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TCRD > SEC Filings for TCRD > Form 8-K on 4-Jun-2014All Recent SEC Filings

Show all filings for THL CREDIT, INC.

Form 8-K for THL CREDIT, INC.


4-Jun-2014

Submission of Matters to a Vote of Security Holders


Item 5.07. Submission of Matters to a Vote of Security Holders.

THL Credit, Inc. (the "Company") held its annual meeting of stockholders (the "Annual Meeting") on June 3, 2014. There were present at the Annual Meeting in person or by proxy stockholders holding an aggregate of 17,582,529 shares of the Company's common stock, out of a total number of 33,905,202 shares of the Company's common stock issued and outstanding and entitled to vote at the Annual Meeting. Following are descriptions of the matters voted on at the Annual Meeting and the final results of such voting:

Proposal 1 - Election of Directors

The following individuals, constituting all of the nominees named in the
Company's Proxy Statement, were elected as directors to serve until the 2015
annual meeting of stockholders or until their successors are duly elected and
qualified. The following votes were taken in connection with this proposal:



                  Director                 For           Withheld
                  David K. Downes        16,449,155       1,133,374
                  Nancy Hawthorne        16,852,332         730,197
                  Keith W. Hughes        17,201,800         380,729
                  James K. Hunt          16,815,957         766,572
                  John A. Sommers        16,866,697         715,832
                  David P. Southwell     16,873,258         709,271

Proposal 2 - Approval to Sell Shares Below Net Asset Value

A proposal to authorize the Company to sell or otherwise issue up to 25% of the Company's outstanding common stock at a price below the Company's then current net asset value per share was approved. The following votes were taken in connection with this proposal:

Vote With Affiliate Shares

For Against Abstain
13,764,441 3,639,282 178,800

Vote Without Affiliate Shares

For Against Abstain
13,206,043 1,628,112 178,800

Proposal 3 - Approval to Issue Debt with Warrants or Convertible Debt

A proposal to authorize the Company to offer and issue debt with warrants or debt convertible into shares of its common stock at an exercise or conversion price that, at the time such warrants or convertible debt are issued, will not be less than the market value per share but may be below the Company's then current net asset value in one or more offerings was approved. The following votes were taken in connection with this proposal:

For Against Abstain 14,840,430 2,547,000 195,093


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