHV | 4.0M | $15.00 | 25-Apr-2002 | 25-Apr-2002 | Priced | Chart, News, Profile, Insider |
| Blackstone / GSO Long-Short | BGX | 13.75M | $20.00 | 26-Jan-2011 | 26-Jan-2011 | Priced | News, Profile, Insider |
| Blackstone / GSO Strategic | BGB | 40.0M | $20.00 | 25-Sep-2012 | 25-Sep-2012 | Priced | News, Profile |
| Blackstone GSO Floating Rate | BGF | 0.05M | $20.00 | TBA | TBA | Filed | Profile |
| Blackstone GSO Short Duration | 0.05M | $20.00 | 9-Mar-2012 | TBA | Filed | ||
| Blackstone/GSO Senior Floating | BSL | 14.0M | $20.00 | 25-Jun-2010 | 25-May-2010 | Priced | News, Profile, Insider |
| Blue Wolf Mongolia Hldgs Corp | MNGLU | 7.0M | $10.00 | 5-Jul-2011 | 14-Jul-2011 | Priced | News, Profile, Insider |
| BlueCrest Capital Finance Corp | BCCF | TBA | 23-Feb-2012 | Withdrawn | Profile | ||
| Boomerang Holdings Inc | 15.0M | $8.00 | TBA | TBA | Filed | ||
| Boulder Specialty Brands Inc | BDSB | 14.0M | $8.00 | 15-Dec-2005 | 16-Dec-2005 | Priced | Profile |
| Brand And Svcs Acq Corp | 20.0M | $8.00 | TBA | TBA | Filed | ||
| Brantley Mezzanine Cap Corp | BMEZ | 6.75M | $15.00 | 19-Dec-2003 | 14-May-2004 | Withdrawn | Profile |
| Broadway Street Pooled Trust | PTPA | $25.00 | TBA | 26-Nov-2002 | Withdrawn | Profile | |
| Brompton 130/30 Equity Fund | -0.0M | $10.00 | 30-Jul-2007 | 14-Aug-2007 | Withdrawn | ||
| Brookfield Global Listed Infra | INF | 9.25M | $20.00 | 24-Aug-2011 | 25-Aug-2011 | Priced | News, Profile, Insider |
| Brookfield Mortgage | BOI | 22.5M | $20.00 | 25-Mar-2013 | 25-Mar-2013 | Priced | News, Profile |
| Builder Acquisition Corp | $8.00 | TBA | 4-Dec-2008 | Withdrawn | |||
| CEA Acquisition Corp | CEAC | 3.5M | $6.00 | 9-Feb-2004 | 12-Feb-2004 | Priced | News, Profile |
| CR Acquisition Corp | 15.0M | $10.00 | TBA | TBA | Filed | ||
| CS China Acquisition Corp | CSACF | 4.0M | $6.00 | 8-Jul-2008 | 11-Aug-2008 | Priced | Profile |
| Calamos Cvt Opp & Income Fund | CHI | 4.0M | $15.00 | 24-May-2002 | 25-Jun-2002 | Priced | News, Profile, Insider |
| Calamos Cvt and High Inc Fund | CHY | 4.0M | $15.00 | 28-Apr-2003 | 27-May-2003 | Priced | News, SEC, Profile, Research |
| Calamos Glbl Ttl Rtn Fnd | CGO | 4.0M | $15.00 | 26-Oct-2005 | 26-Oct-2005 | Priced | News, SEC, Profile, Research |
| Calamos Global Dynamic | CHW | 66.67M | $15.00 | 22-Jun-2007 | 26-Jun-2007 | Priced | News, Profile |
| Calamos Strategic Ttl Rtrn Fnd | CSQ | 170.0M | $15.00 | 25-Mar-2004 | 25-Mar-2004 | Priced | News, Profile |
| Camden Learning Corp | CAEL | 6.25M | $8.00 | 27-Nov-2007 | 29-Nov-2007 | Priced | Profile |
| Capital & Income Strategies Fn | CII | 15.0M | $20.00 | 27-Apr-2004 | 27-Apr-2004 | Priced | Chart, News, Profile, Insider |
| Capital Ten Acquisition Corp | 1.75M | $7.00 | TBA | TBA | Filed | ||
| Capitol Acquisition Corp II | CLACU | 15.0M | $10.00 | 26-Apr-2013 | 10-May-2013 | Priced | News, Profile |
| Capstar Acquisition Corp | CRB | $10.00 | TBA | 11-Dec-2008 | Withdrawn | Profile | |
| Catalytic Cap Invest Corp | $8.00 | TBA | 13-Dec-2007 | Withdrawn | |||
| Cazador Acquisition Corp Ltd | CAZAU | 4.0M | $10.00 | 7-Oct-2010 | 7-Oct-2010 | Priced | Profile |
| Center Coast MLP Fund | 0.05M | $20.00 | 21-Apr-2010 | 3-May-2013 | Withdrawn | ||
| Centre Lane Investment Corp | CNLI | 6.0M | $12.00 - $13.00 | TBA | TBA | Postponed | Profile |
| Chardan 2008 China Acq Corp | CACA | 6.88M | $8.00 | 30-Jul-2008 | 12-Aug-2008 | Priced | Profile |
| Chardan China Acquisition Corp | CAQC | 3.5M | $6.00 | 23-Feb-2004 | 16-Mar-2004 | Priced | Profile |
| Chardan Metropol Acq Corp | 4.0M | $10.00 | TBA | TBA | Filed | ||
| Chardan North China Acq Corp | CNCA | 4.0M | $6.00 | TBA | TBA | Filed | Profile |
| Chardan South China Acq Corp | CSCA | 5.0M | $6.00 | TBA | TBA | Filed | Profile |
| Chart Acquisition Corp | CACGU | 7.5M | $10.00 | 7-Dec-2012 | 13-Dec-2012 | Priced | News, Profile, Insider |
| Chartwell Div and Income Fd | CWF | 4.0M | $15.00 | 26-May-1998 | 23-Jun-1998 | Priced | Profile |
| Cherry Tree Acquisition Corp | SXR | 10.0M | $8.00 | TBA | TBA | Filed | Profile |
| China Ascendance Acq Corp | AQN | 10.0M | TBA | TBA | Filed | Profile | |
| China Discovery Acquisition | CADQE | 5.0M | $6.00 | 11-Jun-2007 | 18-Jun-2007 | Priced | Profile |
| China Energy Partners Inc | 20.0M | TBA | TBA | Filed | |||
| China Evergreen Acq Corp | 4.0M | $8.00 | TBA | TBA | Filed | ||
| China Fundamental Acq Corp | CFQUF | 8.83M | $5.00 | 13-May-2008 | 15-May-2008 | Priced | Profile |
| China Growth Alliance Ltd | CGAL | $8.00 | TBA | 16-Sep-2009 | Withdrawn | Profile | |
| China Growth Equity Investment | CGEIU | 5.0M | $10.00 | 26-May-2011 | 26-May-2011 | Priced | Profile |
| China Healthcare Acquisition | CHM | 8.5M | $6.00 | 18-Apr-2007 | 19-Apr-2007 | Priced | Profile |
| China Hldngs Acqstn Corp | HOL | 10.0M | $10.00 | 6-Nov-2007 | 16-Nov-2007 | Priced | Profile |
| China Mineral Acquisition Corp | CMAQ | 4.0M | $6.00 | 17-Aug-2004 | 24-Aug-2004 | Priced | Profile |
| China Mining Resources Hldg | CHMR | 6.25M | $1.45 | TBA | TBA | Filed | Profile |
| China Opportunity Acquisition | CHNQ | 6.0M | $6.00 | 16-Mar-2007 | 20-Mar-2007 | Priced | Profile |
| China Pacific Acquisition Corp | 7.5M | $8.00 | 28-Dec-2007 | 18-Mar-2008 | Withdrawn | ||
| China Resources Dvlp Inc | 5.0M | $10.00 | TBA | TBA | Filed | ||
| China Resources Ltd | 4.0M | $10.00 | TBA | TBA | Filed | ||
| China Unistone Acq Corp | CUAQ | 3.0M | $6.00 | 23-Jul-2004 | TBA | Filed | Profile |
| China VantagePoint Acq Co | CHVPF | 2.5M | $6.00 | 14-Feb-2011 | 18-Feb-2011 | Priced | Profile |
| ChinaGrowth North Acq Corp | CGNUF | 4.5M | $8.00 | 19-Jan-2007 | 23-Jan-2007 | Priced | Profile |
| Chinagrowth South Acq Corp | CGSAC | 4.5M | $8.00 | 19-Jan-2007 | 23-Jan-2007 | Priced | Profile |
| Churchill Financial BDC Inc | TBA | 22-Nov-2011 | Withdrawn | ||||
| Churchill Ventures Ltd | CHV | 12.5M | $8.00 | 28-Feb-2007 | 1-Mar-2007 | Priced | Profile |
| Cintra Select Fund Inc | 8.05M | $15.00 | TBA | TBA | Filed | ||
| Claymore Emerging Markets | 0.05M | $20.00 | 6-Jul-2007 | TBA | Filed | ||
| Claymore/Alphashares China | AIC | 0.05M | $20.00 | 17-Sep-2007 | TBA | Filed | Profile |
| Claymore/Guggenheim Strategic | GOF | 12.5M | $20.00 | TBA | TBA | Filed | Profile |
| Claymore/Raymond James S-B1 | RYJ | 16.5M | $20.00 | 17-May-2006 | 19-May-2006 | Priced | News, Profile |
| Claymore/Voyageur Income | VOY | 0.05M | $20.00 | 8-Jun-2007 | TBA | Filed | Profile |
| Claymore/Zacks Quantitative | CZE | 0.05M | $20.00 | TBA | TBA | Filed | Profile |
| Clear System Recycling Inc | 2.28M | $0.05 | TBA | TBA | Filed | ||
| ClearBridge American Energy | 0.05M | $20.00 | 22-Feb-2013 | TBA | Filed | ||
| ClearBridge Energy MLP | EMO | 31.25M | $20.00 | 9-Jun-2011 | 9-Jun-2011 | Priced | Chart, News, SEC, Profile, Insider |
| ClearBridge Energy MLP Fund | CEM | 62.5M | $20.00 | 24-Jun-2010 | 24-Jun-2010 | Priced | News, Profile, Insider |
| ClearBridge Energy MLP Total | CTR | 0.05M | $20.00 | 25-Jun-2012 | 26-Jun-2012 | Priced | Chart, News, SEC, Profile |
| Clough Global Allocation Fnd | GLV | 0.05M | $20.00 | 26-Jul-2004 | 28-Jul-2004 | Priced | Chart, News, Profile, Insider |
| Clough Global Equity Fund | GLQ | 20.12M | $20.00 | 26-Apr-2005 | 27-Apr-2005 | Priced | News, Profile, Research, Insider |
| Clough Global Opportunities | GLO | 47.5M | $20.00 | 25-Apr-2006 | 25-Apr-2006 | Priced | News, Profile, Insider |
| Coastal Bancshares Acq Corp | CBAS | 4.0M | $6.00 | 10-Feb-2005 | 14-Feb-2005 | Priced | Profile |
| Coconut Palm Acquisition Corp | CNUT | 10.0M | $5.00 | TBA | TBA | Filed | Profile |
| Cohen & Steers Adv Inc Fund In | RLF | 28.75M | $15.00 | 24-May-2001 | 24-May-2001 | Priced | Profile |
| Cohen & Steers Asia Pacific | RAF | 0.01M | $50.00 | 17-Mar-2006 | TBA | Filed | Profile |
| Cohen & Steers Closed-End | FOF | 28.75M | $20.00 | 16-Nov-2006 | 20-Nov-2006 | Priced | News, Profile, Insider |
| Cohen & Steers Dividend Majors | DVM | 3.45M | $20.00 | 7-Dec-2004 | 26-Jan-2005 | Priced | Chart, News, Profile, Insider |
| Cohen & Steers Enhanced Div | 0.05M | $20.00 | 24-Apr-2007 | TBA | Filed | ||
| Cohen & Steers Global Power | GPF | 0.05M | $20.00 | TBA | TBA | Filed | Profile |
| Cohen & Steers Global Pref | 0.04M | $25.00 | 25-Apr-2013 | TBA | Filed | ||
| Cohen & Steers Global RE | 0.05M | $20.00 | 24-Apr-2007 | TBA | Filed | ||
| Cohen & Steers Limited | LDP | 31.0M | $25.00 | 25-Jul-2012 | 26-Jul-2012 | Priced | News, SEC, Profile, Insider |
| Cohen & Steers MLP Fund Inc | 0.05M | $20.00 | 6-Aug-2010 | TBA | Filed | ||
| Cohen & Steers MLP Income & | MIE | -0.0M | $20.00 | 22-Mar-2013 | 25-Mar-2013 | Priced | News, Profile, Insider |
| Cohen & Steers Pfd & Inc Fd | PSF | 0.04M | $25.00 | 22-Nov-2010 | 23-Nov-2010 | Priced | News, Profile, Insider |
| Cohen & Steers Premium Income | RPF | 4.0M | $15.00 | 27-Aug-2002 | 27-Aug-2002 | Priced | Profile |
| Cohen & Steers Quality Income | RQI | 40.0M | $15.00 | 25-Feb-2002 | 25-Feb-2002 | Priced | Chart, News, Profile, Insider |
| Cohen & Steers REIT Pref Fund | RNP | 70.0M | $25.00 | 20-Jun-2003 | 24-Jun-2003 | Priced | Chart, News, Profile, Insider |
| Cohen & Steers REIT Util Fund | RTU | 75.0M | $20.00 | 26-Jan-2004 | 27-Jan-2004 | Priced | Profile |
| Cohen & Steers Select Utility | UTF | 44.62M | $20.00 | 24-Mar-2004 | 25-Mar-2004 | Priced | Chart, News, Profile, Insider |
| Cohen & Steers Total Return | 0.07M | $15.00 | 20-Feb-2003 | TBA | Filed | ||
| Cohen & Steers WW Realty Inc F | RWF | 0.07M | $20.00 | TBA | 28-Mar-2005 | Priced | Profile |
| Cohen&Steers Div AS Fnd Inc | 0.05M | $20.00 | 28-Apr-2004 | 18-Jul-2005 | Withdrawn | ||
| Cold Spring Capital Inc | CDS | 20.0M | $6.00 | 4-Nov-2005 | 11-Nov-2005 | Priced | Profile |
| Colonial CA Insured Muni Fund | CCA | 1.0M | $15.00 | 26-Oct-1999 | 26-Oct-1999 | Priced | Chart, News, Profile, Insider |
| Colonial Insured Muni Fund | CFX | 1.0M | $15.00 | 26-Oct-1999 | 26-Oct-1999 | Priced | News, Profile, Research, Insider |
| Colonial MA Insured Muni Fund | -0.0M | $13.00 - $15.00 | TBA | TBA | Filed | ||
| Colonial NY Insured Muni Fund | CNM | 1.0M | $15.00 | 16-Nov-1999 | 16-Nov-1999 | Priced | Profile |
| Columbus Acquisition Corp | BUS | 12.5M | $8.00 | 18-May-2007 | 18-May-2007 | Priced | Profile |
| Committed Cap Acq Corp III | 5.0M | $5.00 | 7-Mar-2012 | TBA | Filed | ||
| Committed Capital Acquisition | 5.0M | $5.00 | 7-Mar-2012 | TBA | Filed | ||
| Community Bankers Acq Corp | BTC | 7.5M | $8.00 | TBA | TBA | Filed | Profile |
| Confluence Acq Partners I Inc | 8.0M | $6.00 | TBA | TBA | Filed | ||
| Connector Capital Corp | 6.8M | TBA | TBA | Filed | |||
| Conseco Strategic Income Fund | CFD | 4.0M | $15.00 | 24-Jul-1998 | 27-Jul-1998 | Priced | News, Profile, Insider |
| Consumer Partners Acq Corp | 6.25M | $20.00 | TBA | TBA | Filed | ||
| Continental Alloy Wheel Corp | 1.5M | $0.01 | TBA | TBA | Filed | ||
| Cornerstone Prog Return Fund | CFP | 9.33M | $15.00 | 13-Aug-2007 | 10-Sep-2007 | Priced | News, Profile, Research, Insider |
| Corporate Acquirers Inc | 10.0M | $10.00 | TBA | TBA | Filed | ||
| Corporate High Yield Fund III | CYE | 32.0M | $15.00 | 27-Jan-1998 | 27-Jan-1998 | Priced | Chart, News, Profile, Insider |
| Corporate High Yield Fund IV | HYW | 12.0M | $15.00 | 25-Sep-2001 | 25-Sep-2001 | Priced | Profile |
| Corporate High Yield Fund V | HYV | 16.7M | $15.00 | 27-Nov-2001 | 27-Nov-2001 | Priced | Chart, News, Profile, Research, Insider |
| Corporate High Yield Fund VI | HYT | 38.0M | $15.00 | 27-May-2003 | 27-May-2003 | Priced | Chart, News, Profile, Research, Insider |
| Courtside Acquisition Corp | CRB | 12.0M | $6.00 | 27-Jun-2005 | 30-Jun-2005 | Priced | Profile |
| Crescent Capital Finance Group | CCFG | 8.33M | $15.00 | TBA | TBA | Filed | Profile |
| Crossfire Capital Corp | 10.0M | $6.00 | TBA | TBA | Filed | ||
| Crownstone European Properties | 45.0M | $10.00 | 31-May-2006 | 22-Jun-2006 | Withdrawn | ||
| Cushing American Renaissance | 0.04M | $25.00 | 26-Mar-2013 | TBA | Filed | ||
| Cushing MLP Total | SRV | 12.5M | $20.00 | 24-Aug-2007 | 27-Aug-2007 | Priced | News, SEC, Profile, Research, Insider |
| Cushing Renaissance Fund | SZC | 5.0M | $25.00 | 25-Sep-2012 | 25-Sep-2012 | Priced | News, Profile |
| Cushing Royalty & Income Fund | SRF | 8.0M | $25.00 | 23-Feb-2012 | 23-Feb-2012 | Priced | News, Profile, Research, Insider |
| DG Acquisition Corp | $8.00 | TBA | 2-Feb-2007 | Withdrawn | |||
| DLJ High Yield Bond Fund | DHY | 40.0M | $10.00 | 24-Jul-1998 | 28-Jul-1998 | Priced | News, Profile, Insider |
| DWS Dreman Enhanced Total | 0.05M | $20.00 | 20-Jul-2007 | TBA | Filed | ||
| DWS Dreman Value IncomEdge | DHG | 47.5M | $20.00 | 17-Nov-2006 | 21-Nov-2006 | Priced | News, Profile, Insider |
| DWS Floating Rate Opportunitie | -0.0M | 8-Jun-2010 | TBA | Filed | |||
| DWS RREEF World Real Est & Tac | DRP | 17.0M | $20.00 | 25-Jun-2007 | 26-Jun-2007 | Priced | Profile |
| Debt Strategies Fund II Inc | DSU | 57.5M | $10.00 | 24-Mar-1998 | 24-Mar-1998 | Priced | Chart, News, Profile, Insider |
| Debt Strategies Fund III | DBU | 11.0M | $10.00 | 28-Jul-1998 | 28-Jul-1998 | Priced | News, Profile |
| Defined Strategy Fund Inc | DSF | 1.0M | $20.00 | 20-Aug-2004 | 22-Dec-2004 | Priced | Profile |
| Dekania Corp | DEK | 9.7M | $10.00 | 3-Jan-2007 | 1-Feb-2007 | Priced | Profile |
| Delaware Enhanced Global Div | DEX | 23.0M | $20.00 | 22-Jun-2007 | 26-Jun-2007 | Priced | Chart, News, Profile |
| Dellacorte Acquisition Corp | DQQ | 15.0M | $10.00 | TBA | TBA | Filed | Profile |
| Delos Acquisition Corp | 15.0M | $10.00 | 20-Feb-2008 | 11-Jul-2008 | Withdrawn | ||
| Destra US Liquiditiy Alpha & I | -0.0M | $20.00 | 28-Jun-2010 | TBA | Filed | ||
| Dignyte Inc | 10.05M | $0.10 | TBA | TBA | Filed | ||
| Directa Sim SpA | -0.0M | 1-Jan-2001 | 1-Jan-2001 | Withdrawn | |||
| Diversified Income Strategies | DVF | 0.05M | $20.00 | 21-Sep-2004 | 26-Jan-2005 | Priced | Profile |
| Dividend Capital Realty Income | DCA | 14.0M | $15.00 | 3-Dec-2004 | 23-Feb-2005 | Priced | Chart, News, Profile, Research, Insider |
| Dividend Capital Strategic | DCW | 8.0M | $20.00 | 26-Jun-2007 | 27-Jun-2007 | Priced | Profile |
| DoubleLine Income Solutions | DSL | 110.0M | $25.00 | 25-Apr-2013 | 25-Apr-2013 | Priced | Chart, News, Profile |
| Doubleline Opp Cr Fnd | DBL | 14.0M | $25.00 | 26-Jan-2012 | 26-Jan-2012 | Priced | News, Profile, Insider |
| Doubloon Corp | 10.0M | $10.00 | TBA | TBA | Filed | ||
| Dow 30 Enh Prem & Inc | DPO | 30.0M | $20.00 | 24-May-2007 | 24-May-2007 | Priced | News, Profile |
| Dow 30 Prem & Div Inc Fnd | DPD | 12.95M | $20.00 | 25-Apr-2005 | 26-Apr-2005 | Priced | News, Profile |
| Dreman/Claymore Div Incme Fund | DCS | 0.05M | $20.00 | 27-Jan-2004 | 27-Jan-2004 | Priced | Profile |
| Dreman/Claymore Enhanced | 0.05M | $20.00 | 29-Mar-2007 | TBA | Filed | ||
| Dreyfus Emerging Currency Fund | 0.05M | $20.00 | 20-Feb-2008 | 18-Feb-2010 | Withdrawn | ||
| Dreyfus Global Div Income Fd | 0.05M | $20.00 | 10-Aug-2007 | 18-Feb-2010 | Withdrawn | ||
| Dreyfus High Yield Mun Inc Fd | 0.05M | $20.00 | 11-Feb-2008 | 18-Feb-2010 | Withdrawn | ||
| Dreyfus High Yld Strategies Fd | DHF | 50.0M | $15.00 | 23-Apr-1998 | 23-Apr-1998 | Priced | Chart, News, Profile, Insider |
| Dreyfus Intmd Mun Inc Fnd | $15.00 | 22-Mar-2004 | 22-May-2008 | Withdrawn | |||
| Dreyfus Municipal Bond Infrast | DMB | 21.0M | $15.00 | 24-Apr-2013 | 25-Apr-2013 | Priced | News, Profile |
| Duff & Phelps Diversified Inco | DIF | 0.05M | $20.00 | 23-Aug-2012 | TBA | Filed | Profile |
| Duff & Phelps Global Utility I | DPG | 0.25M | $20.00 | 27-Jun-2011 | 26-Jul-2011 | Priced | News, Profile, Insider |
| Duff&Phelps Glbl Utlty Inc Fnd | DUF | 0.05M | $20.20 | TBA | TBA | Filed | Profile |
| EUnits (TM) 2 Year US Market | ETUA | 3.04M | $10.20 | 26-Jan-2012 | 26-Jan-2012 | Priced | Profile |
| EUnits(TM)2 Yr US Mkt PT II | ETUB | 2.45M | $10.20 | 24-May-2012 | 29-May-2012 | Priced | Profile, Insider |
| EV Tax-Mnged Global Buy-Write | ETW | 0.05M | $20.00 | 8-Apr-2005 | 27-Sep-2005 | Priced | News, Profile, Research |
| East India Co Acquisition Corp | 6.0M | $6.00 | TBA | TBA | Filed | ||
| Eaton Vance BuyWrite Fund | ETB | 0.05M | $20.00 | 22-Apr-2005 | 26-Apr-2005 | Priced | News, Profile, Research |
| Eaton Vance CA Muni Inc Trust | CEV | 6.52M | $15.00 | 26-Jan-1999 | 26-Jan-1999 | Priced | Chart, News, Profile |
| Eaton Vance Credit | EOE | 10.0M | $20.00 | 24-May-2006 | 26-May-2006 | Priced | Profile |
| Eaton Vance Credit Opp Fd II | 0.05M | $20.00 | 3-Aug-2007 | TBA | Filed | ||
| Eaton Vance Diversified | -0.0M | $0.20 | 6-Dec-2010 | TBA | Filed | ||
| Eaton Vance Enhanced Eq Inc Fd | EOI | 0.05M | $20.00 | 12-Aug-2004 | 26-Oct-2004 | Priced | Chart, News, Profile, Insider |
| Eaton Vance Enhanced Eq Inc II | EOS | 50.0M | $20.00 | 24-Jan-2005 | 26-Jan-2005 | Priced | Chart, News, Profile, Research, Insider |
| Eaton Vance Fla. Mun. Inc. Tr. | FEV | 3.3M | $15.00 | 26-Jan-1999 | 26-Jan-1999 | Priced | Profile |
| Eaton Vance Floating Rate | EFR | 0.05M | $20.00 | 20-Nov-2003 | 24-Nov-2003 | Priced | Chart, News, Profile, Insider |
| Eaton Vance Fltng-Rt Inc Trst | EFT | 39.0M | $20.00 | 23-Jun-2004 | 24-Jun-2004 | Priced | Chart, News, Profile, Research, Insider |
| Eaton Vance Global Enhanced | 0.05M | $20.00 | 4-Feb-2005 | TBA | Filed | ||
| Eaton Vance Ins CA Mun Bnd Fnd | EVM | 20.0M | $15.00 | 27-Aug-2002 | 27-Aug-2002 | Priced | Chart, News, Profile |
| Eaton Vance Ins CA Mun Fnd I | EIA | 4.6M | $15.00 | 22-Nov-2002 | 25-Nov-2002 | Priced | Chart, News, Profile |
| Eaton Vance Ins Mun Bd Fd II | EIV | 10.5M | $15.00 | 21-Nov-2002 | 25-Nov-2002 | Priced | Chart, News, Profile, Research |
| Eaton Vance Ins NY Muni I | NYH | 3.67M | $15.00 | 21-Nov-2002 | 25-Nov-2002 | Priced | Chart, News, Profile |
| Eaton Vance Insured Arizona | EVZ | 0.07M | $15.00 | TBA | TBA | Filed | Profile |
| Eaton Vance Insured Florida | EIF | 3.52M | $15.00 | 22-Nov-2002 | 25-Nov-2002 | Priced | Profile |
| Eaton Vance Insured Mass Muni | MAB | 2.1M | $15.00 | 22-Nov-2002 | 25-Nov-2002 | Priced | Chart, News, Profile |
| Eaton Vance Insured Michigan | MIW | 2.1M | $15.00 | 21-Nov-2002 | 25-Nov-2002 | Priced | Chart, News, Profile |
| Eaton Vance Insured Minnesota | 0.07M | $15.00 | 9-Oct-2002 | TBA | Filed | ||
| Eaton Vance Insured Muni Fund | EIM | 72.0M | $15.00 | 27-Aug-2002 | 27-Aug-2002 | Priced | Chart, News, Profile, Insider |
| Eaton Vance Insured New Jersey | EMJ | 2.95M | $15.00 | 21-Nov-2002 | 25-Nov-2002 | Priced | Chart, News, Profile, Insider |
| Eaton Vance Insured New York | ENX | 19.8M | $15.00 | 27-Aug-2002 | 27-Aug-2002 | Priced | Chart, News, Profile |
| Eaton Vance Insured Ohio | EIO | 3.52M | $15.00 | 21-Nov-2002 | 25-Nov-2002 | Priced | Chart, News, Profile |
| Eaton Vance Insured PA Muni | EIP | 3.72M | $15.00 | 21-Nov-2002 | 25-Nov-2002 | Priced | Chart, News, Profile |
| Eaton Vance Limited Duration | EVV | 95.0M | $20.00 | 23-May-2003 | 27-May-2003 | Priced | Chart, News, Profile, Insider |
| Eaton Vance Ltd Duration Inc | 0.05M | $20.00 | 3-Jul-2003 | TBA | Filed | ||
| Eaton Vance MA Muni Inc Trust | MMV | 2.32M | $15.00 | 26-Jan-1999 | 26-Jan-1999 | Priced | Chart, News, Profile |
| Eaton Vance Mich Muni Trust | EMI | 2.32M | $15.00 | 26-Jan-1999 | 26-Jan-1999 | Priced | Chart, News, Profile |
| Eaton Vance Muni Inc Trst II | EVR | 0.07M | $25.65 | TBA | TBA | Filed | Profile |
| Eaton Vance Muni Income | EVN | 13.3M | $15.00 | 26-Jan-1999 | 26-Jan-1999 | Priced | Chart, News, Profile |
| Eaton Vance Municipal Income | ETX | 0.05M | $20.00 | 22-Mar-2013 | 25-Mar-2013 | Priced | News, Profile, Research |
| Eaton Vance NJ Municipal Trust | EVJ | 3.83M | $15.00 | 26-Jan-1999 | 26-Jan-1999 | Priced | Chart, News, Profile, Insider |
| Eaton Vance NY Muni Incm Tr | EVY | 4.7M | $15.00 | 26-Jan-1999 | 26-Jan-1999 | Priced | Chart, News, Profile, Insider |
| Eaton Vance Natl Municipal Opp | EOT | 15.0M | $20.00 | 22-May-2009 | 26-May-2009 | Priced | News, Profile |
| Eaton Vance OH Muni Inc Trust | EVO | 2.32M | $15.00 | 26-Jan-1999 | 26-Jan-1999 | Priced | Chart, News, Profile, Insider |
| Eaton Vance PA Muni Inc Trust | EVP | 2.32M | $15.00 | 26-Jan-1999 | 26-Jan-1999 | Priced | Chart, News, Profile, Insider |
| Eaton Vance Preferred Dividend | NA | -0.0M | $0.20 | 7-Mar-2011 | TBA | Filed | Profile |
| Eaton Vance Risk-Managed Div | ETJ | 75.0M | $20.00 | 20-Jul-2007 | 26-Jul-2007 | Priced | News, Profile, Insider |
| Eaton Vance Risk-Managed Eqty | 0.05M | $20.00 | 27-Jul-2007 | TBA | Filed | ||
| Eaton Vance Senior Incom Trust | EVF | 37.5M | $10.00 | 27-Oct-1998 | 27-Oct-1998 | Priced | Chart, News, Profile |
| Eaton Vance Shrt Dur Div IF | EVG | 0.05M | $20.00 | 21-Jan-2005 | 23-Feb-2005 | Priced | Chart, News, SEC, Profile |
| Eaton Vance Tax Adv Global Div | ETO | 20.0M | $20.00 | 23-Apr-2004 | 27-Apr-2004 | Priced | Chart, News, Profile, Insider |
| Eaton Vance Tax Advantaged Div | EVT | 75.0M | $20.00 | 25-Sep-2003 | 25-Sep-2003 | Priced | Chart, News, Profile, Insider |
| Eaton Vance Tax-Advantaged Bon | EXD | 12.5M | $20.00 | 23-Jun-2010 | 24-Jun-2010 | Priced | News, Profile |
| Eaton Vance Tax-Man Buy-Wrt Op | ETV | 0.05M | $20.00 | 25-May-2005 | 27-Jun-2005 | Priced | News, Profile, Research |
| Eaton Vance Tax-Managed | 0.05M | $20.00 | 7-Oct-2005 | TBA | Filed | ||
| Eaton Vance Tax-Managed Global | EXG | 300.0M | $20.00 | 21-Feb-2007 | 22-Feb-2007 | Priced | News, Profile, Research, Insider |
| Eaton Vance TaxAdv Growth Fund | 0.04M | $20.00 | 21-Oct-2003 | TBA | Filed | ||
| Echo Healthcare Acquisition | EHHA | 6.25M | $8.00 | 8-Mar-2006 | 17-Mar-2006 | Priced | Profile |
| Ecolivegreen Corp | 4.0M | $0.12 | 15-Mar-2012 | TBA | Filed | ||
| Education Media Inc | EMA | $10.00 | TBA | 10-Jul-2008 | Withdrawn | Profile | |
| Empeiria Acquisition Corp | EPAQU | 6.0M | $10.00 | 22-Jun-2011 | 15-Jun-2011 | Priced | Profile, Insider |
| Endeavor Acquisition Corp | EDA | 15.0M | $8.00 | 13-Dec-2005 | 15-Dec-2005 | Priced | Profile |
| Energy Income & Growth Fund | FEN | 6.9M | $20.00 | 24-Jun-2004 | 24-Jun-2004 | Priced | Chart, News, Profile, Research, Insider |
| Energy Infrastructure | EII | 22.5M | $10.00 | 17-Jul-2006 | 18-Jul-2006 | Priced | Profile |
| Energy Services Acquisition | 10.0M | $6.00 | 11-Aug-2006 | 30-Aug-2006 | Priced | ||
| Energy Strategies Fund, Inc | 0.05M | $20.00 | 8-Jul-2005 | TBA | Filed | ||
| Enhanced Eq Yield & Prm Fd Inc | ECV | 20.0M | $20.00 | 27-Jun-2005 | 27-Jun-2005 | Priced | Profile |
| Enhanced Equity Premium Fund | 0.01M | $20.00 | 1-Apr-2005 | 10-Sep-2007 | Withdrawn | ||
| Enhanced Equity Yield Fund Inc | EEF | 20.0M | $20.00 | 3-May-2005 | 3-May-2005 | Priced | Profile |
| Enhanced Government Fund II | 0.05M | $20.00 | 4-Nov-2005 | TBA | Filed | ||
| Enhanced Government Fund Inc | EGF | 15.0M | $20.00 | 26-Oct-2005 | 26-Oct-2005 | Priced | News, Profile |
| Enhanced S&P 500 Covered Call | BEO | 11.75M | $20.00 | 27-Sep-2005 | 27-Sep-2005 | Priced | Profile |
| Enterprise Acquisition Corp | ESTU | 25.0M | $10.00 | 25-Oct-2007 | 7-Nov-2007 | Priced | Profile |
| Enviro Cleanse Inc | 10.0M | $0.01 | TBA | TBA | Filed | ||
| Etn Vance Tax Adv. Gl. DivFun | ETG | 75.0M | $20.00 | 26-Jan-2004 | 27-Jan-2004 | Priced | Chart, News, Profile, Research |
| Euro STOXX 50 Premium | ESF | 0.05M | $20.00 | 10-Jul-2007 | TBA | Filed | Profile |
| Evercore Investment Corp | EVER | 20.0M | $10.40 | 14-Apr-2004 | 23-Aug-2004 | Withdrawn | Profile |
| Evergreen Div Inc Opp Fund | ERV | 1.5M | $20.00 | 16-Jul-2007 | TBA | Filed | Profile |
| Evergreen Global Dividend | EOD | 57.0M | $20.00 | 27-Mar-2007 | 27-Mar-2007 | Priced | News, Profile, Insider |
| Evergreen Income Adv Fund | EAD | 69.0M | $15.00 | 25-Feb-2003 | 26-Feb-2003 | Priced | Chart, News, Profile, Insider |
| Evergreen Intl Balance Inc Fd | EBI | 15.0M | $20.00 | 26-Oct-2005 | 26-Oct-2005 | Priced | Profile |
| Evergreen Managed Income | 2.0M | $15.00 | TBA | TBA | Filed | ||
| Evergreen Utilities & High | ERH | 12.5M | $20.00 | 19-Apr-2004 | 27-Apr-2004 | Priced | Chart, News, Profile, Insider |
| F&C Claymore Preferred Fund | FFC | 48.3M | $25.00 | 28-Jan-2003 | 28-Jan-2003 | Priced | Chart, News, Profile, Research, Insider |
| FIG Acquisition Corp | FNS | 25.0M | $10.00 | TBA | TBA | Filed | Profile |
| FMG Acquisition Corp | FMGQ | 4.5M | $8.00 | 27-Sep-2007 | 4-Oct-2007 | Priced | Profile |
| FW Advisory Research Quality | 0.04M | $25.00 | 8-Feb-2013 | TBA | Filed | ||
| Faircourt Global Agrifood Fund | -0.0M | $10.00 | 25-Jun-2008 | 12-Sep-2008 | Withdrawn | ||
| Federal Svcs Acq Corp | FDSA | 21.0M | $6.00 | 7-Oct-2005 | 19-Oct-2005 | Priced | Profile |
| Federated Covered Call | 0.05M | $20.00 | TBA | TBA | Filed | ||
| Federated Enhanced Treasury | FTT | -0.0M | $20.00 | 25-Jan-2010 | 26-Jan-2010 | Priced | News, Profile, Insider |
| Federated HY Muni Inc Fund | 4.0M | $15.00 | 9-Feb-2004 | TBA | Filed | ||
| Federated Intl Small Co Opp Fd | $25.00 | TBA | 15-Apr-2003 | Withdrawn | |||
| Federated Municipal Term Trust | FTS | 4.0M | $15.00 | TBA | TBA | Filed | Profile |
| Federated Premier Intermediate | FPT | 4.0M | $15.00 | 19-Dec-2002 | 19-Dec-2002 | Priced | Chart, News, Profile, Insider |
| Federated Premier Municipal | FMN | 4.0M | $15.00 | 19-Dec-2002 | 19-Dec-2002 | Priced | Chart, News, Profile, Insider |
| Fiduciary/Claymore Energy | 0.05M | $20.00 | 26-Sep-2005 | TBA | Filed | ||
| Fiduciary/Claymore MLP | FMO | 0.05M | $20.00 | 22-Nov-2004 | 22-Dec-2004 | Priced | Chart, News, Profile, Research, Insider |
| Fiduciary/Clymr Dyn Eq Fnd | HCE | 0.05M | $20.00 | 25-Apr-2005 | 26-Apr-2005 | Priced | Profile |
| Fidus Investment Corp | FDUS | -0.0M | $15.00 | 29-Apr-2011 | 20-Jun-2011 | Priced | News, Profile, Research, Insider |
| FinTech Acquisition Corp | $10.00 | TBA | 12-May-2011 | Withdrawn | |||
| First Amer MN Muni Fund II | MXN | 1.35M | $15.00 | 31-Oct-2002 | 30-Oct-2002 | Priced | Chart, News, Profile, Insider |
| First Class Navigation Corp | 12.5M | $10.00 | TBA | TBA | Filed | ||
| First Housing Investment Trust | -0.0M | $1.00 - | 13-Mar-2001 | 1-Jan-2001 | Withdrawn | ||
| First Tr MLP & Energy Income | FEI | 42.5M | $20.00 | 27-Nov-2012 | 27-Nov-2012 | Priced | News, SEC, Profile |
| First Tr Senior Loan Plus Fund | $20.00 | 22-Dec-2010 | TBA | Filed | |||
| First Tr Value & Ibbotson Eqty | FVI | 6.25M | $20.00 | 27-Apr-2004 | 27-Apr-2004 | Priced | News, Profile |
| First Tr/Aberdeen Global Credi | $20.00 | TBA | TBA | Filed | |||
| First Trst Value Line 100 Fund | FVL | $15.00 | 30-May-2003 | 12-Jun-2003 | Priced | News, Profile | |
| First Trst/Fid Asset Man Cvd C | FFA | 20.0M | $20.00 | 26-Aug-2004 | 26-Aug-2004 | Priced | Chart, News, Profile, Insider |
| First Tru Strategic Allocation | $20.00 | TBA | TBA | Filed | |||
| First Trust Act Div Income | FAV | 8.75M | $20.00 | 20-Sep-2007 | 20-Sep-2007 | Priced | News, Profile, Insider |
| First Trust Diversified Fund | $20.00 | 20-Sep-2012 | TBA | Filed | |||
| First Trust Energy Infrastruct | FIF | -0.0M | $20.00 | 24-Aug-2011 | 27-Sep-2011 | Priced | Chart, News, SEC, Profile, Research, Insider |
| First Trust Four Crns Snr Flt | FCT | $20.00 | 29-Apr-2004 | 25-May-2004 | Priced | Chart, News, Profile, Insider | |
| First Trust Global Equity Divi | $25.00 | 10-Nov-2011 | TBA | Filed | |||
| First Trust High Income Long | FSD | -0.0M | $20.00 | 27-Sep-2010 | 27-Sep-2010 | Priced | News, SEC, Profile, Insider |
| First Trust Intermediate | FPF | $25.00 | TBA | TBA | Filed | Profile | |
| First Trust Strategic | FHI | $20.00 | TBA | TBA | Filed | Profile | |
| First Trust Strategic High | FHO | 10.0M | $20.00 | 27-Mar-2007 | 27-Mar-2007 | Priced | Profile |
| First Trust Tax-Advantaged | $20.00 | 27-Jun-2006 | 27-Jun-2006 | Priced | |||
| First Trust Val Line Div Fund | FVD | $15.00 | 25-Jul-2003 | 26-Aug-2003 | Priced | News, Profile | |
| First Trust/Aberdeen Emerging | FEO | 7.75M | $20.00 | 28-Aug-2006 | 28-Aug-2006 | Priced | News, Profile, Insider |
| First Trust/Aberdeen Global | FAM | $20.00 | 17-Sep-2004 | 23-Nov-2004 | Priced | Chart, News, Profile, Insider | |
| First Trust/Fidac Mortgage | FMY | 5.5M | $20.00 | 25-May-2005 | 25-May-2005 | Priced | News, Profile, Insider |
| First Trust/Four Corners Sen | FCM | 5.46M | $20.00 | 25-Sep-2003 | 25-Sep-2003 | Priced | Profile |
| First Trust/Gallatin Specialty | FGB | 14.0M | $20.00 | 24-May-2007 | 25-May-2007 | Priced | News, Profile, Insider |
| First Trust/Pequot Energy | FPE | $20.00 | TBA | TBA | Filed | Profile | |
| First Trust/Stonecastle Slct | $20.00 | TBA | TBA | Filed | |||
| Firsthand Tech Value Fund Inc | SVVC | -0.0M | $40.00 | 26-Jan-2011 | 10-Jan-2011 | Priced | News, Profile, Research, Insider |
| Flaherty & Crumrine Preferred | 0.05M | $25.00 | TBA | TBA | Filed | ||
| Flaherty & Crumrine/Claymore | FLC | 15.0M | $25.00 | 26-Aug-2003 | 26-Aug-2003 | Priced | Chart, News, Profile, Insider |
| FlatWorld Acquisition Corp | FWLAF | 2.0M | $10.00 | 6-Dec-2010 | 9-Dec-2010 | Priced | News, Profile |
| Floating Rate Income Fund II | FRB | 12.94M | $20.00 | 27-Jul-2004 | 27-Jul-2004 | Priced | Profile |
| Floating Rate Income Fund Inc | FRA | 16.0M | $20.00 | 28-Oct-2003 | 28-Oct-2003 | Priced | Chart, News, Profile |
| Flow Tech Solutions Inc | 10.0M | $0.01 | TBA | TBA | Filed | ||
| Formula Acquisition Corp | 1.88M | TBA | TBA | Filed | |||
| Fortissimo Acquisition Corp | FSMO | 4.0M | $6.00 | 22-Sep-2006 | 11-Oct-2006 | Priced | Profile |
| Fortress America Acq Corp | FAAC | 7.0M | $6.00 | 13-Jul-2005 | 13-Jul-2005 | Priced | Profile |
| Frank Temp Lim Dur Inc Trust | FTF | 25.0M | $15.00 | 26-Aug-2003 | 26-Aug-2003 | Priced | Chart, News, Profile |
| Franklin Templeton HY Trust | 5.0M | $15.00 | TBA | TBA | Filed | ||
| Freedom Acquisition Holdings | FRH | 40.0M | $10.00 | 21-Dec-2006 | 21-Dec-2006 | Priced | Profile |
| Fsquared Plc | -0.0M | 8-Mar-2002 | 1-Jul-2002 | Withdrawn | |||
| Full Circle Capital Corp | FULL | 2.8M | $9.00 | 5-Aug-2010 | 31-Aug-2010 | Priced | News, Profile, Research, Insider |
| GHL Acquisition Corp | GHQ | 40.0M | $10.00 | 4-Feb-2008 | 14-Feb-2008 | Priced | Profile |
| GSC Acquisition Co | GGA | 15.0M | $10.00 | 7-Jun-2007 | 25-Jun-2007 | Priced | Profile |
| GSC Investment Corp | GNV | 7.25M | $15.00 | 23-Mar-2007 | 23-Mar-2007 | Priced | Profile |
| GSME Acquisition Partners I | GSMEF | 3.6M | $10.00 | 13-Nov-2009 | 19-Nov-2009 | Priced | Profile |
| GSP-2 Inc | 0.66M | $2.00 | TBA | TBA | Filed | ||
| Gabelli Acq Corp | $10.00 | TBA | 28-Apr-2010 | Withdrawn | |||
| Gabelli Dividend & Inc Trust | GDV | 0.5M | $20.00 | 28-Oct-2003 | 24-Nov-2003 | Priced | Chart, News, Profile, Insider |
| Gabelli Glbl Utlty&Inc Trust | GLU | 1.03M | $20.00 | 6-May-2013 | TBA | Filed | Profile |
| Gabelli Global Deal Fund | GDL | 23.0M | $20.00 | 26-Jan-2007 | 26-Jan-2007 | Priced | News, Profile, Insider |
| Gabelli Global Gold Natural | GGN | 3.0M | $20.00 | 28-Mar-2005 | 29-Mar-2005 | Priced | Chart, News, Profile, Research, Insider |
| Gabelli Global Utlty Inc Trst | 0.09M | $20.00 | 15-Mar-2004 | TBA | Filed | ||
| Garrison Capital Inc | GARS | 5.33M | $15.00 | 26-Mar-2013 | 26-Mar-2013 | Priced | News, Profile, Research, Insider |
| Geneva Acquisition Corp | GAC | 10.0M | $6.00 | 26-Jan-2007 | 12-Feb-2007 | Priced | Profile |
| Gladstone Capital Corp | GLAD | 8.2M | $15.00 | 23-Aug-2001 | 23-Aug-2001 | Priced | Chart, News, SEC, Profile, Research, Insider |
| Glbl Cap&Inc Strat Fnd Inc | 0.05M | $20.00 | 4-May-2004 | TBA | Filed | ||
| Gleacher Investment Corp | GICO | -0.0M | 11-May-2004 | TBA | Filed | Profile | |
| Global Alternative Ast Mgmt | 15.0M | $10.00 | TBA | TBA | Filed | ||
| Global BPO Services Corp | OOO | 31.25M | $8.00 | 12-Oct-2007 | 17-Oct-2007 | Priced | Profile |
| Global Brands Acquisition Corp | GQN | 25.0M | $10.00 | 4-Dec-2007 | 6-Dec-2007 | Priced | Profile |
| Global Consumer Acquisition | 30.0M | $10.00 | 6-Nov-2007 | 20-Nov-2007 | Priced | ||
| Global Eagle Acquisition Corp | EAGLU | 17.5M | $10.00 | 11-May-2011 | 12-May-2011 | Priced | Profile |
| Global Ent & Media Hldg Corp | GEH | 15.0M | $10.00 | TBA | TBA | Filed | Profile |
| Global High Yield Fund Inc | -0.0M | 20-Apr-1998 | 1-Mar-2002 | Withdrawn | |||
| Global Income & Currency Fund | GCF | 10.0M | $20.00 | 24-Apr-2006 | 25-Apr-2006 | Priced | Profile |
| Global Logistics Acq Corp | GLA | 10.0M | $8.00 | 6-Feb-2006 | 15-Feb-2006 | Priced | Profile |
| Global RE Invest Fund | 12.5M | $20.00 | TBA | TBA | Filed | ||
| Global Svcs Partners Acq Corp | GSPAA | 5.2M | $5.05 | 14-Mar-2006 | 18-Apr-2006 | Priced | Profile |
| Global Tech Industries Inc | GTQ | 10.0M | $8.00 | TBA | TBA | Filed | Profile |
| Golden Pond Healthcare Inc | 15.62M | $8.00 | 25-Oct-2007 | 6-Nov-2007 | Priced | ||
| Goldman Sachs Opp Credit Fund | -0.0M | 2-Mar-2009 | TBA | Filed | |||
| Golub Capital BDC Inc | GBDC | 8.1M | $14.50 | 14-Apr-2010 | 14-Apr-2010 | Priced | News, Profile, Research, Insider |
| Good Harbor Partners Acq Corp | GHBAA | 1.0M | $5.05 | 15-Sep-2005 | 8-Mar-2006 | Priced | Profile |
| Gores Investment Corp | GINV | -0.0M | 6-May-2004 | 24-Aug-2004 | Withdrawn | Profile | |
| Grail Investment Corp | $10.00 | TBA | 15-Dec-2008 | Withdrawn | |||
| Granahan McCourt Acquisition | GHN | 11.25M | $8.00 | 18-Oct-2006 | 18-Oct-2006 | Priced | Profile |
| Grand Slam Acquisition Corp | 75.0M | $10.00 | TBA | TBA | Filed | ||
| Grassmere Acquisition Corp | 5.0M | $10.00 | TBA | TBA | Filed | ||
| Great Wall Acquisition Corp | GWAQ | 4.0M | $6.00 | 25-Feb-2004 | 17-Mar-2004 | Priced | Profile |
| Green Energy Acquisition Corp | 20.0M | $10.00 | TBA | TBA | Filed | ||
| Green Power Enterprises Inc | 5.0M | $10.00 | TBA | TBA | Filed | ||
| Greenstreet Acquisition Corp | $8.00 | TBA | 8-Jan-2009 | Withdrawn | |||
| Greenwich PMV Acquisition Corp | 20.0M | $10.00 | TBA | TBA | Filed | ||
| Grubb & Ellis AGA US Rlty Inco | 0.1M | $15.00 | TBA | TBA | Filed | ||
| Grubb & Ellis AGA Worldwide Rl | 0.1M | $15.00 | TBA | TBA | Filed | ||
| Grubb & Ellis Realty Advisors | 20.83M | $6.00 | 24-Feb-2006 | 27-Feb-2006 | Priced | ||
| Guggenheim Build America Bonds | GBAB | 0.05M | $20.00 | 25-Oct-2010 | 26-Oct-2010 | Priced | News, Profile, Insider |
| Guggenheim Credit | GUG | 0.04M | $20.00 | TBA | TBA | Filed | Profile |
| Guggenheim Dynamic | GGM | 0.03M | $25.00 | TBA | TBA | Filed | Profile |
| Guggenheim Equal Weight | GEQ | 10.5M | $20.00 | 25-Oct-2011 | 26-Oct-2011 | Priced | News, Profile, Insider |
| HBC Acquisition Corp | $10.00 | TBA | 31-Oct-2012 | Withdrawn | |||
| HCM Acquisition Co | 25.0M | $10.00 | TBA | TBA | Filed | ||
| HD Partners Acquisition Corp | HDP | 18.75M | $8.00 | 30-May-2006 | 4-Jun-2006 | Priced | Profile |
| HF2 Financial Management Inc | HTWO | 15.3M | $10.00 | 21-Mar-2013 | 21-Mar-2013 | Priced | News, Profile, Insider |
| HT Capital Corp | HTG | TBA | 14-Dec-2009 | Withdrawn | Profile | ||
| Hambrecht Asia Acq Corp | 4.0M | $8.00 | 27-Feb-2008 | 7-Mar-2008 | Priced | ||
| Hangyang B.H.E. SPAC Co Ltd | 134820 | $2000.00 | TBA | 14-Oct-2011 | Withdrawn | Profile | |
| Harbor Acquisition Corp | HAC | 12.0M | $6.00 | 27-Apr-2006 | TBA | Filed | Profile |
| Harvest Capital Credit Corp | HCAP | 3.33M | $15.00 | 2-May-2013 | 2-May-2013 | Priced | News, Profile |
| Harvest VCT plc | -0.0M | 3-Mar-2001 | 1-Jan-2001 | Withdrawn | |||
| Healthcare Acquisition Corp | HAQ | 9.0M | $8.00 | 27-Jul-2005 | 28-Jul-2005 | Priced | Profile |
| Hercules Clean Technology | HCTC | 0.08M | TBA | TBA | Filed | Profile | |
| Hicks Acquisition Co I Inc | TOH | 40.0M | $10.00 | 27-Sep-2007 | 28-Sep-2007 | Priced | Profile |
| Hicks Acquisition Co II Inc | 15.0M | $10.00 | 8-Oct-2010 | 8-Oct-2010 | Priced | ||
| Highland Capital Fixed Income | 1.0M | $10.00 | 23-Dec-1998 | 8-May-2001 | Withdrawn | ||
| Highland Credit Strategies | HCF | 35.0M | $20.00 | 22-Jun-2006 | 23-Jun-2006 | Priced | Profile |
| Highland Distressed Opportunti | HCD | 11.7M | $15.00 | 21-Feb-2007 | 21-Feb-2007 | Priced | Profile |
| Highland Event Driven Fund | 0.05M | $20.00 | 20-Jul-2007 | TBA | Filed | ||
| Highland Premium Dividend Fund | 0.05M | $20.00 | 7-Nov-2011 | TBA | Filed | ||
| Highland Premium Long/Short | 0.05M | $20.00 | 23-Dec-2011 | TBA | Filed | ||
| Highland Premium Long/Short Eq | 0.05M | $20.00 | TBA | TBA | Filed | ||
| Highland/US Global Infra Fd | 0.05M | TBA | TBA | Filed | |||
| Highlands Acquisition Corp | HIA | 10.0M | $10.00 | 28-Sep-2007 | 3-Oct-2007 | Priced | Profile |
| Highpoint Acquisition Corp | 4.17M | $6.00 | TBA | TBA | Filed | ||
| Homie Recipes Inc | 4.0M | $0.03 | TBA | TBA | Filed | ||
| Horizon Technology Finance | HRZN | 6.25M | $16.00 | 18-Oct-2010 | 28-Oct-2010 | Priced | News, Profile, Research, Insider |
| Hyde Park Acquisition Corp | HYDQ | 11.25M | $8.00 | 28-Feb-2007 | 5-Mar-2007 | Priced | Profile |
| Hyde Park Acquisition Corp II | HPAC | 7.5M | $10.00 | 23-Jul-2012 | 1-Aug-2012 | Priced | News, Profile, Insider |
| Hyperion Strat Mortgage Income | HSM | 4.0M | $15.00 | 22-May-2002 | 23-Jul-2002 | Priced | Profile |
| ING Asia Pacific High Dividend | IAE | 17.0M | $25.00 | 27-Mar-2007 | 27-Mar-2007 | Priced | News, Profile, Insider |
| ING Clarion Global RE Income | IGR | 100.0M | $15.00 | 24-Feb-2004 | 24-Feb-2004 | Priced | News, Profile, Insider |
| ING Clarion RE Income Fund | IIA | 4.0M | $15.00 | 24-Sep-2003 | 26-Sep-2003 | Priced | Profile |
| ING Emerging Markets High | IHD | -0.0M | $20.00 | 26-Apr-2011 | 26-Apr-2011 | Priced | News, Profile, Insider |
| ING Global Advtg Prem Opp Fd | IGA | 21.25M | $20.00 | 25-Oct-2005 | 26-Oct-2005 | Priced | News, Profile, Insider |
| ING Global Div&Inc Fund | 3.0M | $20.00 | TBA | TBA | Filed | ||
| ING Infrastructure Industrials | IDE | -0.0M | $20.00 | 26-Jan-2010 | 26-Jan-2010 | Priced | News, Profile |
| ING International High Div | IID | 10.0M | $20.00 | 25-Sep-2007 | 25-Sep-2007 | Priced | News, Profile, Insider |
| ING Risk Managed Natural | 21.25M | $20.00 | TBA | TBA | Filed | ||
| INVESCO Global Fncl Svcs Fund | -0.0M | 17-Jul-1998 | 11-Jun-1999 | Withdrawn | |||
| IQ Rising Rate Fund Inc | RRF | 1.0M | $15.00 | 14-Jun-2004 | 19-Aug-2004 | Withdrawn | Profile |
| IQ Tax Advantage Div Incm Fnd | $15.00 | TBA | 24-Jul-2008 | Withdrawn | |||
| IStar Acquisition Corp | 50.0M | $10.00 | TBA | TBA | Filed | ||
| Icarus Wind Energy Inc | 9.44M | $0.10 | 16-Aug-2012 | TBA | Filed | ||
| Ideation Acquisition Corp | IDI | 10.0M | $8.00 | 1-Nov-2007 | 19-Nov-2007 | Priced | News, Profile, Research, Insider |
| Income Opportunities Fund 2006 | $10.00 | TBA | 18-Feb-2000 | Withdrawn | |||
| IndAS Green Acquisition Corp | IGAC | $8.00 | TBA | 30-Jun-2010 | Withdrawn | Profile | |
| India Globalization Cap Inc | IGC | 9.83M | $6.00 | TBA | TBA | Filed | Profile |
| Industrial Svcs Acq Corp | 4.0M | $8.00 | TBA | TBA | Filed | ||
| Infinity China 2 Acquisition | $10.00 | TBA | 29-Dec-2011 | Withdrawn | |||
| Infinity Cross Border Acquisit | INXBU | 5.0M | $8.00 | 6-Jul-2012 | 19-Jul-2012 | Priced | News, Profile |
| Infinity I-China Acq Corp | $8.00 | TBA | 19-Jan-2011 | Withdrawn | |||
| Ing Emerging Mkts Local Bond F | 0.05M | $20.00 | 16-Dec-2010 | TBA | Filed | ||
| Inner City Ventures Inc | 2.4M | $2.50 | 30-Mar-2012 | TBA | Filed | ||
| Inter-Atlantic Financial Inc | IAN | 7.5M | $8.00 | 22-May-2007 | 21-May-2007 | Priced | Profile |
| InterAmerican Acq Grp Inc | IAQGU | 5.0M | $8.00 | 31-Aug-2007 | 4-Sep-2007 | Priced | Profile |
| Interactive Multi Media | 4.7M | $0.15 | 7-Jan-2013 | TBA | Filed | ||
| Intl Brands Mgt Grp Ltd | 10.0M | $10.00 | TBA | TBA | Filed | ||
| Intl Metal Ent Inc | IML | $5.00 | TBA | 11-Jul-2005 | Withdrawn | Profile | |
| Invesco Floating Rate | 0.05M | $20.00 | 29-Dec-2010 | 20-Aug-2012 | Withdrawn | ||
| Investor Champions Plc | -0.0M | 23-Jan-2001 | TBA | Withdrawn | |||
| Iron Leaf Capital Corp | IRON | $14.00 - $16.00 | TBA | 22-Jan-2008 | Withdrawn | Profile | |
| Israel Growth Partners | IGPBU | 1.0M | $5.05 | 26-May-2006 | 11-Jul-2006 | Priced | Profile |
| Israel Tech Acq Corp | ISLT | 6.0M | $6.00 | 12-Jul-2005 | 12-Jul-2005 | Priced | News, Profile, Insider |
| Ithaka Acquisition Corp | ITHK | 8.5M | $6.00 | 3-Aug-2005 | 17-Aug-2005 | Priced | Profile |
| Ivy Credit Opportunities Fund | ICO | $20.00 | TBA | TBA | Filed | Profile | |
| JK Acquisition Corp | JKA | 9.67M | $6.00 | TBA | TBA | Filed | Profile |
| JW Childs Acq I Corp | $10.00 | TBA | 17-Nov-2009 | Withdrawn | |||
| JWC Acquisition Corp | JWCAU | 12.5M | $10.00 | 12-Nov-2010 | 17-Nov-2010 | Priced | Profile |
| JWL Partners Acquisition Corp | $10.00 | TBA | 18-Dec-2008 | Withdrawn | |||
| Jaguar Acquisition Corp | JGAC | 4.0M | $6.00 | TBA | TBA | Filed | Profile |
| John Hancock Hedged Equity | HEQ | 17.5M | $20.00 | 23-May-2011 | 25-May-2011 | Priced | News, Profile, Insider |
| John Hancock Pref Inc Fund II | HPF | 22.0M | $25.00 | 22-Nov-2002 | 25-Nov-2002 | Priced | Chart, News, Profile, Insider |
| John Hancock Pref Inc Fund III | HPS | -0.0M | $25.00 | 23-May-2003 | 16-Jun-2003 | Priced | Chart, News, Profile, Insider |
| John Hancock Preferred Income | HPI | 22.5M | $25.00 | 22-Aug-2002 | 22-Aug-2002 | Priced | Chart, News, Profile, Insider |
| John Hancock Strategic | -0.0M | 7-Mar-2012 | TBA | Filed | |||
| John Hancock Tax-Advantaged | HTD | 34.0M | $20.00 | 23-Jan-2004 | 24-Feb-2004 | Priced | Chart, News, Profile, Insider |
| Juniper Partners Acq Corp | JNPPA | 1.5M | $10.50 | 1-Mar-2005 | 13-Jul-2005 | Priced | Profile |
| K Road Acquisition Corp | 30.0M | $10.00 | TBA | TBA | Filed | ||
| K2 Asset Management Holdings | -0.0M | 30-Jul-2007 | 16-Aug-2007 | Withdrawn | |||
| KBL Acquisition Corp IV | KBA | 15.0M | $10.00 | TBA | TBA | Filed | Profile |
| KBL Healthcare Acq Corp III | KHA | 12.5M | $8.00 | 11-Jul-2007 | 19-Jul-2007 | Priced | Profile |
| KKR BDC Inc | TBA | 16-Feb-2006 | Withdrawn | ||||
| KKR Global Credit | 0.05M | $20.00 | TBA | TBA | Filed | ||
| Kanders Acquisition Co Inc | TBA | 14-Nov-2008 | Withdrawn | ||||
| Kayne Anderson Canadian Energy | KCF | 0.04M | $25.00 | 1-Sep-2006 | TBA | Filed | Profile |
| Kayne Anderson Energy Dvlp Co | KED | 12.0M | $25.00 | 6-Sep-2006 | 20-Sep-2006 | Priced | News, Profile, Research, Insider |
| Kayne Anderson Energy Total | KYE | 30.0M | $25.00 | 22-Jun-2005 | 27-Jun-2005 | Priced | News, Profile, Research, Insider |
| Kayne Anderson Energy/ | KYI | $25.00 | TBA | 18-Sep-2012 | Withdrawn | Profile | |
| Kayne Anderson MLP Inv Co | KYN | $25.00 | 1-Sep-2004 | 27-Sep-2004 | Priced | Chart, News, Profile, Research, Insider | |
| Kayne Anderson Midstream/Enrgy | KMF | 24.0M | $25.00 | 23-Nov-2010 | 23-Nov-2010 | Priced | News, Profile, Research, Insider |
| Keating Capital Inc | KIPO | 10.0M | $10.00 | 3-May-2011 | 11-Jan-2010 | Priced | News, Profile, Research, Insider |
| Key Hospitality Acquisition Co | KHPA | 6.0M | $8.00 | 19-Oct-2005 | 20-Oct-2005 | Priced | Profile |
| Kohlberg Capital LLC | KCAP | 13.5M | $15.00 | 24-Nov-2006 | 11-Dec-2006 | Priced | News, Profile, Research, Insider |
| Korea Milestone Acq Corp | KMACU | 10.0M | $10.00 | TBA | TBA | Filed | Profile |
| L&L Acquisition Corp | LLAQU | 4.0M | $10.00 | 23-Nov-2010 | 23-Nov-2010 | Priced | Profile |
| LCM Internet Growth Fund Inc. | FND | 4.0M | $10.00 | 14-Oct-1999 | 27-Oct-1999 | Priced | Profile |
| LIG Master SPAC | 126860 | $1000.00 | TBA | 7-Jul-2011 | Withdrawn | Profile | |
| Lambert's Cove Acq Corp | LCA | 10.0M | $10.00 | TBA | TBA | Filed | Profile |
| Lank Acquisition Corp | $10.00 | TBA | 5-Apr-2010 | Withdrawn | |||
| Lasalle Glbl Real Est Inc Fnd | $15.00 | 22-Apr-2004 | TBA | Filed | |||
| Lazard Global Mid Cap Fund Inc | 0.1M | $20.00 | 14-Dec-2004 | 6-Sep-2007 | Withdrawn | ||
| Lazard Global Tot. Ret. Inc Fn | LGI | 3.0M | $20.00 | 26-Apr-2004 | 27-Apr-2004 | Priced | Chart, News, Profile |
| Lazard World Dvdnd & Inc Fd | LOR | 0.1M | $20.00 | 23-May-2005 | 27-Jun-2005 | Priced | News, Profile, Insider |
| Legg Mason BW Global Income | BWG | 23.75M | $20.00 | 27-Mar-2012 | 27-Mar-2012 | Priced | News, Profile, Insider |
| Legg Mason Permal Global | NA | 0.05M | $20.00 | TBA | TBA | Filed | Profile |
| Leh Bros First Trust Opp Fund | LBC | 4.0M | $15.00 | 3-Jul-2003 | 28-Jul-2003 | Priced | Profile |
| Leopard Acquisition Corp | $10.00 | TBA | 22-Dec-2008 | Withdrawn | |||
| Liberty Acq Hldgs Corp | LIA | 75.0M | $10.00 | 26-Nov-2007 | 6-Dec-2007 | Priced | Profile |
| Liberty All-Star Mid-Cap Fund | ASM | $20.00 | TBA | 29-Dec-2006 | Withdrawn | Profile | |
| Liberty Lane Acquisition Corp | LLAC | $10.00 | TBA | 28-May-2008 | Withdrawn | Profile | |
| Lone Oak Acquisition Corp | LOKAF | 4.0M | $8.00 | 18-Feb-2011 | 16-Mar-2011 | Priced | Chart, News, Profile |
| Lumax Acquisition Corp | 3.12M | $8.00 | TBA | TBA | Filed | ||
| LyonHeart Capital Inc | 10.0M | $0.06 | TBA | TBA | Filed | ||
| MAFS Acquisition Corp | $10.00 | TBA | 12-Dec-2008 | Withdrawn | |||
| MBF Healthcare Acquisition | MBH | 18.75M | $8.00 | 17-Apr-2007 | 17-Apr-2007 | Priced | Profile |
| MBIA Cap Claymore Man Cal Tr | MZV | 0.07M | $15.00 | TBA | TBA | Filed | Profile |
| MBIA Cap Claymore NJ Mun Tr | 0.07M | $15.00 | 23-May-2003 | TBA | Filed | ||
| MBIA Cap Claymore NY Mun Tr | MZN | 0.07M | $15.00 | TBA | TBA | Filed | Profile |
| MBIA Cap Frst Trst Rel Vl Mn F | $15.00 | 28-Apr-2004 | TBA | Filed | |||
| MDC Acquisition Partners Inc | $8.00 | TBA | 17-Jan-2008 | Withdrawn | |||
| MEVC Delta LifeSciences Fund I | HVC | 4.35M | $20.00 | TBA | TBA | Filed | Profile |
| MGi2 Inc | MGE | 1.9M | $7.00 - $9.00 | TBA | TBA | Postponed | Profile |
| ML JWH Strategic Allocation | -0.0M | TBA | TBA | Filed | |||
| MLP & Strategic Equity | MTP | 17.5M | $20.00 | 25-Jun-2007 | 26-Jun-2007 | Priced | News, Profile, Insider |
| MVC Acquisition Corp | MVA | $10.00 | TBA | 28-Apr-2009 | Withdrawn | Profile | |
| MVC Capital | MVC | 16.5M | $20.00 | 28-Mar-2000 | 28-Mar-2000 | Priced | Chart, News, SEC, Profile, Research, Insider |
| Macquarie Global Div & Inc Fnd | MFD | 12.65M | $20.00 | 25-Mar-2004 | 25-Mar-2004 | Priced | Chart, News, Profile, Insider |
| Macquarie Global Total Return | NGU | 3.0M | $25.00 | 25-Aug-2005 | 25-Aug-2005 | Priced | Profile |
| Madison Acquisition Ventures | 0.21M | TBA | TBA | Filed | |||
| Madison Strategic Sector | MSP | 5.5M | $20.00 | 25-Apr-2005 | 26-Apr-2005 | Priced | Chart, News, Profile, Insider |
| Madison/Claymore Covered Call | MCN | 0.07M | $15.00 | TBA | 27-Jul-2004 | Priced | Chart, News, Profile, Insider |
| MainStay DefinedTerm Intermedi | $20.00 | 6-Feb-2013 | TBA | Filed | |||
| MainStay DefinedTerm Municipal | MMD | 27.5M | $20.00 | 26-Jun-2012 | 26-Jun-2012 | Priced | News, Profile |
| Man Dual Absolute | MTY | 0.05M | $20.00 | 25-May-2007 | TBA | Filed | Profile |
| Managed High Yield Plus Fund | HYF | 3.4M | $15.00 | 24-Jun-1998 | 24-Jun-1998 | Priced | Chart, News, Profile, Research |
| Marathon Acquisition Corp | MAQ | 37.5M | $8.00 | 23-Aug-2006 | 24-Aug-2006 | Priced | Profile |
| Market Participation Principal | PEF | 31.5M | $10.00 | 2-Nov-1999 | 3-Nov-1999 | Priced | Profile |
| Market Street Acquisition Corp | 35.0M | TBA | TBA | Filed | |||
| MassMutual High Inc Invstr Fd | MMH | $15.00 | TBA | TBA | Filed | Profile | |
| Media & Entertainment Holdings | TVH | 10.8M | $8.00 | 8-Mar-2007 | 9-Mar-2007 | Priced | Profile |
| MediaTech Investment Corp | MDTC | 10.0M | $14.00 - $16.00 | TBA | TBA | Filed | Profile |
| Medley Capital Corp | MCC | 11.11M | $12.00 | 21-Jan-2011 | 20-Jan-2011 | Priced | Chart, News, SEC, Profile, Research, Insider |
| Meiguo Ventures I Inc | 3.13M | $0.01 | TBA | TBA | Filed | ||
| Mercator Partners Acq Corp | MPAQ | 10.2M | $5.25 | 26-Jan-2005 | TBA | Filed | Profile |
| Merrill Lynch Snr Flt Rate Fd | XMPCX | 50.0M | $10.00 | TBA | TBA | Filed | Profile |
| Middle Kingdom Alliance Corp | MKGD | 0.18M | $8.00 | 13-Nov-2006 | 13-Dec-2006 | Priced | Profile |
| Millennium India Acquisition | MQC | 8.5M | $8.00 | 19-Jul-2006 | 20-Jul-2006 | Priced | Profile |
| Miller/Howard Fund | -0.0M | 2-May-2011 | TBA | Filed | |||
| Mirador Inc | 11.2M | TBA | TBA | Filed | |||
| Mistral Acquisition Co | $10.00 | TBA | 25-Sep-2009 | Withdrawn | |||
| Mobile Vault Inc | 3.0M | $0.01 | TBA | TBA | Filed | ||
| Monroe Capital Corp | MRCC | 5.0M | $15.00 | 24-Oct-2012 | 24-Oct-2012 | Priced | News, Profile, Research, Insider |
| Morgan Stanley China A Share | CAF | 12.2M | $20.00 | 26-Sep-2006 | 27-Sep-2006 | Priced | News, Profile, Insider |
| Morgan Stanley Emerging | EDD | 75.0M | $20.00 | 20-Apr-2007 | 23-Apr-2007 | Priced | News, Profile, Insider |
| Morgan Stanley Frontier Inc | FFD | 12.5M | $20.00 | 19-Aug-2008 | 22-Aug-2008 | Priced | Profile |
| Morgan Stanley Income Fund | OMA | 0.07M | $15.00 | 22-Feb-2006 | TBA | Filed | Profile |
| Muni California Intermediate | 6.55M | $15.00 | TBA | TBA | Filed | ||
| Muni Intermediate Duration | MUI | 6.55M | $15.00 | 25-Jun-2003 | 29-Jul-2003 | Priced | Chart, News, Profile, Insider |
| Muni New York Intermediate | MNE | 5.33M | $15.00 | 29-Jul-2003 | 29-Jul-2003 | Priced | Chart, News, Profile, Insider |
| MuniHldgs NJ Insured Fund IV | MHJ | 2.8M | $15.00 | 20-Jul-1999 | 20-Jul-1999 | Priced | Profile |
| MuniHolding FL Insured Fund V | FDM | 3.5M | $15.00 | 20-Jul-1999 | 20-Jul-1999 | Priced | News, Profile |
| MuniHoldings CA Insd Fund II | MUC | 6.7M | $15.00 | 23-Jan-1998 | 24-Feb-1998 | Priced | Chart, News, Profile, Insider |
| MuniHoldings Cal Fund Inc | 0.07M | $15.00 | 1-Sep-2004 | TBA | Filed | ||
| MuniHoldings Cal Insured Fd IV | CIL | 8.6M | $15.00 | 26-Jan-1999 | 26-Jan-1999 | Priced | Profile |
| MuniHoldings Calif Ins Fnd V | CAF | 4.9M | $15.00 | 20-Jul-1999 | 20-Jul-1999 | Priced | News, Profile, Insider |
| MuniHoldings California III | MCF | 6.5M | $15.00 | 22-Sep-1998 | 22-Sep-1998 | Priced | Chart, News, SEC, Profile, Research, Insider |
| MuniHoldings Florida In Fd III | MFD | 5.4M | $15.00 | 28-Sep-1998 | 28-Sep-1998 | Priced | Chart, News, Profile, Insider |
| MuniHoldings Florida Ins II | MUF | 8.4M | $15.00 | 20-Feb-1998 | 20-Feb-1998 | Priced | Profile |
| MuniHoldings Florida Insured | MFR | 8.1M | $15.00 | 26-Jan-1999 | 26-Jan-1999 | Priced | Profile |
| MuniHoldings Fund II Inc | MUH | 9.67M | $15.00 | 24-Feb-1998 | 24-Feb-1998 | Priced | Chart, News, Profile, Insider |
| MuniHoldings Fund III | 0.07M | $15.00 | 31-Aug-2004 | TBA | Filed | ||
| MuniHoldings Insured Fund II | MUE | 9.6M | $15.00 | TBA | TBA | Filed | Profile |
| MuniHoldings Insured Fund III | 6.8M | $15.00 | TBA | TBA | Filed | ||
| MuniHoldings Insured Fund IV | MOU | 3.2M | $15.00 | TBA | TBA | Filed | Profile |
| MuniHoldings Insured Fund Inc | MUS | 12.0M | $15.00 | 28-Apr-1998 | 28-Apr-1998 | Priced | Chart, News, Profile, Insider |
| MuniHoldings Mich Insured Fund | MCG | 4.03M | $15.00 | 26-Jan-1999 | 26-Jan-1999 | Priced | Profile |
| MuniHoldings NJ Ins Fnd III | MNJ | 4.7M | $15.00 | 26-Jan-1999 | 26-Jan-1999 | Priced | Profile |
| MuniHoldings NJ Insured Fd II | MWJ | 5.3M | $15.00 | 22-Sep-1998 | 22-Sep-1998 | Priced | News, Profile |
| MuniHoldings NY Ins Fund II | MNU | 5.3M | $15.00 | 28-Sep-1998 | 28-Sep-1998 | Priced | Profile |
| MuniHoldings NY Ins Fnd IV Inc | MNW | 3.9M | $15.00 | 20-Jul-1999 | 20-Jul-1999 | Priced | Profile |
| MuniHoldings New Jersey | MUJ | 6.7M | $15.00 | 6-Mar-1998 | 6-Mar-1998 | Priced | Chart, News, Profile, Insider |
| MuniHoldings New York Fund Inc | MUN | 6.7M | $15.00 | 9-Jan-1998 | 24-Feb-1998 | Priced | Profile |
| MuniHoldings New York Insured | MNK | 5.0M | $15.00 | 26-Jan-1999 | 26-Jan-1999 | Priced | Profile |
| MuniHoldings Pennsylvania Ins | MPI | 4.03M | $15.00 | 15-Dec-1998 | 23-Feb-1999 | Priced | Profile |
| Muniholdings Michigan | MDH | 4.5M | $15.00 | 21-Jul-1999 | 14-Sep-1999 | Priced | Profile |
| NASDAQ Premium Income & Growth | QQQX | 0.05M | $20.00 | 26-Dec-2006 | 25-Jan-2007 | Priced | News, Profile |
| NFJ Div Int Prem Strat Fnd | NFJ | 100.0M | $25.00 | 23-Feb-2005 | 23-Feb-2005 | Priced | Chart, News, Profile, Insider |
| NGP Capital Resources Co | NGPC | 17.0M | $15.00 | 29-Oct-2004 | 9-Nov-2004 | Priced | Chart, News, Profile, Research, Insider |
| NRDC Acquisition Corp | NAQ | 30.0M | $10.00 | 10-Oct-2007 | 17-Oct-2007 | Priced | Profile |
| NTR Acquisition Co | NTQ | 25.0M | $10.00 | 11-Jan-2007 | 30-Jan-2007 | Priced | Profile |
| Nagao Group Holdings Ltd | 9.38M | $8.00 | 5-Mar-2007 | 24-Jul-2007 | Withdrawn | ||
| Natl Energy Res Acq Co | NER | 10.0M | $10.00 | TBA | TBA | Filed | Profile |
| Natl Renewable Energy Invest | NRZ | 6.75M | $15.00 | TBA | TBA | Filed | Profile |
| Natl Sec Solutions Inc | NSX | $10.00 | TBA | 27-Apr-2010 | Withdrawn | Profile | |
| NeXt Innovation Corp | GSVC | 3.5M | $15.00 | 28-Apr-2011 | 28-Apr-2011 | Priced | News, Profile, Research, Insider |
| Neuberger Berman Cali Fund | NBW | 7.0M | $15.00 | 24-Sep-2002 | 24-Sep-2002 | Priced | Chart, News, Profile, Insider |
| Neuberger Berman Dvd Adv Fnd | NDD | 8.05M | $20.00 | 25-Mar-2004 | 25-Mar-2004 | Priced | Profile |
| Neuberger Berman High Yield | NHS | 0.05M | $20.00 | 21-Jan-2011 | TBA | Filed | Profile |
| Neuberger Berman Inc Opp Fund | 18.98M | $15.00 | TBA | TBA | Filed | ||
| Neuberger Berman Intermediate | NBH | 25.0M | $15.00 | 24-Sep-2002 | 24-Sep-2002 | Priced | Chart, News, Profile, Insider |
| Neuberger Berman MLP | NML | 60.0M | $20.00 | 22-Mar-2013 | 25-Mar-2013 | Priced | Chart, News, Profile, Insider |
| Neuberger Berman NY Fund | NBO | 7.0M | $15.00 | 24-Sep-2002 | 24-Sep-2002 | Priced | Chart, News, Profile, Insider |
| Neuberger Berman RE Sec Inc Fd | NRO | 33.0M | $15.00 | 28-Oct-2003 | 28-Oct-2003 | Priced | Chart, News, Profile, Insider |
| Neuberger Berman Real Estate | NRL | 5.0M | $15.00 | 25-Nov-2002 | 25-Nov-2002 | Priced | Profile |
| Neuberger Berman Real Inc Fund | NRI | 26.4M | $15.00 | 23-Apr-2003 | 24-Apr-2003 | Priced | Profile |
| New Asia Partners China I Corp | 3.75M | $8.00 | TBA | TBA | Filed | ||
| New Russian Generation Ltd | -0.0M | 23-Oct-2007 | 16-Nov-2007 | Withdrawn | |||
| Nich-Apple Conv & Inc Fd II | NCZ | $15.00 | 9-Jun-2003 | 28-Jul-2003 | Priced | Chart, News, Profile, Insider | |
| Nicholas Applegate Convertible | 70.0M | $15.00 | TBA | TBA | Filed | ||
| Nicholas-Applegate Cvt Inc Fd | NCV | 73.5M | $15.00 | 26-Mar-2003 | 26-Mar-2003 | Priced | Chart, News, Profile, Research, Insider |
| Nicholas-Applegate Eq & Cvt Fd | NIE | 24.0M | $25.00 | 21-Feb-2007 | 22-Feb-2007 | Priced | News, Profile, Research, Insider |
| Nicholas-Applegate Global Eq | NGZ | 8.0M | $25.00 | 24-Sep-2007 | 25-Sep-2007 | Priced | News, Profile, Insider |
| Nicholas-Applegate Int'l Strat | NAI | 9.5M | $25.00 | 26-Apr-2005 | 26-Apr-2005 | Priced | News, Profile, Insider |
| North American Ins Leaders | NAO | 12.5M | $8.00 | 17-Mar-2006 | 22-Mar-2006 | Priced | Profile |
| North Asia Investment Corp | NHR | 6.0M | $10.00 | 3-Jul-2008 | 23-Jul-2008 | Priced | Profile |
| North Shore Acquisition Corp | NSAQ | 6.0M | $8.00 | 23-Nov-2007 | 30-Nov-2007 | Priced | Profile |
| Novara Invest | -0.0M | 1-May-2001 | 1-Jan-2001 | Withdrawn | |||
| Nuveen AZ Div Adv Mun Fund 2 | NKR | 2.5M | $15.00 | 25-Mar-2002 | 25-Mar-2002 | Priced | Chart, News, Profile |
| Nuveen Active Allocation Real | NRR | $20.00 | 13-Jul-2012 | TBA | Filed | Profile | |
| Nuveen Arizon Divident 4 | $15.00 | 30-Mar-2004 | 22-Sep-2005 | Withdrawn | |||
| Nuveen Arizona Div Muni Fund | NFZ | 2.0M | $15.00 | 29-Jan-2001 | 30-Jan-2001 | Priced | Chart, News, Profile |
| Nuveen Arizona Dividend | NXE | 3.7M | $15.00 | 24-Sep-2002 | 25-Sep-2002 | Priced | Chart, News, Profile |
| Nuveen Build Amer Bond Term Fu | NBB | 23.5M | $20.00 | 18-May-2010 | 27-Apr-2010 | Priced | News, Profile |
| Nuveen Build America Bond Oppo | NBD | -0.0M | $20.00 | 23-Nov-2010 | 23-Nov-2010 | Priced | Chart, News, SEC, Profile |
| Nuveen CA Div Adv Mun Fund 4 | $15.00 | 19-Oct-2001 | 8-Dec-2004 | Withdrawn | |||
| Nuveen CT Div Adv Muni Fund | NFC | 2.67M | $15.00 | 24-Jan-2001 | 25-Jan-2001 | Priced | Profile |
| Nuveen CT Mun Inc Opp Fd | $20.00 | 25-Jan-2008 | 9-Oct-2009 | Withdrawn | |||
| Nuveen Ca Div Adv Mun Fund 3 | NZH | $15.00 | 24-Oct-2001 | 25-Sep-2001 | Priced | Chart, News, Profile, Insider | |
| Nuveen Cali Muni High Income | $15.00 | 30-Mar-2004 | 22-Sep-2005 | Withdrawn | |||
| Nuveen California Dividend | NVX | 20.0M | $15.00 | 26-Mar-2001 | 27-Mar-2001 | Priced | Chart, News, Profile |
| Nuveen California Municipal | NCB | 3.2M | $15.00 | 27-Apr-2009 | 27-Apr-2009 | Priced | News, Profile |
| Nuveen Conn Div Adv Mun Fund 2 | NGK | $15.00 | 5-Feb-2002 | 25-Mar-2002 | Priced | Profile | |
| Nuveen Conn Div Adv Mun Fund 3 | NGO | 5.7M | $15.00 | 24-Sep-2002 | 25-Sep-2002 | Priced | Profile |
| Nuveen Connecticut Div Fnd 4 | $15.00 | 30-Mar-2004 | TBA | Filed | |||
| Nuveen Connecticut Municipal V | NJV | $15.00 | 6-Apr-2009 | 9-Oct-2009 | Withdrawn | Profile | |
| Nuveen Core Equity Alpha Fund | JCE | 19.0M | $20.00 | 26-Mar-2007 | 27-Mar-2007 | Priced | News, Profile |
| Nuveen Credit Strategies Fund | $20.00 | 11-Jan-2008 | TBA | Filed | |||
| Nuveen Div Adv Mun Fund 3 | NZF | 37.5M | $15.00 | 24-Sep-2001 | 25-Sep-2001 | Priced | Chart, News, Profile, Insider |
| Nuveen Div Adv Mun Fund 4 | $15.00 | 19-Oct-2001 | TBA | Filed | |||
| Nuveen Div Adv Muni Fund 2 | NXZ | 33.33M | $15.00 | 26-Mar-2001 | 27-Mar-2001 | Priced | Chart, News, Profile |
| Nuveen Diversified Dividend | JDD | 27.0M | $15.00 | 24-Sep-2003 | 25-Sep-2003 | Priced | Chart, News, Profile, Insider |
| Nuveen Dividend Adv Muni Fund | NAD | 40.0M | $15.00 | 25-May-1999 | 25-May-1999 | Priced | Chart, News, Profile, Insider |
| Nuveen Energy MLP Total Return | JMF | -0.0M | $20.00 | 26-Jan-2011 | 23-Feb-2011 | Priced | News, Profile, Research |
| Nuveen Enhanced Municipal | NEV | 0.02M | $15.00 | 24-Sep-2009 | 24-Sep-2009 | Priced | News, Profile |
| Nuveen Equity Prem Advnt Fnd | JLA | 26.25M | $20.00 | 25-May-2005 | 25-May-2005 | Priced | News, Profile |
| Nuveen Equity Premium & Growth | JPG | 17.5M | $20.00 | 21-Nov-2005 | 22-Nov-2005 | Priced | News, Profile, Insider |
| Nuveen FLA Div Adv Mun Fund | 0.1M | $15.00 | 5-Jan-2001 | TBA | Filed | ||
| Nuveen Flexible Invest Inc Fd | JPW | $20.00 | 3-Apr-2013 | TBA | Filed | Profile | |
| Nuveen Floating Rate Income | JFR | 48.0M | $15.00 | 24-Mar-2004 | 25-Mar-2004 | Priced | Chart, News, Profile, Insider |
| Nuveen Floating Rt Inc Opp Fnd | JRO | 37.0M | $15.00 | 27-Jul-2004 | 27-Jul-2004 | Priced | Chart, News, Profile, Insider |
| Nuveen GA Div Adv Mun Fund | NZX | 2.3M | $15.00 | 25-Sep-2001 | 25-Sep-2001 | Priced | Profile |
| Nuveen GA Div Adv Mun Fund 2 | NKG | 5.7M | $15.00 | 24-Sep-2002 | 25-Sep-2002 | Priced | Chart, News, Profile, Research |
| Nuveen Global Government | JGG | 11.5M | $20.00 | 26-Jun-2006 | 27-Jun-2006 | Priced | News, Profile, Insider |
| Nuveen Global Value | JGV | 22.5M | $20.00 | 21-Jul-2006 | 24-Jul-2006 | Priced | News, Profile, Insider |
| Nuveen High Grade Municipal In | 13-Apr-2009 | TBA | Filed | ||||
| Nuveen High Income Municipal | -0.0M | $15.00 | 22-May-2009 | 9-Oct-2009 | Withdrawn | ||
| Nuveen Insured CA Div Adv Mun | NKL | $15.00 | 14-Oct-2001 | 25-Mar-2002 | Priced | Profile | |
| Nuveen Insured California Tax | NKX | 5.45M | $15.00 | 22-Nov-2002 | 21-Nov-2002 | Priced | Chart, News, Profile |
| Nuveen Insured Dividend | NVG | $15.00 | 24-Oct-2001 | 25-Mar-2002 | Priced | Chart, News, Profile, Research, Insider | |
| Nuveen Insured Florida Tax | NWF | 3.5M | $15.00 | 22-Nov-2002 | 21-Nov-2002 | Priced | Profile |
| Nuveen Insured Massachusetts | NGX | 2.45M | $15.00 | 22-Nov-2002 | 21-Nov-2002 | Priced | Chart, News, Profile |
| Nuveen Insured Michigan Fund | $15.00 | 28-Oct-2002 | TBA | Filed | |||
| Nuveen Insured NJ TF Muni Fund | $15.00 | 28-Oct-2002 | TBA | Filed | |||
| Nuveen Insured NY Div Mun Fund | NKO | 9.5M | $15.00 | 25-Mar-2002 | 25-Mar-2002 | Priced | Profile |
| Nuveen Insured New York Tax | NRK | 3.25M | $15.00 | 22-Nov-2002 | 21-Nov-2002 | Priced | Chart, News, Profile, Insider |
| Nuveen Insured PA TF Muni Fund | $15.00 | 28-Oct-2002 | TBA | Filed | |||
| Nuveen Insured Tax Free Fund | NEA | 17.0M | $15.00 | 22-Nov-2002 | 21-Nov-2002 | Priced | Chart, News, Profile, Research, Insider |
| Nuveen Int Duration Qlty Mun | NIQ | 16.0M | $15.00 | 6-Feb-2013 | 7-Feb-2013 | Priced | News, Profile |
| Nuveen Intermediate Duration | NID | $15.00 | 4-Dec-2012 | 6-Dec-2012 | Priced | News, Profile | |
| Nuveen Long/Short Commodity | CTF | 20.0M | $25.00 | 25-Oct-2012 | 25-Oct-2012 | Priced | News, Profile, Insider |
| Nuveen MASS Div Advantage Fund | NMB | 2.33M | $15.00 | 29-Jan-2001 | 30-Jan-2001 | Priced | Chart, News, Profile |
| Nuveen MD Div Adv Mun Fund 2 | NZR | 4.0M | $15.00 | 24-Sep-2001 | 25-Sep-2001 | Priced | Chart, News, Profile |
| Nuveen MD Div Adv Muni Fund | NFM | 1.0M | $15.00 | 28-Dec-2000 | 23-Jan-2001 | Priced | Chart, News, Profile |
| Nuveen Maryland Dividend | NWI | 5.7M | $15.00 | 24-Sep-2002 | 25-Sep-2002 | Priced | Chart, News, Profile |
| Nuveen Maryland Municipal Valu | $15.00 | 6-Apr-2009 | TBA | Filed | |||
| Nuveen Massachusetts Div 2 | $15.00 | 30-Mar-2004 | TBA | Filed | |||
| Nuveen Massachusetts Municipal | NJV | $15.00 | 6-Apr-2009 | 9-Oct-2009 | Withdrawn | Profile | |
| Nuveen Michigan Dividend | NZW | 2.3M | $15.00 | 25-Sep-2001 | 25-Sep-2001 | Priced | Chart, News, Profile |
| Nuveen Missouri Dividend | 0.1M | $15.00 | 3-Nov-2000 | 2-Dec-2004 | Withdrawn | ||
| Nuveen Mortgage Opportunity | JLS | 14.0M | $25.00 | 18-Dec-2009 | 24-Nov-2009 | Priced | News, Profile, Insider |
| Nuveen Multi-Currency Inc Fund | JGR | $20.00 | TBA | TBA | Filed | Profile | |
| Nuveen Multi-Currency Short | JGT | 45.0M | $20.00 | 24-Apr-2007 | 25-Apr-2007 | Priced | News, Profile, Insider |
| Nuveen Mun High Inc Opp Fd 2 | NMD | 19.0M | $15.00 | 14-Nov-2007 | 15-Nov-2007 | Priced | News, Profile, Insider |
| Nuveen Mun High Inc Opp Fd 3 | $20.00 | 17-Jan-2008 | 9-Oct-2009 | Withdrawn | |||
| Nuveen Muni High Income Fd | NMZ | 23.5M | $15.00 | 18-Nov-2003 | 19-Nov-2003 | Priced | Chart, News, Profile, Research, Insider |
| Nuveen Municipal Value Fund 2 | NUW | -0.0M | $15.00 | 24-Feb-2009 | 24-Feb-2009 | Priced | News, Profile, Insider |
| Nuveen N Carolina Div Adv Mun | $15.00 | 7-Apr-2004 | 22-Sep-2005 | Withdrawn | |||
| Nuveen NC Div Adv Mun Fund 2 | NNO | 3.75M | $15.00 | 14-Nov-2001 | 15-Nov-2001 | Priced | Profile |
| Nuveen NJ Div Adv Mun Fund 2 | NUJ | $15.00 | 19-Oct-2001 | 25-Mar-2002 | Priced | Chart, News, Profile | |
| Nuveen NJ Div Avd Muni Fund | NXJ | 8.33M | $15.00 | 26-Mar-2001 | 27-Mar-2001 | Priced | Chart, News, Profile |
| Nuveen NY Div Adv Mun Fund 3 | $15.00 | TBA | TBA | Filed | |||
| Nuveen NY Div Adv Muni Fund 2 | NXK | $15.00 | 10-Feb-2003 | TBA | Filed | Profile | |
| Nuveen NY Municipal Advantage | NAN | 9.0M | $15.00 | 25-May-1999 | 25-May-1999 | Priced | Chart, News, Profile |
| Nuveen New Jersey Municipal | NJV | 1.83M | $15.00 | 27-Apr-2009 | 27-Apr-2009 | Priced | News, Profile |
| Nuveen New York Municipal | NYV | 2.5M | $15.00 | 27-Apr-2009 | 27-Apr-2009 | Priced | News, Profile |
| Nuveen North Carolina | NRB | 2.67M | $15.00 | 24-Jan-2001 | 25-Jan-2001 | Priced | Profile |
| Nuveen North Carolina Fund 3 | NII | 3.7M | $15.00 | 24-Sep-2002 | 25-Sep-2002 | Priced | Profile |
| Nuveen North Carolina Municipa | $15.00 | 6-Apr-2009 | 9-Oct-2009 | Withdrawn | |||
| Nuveen Ohio Div Adv Mun Fund 3 | NVJ | $15.00 | 18-Jan-2002 | 25-Mar-2002 | Priced | Chart, News, Profile, Insider | |
| Nuveen Ohio Div Adv Muni Fund | 0.1M | $15.00 | 16-Jul-1999 | 20-Jun-2000 | Withdrawn | ||
| Nuveen Ohio Municipal Value Fd | $15.00 | 6-Apr-2009 | 9-Oct-2009 | Withdrawn | |||
| Nuveen PA Div Adv Mun Fund | NXM | 5.0M | $15.00 | 26-Mar-2001 | 27-Mar-2001 | Priced | Chart, News, Profile, Research |
| Nuveen Pennsylvania Dividend | NVY | $15.00 | 19-Oct-2001 | 25-Mar-2002 | Priced | Chart, News, Profile | |
| Nuveen Pennsylvania Municipal | NPN | 1.33M | $15.00 | 27-Apr-2009 | 27-Apr-2009 | Priced | News, Profile |
| Nuveen Pref & Con Inc Fd II | JQC | 4.0M | $15.08 | 21-May-2003 | TBA | Filed | Profile |
| Nuveen Pref and Conv Fund | JPC | 4.0M | $15.00 | 25-Mar-2003 | 26-Mar-2003 | Priced | Chart, News, Profile, Insider |
| Nuveen Preferred & Income Term | JPI | 24.0M | $25.00 | 25-Jul-2012 | 26-Jul-2012 | Priced | News, Profile |
| Nuveen Premium Income Fund | JPZ | 37.5M | $20.00 | 25-Oct-2004 | 26-Oct-2004 | Priced | Chart, News, Profile |
| Nuveen Premium Opportunity | JSN | 65.0M | $20.00 | 26-Jan-2005 | 26-Jan-2005 | Priced | Chart, News, Profile, Insider |
| Nuveen Quality Pref Inc Fund | JTP | $15.00 | 26-Apr-2002 | 25-Jun-2002 | Priced | Chart, News, Profile, Insider | |
| Nuveen Quality Pref Inc Fund 2 | JPS | 124.89M | $15.00 | 24-Sep-2002 | 23-Sep-2002 | Priced | Chart, News, Profile |
| Nuveen Quality Pref Inc Fund 3 | JHP | 23.33M | $15.00 | 17-Dec-2002 | 18-Dec-2002 | Priced | Chart, News, Profile, Insider |
| Nuveen Real Asset Income | JRI | 11.0M | $20.00 | 24-Apr-2012 | 25-Apr-2012 | Priced | News, Profile, Insider |
| Nuveen Real Estate Income Fund | JRS | 27.5M | $15.00 | 14-Nov-2001 | 15-Nov-2001 | Priced | Chart, News, Profile |
| Nuveen Senior Income Fund | NSL | 6.0M | $10.00 | 26-Oct-1999 | 26-Oct-1999 | Priced | Chart, News, Profile, Insider |
| Nuveen Short Duration Credit O | JSD | 12.5M | $20.00 | 24-May-2011 | 25-May-2011 | Priced | News, Profile, Insider |
| Nuveen Tax Advantage Total | JTA | 17.0M | $20.00 | 26-Jan-2004 | 27-Jan-2004 | Priced | Chart, News, Profile, Insider |
| Nuveen Tax Advtgd Flt Rate Fd | JFP | 15.0M | $15.00 | 25-Mar-2005 | 28-Mar-2005 | Priced | Profile |
| Nuveen Tax-Advantaged Div | JTD | 18.75M | $20.00 | TBA | TBA | Filed | Profile |
| Nuveen VA Div Adv Mun Fund 2 | NNB | 5.75M | $15.00 | 14-Nov-2001 | 16-Nov-2001 | Priced | Chart, News, Profile |
| Nuveen Virginia Dividend | 0.1M | $15.00 | 16-Jul-1999 | 20-Jun-2000 | Withdrawn | ||
| Nuveen Virginia Dividend 3 | $15.00 | 30-Mar-2004 | 22-Sep-2005 | Withdrawn | |||
| Nuveen Virginia Municipal Valu | $15.00 | 6-Apr-2009 | TBA | Filed | |||
| OFS Capital Corp | OFS | 6.67M | $15.00 | 24-Oct-2012 | 7-Nov-2012 | Priced | News, Profile, Research, Insider |
| OICco Acquisition II Inc | 8.5M | $0.10 | TBA | TBA | Filed | ||
| Oakmont Acquisition Corp | OMAC | 8.0M | $6.00 | 12-Jul-2005 | 12-Jul-2005 | Priced | Profile |
| Oasis Group Inc | OGH | 30.0M | TBA | TBA | Filed | Profile | |
| Oceanaut Inc | OKN | 18.75M | $8.00 | 28-Feb-2007 | 1-Mar-2007 | Priced | Profile |
| Old Mutual Tax-Advantaged | 0.05M | $20.00 | 29-Jun-2007 | TBA | Filed | ||
| Old Mutual/Claymore Long-Short | OLA | 22.5M | $20.00 | 25-Aug-2005 | 25-Aug-2005 | Priced | Profile |
| Open Acquisition Corp | $10.00 | TBA | 4-Nov-2009 | Withdrawn | |||
| Opportunity Acquisition Corp | JOA | $10.00 | TBA | 18-Dec-2009 | Withdrawn | Profile | |
| Oracle Healthcare Acq Corp | OHAQ | 15.0M | $8.00 | 1-Mar-2006 | 2-Mar-2006 | Priced | Profile |
| Orbit Acquisition Corp | $10.00 | TBA | 2-Sep-2009 | Withdrawn | |||
| Oxford Lane Capital Corp | OXLC | 2.0M | $20.00 | 30-Nov-2010 | 19-Jan-2011 | Priced | News, Profile, Research, Insider |
| Oyak Yardimlasma Kurumu | -0.0M | 26-May-2002 | 1-Jan-2002 | Withdrawn | |||
| PIMCO California Municipal III | PZC | 25.0M | $15.00 | 28-Oct-2002 | 28-Oct-2002 | Priced | Chart, News, Profile, Research, Insider |
| PIMCO California Municipal Inc | PCK | $15.00 | 29-May-2002 | 26-Jun-2002 | Priced | Chart, News, Profile, Insider | |
| PIMCO CommoditiesPLUS Fund | $15.00 | 10-Aug-2004 | 26-Mar-2009 | Withdrawn | |||
| PIMCO Corp Opp Fund | PTY | 70.0M | $15.00 | 23-Dec-2002 | 23-Dec-2002 | Priced | Chart, News, Profile, Research, Insider |
| PIMCO Dynamic Credit Income | PCI | 7.15M | $25.00 | 28-Jan-2013 | 28-Jan-2013 | Priced | News, Profile |
| PIMCO Dynamic Income Fund | PDI | 0.04M | $25.00 | 23-May-2012 | 24-May-2012 | Priced | News, Profile, Insider |
| PIMCO Fltg Rt Strat Fnd | PFN | $20.00 | 7-Jul-2004 | 26-Oct-2004 | Priced | Chart, News, Profile, Research, Insider | |
| PIMCO High Income Fund | PHK | $15.00 | 4-Apr-2003 | 24-Apr-2003 | Priced | Chart, News, Profile, Research, Insider | |
| PIMCO High Yield Municipal | PXM | $15.00 | TBA | 26-Mar-2009 | Withdrawn | Profile | |
| PIMCO Income Opportunity Fund | PKO | 16.0M | $25.00 | 26-Nov-2007 | 27-Nov-2007 | Priced | Chart, News, Profile, Insider |
| PIMCO Municipal Income Fund II | PML | $15.00 | 29-May-2002 | 26-Jun-2002 | Priced | Chart, News, Profile, Insider | |
| PIMCO New York Municipal | PNI | $15.00 | 15-Apr-2002 | 26-Jun-2002 | Priced | Chart, News, Profile, Insider | |
| PIMCO New York Municipal 3 | PYN | 5.0M | $15.00 | 30-Oct-2002 | 28-Oct-2002 | Priced | Chart, News, Profile, Insider |
| PJSC Acquisition Corp | 15.0M | TBA | TBA | Filed | |||
| Pacesetter Capital Corp | PCY | 4.0M | $15.00 | TBA | TBA | Postponed | Profile |
| Pacific Monument Acquisition | 4.0M | $10.00 | TBA | TBA | Filed | ||
| Pantheon China Acquisition | PCQC | 5.0M | $6.00 | 1-Dec-2006 | 14-Dec-2006 | Priced | Profile |
| Paramount Acquisition Corp | PMQC | 8.5M | $6.00 | 17-Oct-2005 | 21-Oct-2005 | Priced | Profile |
| Patriot Capital Funding Inc | PCAP | 9.33M | $14.00 | 13-Jul-2005 | 27-Jul-2005 | Priced | Profile |
| Peerless Value Opportunity | -0.0M | $10.00 | 22-Jun-2011 | 29-Jul-2011 | Withdrawn | ||
| PennantPark Floating Rate | PFLT | 6.7M | $15.00 | 8-Apr-2011 | 8-Apr-2011 | Priced | News, Profile, Research, Insider |
| Pennantpark Investment Corp | PNNT | 27.0M | $15.00 | 5-Apr-2007 | 19-Apr-2007 | Priced | News, Profile, Research, Insider |
| Performance Acquisition Corp | 50.0M | $10.00 | TBA | TBA | Filed | ||
| Phoenix Duff & Phelps | 4.0M | $15.00 | 11-Mar-1999 | 1-Apr-2000 | Withdrawn | ||
| Phoenix India Acquisition Corp | PXIA | 6.16M | $8.00 | TBA | TBA | Filed | Profile |
| Pimco CA Mun Inc Fund | PCQ | 16.67M | $15.00 | 26-Jun-2001 | 26-Jun-2001 | Priced | Chart, News, Profile, Research, Insider |
| Pimco Corporate Income Fund | PCN | $15.00 | 21-Nov-2001 | 18-Dec-2001 | Priced | Chart, News, Profile, Research, Insider | |
| Pimco Floating Rate Income | PFL | 28.75M | $20.00 | 26-Aug-2003 | 26-Aug-2003 | Priced | Chart, News, Profile, Insider |
| Pimco Global Stocksplus | PGP | 11.0M | $25.00 | 24-May-2005 | 25-May-2005 | Priced | News, Profile, Insider |
| Pimco Municipal Income Fund | PMF | 23.33M | $15.00 | 26-Jun-2001 | 26-Jun-2001 | Priced | Chart, News, Profile, Research, Insider |
| Pimco Municipal Income III | PMX | 38.0M | $15.00 | 28-Oct-2002 | 28-Oct-2002 | Priced | Chart, News, Profile, Research, Insider |
| Pimco NY Mun Inc Fund | PNF | 8.33M | $15.00 | 26-Jun-2001 | 26-Jun-2001 | Priced | Chart, News, Profile, Insider |
| Pinpoint Advance Corp | PPAC | 2.5M | $10.00 | 19-Apr-2007 | 19-Apr-2007 | Priced | Profile |
| Pioneer Diversified High | HNW | 28.0M | $25.00 | 20-Apr-2007 | 24-May-2007 | Priced | News, Profile, Insider |
| Pioneer Floating Rate Trust | PHD | 0.05M | $20.00 | 19-Nov-2004 | 22-Dec-2004 | Priced | Chart, News, Profile, Insider |
| Pioneer High Income Trust | PHH | 0.07M | $15.00 | 28-Mar-2002 | 25-Apr-2002 | Priced | Chart, News, Profile, Research, Insider |
| Pioneer Int Inc&Growth Trust | PGO | 0.05M | $20.00 | 22-Mar-2004 | TBA | Filed | Profile |
| Pioneer Multi-Asset Credit Tr | CDT | 0.04M | $20.00 | TBA | TBA | Filed | Profile |
| Pioneer Multi-Asset Floating R | -0.0M | $25.00 | 8-Sep-2010 | TBA | Filed | ||
| Pioneer Muni High Inc Trust | MHI | 20.5M | $15.00 | 17-Jul-2003 | 17-Jul-2003 | Priced | Chart, News, Profile, Insider |
| Pioneer Municipal High Income | MAV | 25.0M | $15.00 | 24-Oct-2003 | 15-Oct-2003 | Priced | Chart, News, Profile, Insider |
| Pioneer Municipal High Yld Trs | 0.05M | $20.00 | 18-Feb-2005 | TBA | Filed | ||
| Pioneer Tax Adv Balanced Trust | PBF | 0.05M | $15.00 | 23-Jan-2004 | 27-Jan-2004 | Priced | Chart, News, Profile, Research |
| Platform Acquisition Corp Int | 16.67M | $6.00 | TBA | TBA | Filed | ||
| Polaris Acquisition Corp | 18.0M | $10.00 | 8-Jan-2008 | 11-Jan-2008 | Priced | ||
| Porticoes Capital Corp | PTCC | 33.33M | $15.00 | 14-Apr-2004 | 22-Jul-2004 | Withdrawn | Profile |
| Post/Claymore High Yield Fund | 0.07M | $15.00 | 4-Jan-2005 | TBA | Filed | ||
| PowerShares Preferrede ACCE Fd | 0.05M | $20.00 | 18-Sep-2009 | 5-Nov-2012 | Withdrawn | ||
| Powershares Bank Loan | 0.05M | $20.00 | 18-Sep-2009 | TBA | Withdrawn | ||
| Powershares Commodities Opport | 0.05M | $20.00 | 18-Sep-2009 | 5-Nov-2012 | Withdrawn | ||
| Powershares Zacks Large Cap | 0.05M | $20.00 | 3-Feb-2005 | TBA | Filed | ||
| Preferred & Corporate Income | PSW | 4.6M | $25.00 | 20-Jun-2003 | 29-Jul-2003 | Priced | Profile |
| Preferred Income Strat Fund | PSY | 200.0M | $25.00 | 25-Mar-2003 | 25-Mar-2003 | Priced | Profile |
| Premium Income Corp II | -0.0M | $15.00 | 25-May-2007 | 9-Aug-2007 | Withdrawn | ||
| Prime Acquisition Corp | PACQU | 4.0M | $10.00 | 23-Mar-2011 | 24-Mar-2011 | Priced | News, Profile |
| Principal Commercial Mortgage | 0.05M | $20.00 | TBA | TBA | Filed | ||
| Privileged World Travel Club | 0.47M | $1.00 | TBA | TBA | Filed | ||
| Prospect Acquisition Corp | PAX | 25.0M | $10.00 | 26-Oct-2007 | 14-Nov-2007 | Priced | Profile |
| Prospect Street Energy Corp | PSEC | 7.0M | $15.00 | 27-Jul-2004 | 27-Jul-2004 | Priced | Chart, News, Profile, Research, Insider |
| Prosperity Quest II Ltd | $100.00 | TBA | 7-Jul-2010 | Withdrawn | |||
| Prudential Global Short | GHY | 0.05M | $20.00 | 21-Nov-2012 | 20-Dec-2012 | Priced | News, Profile |
| Prudential Short Duration High | ISD | 30.81M | $20.00 | 25-Apr-2012 | 25-Apr-2012 | Priced | News, Profile, Insider |
| Q Holdings Inc | $1.00 | TBA | 16-Aug-2012 | Withdrawn | |||
| RAI Acquisition Corp | $10.00 | TBA | 26-Mar-2009 | Withdrawn | |||
| RE-AD Marketing Inc | 3.0M | $0.02 | 10-Oct-2012 | TBA | Filed | ||
| RLJ Acquisition Inc | RLJAU | 12.5M | $10.00 | 14-Feb-2011 | 15-Feb-2011 | Priced | Profile |
| RMK Advantage Income Fund Inc | RMA | 4.6M | $15.00 | 20-Oct-2004 | 8-Nov-2004 | Priced | Profile |
| RMK High Income Fund Inc | RMH | 17.01M | $15.00 | 23-Jun-2003 | 24-Jun-2003 | Priced | Profile |
| RMK Multi-Sector High Income | 31.05M | $15.00 | 18-Jan-2006 | 19-Jan-2006 | Priced | ||
| RMK Strategic Income Fund | RSF | 21.0M | $15.00 | 17-Mar-2004 | 18-Mar-2004 | Priced | Profile |
| RMR Asia Pacific Real Estate | RAP | 5.0M | $20.00 | 25-May-2006 | 25-May-2007 | Priced | Profile |
| RMR Asia Real Estate Fund | RAF | 7.5M | $20.00 | 22-May-2007 | 25-May-2007 | Priced | Profile |
| RMR Dividend Capture Fund | RCR | 5.0M | $20.00 | 17-Dec-2007 | 18-Dec-2007 | Priced | Profile |
| RMR FIRE Fund | RFR | 0.4M | $25.00 | 13-Aug-2004 | 22-Nov-2004 | Priced | Profile |
| RMR Healthcare G&I Fund | RCR | 0.4M | $25.00 | 21-May-2004 | TBA | Filed | Profile |
| RMR Hosp&Real Estate Fund | RHR | 8.75M | $20.00 | 27-Apr-2004 | 27-Apr-2004 | Priced | Profile |
| RMR Opportunity Fund | 0.04M | $25.00 | 17-Jan-2006 | TBA | Filed | ||
| RMR Preferred Dividend Fund | RDR | 2.88M | $20.00 | 20-May-2005 | 25-May-2005 | Priced | Profile |
| RMR Preferred Dividend Fund II | RZR | 0.5M | $20.00 | 15-Sep-2005 | TBA | Filed | Profile |
| RMR Preferred Income Fund | PIF | -0.0M | TBA | TBA | Filed | Profile | |
| RMR Real Estate Fund | RIF | 5.0M | $15.00 | 29-Jul-2003 | 19-Dec-2003 | Priced | Chart, News, Profile, Insider |
| RMR Real Estate Sec. Fund | 5.75M | $20.00 | 22-Jan-2004 | TBA | Filed | ||
| RNK Global Dvlp Acq Corp | RNKG | 5.0M | $8.00 | TBA | TBA | Filed | Profile |
| ROI Acquisition Corp | ROIQU | 7.5M | $10.00 | 24-Feb-2012 | 24-Feb-2012 | Priced | News, Profile |
| Rand Acquisition Corp | RAQC | 3.5M | $5.00 | TBA | TBA | Filed | Profile |
| Ravensden Resource LP | 50.0M | $10.00 | 3-Dec-2008 | 6-Jan-2009 | Withdrawn | ||
| Raycliff Acquisition Corp | 20.0M | $10.00 | TBA | TBA | Filed | ||
| Real Estate Income Fund Inc | RIT | 15.0M | $15.00 | 25-Jul-2002 | 25-Jul-2002 | Priced | Chart, News, Profile, Insider |
| Reaves Utility Income Fund | UTG | 0.05M | $20.00 | 30-Dec-2003 | 24-Feb-2004 | Priced | Chart, News, Profile, Insider |
| Redstar Partners Inc | 3.0M | $8.00 | TBA | TBA | Filed | ||
| Regian Acquisition Corp | 10.0M | $10.00 | 22-Sep-2008 | TBA | Filed | ||
| Renaissance Acquisition Corp | RAK | 13.0M | $6.00 | 23-Jan-2007 | 29-Jan-2007 | Priced | Profile |
| Restaurant Acq Partners Inc | RAQP | 3.33M | $6.00 | 21-Nov-2006 | 15-Dec-2006 | Priced | Profile |
| Rhapsody Acquisition Corp | RPSD | 4.5M | $8.00 | 27-Sep-2006 | 3-Oct-2006 | Priced | Profile |
| RiverNorth Tactical | $20.00 | TBA | TBA | Filed | |||
| Rydex Capital Partners Sphinx | 4.0M | $100.00 | 30-May-2003 | TBA | Filed | ||
| S&P 500 Covered Call Fund Inc | BEP | 18.9M | $20.00 | 25-Mar-2005 | 28-Mar-2005 | Priced | Profile |
| S&P 500 GEARED FUND | GRE | 1.0M | $20.00 | 14-Sep-2004 | 27-Oct-2004 | Priced | Profile |
| S&P 500 GEARED Fund II Inc | GRQ | $20.00 | TBA | 24-Jul-2008 | Withdrawn | Profile | |
| S&P Quality Rnk Glbl Eq Man Tr | BQY | 8.4M | $15.00 | 25-May-2004 | 25-May-2004 | Priced | Chart, News, Profile |
| SAL Trust Preferred Fund I | PBA | 0.86M | $25.00 | 9-Sep-1999 | 27-Oct-1999 | Priced | News, Profile, Research |
| SAPPHIRE INDUSTRIALS CORP | FYR | 80.0M | $10.00 | 17-Jan-2008 | 17-Jan-2008 | Priced | Profile |
| SCG Financial Acquisition Corp | SCGQU | 10.0M | $10.00 | 1-Apr-2011 | 12-Apr-2011 | Priced | News, Profile, Insider |
| SE Asia Emerging Market Co Ltd | $6.00 | TBA | 19-Oct-2011 | Withdrawn | |||
| SG Principal Protected Trust | 0.06M | $15.00 | 29-Jun-2005 | TBA | Filed | ||
| SP Acquisition Holdings Inc | DSP | 40.0M | $10.00 | 5-Oct-2007 | 10-Oct-2007 | Priced | Profile |
| Sal Bros Var Rate Stg Fnd Inc | GFY | 3.0M | $20.00 | 25-Oct-2004 | 26-Oct-2004 | Priced | Chart, News, Profile, Insider |
| Salient MLP & Energy | SMF | 5.4M | $25.00 | 25-May-2011 | 25-May-2011 | Priced | Chart, News, SEC, Profile, Research, Insider |
| Salient Midstream & MLP Fund | SMM | -0.0M | $20.00 | 24-May-2012 | 24-May-2012 | Priced | News, Profile, Insider |
| Salomon Bros Global High Yield | EHI | 4.0M | $15.00 | 25-Jul-2003 | 28-Jul-2003 | Priced | Chart, News, Profile, Insider |
| Salomon Brothers Cap and Inc | SCD | 3.0M | $20.00 | 23-Feb-2004 | 24-Feb-2004 | Priced | Chart, News, Profile, Insider |
| Salomon Brothers Emerging Mkts | ESD | 3.0M | $20.00 | 1-Dec-2003 | 1-Dec-2003 | Priced | Chart, News, Profile, Insider |
| Salomon Brothers High Income | HIX | 56.67M | $15.00 | 19-Aug-2000 | 21-May-1998 | Priced | Chart, News, Profile, Insider |
| Salomon Brothers Inflation Mgm | IMF | 10.0M | $20.00 | 24-May-2004 | 25-May-2004 | Priced | Chart, News, Profile, Insider |
| Santa Monica Media Corp | MEJ | 12.5M | $8.00 | 12-Mar-2007 | 27-Mar-2007 | Priced | Profile |
| Sccuder Municipal Bond Fund | $15.00 | 15-Nov-2002 | TBA | Filed | |||
| Scudder Calif. Muni. Bd Fund | ESD | 3.0M | $20.01 | 19-Nov-2003 | TBA | Filed | Profile |
| Scudder Glbl Comm Stock Fnd | GCS | 30.0M | $15.00 | 23-Sep-2004 | 23-Sep-2004 | Priced | Profile |
| Scudder Glbl Rreef RE Fnd Inc | $15.00 | 5-Apr-2004 | TBA | Filed | |||
| Scudder RREEF Real Estate Fund | SRQ | 18.0M | $15.00 | 28-Oct-2002 | 28-Oct-2002 | Priced | Profile |
| Seanergy Maritime Corp | SRG | 20.0M | $10.00 | 24-Sep-2007 | 24-Sep-2007 | Priced | Profile |
| Secure America Acq Corp | HLD | 10.0M | $8.00 | 12-Oct-2007 | 24-Oct-2007 | Priced | Profile |
| Seligman LaSalle Int Real | SLS | 10.4M | $25.00 | 24-May-2007 | 24-May-2007 | Priced | Profile |
| Seligman New Tech Fund II Inc | XSNTX | 36.0M | $25.00 | 15-Jun-2000 | 19-Jun-2000 | Priced | Profile |
| Seligman Premium Technology | STK | 13.1M | $20.00 | 18-Dec-2009 | 24-Nov-2009 | Priced | News, SEC, Profile, Insider |
| Senior Floating Income Fund | 0.07M | $13.00 - $15.00 | 24-Nov-1998 | 19-Apr-2000 | Withdrawn | ||
| Services Acquisition Corp | SVI | 15.0M | $8.00 | 28-Jun-2005 | 29-Jun-2005 | Priced | Profile |
| Shanghai Century Acq Corp | SHA | 12.5M | $8.00 | 19-Apr-2006 | 25-Apr-2006 | Priced | Profile |
| Shermen WSC Acquisition Corp | SACQ | 20.0M | $6.00 | 17-May-2007 | 24-May-2007 | Priced | News, Profile, Insider |
| Shine Media Acquisition Corp | SHND | 6.0M | $6.00 | 14-Dec-2006 | 20-Dec-2006 | Priced | Profile |
| Sidhu Special Purpose Cap Corp | FIE | 9.0M | $10.00 | TBA | TBA | Filed | Profile |
| SignPath Pharma Inc | 1.51M | $1.00 | TBA | TBA | Filed | ||
| Silicon Participation Corp | -0.0M | 31-Mar-2008 | 3-Jul-2008 | Withdrawn | |||
| Sml Cap Premium Dividnd Inc Fd | RCC | 0.05M | $20.00 | 23-Jun-2005 | 26-Jul-2005 | Priced | Profile |
| Solar Capital Ltd | SLRC | 5.0M | $18.50 | 27-Jan-2010 | 8-Feb-2010 | Priced | News, Profile, Research, Insider |
| Solar Senior Capital Ltd | SUNS | 8.0M | $20.00 | 14-Feb-2011 | 24-Feb-2011 | Priced | News, Profile, Research, Insider |
| Sports Prop Acq Corp | HMR | 20.0M | $10.00 | 17-Jan-2008 | 17-Jan-2008 | Priced | Profile |
| Spring Creek Acquisition Corp | CRQF | 4.5M | $8.00 | 4-Feb-2008 | 27-Feb-2008 | Priced | Profile |
| Staccato Acquisition Corp | 6.12M | $8.00 | TBA | TBA | Filed | ||
| Star Maritime Acquisition Corp | SEA | 18.87M | $10.00 | 13-Dec-2005 | 15-Dec-2005 | Priced | News, SEC, Profile |
| State Development Fund Ltd | -0.0M | 1-Aug-2002 | 12-Jun-2003 | Withdrawn | |||
| Stellus Capital Invest Corp | SCM | 8.0M | $15.00 | 7-Nov-2012 | 7-Nov-2012 | Priced | Chart, News, Profile, Research, Insider |
| Stone Arcade Acquisition Corp | SCDE | 20.0M | $6.00 | 1-Aug-2005 | 15-Aug-2005 | Priced | Profile |
| Stone Harbor Credit Recovery | 0.04M | $20.00 | 18-Sep-2009 | TBA | Filed | ||
| Stone Harbor Emerging Markets | EDI | 11.6M | $25.00 | 24-Oct-2012 | 25-Oct-2012 | Priced | News, Profile |
| Stone Harbor Local Mkts Inc | ELM | 0.04M | $25.00 | TBA | TBA | Filed | Profile |
| Stone Harbor Worldwide | 0.04M | $25.00 | TBA | TBA | Filed | ||
| Stone Tan China Acq Corp | STTA | 25.0M | $8.00 | 15-Oct-2007 | 15-Oct-2007 | Priced | Profile |
| Stoneleigh Partners Acq Corp | SOC | 25.0M | $8.00 | 21-May-2007 | 31-May-2007 | Priced | Profile |
| StreetTRACKS Gold Trust | GLD | 2.3M | $44.21 | 13-May-2003 | 17-Nov-2004 | Priced | News, Profile |
| SunAmerica Focused Alpha | FGI | -0.0M | $20.00 | 22-Dec-2005 | 22-Dec-2005 | Priced | Profile |
| Sunamerica Focused Alpha | FGF | 20.0M | $20.00 | 26-Jul-2005 | 26-Jul-2005 | Priced | Profile |
| SuperBanc Split Inc | -0.0M | $12.00 | 28-May-2007 | 13-Jul-2007 | Withdrawn | ||
| Swank Energy Income Fund | SRC | 0.04M | $15.00 | 19-Sep-2006 | TBA | Filed | Profile |
| Symmetry Holdings Inc | SHJ | 18.75M | $8.00 | 27-Feb-2007 | 7-Mar-2007 | Priced | Profile |
| Symphony Acquisition Corp | 6.12M | $8.00 | TBA | TBA | Filed | ||
| T-Equity Capital Corp | TECC | TBA | 8-Sep-2006 | Withdrawn | Profile | ||
| TCP Capital Corp | TCPC | 5.75M | $14.75 | 2-Apr-2012 | 3-Apr-2012 | Priced | News, Profile, Research, Insider |
| TCW Comm Strat And Income Fd | 0.1M | TBA | TBA | Filed | |||
| THL Credit Inc | TCRD | -0.0M | $13.00 | 1-Jun-2009 | 21-Apr-2010 | Priced | News, Profile, Research, Insider |
| THL Investment Capital Corp | -0.0M | 4-May-2004 | 25-Oct-2004 | Withdrawn | |||
| TM Entertainment & Media Inc | TMI | 9.0M | $8.00 | 12-Oct-2007 | 17-Oct-2007 | Priced | Profile |
| TS&W/Claymore Tax-Adv Bal Fund | TYW | 20.0M | $15.00 | 27-Apr-2004 | 27-Apr-2004 | Priced | Profile |
| Tac Acquisition Corp | TACA | 20.0M | $6.00 | 24-Jun-2005 | 28-Jun-2005 | Priced | Profile |
| Tailwind Financial Inc | TNF | 12.5M | $8.00 | 5-Apr-2007 | 11-Apr-2007 | Priced | Profile |
| Taliera Corp | TLE | $8.00 | TBA | 29-Mar-2007 | Withdrawn | Profile | |
| Terra Nova Acquisition Corp | TNVA | 4.8M | $6.00 | TBA | TBA | Filed | Profile |
| Texas Permian Royalty Trust | TPT | 10.0M | TBA | TBA | Filed | Profile | |
| The DIVIDEND Fund Inc | -0.0M | $20.00 | TBA | TBA | Filed | ||
| Third Avenue Flexible Income | NA | -0.0M | 6-May-2013 | TBA | Filed | Profile | |
| Third Wave Acquisition Corp | TWV | $10.00 | TBA | 10-Feb-2009 | Withdrawn | Profile | |
| Tortoise Energy Capital Corp | TYY | 16.0M | $25.00 | 25-May-2005 | 25-May-2005 | Priced | News, Profile, Research, Insider |
| Tortoise Energy Independence F | NDP | 16.0M | $25.00 | 25-Jun-2012 | 26-Jul-2012 | Priced | News, Profile, Insider |
| Tortoise Energy Infrastructure | TYG | 11.5M | $25.00 | 20-Feb-2004 | 24-Feb-2004 | Priced | Chart, News, Profile, Research, Insider |
| Tortoise Gas & Oil Corp | -0.0M | TBA | TBA | Filed | |||
| Tortoise MLP Fund Inc | NTG | -0.0M | $25.00 | 27-Jul-2010 | 27-Jul-2010 | Priced | Chart, News, SEC, Profile, Insider |
| Tortoise MLP Growth Fund Inc | -0.0M | TBA | TBA | Filed | |||
| Tortoise N American Energy | TYN | 0.2M | $25.00 | 26-Oct-2005 | 26-Oct-2005 | Priced | News, Profile, Research, Insider |
| Tortoise Pipeline & Energy | TTP | -0.0M | $25.00 | 25-Oct-2011 | 26-Oct-2011 | Priced | News, SEC, Profile, Research, Insider |
| Tortoise Power & Energy | TPZ | 7.5M | $20.00 | 28-Jul-2009 | 29-Jul-2009 | Priced | News, Profile, Research, Insider |
| Trans-India Acquisition Corp | TIL | 10.0M | $8.00 | 29-Jan-2007 | 8-Feb-2007 | Priced | Profile |
| TransAxio Highway Concession | TBA | 28-Oct-2010 | Withdrawn | ||||
| Transforma Acq Grp Inc | TAQ | 12.5M | $8.00 | 14-Dec-2006 | 20-Dec-2006 | Priced | Profile |
| Transformation Capital Corp | $10.00 | TBA | 23-Dec-2008 | Withdrawn | |||
| Transtech Services Partners | TTSPU | 4.5M | $8.00 | 16-May-2007 | 23-May-2007 | Priced | Profile |
| Travelers Corporate Loan Fund | TLI | 8.33M | $15.00 | 19-Nov-1998 | 19-Nov-1998 | Priced | Chart, News, Profile, Insider |
| Tremisis Energy Acq Corp | TEGYU | 5.5M | $6.00 | 10-May-2004 | 12-May-2004 | Priced | Profile |
| Tremisis Energy Acq Corp II | TGY | 9.5M | $8.00 | 30-Nov-2007 | 6-Dec-2007 | Priced | Profile |
| Tremont Oppenheimer Abs Rtn Fn | 0.04M | $20.00 | TBA | TBA | Filed | ||
| Tri-Artisan Acquisition Corp | $10.00 | TBA | 20-Sep-2010 | Withdrawn | |||
| Trian Acq I Corp | TUX | 75.0M | $10.00 | 23-Jan-2008 | 23-Jan-2008 | Priced | Profile |
| Trian Capital Corp | TCC | $15.00 | TBA | 5-Aug-2009 | Withdrawn | Profile | |
| Triangle Capital Corp | TCAP | 3.5M | $15.00 | 13-Feb-2007 | 14-Feb-2007 | Priced | News, Profile, Research, Insider |
| Triarc Deerfield Investment Co | 25.0M | $20.00 | 19-Apr-2004 | 4-Nov-2004 | Withdrawn | ||
| Trio Merger Corp | TMRGU | 5.0M | $10.00 | 6-Jun-2011 | 21-Jun-2011 | Priced | Profile |
| Triplecrown Acquisition Corp | TCW | 40.0M | $10.00 | 19-Oct-2007 | 22-Oct-2007 | Priced | Profile |
| US-HM Straw Construction | 19.5M | $0.02 | TBA | TBA | Filed | ||
| US-PS Energysave Construction | 19.5M | $0.02 | TBA | TBA | Filed | ||
| Umax Group Corp | 4.0M | $0.02 | TBA | TBA | Filed | ||
| Union Street Acquisition Corp | USQ | 12.5M | $8.00 | 5-Jan-2007 | 5-Feb-2007 | Priced | Profile |
| United Refining Energy Corp | 50.0M | $10.00 | 11-Dec-2007 | 11-Dec-2007 | Priced | ||
| United Svcs Mgt Corp | 16.0M | $10.00 | 28-Feb-2008 | 25-Sep-2008 | Withdrawn | ||
| Universal Business Payment | UBPSU | 12.0M | $6.00 | 29-Apr-2011 | 9-May-2011 | Priced | Profile |
| Universal Technology Sys Corp | 3.0M | $0.01 | TBA | TBA | Filed | ||
| Upscale Media Inc | 1.5M | $0.01 | 2-Apr-2012 | TBA | Filed | ||
| Utek Corp | UTEX | 1.0M | $6.00 | 2-Oct-2000 | 25-Oct-2000 | Priced | Profile |
| Valer Inc | 6.0M | TBA | TBA | Filed | |||
| Van Kampen Debt Opportunity Fu | 0.05M | $20.00 | 14-May-2009 | TBA | Filed | ||
| Van Kampen Dynamic Credit | VTA | 80.5M | $20.00 | 26-Jun-2007 | 26-Jun-2007 | Priced | Chart, News, SEC, Profile, Insider |
| Van Kampen Glbl Eq Div Inc Fd | 0.05M | $20.00 | 18-Oct-2007 | TBA | Filed | ||
| Van Kampen Municipal Opportuni | 0.05M | $20.00 | TBA | TBA | Filed | ||
| Van Kampen Senior Income Trust | VVR | 170.0M | $10.00 | 23-Jun-1998 | 23-Jun-1998 | Priced | Chart, News, Profile, Insider |
| Vantage Energy Services Inc | VTG | 25.0M | $8.00 | 21-May-2007 | 24-May-2007 | Priced | News, Profile, Research, Insider |
| Vectro Intersect Security | VTRQU | 7.31M | $8.00 | 3-Apr-2007 | 25-Apr-2007 | Priced | Profile |
| Venoco Acquisition Co | 9.1M | 14-Feb-2008 | 2-Jul-2008 | Withdrawn | |||
| Viceroy Acquisition Corp | $8.00 | TBA | 14-Feb-2006 | Withdrawn | |||
| Victory Acquisition Corp | VRY | 25.0M | $10.00 | 13-Apr-2007 | 24-Apr-2007 | Priced | Profile |
| Virtus Global Multi-Sector | VGI | 11.25M | $20.00 | 23-Feb-2012 | 23-Feb-2012 | Priced | News, Profile, Insider |
| W End London Ppty Invest Co | -0.0M | $1.00 | 9-Jan-2013 | 13-Feb-2013 | Withdrawn | ||
| WESTERN ASSET PREMIER BOND | WEA | 17.25M | $15.00 | 25-Mar-2002 | 25-Mar-2002 | Priced | Chart, News, Profile, Research, Insider |
| Wattles Acquisition Corp | 20.0M | $10.00 | TBA | TBA | Filed | ||
| WeRvaluecoupons.com Inc | 0.5M | $0.05 | TBA | TBA | Filed | ||
| Western Asset Claymore Fund 2 | WIW | 73.03M | $15.00 | 24-Feb-2004 | 24-Feb-2004 | Priced | Chart, News, Profile, Insider |
| Western Asset Global Corporate | GDO | -0.0M | $20.00 | 20-Nov-2009 | 23-Nov-2009 | Priced | News, Profile, Insider |
| Western Asset High Yield | HYI | 0.05M | $20.00 | 25-Oct-2010 | 26-Oct-2010 | Priced | Chart, News, Profile, Insider |
| Western Asset Mun Defined Opp | MTT | 12.5M | $20.00 | 25-Mar-2009 | 26-Mar-2009 | Priced | News, SEC, Profile, Insider |
| Western Asset Opportunistic | NA | 0.05M | $20.00 | 8-Jan-2013 | TBA | Filed | Profile |
| Western Asset/Claymore US Trs | WIA | 33.33M | $15.00 | 25-Sep-2003 | 25-Sep-2003 | Priced | Chart, News, Profile, Insider |
| Western Ast Mtg Defined Oppor | DMO | -0.0M | $20.00 | 23-Feb-2010 | 23-Feb-2010 | Priced | News, Profile, Insider |
| Western United Finl Corp | WNF | $8.00 | TBA | 29-May-2007 | Withdrawn | Profile | |
| White Oak Capital Corp | WOAK | -0.0M | 30-Apr-2010 | TBA | Filed | Profile | |
| WhiteHorse Finance Inc | WHF | 6.67M | $15.00 | 4-Dec-2012 | 4-Dec-2012 | Priced | News, Profile, Research, Insider |
| Wstn Asset Invest Grade Define | IGI | 12.5M | $20.00 | 25-Jun-2009 | 25-Jun-2009 | Priced | News, SEC, Profile, Insider |
| Yinlips Technology Inc | YTI | 0.4M | $3.00 - $4.00 | TBA | TBA | Filed | Profile |
| Zippy Bags Inc | 8.0M | TBA | TBA | Filed | |||
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