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RCAP > SEC Filings for RCAP > Form 8-K on 23-Jun-2014All Recent SEC Filings

Show all filings for RCS CAPITAL CORP

Form 8-K for RCS CAPITAL CORP


23-Jun-2014

Regulation FD Disclosure


Item 7.01. Regulation FD Disclosure.

RCS Capital Corporation (the "Company") has prepared an investor presentation with respect to recently completed and pending transactions and to provide updates to the Company's future strategy. Directors, officers and other representatives of the Company intend to present some of or all of such investor presentation at various conferences and meetings in the coming months. A copy of the investor presentation is furnished as Exhibit 99.1 to this Current Report on Form 8-K. Such investor presentation shall not be deemed "filed" for any purpose, including for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that Section. The information in this Item 7.01, as well as Exhibit 99.1, shall not be deemed incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act regardless of any general incorporation language in such filing.

Forward-Looking Statements

Information set forth in this Current Report on Form 8-K (including information furnished, included or incorporated by reference herein) contains "forward-looking statements" (as defined in Section 21E of the Exchange Act), which reflect the Company's expectations regarding future events. The forward-looking statements involve a number of risks, uncertainties and other factors that could cause actual results to differ materially from those contained in the forward-looking statements. Such forward-looking statements include, but are not limited to, the Company's ability to consummate its pending acquisitions of businesses and the Company's ability to integrate businesses acquired in recent acquisitions into its existing businesses. Additional factors that may affect future results are contained in the Company's filings with the SEC, which are available at the SEC's website at www.sec.gov. The Company disclaims any obligation to update and revise statements contained in these materials based on new information or otherwise.

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