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GBL > SEC Filings for GBL > Form 8-K on 7-May-2014All Recent SEC Filings

Show all filings for GAMCO INVESTORS, INC. ET AL

Form 8-K for GAMCO INVESTORS, INC. ET AL


7-May-2014

Submission of Matters to a Vote of Security Holders


Item 5.07 Submission of Matters to a Vote of Security Holders.

The annual meeting of shareholders of GAMCO Investors, Inc. ("GAMCO") was held on May 6, 2014. At the annual meeting: (1) seven persons were elected to serve as directors of GAMCO; (2) the appointment of Deloitte & Touche LLP as GAMCO's independent registered public accounting firm for the year ending December 31, 2014 was ratified; (3) an advisory vote on the named executive officer compensation; and (4) holders of GAMCO's Class A Common Stock cast an advisory vote on whether GAMCO's Board of Directors should consider the conversion and reclassification of the Class B Common Stock into Class A Common Stock at a ratio in the range between 1.15 to 1.25 shares of Class A Common Stock for each share of Class B Common Stock.

Set forth below, with respect to each of the matters submitted to shareholders, are the number of votes cast for or against or withheld, and the number of abstentions and broker non-votes, where applicable.

                                VOTES FOR       VOTES WITHHELD       BROKER NON-VOTES
(1) Election of Directors
NOMINEE
Edwin L. Artzt                192,479,872               36,618              1,046,505
Raymond C. Avansino, Jr.      191,870,584              645,906              1,046,505
Richard L. Bready             191,519,960              996,530              1,046,505
Mario J. Gabelli              191,738,975              777,515              1,046,505
Eugene R. McGrath             192,408,471              108,019              1,046,505
Robert S. Prather, Jr.        191,534,935              981,555              1,046,505
Elisa M. Wilson               191,679,029              837,461              1,046,505




                                       VOTES FOR       VOTES AGAINST       ABSTAINED        BROKER NON-VOTES
(2) Ratification of independent      193,552,729               8,515           1,751                       -
registered public accounting
firm




                                       VOTES FOR       VOTES AGAINST      ABSTAINED       BROKER NON-VOTES
(3) Named executive officer          190,798,119           1,407,547        310,824              1,046,505
compensation




                                 VOTES FOR       VOTES AGAINST      ABSTAINED       BROKER NON-VOTES       UNCAST
(4) Board of Directors           4,023,676             443,417        267,238              1,046,505           39
consideration of the
conversion and
 reclassification of the
Class B Common Stock into
Class A
Common Stock at a ratio in
the range between 1.15 to
1.25
shares of Class A Common
Stock for each share of
Class B
Common Stock


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