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AWK > SEC Filings for AWK > Form 8-K on 14-Aug-2014All Recent SEC Filings

Show all filings for AMERICAN WATER WORKS COMPANY, INC.

Form 8-K for AMERICAN WATER WORKS COMPANY, INC.


14-Aug-2014

Other Events, Financial Statements and Exhibits


Item 8.01. Other Events.

On August 14, 2014, American Water Capital Corp. ("AWCC"), a wholly-owned subsidiary of American Water Works Company, Inc. ("AWWC"), sold $300 million aggregate principal amount of its 3.400% Senior Notes due 2025 ("3.400% Notes") and an additional $200 million aggregate principal amount of its 4.300% Senior Notes due 2042 ("4.300% Notes," together, the "Notes") pursuant to an Underwriting Agreement dated August 11, 2014, between AWCC, AWWC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated, RBC Capital Markets, LLC, RBS Securities, Inc. and TD Securities (USA) LLC, as representatives of the several underwriters named therein. The Notes have the benefit of a support agreement from AWWC (the "Support Agreement"). The Notes and the Support Agreement were registered under the Securities Act of 1933 pursuant to Registration Statement Nos. 333-181155 and 333-181155-01. This Current Report on Form 8-K is being filed to report, as exhibits, certain documents executed in connection with the sale of the Notes.



Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

Exhibit                                   Description

*1           Underwriting Agreement, dated August 11, 2014, among AWCC, AWWC, and
             Merrill Lynch, Pierce, Fenner & Smith Incorporated, RBC Capital
             Markets, LLC, RBS Securities, Inc. and TD Securities (USA) LLC, as
             representatives of the several underwriters named therein.

*4.1         Officers' Certificate of AWCC, dated August 14, 2014, establishing the
             terms of the 3.400% Notes.

 4.2         Officers' Certificate of AWCC, dated December 17, 2012, establishing
             the terms of the 4.300% Notes (incorporated by reference to Exhibit
             4.1 to Form 8-K filed December 17, 2012, File No. 001-34028).

*4.3         Officers' Certificate of AWCC, dated August 14, 2014, authorizing a
             further issuance of the 4.300% Notes.

*5           Opinion and consent of Morgan, Lewis & Bockius LLP.

*filed herewith


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