Search the web
Welcome, Guest
[Sign Out, My Account]
EDGAR_Online

Quotes & Info
Enter Symbol(s):
e.g. YHOO, ^DJI
Symbol Lookup | Financial Search
HRG > SEC Filings for HRG > Form 8-K on 30-May-2014All Recent SEC Filings

Show all filings for HARBINGER GROUP INC.

Form 8-K for HARBINGER GROUP INC.


30-May-2014

Change in Directors or Principal Officers, Submission of Matters to a Vote o


Item 5.02. Departure of Directors or Certain Officers; Election of Directors;
Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

At the Annual Meeting of the Stockholders (the "Annual Meeting") of Harbinger Group Inc. (the "Company") held on May 30, 2014, the Company's stockholders approved (i) the election of two Class I directors to the Company's board of directors (the "Board") to serve for a three-year-term until the 2017 annual meeting of stockholders, (ii) ratified the selection of KPMG LLP as the Company's independent registered accounting firm for the fiscal year ended September 30, 2014, (iii) approved, on an advisory basis, the compensation of the Company's executive officers, (iv) approved an amendment to the Company's 2011 Omnibus Equity Award Plan solely to increase the number of shares of common stock available for award grants thereunder and (v) approved the Company's 2014 Warrant Award Plan, each as further described below in Item 5.07 and in the Company's Definitive Proxy Statement on Schedule 14A, filed with the Securities and Exchange Commission on April 29, 2014 (File No. 001-04219) (the "Proxy Statement").



Item 5.07. Submission of Matters to a Vote of Security Holders.

As described in Item 5.02 above, the Company held the Annual Meeting on May 30, 2014. Only holders of the Company's stock at the close of business on April 21, 2014 (the "Record Date") were entitled to vote at the Annual Meeting. As of the Record Date, there were 148,466,219 shares of common stock entitled to vote, the holders of which were entitled to one vote in the election of directors and on each matter submitted for stockholder approval. In addition, as of the Record Date, there were an aggregate of 374,985 shares of Series A and Series A-2 preferred stock outstanding, the holders of which were entitled to vote with the Company's common stock on an as-converted basis, subject to certain regulatory limitations. Collectively, as of the Record Date, the outstanding shares of preferred stock and common stock represented 194,004,835 votes. Holders of stock representing a total of 161,747,549 votes (83.37% of the total voting power), constituting a quorum, were represented in person or by valid proxies at the Annual Meeting. The final results for the votes regarding each proposal are set forth below.

Proposal 1: The Company's stockholders elected two Class I directors to the Company's board to serve for a three-year-term until the 2017 annual meeting of stockholders. The votes regarding this proposal were as follows:

For Withhold Broker Non-Votes % Votes For Eugene I. Davis 150,333,486 7,191,069 4,222,994 95.43% Keith M. Hladek 146,731,263 10,793,292 4,222,994 93.15%

Proposal 2: The Company's stockholders ratified the selection of KPMG LLP as the Company's independent registered accounting firm for the fiscal year ended September 30, 2014. The votes regarding this proposal were as follows:

For Against Abstain Broker Non-Votes % Votes For 161,671,440 10,648 65,461 0 99.95%


Proposal 3: The Company's stockholders approved, on an advisory basis, the compensation of the Company's executive officers. The votes regarding this proposal were as follows:

For Against Abstain Broker Non-Votes % Votes For 147,453,470 9,825,518 245,567 4,222,994 91.16%

Proposal 4: The Company's stockholders approved the amendment to the Company's 2011 Omnibus Equity Award Plan solely to increase the number of shares of common stock available for award grants thereunder. The votes regarding this proposal were as follows:

For Against Abstain Broker Non-Votes % Votes For 142,371,398 14,908,227 244,930 4,222,994 88.02%

Proposal 5: The Company's stockholders approved the Company's 2014 Warrant Award Plan. The votes regarding this proposal were as follows:

For Against Abstain Broker Non-Votes % Votes For 146,996,024 10,279,421 249,110 4,222,994 90.88%


  Add HRG to Portfolio     Set Alert         Email to a Friend  
Get SEC Filings for Another Symbol: Symbol Lookup
Quotes & Info for HRG - All Recent SEC Filings
Copyright © 2014 Yahoo! Inc. All rights reserved. Privacy Policy - Terms of Service
SEC Filing data and information provided by EDGAR Online, Inc. (1-800-416-6651). All information provided "as is" for informational purposes only, not intended for trading purposes or advice. Neither Yahoo! nor any of independent providers is liable for any informational errors, incompleteness, or delays, or for any actions taken in reliance on information contained herein. By accessing the Yahoo! site, you agree not to redistribute the information found therein.