Search the web
Welcome, Guest
[Sign Out, My Account]
EDGAR_Online

Quotes & Info
Enter Symbol(s):
e.g. YHOO, ^DJI
Symbol Lookup | Financial Search
REDG > SEC Filings for REDG > Form 8-K on 27-May-2014All Recent SEC Filings

Show all filings for RED GIANT ENTERTAINMENT, INC.

Form 8-K for RED GIANT ENTERTAINMENT, INC.


27-May-2014

Unregistered Sale of Equity Securities


ITEM 3.02 SALES OF UNREGISTERED SECURITIES

As of May 20, 2014, we have issued shares of common stock exceeding 5% of the number of shares outstanding as of our last periodic report, as follows:

On May 15, 2014, we issued 7,0166,666 shares of common stock to LG Capital Funding LLC to convert $10,525 in partial principal and interest due under a 9% Convertible Redeemable note dated October 2, 2013 in substantially the form filed as Exhibit 4.8 to our Annual Report on Form 10-K filed with the SEC on December 5, 2013. The issuance was made pursuant to an April 29, 2014 notice of conversion.

On May 15, 2014, we issued 13,636,364 shares of common stock to Asher Enterprises, Inc. to convert $15,000 in partial principal due under an 8% Convertible Promissory Note dated as of November 11, 2013 in substantially the form filed as Exhibit 4.9 to our Annual Report on Form 10-K filed with the SEC on December 5, 2013. The issuance was made pursuant to a May 15, 2014 notice of conversion.

On May 16, 2014, we issued 45,580,229 shares of common stock to Typenex Co-Investment, LLC to convert $28,259.74 in partial principal and interest due under a Secured Convertible Promissory Note filed as Exhibit 99.2 to our Current Report on Form 8-K filed with the SEC on January 27, 2014. The issuance was made pursuant to a May 13, 2014 notice of conversion.

On May 20, 2014, we issued 26,373,626 shares of common stock to Asher Enterprises, Inc. to convert the remaining $24,000 in principal and interest outstanding under an 8% Convertible Promissory Note dated as of November 11, 2013 in substantially the form filed as Exhibit 4.10 to our Annual Report on Form 10-K filed with the SEC on December 5, 2013. The issuance was made pursuant to a May 19, 2014 notice of conversion.

All of the above-described conversions, issuances and exercises were exempt from registration pursuant to Section 4(2) and/or Regulation D of the Securities Act as transactions not involving a public offering. The shares were issued as unrestricted pursuant to Rule 144 since the each of the converting creditors held their convertible securities for more than six months prior to conversion.

  Add REDG to Portfolio     Set Alert         Email to a Friend  
Get SEC Filings for Another Symbol: Symbol Lookup
Quotes & Info for REDG - All Recent SEC Filings
Copyright © 2014 Yahoo! Inc. All rights reserved. Privacy Policy - Terms of Service
SEC Filing data and information provided by EDGAR Online, Inc. (1-800-416-6651). All information provided "as is" for informational purposes only, not intended for trading purposes or advice. Neither Yahoo! nor any of independent providers is liable for any informational errors, incompleteness, or delays, or for any actions taken in reliance on information contained herein. By accessing the Yahoo! site, you agree not to redistribute the information found therein.