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RCAP > SEC Filings for RCAP > Form 8-K/A on 1-Jul-2014All Recent SEC Filings

Show all filings for RCS CAPITAL CORP

Form 8-K/A for RCS CAPITAL CORP


1-Jul-2014

Financial Statements and Exhibits


Item 9.01. Financial Statements and Exhibits.

(a) Financial statements of businesses acquired.

The required financial statements of Summit are included in the prospectus filed on June 5, 2014 by RCS Capital Corporation Pursuant to Rule 424(b)(4) (File No. 333-193925), which has been filed as Exhibit 99.1 to the Company's Current Report on Form 8-K filed with the SEC on July 1, 2014 and such financial statements of Summit are incorporated herein by reference.

(b) Pro Forma Financial Information.

The unaudited pro forma condensed consolidated financial statements of the Company as of March 31, 2014and for the three months ended March 31, 2014 and the year ended December 31, 2013, giving effect to the acquisition of Summit, have been filed as part of Exhibit 99.2 to the Company's Current Report on Form 8-K filed with the SEC on July 1, 2014 and are incorporated herein by reference.

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