Search the web
Welcome, Guest
[Sign Out, My Account]
EDGAR_Online

Quotes & Info
Enter Symbol(s):
e.g. YHOO, ^DJI
Symbol Lookup | Financial Search
ASTM > SEC Filings for ASTM > Form 8-K on 9-May-2014All Recent SEC Filings

Show all filings for AASTROM BIOSCIENCES INC

Form 8-K for AASTROM BIOSCIENCES INC


9-May-2014

Amendments to Articles of Inc. or Bylaws; Change in Fiscal Year, Submissi


Item 5.03. Amendment to Articles of Incorporation or Bylaws; Change in Fiscal Year.

At its Annual Meeting of Stockholders held on May 7, 2014 (the "Annual Meeting"), the shareholders of Aastrom Biosciences, Inc., a Michigan corporation (the "Company"), voted to approve an amendment to the Company's Restated Articles of Incorporation, as amended (the "Articles"), to increase the number of shares of the Company's common stock authorized for issuance thereunder from 15,000,000 shares to 75,000,000 shares. Accordingly, on May 7, 2014, the Company filed a Certificate of Amendment to the Articles with the Michigan Department of Licensing and Regulatory Affairs.

A copy of the Certificate of Amendment is filed as Exhibit 3.1 hereto and is incorporated by reference herein.



Item 5.07 Submission of Matters to a Vote of Security Holders.

At the Annual Meeting, the shareholders of the Company voted on the following matters, which are described in detail in the Company's Proxy Statement ("Proxy Statement") filed with the U.S. Securities and Exchange Commission ("SEC") on March 27, 2014, as amended by the Supplement to Proxy Statement filed with the SEC on May 1, 2014: (i) to elect Robert L. Zerbe, Alan L. Rubino, Nelson M. Sims, Heidi Hagen, and Dominick C. Colangelo as directors of the Company to each serve for a one-year term expiring at the Company's annual meeting of shareholders in 2015 and until his or her successor has been elected and qualified ("Proposal 1"), (ii) to ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2014 ("Proposal 2"), (iii) to approve an amendment to the Articles to increase the shares of common stock authorized thereunder from 15,000,000 shares to 75,000,000 shares ("Proposal 3"), (iv) to approve the amendment and restatement of the 2009 Omnibus Incentive Plan (the "Incentive Plan"), including the reservation of an additional 375,000 shares for issuance thereunder and the re-approval of certain performance criteria under the Incentive Plan ("Proposal 4"), and (v) to hold an advisory vote approving the compensation of the named executive officers ("Proposal 5").

The Company's shareholders approved the nominees recommended for election in Proposal 1 at the Annual Meeting.

Shareholders voted for directors as follows:

Nominee                    For      Abstain/Withheld   Broker Non-Votes
Robert L. Zerbe         1,555,213             91,355          2,927,220
Alan L. Rubino          1,558,929             87,639          2,927,220
Nelson M. Sims          1,561,608             84,960          2,927,220
Heidi Hagen             1,561,367             85,201          2,927,220
Dominick C. Colangelo   1,558,701             87,867          2,927,220

The Company's shareholders approved Proposal 2. The votes cast at the Annual Meeting were as follows: 4,357,023 voted for, 201,685 shares voted against and 15,080 shares abstained from voting.

The Company's shareholders approved Proposal 3. The votes cast at the Annual Meeting were as follows: 3,714,817 shares voted for, 732,293 shares voted against and 126,678 shares abstained from voting.

The Company's shareholders approved Proposal 4. The votes cast at the Annual Meeting were as follows: 1,425,641 shares voted for, 204,555 shares voted against and 16,372 shares abstained from voting.

The Company's shareholders approved Proposal 5. The votes cast at the Annual Meeting were as follows: 1,452,851 shares voted for, 175,826 shares voted against and 17,891 shares abstained from voting.




Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

3.1 Certificate of Amendment to the Restated Articles of Incorporation.


  Add ASTM to Portfolio     Set Alert         Email to a Friend  
Get SEC Filings for Another Symbol: Symbol Lookup
Quotes & Info for ASTM - All Recent SEC Filings
Copyright © 2014 Yahoo! Inc. All rights reserved. Privacy Policy - Terms of Service
SEC Filing data and information provided by EDGAR Online, Inc. (1-800-416-6651). All information provided "as is" for informational purposes only, not intended for trading purposes or advice. Neither Yahoo! nor any of independent providers is liable for any informational errors, incompleteness, or delays, or for any actions taken in reliance on information contained herein. By accessing the Yahoo! site, you agree not to redistribute the information found therein.