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SF > SEC Filings for SF > Form 8-K on 11-Jun-2014All Recent SEC Filings

Show all filings for STIFEL FINANCIAL CORP

Form 8-K for STIFEL FINANCIAL CORP


11-Jun-2014

Submission of Matters to a Vote of Security Holders


Item 5.07 Submission of Matters to a Vote of Security Holders.

The 2014 Annual Meeting of Shareholders (the "Annual Meeting") of Stifel Financial Corp. (the "Company") was held on June 11, 2014 to (i) elect six members of the Board of Directors; (ii) approve, on an advisory basis, the compensation of the named executive officers of the Company, as disclosed in the Company's Proxy Statement filed with the Securities and Exchange Commission on April 30, 2014; and (iii) ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm.

As of April 14, 2014, the record date for the Annual Meeting, there were 65,466,939 shares of common stock outstanding and entitled to vote. At the Annual Meeting, 62,930,867 shares of common stock were represented in person or by proxy, constituting a quorum. The final results for the proposals voted on at the Annual Meeting are set forth below.

Proposal I - Election of Six Directors:

The Company's shareholders elected six Class I directors to hold office until
the 2017 annual meeting of shareholders or until their respective successors are
elected and qualified or until their earlier death, resignation or removal. The
following table shows the results of the shareholders' votes:



                                              Withhold                           Broker
                               For           Authority        Abstentions       Non-votes
   Nominees for Class I:
   Bruce A. Beda             42,224,109       16,457,628                -        4,249,130
   Frederick O. Hanser       42,493,139       16,188,598                -        4,249,130
   Ronald J. Kruszewski      53,754,762        4,926,975                -        4,249,130
   Thomas P. Mulroy          50,914,455        7,767,282                -        4,249,130
   Thomas W. Weisel          52,878,709        5,803,028                -        4,249,130
   Kelvin R. Westbrook       57,083,272        1,598,465                -        4,249,130

Proposal II - To approve, on an advisory basis, the compensation of the named executive officers of the Company, as disclosed in the Proxy Statement:

For Against Abstentions Broker Non-votes 38,806,544 17,074,651 2,800,542 4,249,130

Proposal III - To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2014:

For Against Abstentions Broker Non-votes 62,809,582 95,804 25,481 -


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