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PJC > SEC Filings for PJC > Form 8-K on 8-May-2014All Recent SEC Filings

Show all filings for PIPER JAFFRAY COMPANIES

Form 8-K for PIPER JAFFRAY COMPANIES


8-May-2014

Submission of Matters to a Vote of Security Holders


Item 5.07. Submission of Matters to a Vote of Security Holders.
(a) The Company's 2014 annual meeting of shareholders was held on May 7, 2014. The holders of 13,961,670 shares of common stock, 85.83 percent of the outstanding shares entitled to vote as of the record date, were represented at the meeting in person or by proxy.

(b) At the annual meeting, Andrew S. Duff, William R. Fitzgerald, B. Kristine Johnson, Addison L. Piper, Lisa K. Polsky, Philip E. Soran, Scott C. Taylor and Michele Volpi were elected as directors to serve a one-year term expiring at the annual meeting of shareholders in 2015. The following table shows the vote totals for each of these individuals:

        Name          Votes For  Authority Withheld
Andrew S. Duff        12,048,616      264,558
William R. Fitzgerald 12,191,261      121,913
B. Kristine Johnson   12,181,053      132,121
Addison L. Piper      12,161,427      151,747
Lisa K. Polsky        12,215,910       97,264
Philip E. Soran       12,157,682      155,492
Scott C. Taylor       12,184,945      128,229
Michele Volpi         12,209,096      104,078

Broker non-votes for each director totaled 1,648,496.

At the annual meeting, our shareholders also approved the proposal to ratify the selection of Ernst & Young LLP as the independent auditor for 2014. The following table indicates the specific voting results for this proposal:
Proposal Votes For Votes Against Abstentions Ratify the 13,794,996 158,029 8,645 selection of
Ernst & Young
LLP as the
independent
auditor for
2014.

At the annual meeting, our shareholders also cast an advisory vote to approve the compensation of officers disclosed in the proxy statement, or a "say-on-pay" vote. The following table indicates the specific voting results for this proposal:

     Proposal          Votes For     Votes Against    Abstentions
Advisory resolution   11,922,192        267,571         123,411
approving the
compensation of the
officers disclosed
in the proxy
statement, or a
"say-on-pay" vote.

Broker non-votes for each director totaled 1,648,496.


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