Search the web
Welcome, Guest
[Sign Out, My Account]
EDGAR_Online

Quotes & Info
Enter Symbol(s):
e.g. YHOO, ^DJI
Symbol Lookup | Financial Search
CSWC > SEC Filings for CSWC > Form 8-K on 24-Jul-2014All Recent SEC Filings

Show all filings for CAPITAL SOUTHWEST CORP

Form 8-K for CAPITAL SOUTHWEST CORP


24-Jul-2014

Results of Operations and Financial Condition, Submission of Matters to a


Item 2.02 Results of Operations and Financial Condition.

On July 24, 2014, Capital Southwest Corporation (the "Company") issued a press release reporting the net asset value of the Company at June 30, 2014. A copy of the press release is attached hereto as Exhibit 99.1. Pursuant to the rules and regulations of the Securities and Exchange Commission, such exhibit and the information set forth therein and herein shall not be deemed to be filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and shall not be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.



Item 5.07 Submission of Matters to a Vote of Security Holders.

Our Annual Meeting of Shareholders was held on July 21, 2014. As of May 30, 2014, the record date, 15,413,532 shares of common stock were eligible to be voted, and 12,803,034 of those shares were voted in person or by proxy at the Annual Meeting. Shareholders were asked to consider and act upon the following resolutions:

(1) To elect seven (7) directors to serve until the next annual meeting of shareholders or until their respective successors shall be elected and qualified;

(2) To ratify the appointment by our Audit Committee of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2015; and

(3) To approve, by an advisory (non-binding) vote, our executive compensation.

The director nominees, Messrs. Joseph B. Armes, David R. Brooks, Jack D. Furst, Samuel B. Ligon, T. Duane Morgan, William R. Thomas III and John H. Wilson were elected to the Company's board of directors. The votes for, votes withheld, and broker non-votes for each director nominee are set out below:

Director Nominee         Votes For       Votes Withheld       Broker Non-Votes
Joseph B. Armes           9,737,586               81,103              2,984,345
David R. Brooks           9,714,964               92,497              2,995,573
Jack D. Furst             9,767,253               51,436              2,984,345
Samuel B. Ligon           9,706,628              100,833              2,995,573
T. Duane Morgan           8,435,148            1,372,313              2,995,573
William R. Thomas III     9,747,714               59,747              2,995,573
John H. Wilson            9,694,718              112,743              2,995,573

The recommendation to ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2015 was approved. The votes for, votes against, abstentions and broker non-votes for this proposal are set out below:

Votes For            12,532,953
Votes Against           257,509
Abstentions              12,571
Broker Non-Votes              -

The recommendation to approve our executive compensation was approved in an advisory (non-binding) vote. The votes for, votes against, abstentions and broker non-votes for this proposal are set forth below:

Votes For            9,324,758
Votes Against          129,779
Abstentions            352,921
Broker Non-Votes     2,995,575



Item 9.01 Financial Statements and Exhibits.

(a) None.

(b) None.

(c) None.

(d) Exhibits

Exhibit
Number Description
99.1 Press Release dated July 24, 2014


  Add CSWC to Portfolio     Set Alert         Email to a Friend  
Get SEC Filings for Another Symbol: Symbol Lookup
Quotes & Info for CSWC - All Recent SEC Filings
Copyright © 2014 Yahoo! Inc. All rights reserved. Privacy Policy - Terms of Service
SEC Filing data and information provided by EDGAR Online, Inc. (1-800-416-6651). All information provided "as is" for informational purposes only, not intended for trading purposes or advice. Neither Yahoo! nor any of independent providers is liable for any informational errors, incompleteness, or delays, or for any actions taken in reliance on information contained herein. By accessing the Yahoo! site, you agree not to redistribute the information found therein.