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LLEN > SEC Filings for LLEN > Form 8-K on 30-May-2014All Recent SEC Filings

Show all filings for L & L ENERGY, INC.

Form 8-K for L & L ENERGY, INC.


Other Events

Item 8.01 Other Events.

On March 27, 2014 the United States Department of Justice unsealed an indictment against L&L's then Chairman and Chief Executive Officer, Dickson Lee, charging him with securities fraud. Mr. Lee resigned from the Company, effective April 2, 2014. The Department of Justice subsequently amended the previous complaint to include L&L Energy, Inc. as a defendant with Mr. Lee, formally arraigning the Company on May 22, 2014. The Company has pleaded not guilty. It expects that the Superseding Indictment will have a material negative impact on its business, financial condition, and results of operations.

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