Search the web
Welcome, Guest
[Sign Out, My Account]
EDGAR_Online

Quotes & Info
Enter Symbol(s):
e.g. YHOO, ^DJI
Symbol Lookup | Financial Search
HTGC > SEC Filings for HTGC > Form 8-K on 11-Jul-2014All Recent SEC Filings

Show all filings for HERCULES TECHNOLOGY GROWTH CAPITAL INC

Form 8-K for HERCULES TECHNOLOGY GROWTH CAPITAL INC


11-Jul-2014

Submission of Matters to a Vote of Security Holders


Item 5.07. Submission of Matters to a Vote of Security Holders.

On July 8, 2014, Hercules Technology Growth Capital, Inc., a Maryland corporation (the "Company") held its 2014 Annual Meeting of Stockholders (the "Annual Meeting"). As of the May 14, 2014 record date, 62,605,639 shares of the Company's common stock were outstanding and entitled to vote. The following matters were submitted at the Annual Meeting, including any adjournments thereof, to the stockholders for consideration:

1. To elect one director who will serve for three years or until his successor is elected and qualified;

2. To ratify the selection of PricewaterhouseCoopers LLP to serve as our independent registered public accounting firm for the year ending December 31, 2014; and

3. To approve an advisory proposal on named executive officer compensation.

Robert P. Badavas was elected to serve as a director until the 2017 annual meeting of stockholders, or until his successor is elected and qualified, and proposals 2 and 3 were approved by the Company's stockholders. The detailed final voting results of the shares voted with regard to each of these matters are as follows:

1. Election of director:

                                                                 Broker Non-
                                    For:          Withheld:          Vote
            Robert P. Badavas     29,350,803       3,246,763       24,157,800

Continuing directors are as follows: Manuel Henriquez and Allyn C. Woodward, Jr.

2. Ratification of the selection of PricewaterhouseCoopers LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2014:

For Against Abstain 56,082,116 372,280 300,970

3. Advisory vote to approve the Company's named executive officer compensation:

                                                           Broker Non-
                     For          Against      Abstain         Vote
                 26,490,208      5,281,376     825,982     24,157,800


  Add HTGC to Portfolio     Set Alert         Email to a Friend  
Get SEC Filings for Another Symbol: Symbol Lookup
Quotes & Info for HTGC - All Recent SEC Filings
Copyright © 2014 Yahoo! Inc. All rights reserved. Privacy Policy - Terms of Service
SEC Filing data and information provided by EDGAR Online, Inc. (1-800-416-6651). All information provided "as is" for informational purposes only, not intended for trading purposes or advice. Neither Yahoo! nor any of independent providers is liable for any informational errors, incompleteness, or delays, or for any actions taken in reliance on information contained herein. By accessing the Yahoo! site, you agree not to redistribute the information found therein.