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Industry Center - Asset Management
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Recent Events for Asset Management
View: Upcoming Events | Recent Events
Date Company Event
04/30/13 SUNS Solar Senior Capital Ltd. coverage initiated by Ladenburg Thalmann
04/23/13 GARS Garrison Capital Inc. coverage initiated by Oppenheimer
04/22/13 GARS Garrison Capital Inc. coverage initiated by William Blair
04/18/13 HRZN Horizon Technology Finance Corp upgraded by Gilford Securities
04/11/13 ACAS American Capital, Ltd. coverage initiated by Compass Point
04/04/13 WDR Waddell & Reed Financial, Inc. upgraded by RBC Capital Mkts
03/01/13 HRZN Horizon Technology Finance Corp coverage initiated by Wunderlich
02/05/13 PFLT PennantPark Floating Rate Capit coverage initiated by Maxim Group
01/23/13 SUNS Solar Senior Capital Ltd. coverage initiated by Maxim Group
01/17/13 BK Bank of New York Mellon Corpora downgraded by RBC Capital Mkts
01/15/13 HRZN Horizon Technology Finance Corp coverage initiated by Maxim Group
01/15/13 OFS OFS Capital Corporation coverage initiated by UBS
01/11/13 PFG Principal Financial Group Inc C downgraded by UBS
01/09/13 PFG Principal Financial Group Inc C coverage initiated by Deutsche Bank
01/04/13 PSEC Prospect Capital Corporation coverage initiated by Barclays
01/04/13 TICC TICC Capital Corp. coverage initiated by Barclays
12/21/12 TCRD THL Credit, Inc. downgraded by Deutsche Bank
12/20/12 BLK BlackRock, Inc. Common Stock downgraded by Standpoint Research
12/03/12 OFS OFS Capital Corporation coverage initiated by Oppenheimer
12/03/12 OFS OFS Capital Corporation coverage initiated by Barclays
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