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MMAB > SEC Filings for MMAB > Form 8-K on 15-May-2014All Recent SEC Filings




Results of Operations and Financial Condition

Item 2.02 Results of Operations and Financial Condition.

On May 15, 2014, the Company filed its Quarterly Report on Form 10-Q for the period ended March 31, 2014. The filing was announced in a press release also issued on May 15, 2014. The press release included certain non-GAAP financial information in the form of adjusted balance sheets and results of operations and a reconciliation of these non-GAAP financial statements to the Company's GAAP financial statements. The purpose of these non-GAAP financial statements and the associated reconciliations is to help investors better understand our financial statements with regard to our retained bond investments as well as the effects of our consolidated funds and ventures. The press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K.

The information in this Item 2.02 of Form 8-K and Exhibit 99.1 attached hereto shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference into any filing under the Securities Exchange Act of 1934, as amended, or the Securities Act of 1933, as amended, except as expressly set forth by specific reference in such filing.

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