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RJF > SEC Filings for RJF > Form 8-K on 30-Jun-2014All Recent SEC Filings




Regulation FD Disclosure

Item 7.01 Regulation FD Disclosure

Raymond James & Associates, Inc. ("RJA"), a subsidiary of Raymond James Financial, Inc. (the "Company") whose retail client operations comprise part of the Company's Private Client Group, recently participated in a survey conducted by the publication On Wall Street magazine. The following information about RJA was published in the July issue of this publication.

Raymond James & Associates, Inc. (Private Client Group)

Fee Revenue
Fiscal Year 2013: $400,137,575
Fiscal Year 2012: $296,376,345
% Change: 35%

Commission Revenue
Fiscal Year 2013: $1,099,164,619
Fiscal Year 2012: $1,052,681,044
% Change: 4.4%

Other Revenue
Fiscal Year 2013: $139,715,778
Fiscal Year 2012: $121,762,998
% Change: 14.7%

Total Number of Advisors
Fiscal Year 2013: 2,443
Fiscal Year 2012: 2,486
% Change: (1.7)%

The information in this Current Report, including any exhibits hereto, is being "furnished" and shall not be deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference into any filing of the Company with the Securities and Exchange Commission, whether made before or after the date hereof, regardless of any general incorporation language in such filings (unless the Company specifically states that the information or exhibit in this particular report is incorporated by reference).

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