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SANW > SEC Filings for SANW > Form 8-K on 8-Aug-2014All Recent SEC Filings

Show all filings for S&W SEED CO

Form 8-K for S&W SEED CO


Change in Directors or Principal Officers, Financial Statements and Exhibits

Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

(e) Effective August 6, 2014, S&W Seed Company (the "Registrant") entered into an amendment to the employment agreement (the "Amendment") with its principal financial officer, Matthew K. Szot. The Amendment memorializes the following modifications to Mr. Szot's Employment Agreement with the Registrant dated April 1, 2013 (the "Employment Agreement"): (i) Mr. Szot's title is changed from "Senior Vice President of Finance and Chief Financial Officer" to "Executive Vice President of Finance and Administration and Chief Financial Officer;" (ii) the term of the Employment Agreement is extended by six months--the end date is now September 30, 2016 instead of March 31, 2016; and (iii) Mr. Szot's base salary is increased from $200,000 to $250,000 per year. Except as modified by the Amendment, the Employment Agreement remains in full force and effect.

The foregoing description of the Amendment should be read in conjunction with, the full text of the Amendment, which is filed as Exhibit 10.1 hereto and is incorporated herein by reference.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits

Exhibit Description
10.1 Amendment No. 1 to Employment Agreement with Matthew K. Szot

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