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LPLA > SEC Filings for LPLA > Form 8-K on 8-Aug-2014All Recent SEC Filings

Show all filings for LPL FINANCIAL HOLDINGS INC.



Other Events

Item 8.01 Other Events

Mark S. Casady, Chairman and Chief Executive Officer of LPL Financial Holdings Inc. (the "Company"), expects to transfer 300,000 shares of the Company's common stock to an irrevocable trust in connection with his financial and estate planning. As of August 7, 2014, Mr. Casady held 309,857 shares of common stock directly, 100,000 shares of common stock indirectly, and vested and unvested options for the purchase of 839,327 shares of common stock. Mr. Casady would remain in compliance with the Company's stock ownership policy following such transfer.

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